13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 115,000 | $6,184,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 71,778 | $6,161,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 181,155 | $6,153,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 313,443 | $6,143,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 15,645 | $6,135,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 419,414 | $6,128,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 201,267 | $6,111,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 164,681 | $6,105,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 307,000 | $6,100,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 333,300 | $6,099,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 914,286 | $6,071,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 85,679 | $6,067,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 739,450 | $6,063,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 56,704 | $6,052,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 547,000 | $6,039,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 84,369 | $6,033,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 71,543 | $6,017,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 103,084 | $5,999,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 251,000 | $5,986,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 70,869 | $5,983,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 182,519 | $5,978,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 107,515 | $5,974,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 70,500 | $5,964,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 100,463 | $5,959,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 158,700 | $5,958,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,195,394 | $5,953,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 54,621 | $5,936,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 272,875 | $5,921,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 398,807 | $5,906,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 382,029 | $5,906,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 88,700 | $5,905,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 95,324 | $5,900,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 410,200 | $5,890,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 223,188 | $5,888,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 125,590 | $5,875,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 54,009 | $5,873,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 175,000 | $5,873,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 426,585 | $5,866,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 260,999 | $5,861,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 210,000 | $5,861,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,221,702 | $5,852,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 152,614 | $5,844,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 65,185 | $5,839,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 237,500 | $5,838,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 60,297 | $5,834,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 32,117 | $5,818,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 121,757 | $5,817,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 215,599 | $5,815,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 113,000 | $5,809,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 169,800 | $5,805,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 80,587 | $5,785,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 61,243 | $5,774,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $5,738,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 47,019 | $5,736,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 132,261 | $5,732,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 135,326 | $5,725,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 5,055,000 | $5,712,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 45,556 | $5,710,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 234,898 | $5,708,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 184,200 | $5,692,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 67,534 | $5,680,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 221,933 | $5,677,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 224,978 | $5,676,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 167,820 | $5,674,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 307,619 | $5,663,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 324,574 | $5,648,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 79,909 | $5,636,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 671,559 | $5,634,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 162,378 | $5,633,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 90,000 | $5,630,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 135,340 | $5,625,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 62,542 | $5,619,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 118,840 | $5,617,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 82,606 | $5,604,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 43,314 | $5,597,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 51,123 | $5,592,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 390,044 | $5,589,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150,000 | $5,568,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 125,100 | $5,543,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 160,735 | $5,537,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 118,046 | $5,537,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 149,643 | $5,516,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 74,955 | $5,502,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 5,195,000 | $5,500,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 54,786 | $5,492,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 50,259 | $5,488,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,118,380 | $5,486,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 52,614 | $5,485,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 109,948 | $5,480,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,000 | $5,475,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 197,109 | $5,464,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 115,889 | $5,460,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 134,738 | $5,454,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 42,665 | $5,448,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 365,371 | $5,444,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 92,743 | $5,442,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,438,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 241,000 | $5,435,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 35,186 | $5,422,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 41,396 | $5,393,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,280,436 | $5,390,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 117,223 | $5,375,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 352,230 | $5,375,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 423,270 | $5,349,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 95,661 | $5,345,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 311,221 | $5,343,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 200,860 | $5,339,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 51,910 | $5,335,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 175,812 | $5,310,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 109,581 | $5,303,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 169,967 | $5,292,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 92,753 | $5,287,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 148,558 | $5,281,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $5,280,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 119,916 | $5,278,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 97,162 | $5,275,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 179,725 | $5,275,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 38,388 | $5,272,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 303,336 | $5,272,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 82,873 | $5,270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 157,463 | $5,262,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 208,556 | $5,262,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,500,000 | $5,246,000 | thousands by filing date | principal |
| SEATTLE GENETICS INC | 812578102 | COM | 137,052 | $5,242,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 638,200 | $5,240,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 187,934 | $5,221,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 693,842 | $5,218,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 220,000 | $5,216,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 188,669 | $5,181,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 142,000 | $5,180,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 111,898 | $5,155,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 151,768 | $5,148,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,000 | $5,146,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 54,363 | $5,140,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 87,626 | $5,135,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 75,000 | $5,134,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 171,330 | $5,126,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 47,600 | $5,122,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 332,369 | $5,102,000 | thousands by filing date | |
| DBX ETF TR | 233051838 | INVT GRD SB FD | 200,000 | $5,095,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 219,158 | $5,086,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 172,898 | $5,078,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 422,661 | $5,076,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 135,118 | $5,074,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 26,821 | $5,066,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 76,515 | $5,062,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 260,356 | $5,062,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 157,004 | $5,055,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $5,051,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 157,318 | $5,048,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 181,990 | $5,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 140,593 | $5,044,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 176,132 | $5,035,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 369,128 | $5,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 189,781 | $5,025,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 592,146 | $5,015,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 104,103 | $5,013,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 97,035 | $5,006,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 39,417 | $5,003,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 80,000 | $5,002,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 81,904 | $4,974,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 44,315 | $4,973,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 68,158 | $4,948,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 98,600 | $4,936,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 44,484 | $4,933,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 77,961 | $4,930,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 127,209 | $4,921,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200,000 | $4,908,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200,000 | $4,908,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 96,953 | $4,899,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 76,823 | $4,897,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 64,311 | $4,895,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 51,128 | $4,894,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 682,438 | $4,879,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 81,645 | $4,873,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 61,743 | $4,861,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,179,040 | $4,858,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $4,851,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 47,389 | $4,848,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 139,794 | $4,845,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 96,996 | $4,844,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 59,050 | $4,837,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 698,208 | $4,831,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,900 | $4,823,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 235,111 | $4,822,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 138,250 | $4,805,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 130,000 | $4,797,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 119,336 | $4,784,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 128,449 | $4,765,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 310,934 | $4,745,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 67,758 | $4,744,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 573,096 | $4,728,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 56,337 | $4,724,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 358,453 | $4,714,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 124,694 | $4,712,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 232,095 | $4,706,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 2,030,633 | $4,691,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 163,800 | $4,688,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 39,399 | $4,676,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 271,554 | $4,673,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 101,952 | $4,671,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 115,300 | $4,667,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 76,670 | $4,667,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 81,299 | $4,663,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 97,953 | $4,638,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 136,215 | $4,638,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 99,658 | $4,629,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 96,254 | $4,624,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 117,955 | $4,610,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 33,733 | $4,610,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 257,730 | $4,603,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 201,212 | $4,603,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 56,975 | $4,600,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 186,593 | $4,600,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 53,089 | $4,589,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 300,000 | $4,587,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 345,378 | $4,586,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 371,158 | $4,569,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 100,586 | $4,564,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 90,407 | $4,563,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 54,897 | $4,559,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 62,491 | $4,555,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 160,891 | $4,552,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 68,559 | $4,545,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 118,744 | $4,543,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $4,528,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 500,000 | $4,525,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 50,297 | $4,521,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 178,231 | $4,520,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 190,903 | $4,505,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 172,642 | $4,494,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 101,437 | $4,489,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 128,425 | $4,483,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 45,100 | $4,465,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 96,234 | $4,456,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 95,563 | $4,444,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 212,429 | $4,439,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 122,760 | $4,438,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 66,670 | $4,431,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 146,682 | $4,424,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 172,162 | $4,421,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 172,840 | $4,420,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 192,836 | $4,418,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 135,149 | $4,417,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 37,300 | $4,415,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,184,000 | $4,414,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 195,000 | $4,397,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 170,388 | $4,384,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 245,848 | $4,376,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 35,000 | $4,366,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 136,639 | $4,363,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 67,908 | $4,360,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 105,250 | $4,357,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 55,000 | $4,356,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 49,724 | $4,352,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 166,599 | $4,350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 43,296 | $4,331,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 213,867 | $4,311,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 159,839 | $4,303,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 48,765 | $4,297,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 87,417 | $4,286,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 41,662 | $4,284,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 163,602 | $4,277,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 225,028 | $4,275,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 3,999,000 | $4,269,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 65,552 | $4,267,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 138,359 | $4,260,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 43,863 | $4,257,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 284,803 | $4,252,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 404,347 | $4,250,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 160,998 | $4,244,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 120,000 | $4,243,000 | thousands by filing date | put |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 163,131 | $4,242,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 4,000,000 | $4,238,000 | thousands by filing date | principal |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 95,861 | $4,233,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 71,206 | $4,232,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 48,192 | $4,229,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,500 | $4,224,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 47,172 | $4,211,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 104,779 | $4,209,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 95,000 | $4,205,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 150,000 | $4,205,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 294,904 | $4,203,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 94,152 | $4,197,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 84,800 | $4,193,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 74,513 | $4,188,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 232,279 | $4,188,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25,012 | $4,184,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 172,488 | $4,181,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 125,823 | $4,180,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 78,546 | $4,180,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 125,000 | $4,174,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 75,000 | $4,167,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 133,008 | $4,161,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,500 | $4,157,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 47,800 | $4,146,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 69,767 | $4,141,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 230,842 | $4,140,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 114,111 | $4,134,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 484,096 | $4,129,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 166,364 | $4,126,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 127,037 | $4,112,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 31,530 | $4,112,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 76,439 | $4,110,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 113,324 | $4,104,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 263,756 | $4,101,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 249,023 | $4,099,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 95,100 | $4,099,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 436,585 | $4,099,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 467,247 | $4,084,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 110,744 | $4,079,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 110,839 | $4,057,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 114,013 | $4,045,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 82,175 | $4,037,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 156,540 | $4,035,000 | thousands by filing date | principal |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 42,417 | $4,031,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 75,413 | $4,022,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,000 | $4,014,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 109,705 | $4,007,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 54,778 | $3,976,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 218,426 | $3,975,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 176,976 | $3,946,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 157,440 | $3,946,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 44,015 | $3,945,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 296,707 | $3,927,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 27,101 | $3,920,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 95,820 | $3,919,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 39,463 | $3,908,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 163,251 | $3,903,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 120,906 | $3,895,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 183,751 | $3,881,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 105,131 | $3,861,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 78,016 | $3,858,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 46,500 | $3,855,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 87,055 | $3,851,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 255,797 | $3,850,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 97,317 | $3,838,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 73,557 | $3,826,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 145,740 | $3,821,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 50,000 | $3,810,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 100,877 | $3,808,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 574,907 | $3,806,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 577,133 | $3,803,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 190,001 | $3,800,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 77,949 | $3,794,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 46,700 | $3,792,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 116,740 | $3,786,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25,000 | $3,785,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 25,000 | $3,785,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 90,535 | $3,785,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 149,957 | $3,782,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 70,471 | $3,774,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 108,238 | $3,752,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 134,344 | $3,752,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 101,493 | $3,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 120,708 | $3,719,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 109,795 | $3,717,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 66,208 | $3,717,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 3,672,000 | $3,676,000 | thousands by filing date | principal |
| Delta Apparel Inc | 247368103 | COM | 256,599 | $3,674,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 51,568 | $3,664,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 93,455 | $3,664,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 228,988 | $3,664,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 239,388 | $3,660,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 82,500 | $3,658,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 103,712 | $3,639,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 110,033 | $3,629,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 92,686 | $3,625,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 434,462 | $3,619,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 25,440 | $3,617,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 92,651 | $3,606,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50,000 | $3,585,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 85,090 | $3,585,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 137,494 | $3,580,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 54,721 | $3,577,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 38,442 | $3,576,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 24,314 | $3,574,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 43,172 | $3,571,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 117,444 | $3,571,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 60,261 | $3,562,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 125,178 | $3,558,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 617,583 | $3,558,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 110,000 | $3,556,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 49,900 | $3,552,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 339,029 | $3,552,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 146,555 | $3,550,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 131,597 | $3,543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 121,347 | $3,540,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 99,064 | $3,537,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 159,278 | $3,535,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 26,349 | $3,529,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 85,836 | $3,526,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 193,700 | $3,525,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 21,836 | $3,509,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 32,100 | $3,488,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 70,704 | $3,488,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 48,883 | $3,480,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 330,556 | $3,471,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 55,678 | $3,465,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 515,864 | $3,461,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 135,902 | $3,450,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 70,000 | $3,448,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 70,000 | $3,448,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,458,000 | $3,441,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 66,051 | $3,440,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 27,531 | $3,431,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 74,700 | $3,430,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 31,800 | $3,426,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 57,277 | $3,425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 114,421 | $3,421,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 200,874 | $3,405,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 85,000 | $3,396,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 138,038 | $3,396,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 34,014 | $3,392,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 130,150 | $3,392,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 82,825 | $3,392,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 320,000 | $3,392,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 80,000 | $3,385,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30,353 | $3,381,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 42,069 | $3,375,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 27,938 | $3,374,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 58,483 | $3,371,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 138,154 | $3,358,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 84,004 | $3,354,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 52,718 | $3,350,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 78,193 | $3,349,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 131,135 | $3,344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 102,606 | $3,339,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 160,921 | $3,334,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 62,970 | $3,317,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 54,000 | $3,305,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 85,445 | $3,303,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 70,920 | $3,301,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 88,600 | $3,299,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 85,282 | $3,293,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 138,478 | $3,292,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 89,011 | $3,272,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 108,564 | $3,271,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 265,986 | $3,266,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,000 | $3,264,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 172,528 | $3,260,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 56,886 | $3,255,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 50,000 | $3,251,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 101,446 | $3,250,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 115,836 | $3,247,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 383,009 | $3,244,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 423,530 | $3,240,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,598,000 | $3,236,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 172,749 | $3,234,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10,159 | $3,229,000 | thousands by filing date | principal |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,195 | $3,225,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 31,456 | $3,224,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 51,647 | $3,216,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 47,480 | $3,211,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 18,684 | $3,202,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 168,595 | $3,201,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 77,498 | $3,191,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 235,769 | $3,188,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 44,844 | $3,185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 39,000 | $3,184,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 31,796 | $3,180,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 111,467 | $3,180,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 170,000 | $3,176,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 146,957 | $3,168,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 82,525 | $3,164,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 188,508 | $3,161,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 131,575 | $3,159,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 43,466 | $3,153,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 72,229 | $3,153,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 60,788 | $3,133,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 224,934 | $3,126,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 38,717 | $3,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 48,082 | $3,115,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $3,113,000 | thousands by filing date | call |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 2,897,000 | $3,111,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 243,536 | $3,110,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 176,146 | $3,109,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 343,570 | $3,109,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 33,314 | $3,108,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 153,433 | $3,096,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $3,089,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 96,053 | $3,084,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 54,194 | $3,082,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 155,000 | $3,080,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 385,412 | $3,080,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100,152 | $3,079,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 91,300 | $3,075,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 91,370 | $3,075,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 265,410 | $3,073,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 35,547 | $3,070,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 164,847 | $3,069,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 124,198 | $3,064,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 260,043 | $3,056,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 92,969 | $3,055,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 136,333 | $3,052,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 33,904 | $3,047,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 97,492 | $3,047,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 53,706 | $3,043,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 199,734 | $3,030,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,642,000 | $3,023,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |