13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST | 33737J208 | CANADA ALPHA | 39,064 | $1,514,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 33,163 | $1,513,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 13,282 | $1,510,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 64,443 | $1,508,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 72,416 | $1,506,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100,000 | $1,502,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 83,684 | $1,499,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 59,845 | $1,497,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 45,500 | $1,495,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 23,488 | $1,494,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 51,349 | $1,494,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 35,837 | $1,485,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 23,939 | $1,485,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 33,282 | $1,483,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 78,612 | $1,479,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 106,744 | $1,476,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 104,557 | $1,474,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,900 | $1,473,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 17,152 | $1,465,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 81,978 | $1,463,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 50,264 | $1,461,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 116,017 | $1,461,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,238 | $1,458,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 27,470 | $1,457,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 34,210 | $1,456,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 66,198 | $1,456,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,000 | $1,455,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 126,600 | $1,447,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 133,634 | $1,447,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 24,582 | $1,444,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 21,615 | $1,443,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 71,985 | $1,441,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 44,533 | $1,437,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 122,560 | $1,435,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 49,061 | $1,431,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 9,035 | $1,431,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 30,410 | $1,427,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 33,774 | $1,426,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 18,850 | $1,424,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 23,034 | $1,419,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 114,038 | $1,418,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 69,610 | $1,417,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 491,323 | $1,416,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 100,000 | $1,416,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 50,502 | $1,414,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,036 | $1,413,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 47,473 | $1,410,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 27,695 | $1,408,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75,300 | $1,407,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 106,637 | $1,405,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 55,064 | $1,403,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 66,999 | $1,398,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 51,007 | $1,397,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 102,107 | $1,397,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 33,476 | $1,395,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 22,687 | $1,395,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 51,745 | $1,395,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 54,856 | $1,395,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 212,821 | $1,387,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 106,811 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 26,180 | $1,383,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 478,189 | $1,382,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 66,696 | $1,380,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 62,700 | $1,376,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,962 | $1,372,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 28,921 | $1,372,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 43,479 | $1,371,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,211 | $1,370,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 42,526 | $1,369,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 45,676 | $1,368,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 18,307 | $1,367,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 81,743 | $1,366,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 47,437 | $1,365,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 46,991 | $1,365,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 38,025 | $1,364,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 22,711 | $1,363,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 68,403 | $1,362,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 36,277 | $1,360,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 106,137 | $1,360,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 43,877 | $1,358,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 248,366 | $1,356,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 81,010 | $1,356,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 99,667 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 18,591 | $1,354,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $1,351,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 67,479 | $1,347,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 228,555 | $1,346,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 97,730 | $1,346,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,155 | $1,345,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 30,413 | $1,343,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 46,236 | $1,341,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 34,344 | $1,340,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 43,362 | $1,340,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 24,098 | $1,339,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 62,186 | $1,339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,637 | $1,337,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 47,092 | $1,336,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 112,199 | $1,335,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 52,066 | $1,334,000 | thousands by filing date | principal |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 50,603 | $1,332,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 48,038 | $1,332,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,150 | $1,331,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 627,557 | $1,331,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 35,530 | $1,330,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 39,951 | $1,329,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 79,449 | $1,327,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 65,676 | $1,325,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 144,753 | $1,324,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,300 | $1,322,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 84,765 | $1,320,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,066,000 | $1,320,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 40,320 | $1,318,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 87,100 | $1,317,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $1,311,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 76,200 | $1,311,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 23,350 | $1,309,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 79,369 | $1,308,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 194,606 | $1,308,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 46,033 | $1,306,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 35,899 | $1,305,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 39,822 | $1,305,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 141,027 | $1,299,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 164,300 | $1,296,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 23,700 | $1,295,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 51,400 | $1,289,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 44,802 | $1,288,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 19,755 | $1,285,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 46,032 | $1,284,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 149,180 | $1,284,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 22,100 | $1,282,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 45,809 | $1,277,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 28,729 | $1,274,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 23,846 | $1,274,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,539 | $1,273,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 41,407 | $1,273,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 239,076 | $1,272,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 39,762 | $1,268,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 74,785 | $1,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 38,234 | $1,266,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 63,879 | $1,261,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 14,194 | $1,261,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,258,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,258,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 44,594 | $1,258,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 60,974 | $1,258,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 363,187 | $1,253,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 27,052 | $1,252,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 69,841 | $1,251,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 175,620 | $1,250,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 60,700 | $1,248,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 113,026 | $1,244,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 30,685 | $1,241,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 17,658 | $1,240,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 47,945 | $1,239,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 89,523 | $1,239,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 37,267 | $1,235,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 161,279 | $1,234,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 30,000 | $1,229,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,159 | $1,226,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 75,980 | $1,223,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 69,477 | $1,223,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 137,467 | $1,222,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 33,615 | $1,222,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 12,689 | $1,222,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 66,790 | $1,221,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 36,952 | $1,221,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 678,028 | $1,220,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 28,600 | $1,219,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 32,087 | $1,218,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 54,177 | $1,218,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 889,903 | $1,218,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 45,875 | $1,218,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 19,679 | $1,217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 26,310 | $1,213,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 50,852 | $1,212,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 83,274 | $1,212,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 33,292 | $1,209,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 59,662 | $1,208,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 100,588 | $1,204,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 46,389 | $1,202,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 329,135 | $1,201,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 82,900 | $1,200,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 11,372 | $1,200,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 37,399 | $1,198,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 93,532 | $1,197,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 56,759 | $1,196,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,775 | $1,196,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 158,868 | $1,195,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,100 | $1,191,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 12,280 | $1,191,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 83,436 | $1,190,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 44,950 | $1,190,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,226 | $1,188,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,658 | $1,185,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 415,643 | $1,185,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 33,221 | $1,184,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 57,319 | $1,182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 20,813 | $1,181,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 138,414 | $1,178,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 41,607 | $1,177,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 28,173 | $1,177,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42,254 | $1,175,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 15,295 | $1,174,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,590 | $1,174,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 22,339 | $1,174,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $1,171,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 65,350 | $1,171,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 18,650 | $1,169,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 80,012 | $1,165,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 109,407 | $1,162,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 39,250 | $1,161,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 62,317 | $1,159,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 161,261 | $1,159,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 15,035 | $1,159,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 17,800 | $1,158,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 14,813 | $1,156,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 134,083 | $1,155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 78,211 | $1,154,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 49,586 | $1,153,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 48,167 | $1,152,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 63,444 | $1,152,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 54,148 | $1,151,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 49,993 | $1,150,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 94,709 | $1,149,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 85,983 | $1,148,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 25,691 | $1,146,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 29,486 | $1,142,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 7,213 | $1,141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 23,922 | $1,141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 29,466 | $1,141,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 48,630 | $1,139,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 118,500 | $1,138,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,300 | $1,137,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,243,302 | $1,137,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,819 | $1,136,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 42,747 | $1,135,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 46,237 | $1,134,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 88,810 | $1,133,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 56,100 | $1,131,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 23,646 | $1,129,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 32,466 | $1,128,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,400 | $1,128,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 14,674 | $1,125,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 21,030 | $1,123,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 47,692 | $1,123,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 22,372 | $1,122,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 23,346 | $1,122,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 40,997 | $1,122,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 39,291 | $1,120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 32,340 | $1,115,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 132,571 | $1,113,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 22,130 | $1,113,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 126,905 | $1,110,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 16,310 | $1,109,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 48,400 | $1,108,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 21,667 | $1,103,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 32,043 | $1,102,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,635 | $1,100,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 43,363 | $1,100,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 21,829 | $1,092,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 51,324 | $1,092,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 65,053 | $1,086,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 34,055 | $1,085,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 22,426 | $1,082,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 115,747 | $1,082,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 353,103 | $1,081,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 35,618 | $1,080,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 44,428 | $1,078,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 29,500 | $1,077,000 | thousands by filing date | call |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 79,071 | $1,077,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 47,050 | $1,077,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,000,000 | $1,076,000 | thousands by filing date | principal |
| WALGREEN CO | 931422109 | COM | 14,500 | $1,075,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 14,500 | $1,075,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,930 | $1,074,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 30,446 | $1,074,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 32,832 | $1,073,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 20,064 | $1,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 22,289 | $1,072,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 53,317 | $1,072,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 44,338 | $1,072,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 15,001 | $1,070,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 24,943 | $1,070,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,800 | $1,067,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,800 | $1,067,000 | thousands by filing date | call |
| ENTREE GOLD INC | 29383G100 | COM | 3,494,155 | $1,066,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 89,947 | $1,063,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 24,200 | $1,058,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 35,500 | $1,057,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 205,000 | $1,056,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 68,603 | $1,056,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $1,054,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 70,000 | $1,054,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 33,519 | $1,052,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 20,852 | $1,052,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,891 | $1,050,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 17,400 | $1,050,000 | thousands by filing date | call |
| RevShares Ultra Dividend Fund | 761396886 | COM | 36,468 | $1,050,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 146,300 | $1,049,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 38,957 | $1,047,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 55,519 | $1,046,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 96,457 | $1,046,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 37,072 | $1,046,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 16,563 | $1,045,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 33,225 | $1,044,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 92,993 | $1,041,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 59,134 | $1,040,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 21,772 | $1,040,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 36,932 | $1,039,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,500 | $1,038,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 23,112 | $1,037,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 69,726 | $1,032,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 79,743 | $1,031,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 36,637 | $1,030,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 35,851 | $1,029,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 78,316 | $1,028,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,413 | $1,027,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 93,399 | $1,025,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 32,630 | $1,024,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 22,523 | $1,022,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94,000 | $1,020,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 39,968 | $1,015,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 29,740 | $1,014,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 114,601 | $1,013,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 35,092 | $1,010,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 46,321 | $1,010,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 83,963 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,175 | $1,010,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,948 | $1,009,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 68,400 | $1,008,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 208,570 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 8,838 | $1,007,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 33,677 | $1,007,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,194 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 33,117 | $1,004,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 501,000 | $1,004,000 | thousands by filing date | principal |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 26,240 | $1,002,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 61,175 | $1,001,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 77,970 | $1,000,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 37,757 | $1,000,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 83,777 | $998,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 57,221 | $998,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $997,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 32,050 | $997,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 267,700 | $996,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 79,827 | $996,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 58,500 | $996,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,500 | $993,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 20,000 | $993,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 120,702 | $992,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 49,223 | $992,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 33,841 | $989,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 70,956 | $988,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,460 | $986,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 17,301 | $986,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 51,912 | $983,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 8,202 | $982,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 72,122 | $979,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 74,994 | $979,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 128,180 | $977,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 22,594 | $976,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 38,155 | $976,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 78,540 | $975,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 19,521 | $974,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 98,035 | $970,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 57,151 | $970,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 62,107 | $969,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 58,997 | $965,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 101,868 | $964,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 24,980 | $963,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 98,700 | $963,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 27,281 | $962,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 9,519 | $962,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 21,750 | $961,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 154,878 | $957,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 149,000 | $955,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,400 | $953,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 139,916 | $953,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 128,100 | $953,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 33,192 | $953,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 144,037 | $953,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 47,762 | $953,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 168,851 | $951,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 6,344 | $950,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 38,827 | $947,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,500 | $946,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 30,046 | $946,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 22,643 | $946,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $942,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 38,883 | $942,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 69,775 | $941,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 26,196 | $941,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 374,575 | $937,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 17,553 | $937,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 43,330 | $937,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 103,611 | $936,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $935,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 12,946 | $935,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 634,840 | $933,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 34,268 | $932,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28,995 | $929,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 457,000 | $928,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 42,169 | $926,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 122,923 | $924,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 33,039 | $923,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 40,633 | $922,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 201,635 | $922,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11,001 | $921,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 6,981 | $920,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 18,200 | $918,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 14,335 | $917,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 14,910 | $911,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,032 | $909,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 20,000 | $908,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 24,178 | $905,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 31,049 | $904,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 65,906 | $900,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 12,013 | $898,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $898,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 25,323 | $895,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,376 | $894,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 26,067 | $894,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 26,431 | $894,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $893,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,045 | $893,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 25,041 | $890,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 13,633 | $889,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,125 | $888,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 185,005 | $888,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 37,186 | $887,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 78,876 | $885,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $884,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 41,974 | $884,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 22,109 | $884,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,300 | $883,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 220,000 | $880,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 61,203 | $879,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 34,822 | $879,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 38,621 | $878,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 34,995 | $877,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 17,146 | $877,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 15,134 | $875,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,000 | $874,000 | thousands by filing date | put |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,500 | $873,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 24,348 | $872,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 41,200 | $871,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 39,456 | $869,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 61,312 | $869,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 49,913 | $869,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 25,233 | $868,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 20,400 | $868,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250,000 | $865,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 49,780 | $865,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 16,395 | $863,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 10,334 | $862,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 25,000 | $860,000 | thousands by filing date | put |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $859,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 204,243 | $855,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 93,804 | $855,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 22,054 | $853,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 21,606 | $852,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,291 | $848,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 25,891 | $847,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 75,446 | $847,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 18,147 | $846,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 44,839 | $846,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 734 | $845,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 17,513 | $844,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 82,822 | $840,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 16,482 | $840,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 64,534 | $839,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 43,524 | $838,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 45,900 | $838,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 11,700 | $837,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 67,329 | $837,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 141,873 | $836,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 32,847 | $835,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 146,698 | $835,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,285 | $834,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 30,762 | $832,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 227,310 | $831,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 36,124 | $830,000 | thousands by filing date | principal |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,989 | $830,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,353 | $829,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 11,859 | $828,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 30,000 | $828,000 | thousands by filing date | call |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 29,314 | $828,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 23,377 | $826,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,700 | $824,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 8,662 | $820,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 50,274 | $819,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 49,458 | $819,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 38,925 | $818,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 15,097 | $817,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 15,267 | $817,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,162,660 | $814,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 17,533 | $812,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 16,760 | $808,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 16,618 | $808,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 17,592 | $807,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |