13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 25,715 | $765,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 177,500 | $763,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 21,553 | $763,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 25,956 | $760,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 171,788 | $759,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 7,691 | $758,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 41,974 | $758,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 14,714 | $756,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 30,270 | $756,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 35,124 | $755,000 | thousands by filing date | principal |
| FAMILY DLR STORES INC | 307000109 | COM | 13,000 | $754,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,576 | $753,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 11,688 | $753,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,491 | $750,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 110,615 | $750,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 140,000 | $749,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,856 | $747,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,907 | $746,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 24,307 | $746,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,560 | $744,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 55,067 | $743,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 77,990 | $741,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 21,000 | $741,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,986 | $741,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $741,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 375,444 | $739,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 22,982 | $739,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 60,296 | $738,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 14,656 | $737,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 30,378 | $736,000 | thousands by filing date | |
| ISHARES TR | 464289578 | MATRLS IDX FD | 15,194 | $736,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 13,432 | $735,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44,597 | $735,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 51,601 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 16,104 | $735,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 62,731 | $731,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 50,191 | $731,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 30,400 | $731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 14,833 | $730,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,968 | $727,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 46,524 | $727,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26,529 | $727,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $727,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 12,233 | $725,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 33,760 | $724,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,115 | $723,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 25,874 | $721,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 21,700 | $721,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $721,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $721,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 40,426 | $720,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 30,368 | $720,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 53,450 | $720,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,325 | $719,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,945 | $717,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 90,000 | $717,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 14,718 | $717,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,220 | $716,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 59,050 | $716,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 16,551 | $716,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,200 | $715,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 25,066 | $714,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 15,009 | $712,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 15,897 | $710,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 32,213 | $709,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 19,346 | $706,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 136,623 | $706,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,323 | $705,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 30,262 | $705,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 52,866 | $705,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 34,453 | $705,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 30,379 | $703,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 49,614 | $703,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 57,598 | $702,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 7,193 | $701,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 25,950 | $701,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 12,024 | $701,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 32,845 | $700,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 28,731 | $700,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 32,900 | $698,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 16,511 | $697,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,500 | $697,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 54,447 | $695,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 33,532 | $694,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 10,750 | $693,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 11,318 | $692,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,800 | $691,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 347,325 | $691,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 99,656 | $690,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 37,300 | $690,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 225,047 | $689,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 18,716 | $689,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 16,973 | $689,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 10,907 | $688,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $687,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,763 | $686,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 193,602 | $685,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 6,749 | $684,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 57,168 | $683,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 68,433 | $681,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 391,107 | $681,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,061 | $679,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 144,477 | $679,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 27,345 | $679,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 28,049 | $679,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 4,529,538 | $679,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 37,502 | $678,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $678,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 11,675 | $677,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,013 | $676,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 152,676 | $676,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 13,150 | $672,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 79,855 | $667,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 49,032 | $667,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,400 | $667,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,500 | $666,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 15,357 | $666,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 41,844 | $666,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 45,420 | $665,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 13,491 | $664,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 54,808 | $664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 25,976 | $663,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 16,892 | $663,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 45,450 | $660,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 87,280 | $660,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 45,100 | $660,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 48,575 | $658,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 79,256 | $658,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 92,990 | $658,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,796 | $657,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 13,757 | $657,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 42,521 | $656,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,200 | $656,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 18,641 | $655,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 40,000 | $654,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 38,140 | $654,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 11,800 | $653,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,000 | $651,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 57,130 | $651,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 15,452 | $651,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 55,225 | $649,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 15,682 | $648,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 9,789 | $647,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 34,188 | $646,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,842 | $646,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,000 | $646,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 110,522 | $645,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,890 | $643,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,250 | $642,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 17,023 | $640,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 35,147 | $640,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 39,192 | $640,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 21,237 | $639,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,150 | $639,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 11,475 | $639,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 10,472 | $639,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 27,064 | $635,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 16,200 | $634,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 38,306 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 17,089 | $633,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 52,275 | $632,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 11,269 | $632,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 57,010 | $631,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 12,283 | $631,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 34,800 | $630,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,232 | $627,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 25,076 | $626,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 30,000 | $625,000 | thousands by filing date | put |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 8,397 | $624,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 9,966 | $624,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,200 | $623,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 79,100 | $623,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,900 | $621,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 23,833 | $621,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 8,949 | $621,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,900 | $620,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 318,056 | $620,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 13,378 | $619,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 20,000 | $618,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 14,244 | $618,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 33,190 | $617,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 12,371 | $616,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 19,637 | $615,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 35,127 | $614,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,792 | $613,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 34,104 | $613,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,614 | $612,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 52,350 | $612,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 34,826 | $610,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 41,697 | $610,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,238 | $610,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 12,500 | $610,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 12,500 | $610,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 9,004 | $609,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15,235 | $608,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $608,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 84,799 | $607,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 35,265 | $607,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 24,027 | $605,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,461 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 13,510 | $604,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 27,650 | $603,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,523 | $603,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 150,000 | $602,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 32,326 | $602,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 33,669 | $601,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 47,190 | $600,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 30,000 | $599,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 25,809 | $599,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 168,539 | $597,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 24,152 | $597,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,790 | $595,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,520 | $594,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 404,497 | $594,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 24,279 | $594,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 49,600 | $594,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,829 | $593,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 59,761 | $592,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,000 | $592,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 18,258 | $592,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,900 | $592,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 13,800 | $592,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $592,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 16,000 | $591,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 16,200 | $591,000 | thousands by filing date | call |
| POST PPTYS INC | 737464107 | COM | 12,028 | $591,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 9,734 | $590,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 9,133 | $589,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,000 | $589,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 29,130 | $588,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 16,150 | $588,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 28,000 | $585,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 40,257 | $584,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 74,997 | $583,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 124,178 | $583,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 10,815 | $582,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 45,499 | $582,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,641 | $582,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 45,503 | $580,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 23,036 | $580,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 10,864 | $579,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 12,689 | $579,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 98,040 | $577,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 9,771 | $575,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,384 | $574,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 10,690 | $573,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,858 | $573,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,300 | $572,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 41,533 | $572,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,840 | $571,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 7,309 | $571,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 32,564 | $571,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 39,300 | $570,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 12,088 | $570,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,803 | $569,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,800 | $569,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 25,463 | $566,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,024 | $566,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 24,502 | $564,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,690 | $564,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 28,549 | $562,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16,935 | $561,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 62,500 | $561,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,425 | $560,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 25,227 | $560,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 43,900 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,926 | $557,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 40,135 | $555,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 17,462 | $554,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 39,142 | $554,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 23,754 | $554,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,000 | $552,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 25,429 | $550,000 | thousands by filing date | principal |
| SILGAN HLDGS INC | 827048109 | COM | 11,080 | $549,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 28,774 | $549,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 52,180 | $549,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 22,965 | $548,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 43,496 | $547,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,423 | $546,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 14,491 | $546,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 21,912 | $546,000 | thousands by filing date | principal |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 12,398 | $546,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 15,330 | $545,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 23,359 | $544,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 10,509 | $544,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 29,887 | $544,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 11,867 | $543,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 44,362 | $543,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 32,341 | $543,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 22,973 | $542,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 21,300 | $541,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 8,576 | $540,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 34,526 | $540,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,497 | $538,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $538,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 17,676 | $537,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 59,940 | $537,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 33,524 | $537,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 26,974 | $536,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,522 | $533,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 25,501 | $533,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 70,914 | $533,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 11,129 | $532,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,200 | $531,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $531,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 13,740 | $531,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,500 | $530,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 21,789 | $530,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,145 | $529,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,000 | $528,000 | thousands by filing date | call |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 19,699 | $528,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 22,745 | $528,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 87,798 | $527,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,920 | $527,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $526,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 23,864 | $524,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 22,653 | $523,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 27,721 | $523,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,488 | $522,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 17,927 | $522,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,453 | $521,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 103,003 | $520,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 39,550 | $520,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,837 | $518,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 6,910 | $516,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $516,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 26,673 | $516,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 29,900 | $514,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 91,704 | $514,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 27,191 | $513,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 22,767 | $513,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,980 | $511,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 50,170 | $511,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 32,623 | $511,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 20,127 | $511,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 11,569 | $510,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,100 | $509,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 51,600 | $509,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $507,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 63,754 | $507,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 22,392 | $507,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 15,875 | $506,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $505,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 18,867 | $505,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 23,000 | $505,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,296 | $503,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 64,802 | $503,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 37,725 | $503,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 5,161 | $502,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,429 | $500,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 4,167 | $500,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,700 | $499,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 37,162 | $498,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 36,162 | $498,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 78,885 | $498,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 109,490 | $496,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 57,163 | $496,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 495,000 | $496,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 400,000 | $496,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,750 | $495,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,918 | $494,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 6,271 | $494,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 36,700 | $493,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 9,404 | $492,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 40,042 | $491,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 42,000 | $489,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 30,557 | $489,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23,175 | $489,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 9,221 | $487,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 28,265 | $487,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,512 | $486,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 28,619 | $486,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,881 | $486,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 11,239 | $486,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 27,000 | $484,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,081 | $483,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 20,000 | $481,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 97,010 | $481,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 26,353 | $481,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 37,275 | $479,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 15,387 | $479,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 23,806 | $478,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,017 | $478,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 17,924 | $478,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,265 | $477,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 42,626 | $475,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,702 | $475,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,832 | $474,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,688 | $473,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 16,255 | $473,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,925 | $472,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,817 | $471,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 13,200 | $471,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,439 | $467,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,618 | $467,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 9,297 | $466,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 40,000 | $466,000 | thousands by filing date | put |
| ENERGEN CORP | 29265N108 | COM | 5,777 | $466,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,942 | $465,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 14,053 | $464,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,400 | $462,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 21,214 | $462,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 6,360 | $462,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 49,536 | $460,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,030 | $459,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 37,183 | $459,000 | thousands by filing date | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 5,571 | $459,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 11,590 | $459,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 15,219 | $457,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,800 | $457,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $457,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 18,056 | $456,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 19,910 | $456,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 25,901 | $455,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 27,311 | $454,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,657 | $453,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 159,479 | $453,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 52,861 | $452,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 10,292 | $452,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 19,725 | $450,000 | thousands by filing date | principal |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 35,636 | $450,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 36,684 | $449,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 109,162 | $449,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 10,534 | $448,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 44,500 | $448,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,501 | $448,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 63,500 | $448,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8,300 | $447,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 19,500 | $447,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 22,038 | $447,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,000 | $447,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 20,757 | $447,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 47,414 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,293 | $445,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,307 | $445,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,400 | $442,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,125 | $442,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 18,162 | $442,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,500 | $441,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 7,800 | $441,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 6,496 | $441,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 68,745 | $441,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 18,872 | $441,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 54,400 | $440,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 73,058 | $440,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 23,000 | $439,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,900 | $438,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $437,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,925 | $437,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,936 | $437,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,609 | $437,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 21,641 | $437,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,850 | $437,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 12,504 | $437,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,351 | $435,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 86,877 | $434,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 9,458 | $434,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $433,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 36,058 | $432,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,445 | $431,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,406 | $431,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,625 | $430,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,388 | $430,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 8,500 | $430,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 13,424 | $430,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 21,498 | $430,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 20,030 | $430,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,742 | $429,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 5,448 | $429,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 43,000 | $428,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,800 | $428,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 23,315 | $428,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,000 | $427,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 60,140 | $427,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,580 | $427,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 47,300 | $427,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 31,784 | $426,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 12,112 | $426,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 24,244 | $426,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 10,668 | $426,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,384 | $424,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 24,200 | $424,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 12,529 | $424,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 21,269 | $423,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 16,957 | $423,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 30,100 | $423,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 20,798 | $423,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,921 | $422,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,200 | $421,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 18,900 | $421,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 20,217 | $421,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 36,300 | $421,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,456 | $420,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,951 | $420,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,200 | $420,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,227 | $419,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,900 | $419,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,588 | $419,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 15,750 | $418,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 16,462 | $417,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |