13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intuitive Surgical,Inc. | 46120E602 | COM | 34,416 | $14,172,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 185,130 | $14,105,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 243,734 | $14,073,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 11,070,000 | $14,024,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 281,000 | $14,022,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 319,375 | $13,976,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 234,000 | $13,967,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 10,050,000 | $13,926,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 450,500 | $13,920,000 | thousands by filing date | call |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 666,603 | $13,918,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 168,181 | $13,914,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 90,000 | $13,886,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 270,829 | $13,880,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 288,040 | $13,832,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 163,012 | $13,814,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 8,000,000 | $13,811,000 | thousands by filing date | principal |
| IPG PHOTONICS CORP | 44980X109 | COM | 200,558 | $13,799,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 572,390 | $13,760,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 144,181 | $13,756,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 370,513 | $13,752,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 553,470 | $13,720,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 367,164 | $13,706,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 774,007 | $13,630,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 871,183 | $13,624,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 884,503 | $13,612,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 216,572 | $13,607,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 291,040 | $13,551,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 331,345 | $13,546,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 89,065 | $13,533,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300,000 | $13,509,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 318,904 | $13,496,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 217,713 | $13,465,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 368,843 | $13,436,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 624,359 | $13,368,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 850,000 | $13,362,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 398,293 | $13,351,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 443,441 | $13,290,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 324,300 | $13,287,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 322,902 | $13,284,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 276,337 | $13,269,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 503,272 | $13,266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 298,382 | $13,224,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 63,862 | $13,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 592,673 | $13,193,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 330,023 | $13,185,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 168,379 | $13,174,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,390,146 | $13,169,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 615,178 | $13,128,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 713,800 | $13,098,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 574,539 | $13,082,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 105,173 | $13,047,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 418,520 | $13,016,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 170,596 | $12,987,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 128,800 | $12,968,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 311,888 | $12,962,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 136,345 | $12,957,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 157,239 | $12,946,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 228,936 | $12,908,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 101,200 | $12,876,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 166,714 | $12,872,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 154,747 | $12,866,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 122,908 | $12,811,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 331,670 | $12,797,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 286,095 | $12,765,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 400,750 | $12,744,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 109,000 | $12,738,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 204,700 | $12,720,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 204,700 | $12,720,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,333,045 | $12,717,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 414,410 | $12,711,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,162,502 | $12,684,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 151,145 | $12,664,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 422,033 | $12,657,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 106,657 | $12,655,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 133,063 | $12,647,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 123,000 | $12,623,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 169,759 | $12,607,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 401,795 | $12,579,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 132,807 | $12,576,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 295,000 | $12,576,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 120,877 | $12,554,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 154,461 | $12,533,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 140,900 | $12,491,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 340,000 | $12,481,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 72,625 | $12,452,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 9,500,000 | $12,433,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 989,719 | $12,431,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 503,200 | $12,379,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 599,578 | $12,375,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 212,567 | $12,361,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,257,497 | $12,361,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 232,764 | $12,349,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 248,727 | $12,347,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 286,263 | $12,292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 377,678 | $12,282,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,671,127 | $12,182,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 362,373 | $12,161,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 89,621 | $12,146,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 207,972 | $12,129,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 15,660,000 | $12,127,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 547,071 | $12,102,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 94,334 | $12,095,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 551,727 | $12,083,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 225,921 | $12,075,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 159,545 | $12,062,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 432,100 | $12,060,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 67,246 | $12,057,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,067,141 | $12,040,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $12,030,000 | thousands by filing date | call |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 11,925,000 | $11,985,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 6,000,000 | $11,981,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 544,173 | $11,977,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 242,000 | $11,967,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 254,040 | $11,920,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 160,208 | $11,910,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 304,992 | $11,891,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 11,200,000 | $11,886,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 171,660 | $11,885,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 196,628 | $11,879,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 279,987 | $11,830,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 376,015 | $11,826,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 462,368 | $11,810,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 221,309 | $11,791,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 194,788 | $11,750,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 173,478 | $11,746,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 641,000 | $11,730,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 339,540 | $11,714,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 249,312 | $11,697,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 9,323,000 | $11,694,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 936,603 | $11,689,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 135,772 | $11,686,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 216,890 | $11,671,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 11,112,000 | $11,668,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,117,945 | $11,649,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 303,800 | $11,636,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 420,944 | $11,626,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 11,357,000 | $11,613,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 656,422 | $11,612,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 143,619 | $11,608,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,783,708 | $11,594,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 10,907,000 | $11,589,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 925,956 | $11,565,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 260,900 | $11,560,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 959,400 | $11,551,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 11,653,000 | $11,536,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287108 | COM | 150,800 | $11,480,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 262,244 | $11,458,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 761,200 | $11,456,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 620,417 | $11,452,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 832,106 | $11,441,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 76,120 | $11,405,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 649,359 | $11,397,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 249,524 | $11,349,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 241,623 | $11,342,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 5,320,900 | $11,334,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 474,715 | $11,308,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300,000 | $11,295,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 255,370 | $11,278,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 360,019 | $11,261,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 117,266 | $11,230,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 499,000 | $11,222,000 | thousands by filing date | principal |
| MEDTRONIC INC | 585055106 | COM | 175,800 | $11,209,000 | thousands by filing date | call |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 8,005,000 | $11,192,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 327,252 | $11,175,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 46,489 | $11,159,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 391,170 | $11,141,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 151,883 | $11,081,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 238,063 | $11,046,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 687,604 | $11,036,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 317,344 | $10,974,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 419,753 | $10,939,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 167,759 | $10,936,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,579,499 | $10,930,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 170,488 | $10,919,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 525,345 | $10,902,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 16,606 | $10,888,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 172,024 | $10,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 561,012 | $10,844,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 662,696 | $10,835,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 209,521 | $10,831,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 38,338 | $10,828,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 232,054 | $10,825,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 48,400 | $10,796,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 352,198 | $10,746,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 269,624 | $10,734,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 153,634 | $10,727,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 79,243 | $10,692,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 500,935 | $10,680,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 475,036 | $10,674,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 139,600 | $10,628,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 117,731 | $10,597,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 483,588 | $10,577,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 253,856 | $10,570,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 389,974 | $10,541,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,134,406 | $10,539,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 10,500,000 | $10,513,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 133,313 | $10,499,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 143,957 | $10,491,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 7,125,000 | $10,461,000 | thousands by filing date | principal |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 94,612 | $10,426,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44,227 | $10,415,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 6,200,000 | $10,403,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 109,198 | $10,395,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 320,827 | $10,379,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 169,730 | $10,344,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 306,829 | $10,315,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 500,000 | $10,305,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 300,000 | $10,302,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 76,350 | $10,289,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 176,519 | $10,258,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 42,615 | $10,251,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,693,496 | $10,246,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 224,444 | $10,240,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 929,237 | $10,231,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 104,500 | $10,204,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 426,945 | $10,165,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 205,275 | $10,162,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,740,294 | $10,162,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 301,106 | $10,123,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 301,672 | $10,103,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 142,904 | $10,089,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 125,000 | $10,054,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 397,346 | $10,006,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 167,989 | $10,005,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 89,495 | $9,990,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7,484,000 | $9,989,000 | thousands by filing date | principal |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 177,992 | $9,974,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 133,190 | $9,963,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 267,577 | $9,959,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 146,222 | $9,955,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 468,225 | $9,955,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 188,900 | $9,929,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 85,000 | $9,912,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 62,991 | $9,843,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 279,692 | $9,840,000 | thousands by filing date | call |
| KONA GRILL INC | 50047H201 | COM | 506,036 | $9,822,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 356,068 | $9,786,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 72,336 | $9,774,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 220,834 | $9,765,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 347,312 | $9,752,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 110,191 | $9,751,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 103,079 | $9,707,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,011,263 | $9,698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 159,144 | $9,677,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 364,933 | $9,653,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 476,726 | $9,615,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 275,838 | $9,588,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 175,800 | $9,542,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 375,422 | $9,517,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,695,000 | $9,502,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 265,000 | $9,490,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 142,349 | $9,477,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 412,345 | $9,430,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,335,794 | $9,404,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 108,506 | $9,391,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 39,000 | $9,362,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 223,225 | $9,324,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 449,000 | $9,317,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 298,148 | $9,314,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 159,059 | $9,295,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 647,510 | $9,285,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 5,278,202 | $9,236,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 498,129 | $9,205,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 274,200 | $9,169,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 259,702 | $9,163,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 146,767 | $9,154,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 9,125,000 | $9,136,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 4,313,000 | $9,133,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 116,141 | $9,094,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 104,373 | $9,074,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 121,741 | $9,074,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 8,500,000 | $9,038,000 | thousands by filing date | principal |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 278,277 | $9,033,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 190,000 | $9,019,000 | thousands by filing date | call |
| MITEL NETWORKS CORP | 60671Q104 | COM | 853,790 | $9,000,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 193,840 | $8,982,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 399,150 | $8,981,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 195,667 | $8,964,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 696,926 | $8,901,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 256,852 | $8,897,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 364,948 | $8,864,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 296,398 | $8,847,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 82,646 | $8,828,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 268,523 | $8,824,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 124,318 | $8,821,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 152,262 | $8,806,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 326,300 | $8,787,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 174,152 | $8,779,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 102,554 | $8,777,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 231,000 | $8,770,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 609,543 | $8,766,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 177,115 | $8,723,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 65,021 | $8,721,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 117,304 | $8,717,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 553,700 | $8,704,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 102,717 | $8,700,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 418,719 | $8,689,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 83,313 | $8,688,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 279,629 | $8,672,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 98,408 | $8,656,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 295,266 | $8,650,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 851,431 | $8,616,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 120,000 | $8,615,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 129,541 | $8,591,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 497,200 | $8,571,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 408,145 | $8,563,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 109,515 | $8,558,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 248,507 | $8,528,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 229,802 | $8,526,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 98,516 | $8,524,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 215,991 | $8,512,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 82,122 | $8,508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 307,428 | $8,507,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 202,800 | $8,505,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,042,118 | $8,473,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 414,976 | $8,416,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 36,600 | $8,411,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 840,290 | $8,370,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 188,993 | $8,299,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 198,339 | $8,293,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 18,800 | $8,284,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,071 | $8,281,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 143,000 | $8,273,000 | thousands by filing date | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 182,302 | $8,271,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 449,597 | $8,264,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 225,000 | $8,260,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 91,479 | $8,243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100,000 | $8,228,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 258,808 | $8,219,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 194,285 | $8,211,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 186,877 | $8,210,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 204,174 | $8,209,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 66,469 | $8,207,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 81,923 | $8,136,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 8,000,000 | $8,115,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 261,000 | $8,112,000 | thousands by filing date | put |
| Equinix, Inc. | 29444U502 | EQIX | 38,538 | $8,096,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 269,555 | $8,073,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 461,457 | $8,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 383,630 | $8,060,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 113,057 | $8,051,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 100,000 | $8,043,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 322,000 | $8,002,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 150,000 | $8,000,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 483,113 | $7,990,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 325,896 | $7,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 183,168 | $7,973,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 67,300 | $7,966,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 154,900 | $7,963,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 205,200 | $7,945,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 49,417 | $7,931,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 198,299 | $7,924,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 323,357 | $7,923,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,500,000 | $7,917,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 253,800 | $7,888,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 274,481 | $7,881,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 346,000 | $7,868,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 203,493 | $7,860,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 74,600 | $7,853,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 229,669 | $7,830,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 185,000 | $7,818,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 228,229 | $7,812,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 24,000 | $7,795,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,793,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,793,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 126,660 | $7,787,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 255,265 | $7,772,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 89,714 | $7,771,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 66,309 | $7,767,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 431,479 | $7,745,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 222,286 | $7,738,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 71,149 | $7,731,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 388,060 | $7,696,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200,000 | $7,660,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 53,500 | $7,627,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 75,458 | $7,611,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 519,493 | $7,599,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 104,555 | $7,575,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 178,400 | $7,555,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 126,203 | $7,548,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 255,586 | $7,540,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 162,838 | $7,521,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 62,004 | $7,489,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 96,657 | $7,472,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 40,000 | $7,448,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 85,000 | $7,425,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 41,532 | $7,416,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 205,637 | $7,376,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 5,505,000 | $7,370,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 94,400 | $7,305,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 170,471 | $7,305,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 196,700 | $7,302,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 206,278 | $7,294,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 241,126 | $7,292,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 197,202 | $7,247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 80,000 | $7,244,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 73,573 | $7,243,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 76,410 | $7,207,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 115,023 | $7,200,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 242,423 | $7,197,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 149,900 | $7,194,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 206,234 | $7,181,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 100,002 | $7,150,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 103,032 | $7,137,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 106,284 | $7,124,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 114,620 | $7,108,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 218,617 | $7,080,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 132,437 | $7,079,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 50,803 | $7,073,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 143,719 | $7,072,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 306,059 | $7,033,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 717,622 | $7,033,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,895,223 | $7,032,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 647,258 | $7,017,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 355,200 | $7,012,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 462,571 | $7,003,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 376,465 | $7,002,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 135,724 | $6,998,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 403,369 | $6,993,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112,215 | $6,981,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 60,719 | $6,957,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,678,500 | $6,949,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 65,171 | $6,945,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 320,000 | $6,931,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 130,027 | $6,930,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 170,461 | $6,926,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 270,272 | $6,924,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 478,502 | $6,914,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,665 | $6,912,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 265,100 | $6,903,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 624,287 | $6,893,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $6,882,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 111,743 | $6,881,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 87,131 | $6,874,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 113,189 | $6,838,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 180,000 | $6,833,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 75,669 | $6,829,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 140,265 | $6,810,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 131,947 | $6,809,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 43,210 | $6,787,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 146,345 | $6,786,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 423,038 | $6,760,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 59,395 | $6,749,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 233,430 | $6,739,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 50,300 | $6,736,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 586,100 | $6,699,000 | thousands by filing date | call |
| GUGGENHEIM ETF | 78355W866 | cs | 72,328 | $6,698,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 315,603 | $6,660,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 239,603 | $6,659,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500,000 | $6,615,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 186,050 | $6,606,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 115,889 | $6,581,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 276,715 | $6,577,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 82,804 | $6,576,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 113,400 | $6,572,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 104,900 | $6,561,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 137,004 | $6,549,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 448,062 | $6,546,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 102,502 | $6,539,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 208,424 | $6,538,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 78,100 | $6,536,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 73,701 | $6,529,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 251,812 | $6,517,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 350,952 | $6,507,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 118,866 | $6,507,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,034,372 | $6,497,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 131,293 | $6,493,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 263,079 | $6,490,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 116,125 | $6,488,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 191,900 | $6,452,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 438,802 | $6,442,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 190,121 | $6,431,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 446,300 | $6,418,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 70,000 | $6,414,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 59,350 | $6,400,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 616,650 | $6,394,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 132,232 | $6,387,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 194,943 | $6,384,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 108,769 | $6,379,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 68,388 | $6,364,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 558,661 | $6,346,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 360,980 | $6,329,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 503,186 | $6,319,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,979,279 | $6,294,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 68,029 | $6,291,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 99,692 | $6,280,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 137,632 | $6,269,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 359,900 | $6,262,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 119,935 | $6,260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 84,571 | $6,249,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 128,410 | $6,230,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 67,246 | $6,220,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 30,000 | $6,207,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 83,512 | $6,207,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 58,403 | $6,206,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 495,200 | $6,205,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100,000 | $6,201,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 162,513 | $6,197,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 147,546 | $6,193,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 88,637 | $6,189,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |