13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 61,334 | $1,405,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 18,209 | $1,404,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 57,137 | $1,399,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 14,227 | $1,398,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 26,231 | $1,396,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 75,859 | $1,396,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 35,167 | $1,396,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 147,473 | $1,394,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 24,000 | $1,392,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 44,775 | $1,391,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 70,164 | $1,387,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 75,220 | $1,387,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 27,528 | $1,385,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 92,874 | $1,383,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 56,111 | $1,383,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 38,800 | $1,379,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 13,846 | $1,379,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 156,180 | $1,379,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 38,257 | $1,378,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 33,200 | $1,376,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 44,879 | $1,376,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,760 | $1,375,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 65,341 | $1,372,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 70,197 | $1,371,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 75,842 | $1,369,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 41,690 | $1,369,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 65,438 | $1,368,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 56,506 | $1,367,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 29,194 | $1,367,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 42,493 | $1,365,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 51,335 | $1,361,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 30,028 | $1,358,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 37,201 | $1,355,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 110,374 | $1,347,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 30,000 | $1,345,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 21,583 | $1,345,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 25,555 | $1,344,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 15,827 | $1,336,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 16,715 | $1,333,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 73,228 | $1,333,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 43,521 | $1,330,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 70,578 | $1,328,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 30,546 | $1,327,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 38,800 | $1,327,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 102,189 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 28,463 | $1,326,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 11,682 | $1,325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 53,194 | $1,325,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 96,385 | $1,322,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 30,845 | $1,321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 67,760 | $1,321,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 178,505 | $1,321,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 64,591 | $1,319,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 83,940 | $1,318,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,086 | $1,311,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 89,356 | $1,308,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $1,306,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 30,112 | $1,305,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 22,655 | $1,304,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 14,207 | $1,298,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 43,898 | $1,298,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 25,018 | $1,296,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 112,303 | $1,294,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 148,903 | $1,294,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 14,914 | $1,294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 46,972 | $1,292,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 40,610 | $1,291,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 55,000 | $1,289,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 43,830 | $1,288,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 62,836 | $1,288,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 142,963 | $1,284,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 24,150 | $1,281,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 49,781 | $1,280,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 21,825 | $1,279,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 42,274 | $1,277,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 23,629 | $1,275,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 28,339 | $1,275,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 64,633 | $1,274,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 701,000 | $1,273,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 17,862 | $1,271,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 33,807 | $1,270,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 16,457 | $1,269,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 20,646 | $1,268,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 17,441 | $1,267,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 71,618 | $1,267,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 58,027 | $1,266,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 22,789 | $1,265,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 71,158 | $1,262,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 23,296 | $1,259,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 31,351 | $1,259,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 63,183 | $1,258,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 32,009 | $1,253,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 23,433 | $1,252,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 33,414 | $1,250,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 125,667 | $1,248,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 357,493 | $1,244,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 20,512 | $1,243,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 48,011 | $1,242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 36,439 | $1,242,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 12,387 | $1,241,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 46,494 | $1,240,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 100,727 | $1,238,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 25,540 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 24,409 | $1,234,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 85,761 | $1,233,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 34,676 | $1,232,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 81,060 | $1,232,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 51,801 | $1,232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 45,532 | $1,231,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 255,221 | $1,230,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 47,335 | $1,229,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 16,864 | $1,225,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 50,834 | $1,222,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,451,695 | $1,222,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 50,000 | $1,221,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 30,000 | $1,217,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 19,211 | $1,214,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 27,425 | $1,214,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 35,733 | $1,212,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 135,388 | $1,211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 47,303 | $1,209,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 101,003 | $1,208,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 20,739 | $1,205,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,117 | $1,203,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 37,009 | $1,203,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 130,189 | $1,202,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 122,948 | $1,202,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8,644 | $1,199,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 28,304 | $1,196,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 26,208 | $1,194,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 54,130 | $1,193,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 93,360 | $1,191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 25,063 | $1,188,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 25,834 | $1,188,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 34,911 | $1,187,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 64,694 | $1,186,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 48,465 | $1,185,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 53,564 | $1,182,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 39,796 | $1,178,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 24,188 | $1,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 25,548 | $1,173,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 40,642 | $1,172,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 237,573 | $1,172,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 70,341 | $1,170,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 42,148 | $1,170,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 25,379 | $1,167,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 42,653 | $1,166,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 40,482 | $1,164,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 39,904 | $1,161,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 75,900 | $1,157,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 86,526 | $1,156,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 61,903 | $1,155,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 42,674 | $1,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 15,852 | $1,152,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 12,843 | $1,149,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 37,865 | $1,144,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 57,203 | $1,142,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 156,300 | $1,141,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,000,000 | $1,140,000 | thousands by filing date | principal |
| INTERXION HOLDING N.V | N47279109 | SHS | 47,389 | $1,136,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,600 | $1,135,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 157,818 | $1,135,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 14,187 | $1,132,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 18,832 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 40,937 | $1,131,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 33,557 | $1,130,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 67,174 | $1,127,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 21,424 | $1,126,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42,134 | $1,123,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 20,944 | $1,122,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 67,150 | $1,119,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 398,989 | $1,117,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 30,600 | $1,116,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 36,904 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 36,455 | $1,113,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 83,032 | $1,112,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 37,777 | $1,112,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 64,107 | $1,111,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 80,181 | $1,111,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 37,750 | $1,107,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 101,239 | $1,105,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 80,879 | $1,105,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,844 | $1,104,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 88,141 | $1,104,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 40,567 | $1,101,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 20,907 | $1,097,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 35,184 | $1,097,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 42,153 | $1,097,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 42,078 | $1,093,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47,400 | $1,091,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 50,783 | $1,090,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,299 | $1,085,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 50,291 | $1,084,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,016,000 | $1,084,000 | thousands by filing date | principal |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 39,889 | $1,083,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 49,772 | $1,080,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 30,014 | $1,078,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 56,100 | $1,077,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 42,409 | $1,077,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,900 | $1,077,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 17,837 | $1,074,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 19,324 | $1,072,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 11,957 | $1,071,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,873 | $1,068,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 21,926 | $1,068,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 47,241 | $1,067,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 25,700 | $1,067,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 29,757 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 40,580 | $1,064,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 26,630 | $1,064,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 42,054 | $1,062,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,604 | $1,058,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 97,739 | $1,056,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,968 | $1,056,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,797 | $1,054,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 41,046 | $1,054,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 37,991 | $1,052,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 114,244 | $1,052,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 62,976 | $1,051,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 31,056 | $1,050,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 45,200 | $1,049,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 86,097 | $1,049,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 8,400 | $1,048,000 | thousands by filing date | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 74,251 | $1,048,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 39,431 | $1,048,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 103,255 | $1,048,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 33,359 | $1,048,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 36,006 | $1,047,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 136,541 | $1,046,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 9,048 | $1,042,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 33,463 | $1,040,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,842 | $1,039,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 83,527 | $1,038,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 18,480 | $1,037,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 61,658 | $1,037,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,150 | $1,035,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 31,937 | $1,034,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 44,400 | $1,034,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 22,623 | $1,034,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 11,524 | $1,031,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 148,050 | $1,030,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 30,599 | $1,028,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 103,365 | $1,026,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 53,209 | $1,026,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 100,588 | $1,025,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 83,083 | $1,025,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 70,566 | $1,024,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 60,698 | $1,023,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 50,000 | $1,023,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 107,345 | $1,022,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,416 | $1,021,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 30,000 | $1,020,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 44,933 | $1,018,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 109,101 | $1,017,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 10,224 | $1,017,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 21,839 | $1,016,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 56,131 | $1,013,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 48,945 | $1,012,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 20,000 | $1,011,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000,000 | $1,011,000 | thousands by filing date | principal |
| BXP INC COM | 101121101 | REIT | 8,817 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,210 | $1,008,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 75,075 | $1,005,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 35,527 | $1,004,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 21,983 | $996,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 28,262 | $994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 69,035 | $993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 34,446 | $992,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 15,592 | $991,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 55,016 | $990,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 32,743 | $990,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $989,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 33,682 | $989,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 36,574 | $987,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 42,767 | $985,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 10,383 | $985,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 46,816 | $984,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 195,888 | $983,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 30,000 | $982,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 21,370 | $982,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 5,250 | $981,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,000 | $981,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 23,158 | $981,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 62,905 | $981,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 73,801 | $979,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,572 | $977,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 95,875 | $977,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 21,525 | $976,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 76,082 | $975,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 66,779 | $973,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 34,514 | $973,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 18,300 | $972,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 33,243 | $971,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 19,750 | $970,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 43,173 | $966,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 61,203 | $963,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 59,265 | $962,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 79,155 | $961,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 67,595 | $960,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 9,460 | $957,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 78,858 | $956,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 38,164 | $955,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 13,519 | $952,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 73,570 | $952,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,000 | $951,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 24,773 | $951,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 7,385 | $951,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 201,000 | $951,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 25,242 | $951,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 505,000 | $947,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 43,600 | $945,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 87,366 | $944,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 80,900 | $938,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,400 | $936,000 | thousands by filing date | put |
| Vanguard Materials ETF | 92204A801 | SHS | 8,802 | $936,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,352 | $936,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 11,967 | $936,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 42,368 | $935,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $932,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 119,282 | $932,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 20,000 | $931,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 40,700 | $931,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 94,517 | $931,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 17,301 | $929,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,021 | $927,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 42,696 | $927,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 87,408 | $927,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 34,263 | $926,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 97,400 | $925,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 10,448 | $924,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 24,747 | $924,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 40,982 | $922,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 11,981 | $921,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 47,461 | $921,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 18,960 | $920,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 44,177 | $919,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $918,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 12,665 | $917,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 70,858 | $916,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 17,863 | $915,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 73,049 | $914,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 23,275 | $913,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 18,822 | $913,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 168,094 | $913,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 13,651 | $912,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 126,211 | $911,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 70,154 | $909,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 21,090 | $908,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 26,679 | $908,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 62,675 | $907,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 17,868 | $907,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 66,248 | $906,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 42,727 | $905,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 19,766 | $905,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 33,306 | $904,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 221,096 | $904,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 23,817 | $903,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 39,571 | $900,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 138,416 | $900,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 40,000 | $900,000 | thousands by filing date | put |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 22,730 | $900,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 9,201 | $898,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 17,403 | $898,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 145,037 | $898,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 29,935 | $897,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 137,100 | $897,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 8,927 | $896,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 41,853 | $893,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 41,200 | $892,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 35,157 | $891,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 70,172 | $891,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,373 | $889,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 18,245 | $886,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 18,485 | $886,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 158,872 | $885,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 11,228 | $884,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 260,492 | $883,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 24,230 | $880,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 15,603 | $879,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 128,227 | $877,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 100,968 | $877,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 34,546 | $876,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 14,644 | $873,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 19,268 | $871,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 35,562 | $870,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 10,295 | $870,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 144,000 | $868,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 38,636 | $866,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 24,717 | $865,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 52,469 | $864,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 220,000 | $864,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 15,600 | $863,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 75,000 | $863,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 55,055 | $862,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 50,409 | $859,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 74,630 | $858,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 34,569 | $858,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 23,397 | $858,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,500 | $856,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 23,153 | $856,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 25,000 | $855,000 | thousands by filing date | put |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,007 | $855,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 42,897 | $854,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 15,635 | $853,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,425 | $853,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 67,400 | $853,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 11,955 | $852,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,675 | $851,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 19,345 | $850,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 33,779 | $850,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,485 | $847,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 16,710 | $846,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 24,141 | $846,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 31,354 | $846,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 114,232 | $846,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16,891 | $845,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 495,000 | $845,000 | thousands by filing date | principal |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 80,488 | $845,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 36,187 | $844,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 57,633 | $843,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $843,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 14,191 | $841,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,306 | $840,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 16,348 | $840,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,413 | $839,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,454 | $837,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,915 | $836,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 404,800 | $834,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 99,775 | $833,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 60,445 | $832,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 41,708 | $831,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 65,904 | $830,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 16,899 | $829,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $828,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,477 | $828,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 29,099 | $823,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 40,023 | $822,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 28,515 | $821,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 23,439 | $820,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 18,208 | $817,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 68,651 | $816,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,800 | $814,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,515 | $813,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,678 | $813,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 17,204 | $813,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 45,122 | $811,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 10,650 | $811,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,817 | $811,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,967 | $810,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 47,950 | $809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 28,832 | $807,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,000 | $807,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,645 | $806,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 66,320 | $806,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,045 | $805,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 11,775 | $804,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,600 | $804,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 26,833 | $804,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 33,381 | $800,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 19,088 | $799,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,325 | $799,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 86,785 | $798,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 95,405 | $798,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 33,026 | $797,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,216 | $797,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 8,080 | $796,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 42,323 | $795,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 28,425 | $795,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,500 | $795,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 13,135 | $793,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,000 | $791,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 10,877 | $791,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,400 | $790,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,339 | $790,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,000 | $789,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 31,942 | $788,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 54,375 | $788,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,009,739 | $788,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,500 | $786,000 | thousands by filing date | put |
| HILLSHIRE BRANDS CO | 432589109 | COM | 21,092 | $786,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 23,048 | $781,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 23,316 | $781,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 138,400 | $781,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,700 | $780,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 31,541 | $779,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 8,638 | $777,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 23,760 | $776,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 18,904 | $776,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 18,118 | $775,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 41,452 | $775,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 23,246 | $772,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 12,995 | $771,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,890 | $770,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 45,900 | $767,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 39,699 | $767,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 65,469 | $767,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 11,633 | $766,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 21,244 | $765,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,908 | $765,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,405 | $765,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |