13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 68,101 | $2,835,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 98,521 | $2,829,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70,400 | $2,824,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 108,528 | $2,823,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 39,600 | $2,819,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 85,000 | $2,817,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 306,300 | $2,815,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 28,600 | $2,809,000 | thousands by filing date | put |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 41,900 | $2,808,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 270,181 | $2,794,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 86,942 | $2,787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 58,523 | $2,779,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,800 | $2,774,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 58,900 | $2,765,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 73,770 | $2,752,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 113,593 | $2,751,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 34,900 | $2,747,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 209,607 | $2,746,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 662,700 | $2,744,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 137,036 | $2,738,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 138,307 | $2,737,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 187,108 | $2,734,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 47,048 | $2,729,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 32,847 | $2,719,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,000 | $2,713,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 28,983 | $2,713,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 47,846 | $2,711,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 344,829 | $2,707,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 440,734 | $2,706,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 107,327 | $2,704,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 82,626 | $2,704,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 104,860 | $2,698,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 51,000 | $2,693,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 83,461 | $2,693,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 26,017 | $2,692,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 80,222 | $2,688,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 113,257 | $2,681,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 40,622 | $2,678,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 246,144 | $2,673,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,672,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,672,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 271,201 | $2,668,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 42,036 | $2,665,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 39,700 | $2,657,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 67,579 | $2,654,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 26,000 | $2,654,000 | thousands by filing date | put |
| TELUS CORPORATION COM | 87971M103 | Stock | 73,800 | $2,653,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 123,224 | $2,652,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $2,642,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 21,400 | $2,639,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 21,400 | $2,639,000 | thousands by filing date | call |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 120,529 | $2,639,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 37,035 | $2,617,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 42,838 | $2,615,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 40,199 | $2,610,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 85,782 | $2,608,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 48,713 | $2,607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 31,799 | $2,604,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 100,737 | $2,602,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 136,813 | $2,600,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 61,274 | $2,599,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 91,896 | $2,590,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 38,512 | $2,576,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 21,299 | $2,564,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 69,245 | $2,563,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 45,339 | $2,562,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 59,512 | $2,562,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 509,400 | $2,562,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 52,155 | $2,557,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 54,217 | $2,553,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 176,932 | $2,550,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 44,563 | $2,548,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 297,966 | $2,539,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,000 | $2,538,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 26,896 | $2,538,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 535,195 | $2,537,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 105,300 | $2,535,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 44,075 | $2,535,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 42,390 | $2,527,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 58,875 | $2,525,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 170,650 | $2,524,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 586,000 | $2,520,000 | thousands by filing date | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 68,777 | $2,519,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 65,903 | $2,515,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 143,708 | $2,514,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,000 | $2,513,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 105,707 | $2,513,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 89,775 | $2,506,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 103,721 | $2,501,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 50,000 | $2,500,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 180,993 | $2,500,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 130,029 | $2,500,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 58,273 | $2,492,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 128,469 | $2,490,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 947 | $2,483,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 55,604 | $2,483,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 43,669 | $2,480,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 90,366 | $2,478,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 71,500 | $2,477,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 28,628 | $2,473,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 120,532 | $2,468,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 40,326 | $2,462,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 17,817 | $2,461,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 28,782 | $2,457,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 54,015 | $2,456,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 41,808 | $2,456,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 54,350 | $2,446,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 40,000 | $2,443,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 110,936 | $2,443,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 29,300 | $2,440,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 256,112 | $2,434,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 56,400 | $2,433,000 | thousands by filing date | put |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 44,609 | $2,429,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 101,885 | $2,426,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 87,678 | $2,421,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 308,487 | $2,418,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 65,947 | $2,413,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 84,136 | $2,409,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 52,500 | $2,408,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 36,683 | $2,405,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 106,386 | $2,401,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,100,000 | $2,401,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100,000 | $2,399,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 45,427 | $2,395,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 30,655 | $2,392,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 14,186 | $2,391,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 428,742 | $2,387,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 55,734 | $2,386,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 43,296 | $2,386,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 52,000 | $2,385,000 | thousands by filing date | put |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 96,888 | $2,381,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 92,900 | $2,380,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 26,967 | $2,376,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 75,073 | $2,370,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 40,000 | $2,366,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,364,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 119,386 | $2,363,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 94,536 | $2,362,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 39,295 | $2,361,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 174,234 | $2,358,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 21,025 | $2,345,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 126,482 | $2,342,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 53,053 | $2,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 103,685 | $2,334,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 198,642 | $2,334,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 54,576 | $2,323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 111,263 | $2,323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q841 | VELOCSHS EMKTS | 48,385 | $2,321,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 63,346 | $2,310,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 108,915 | $2,306,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 203,656 | $2,302,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 56,167 | $2,297,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 56,440 | $2,291,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 44,281 | $2,290,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 35,000 | $2,276,000 | thousands by filing date | put |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 78,372 | $2,276,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 49,828 | $2,273,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 153,859 | $2,271,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 352,498 | $2,266,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 281,210 | $2,264,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 200,000 | $2,260,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 54,658 | $2,260,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 129,493 | $2,255,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 209,696 | $2,254,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 44,058 | $2,252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 63,917 | $2,248,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 76,320 | $2,247,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 119,326 | $2,246,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 49,769 | $2,244,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 275,173 | $2,243,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 91,354 | $2,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 53,489 | $2,233,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 61,044 | $2,232,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 51,558 | $2,228,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 185,494 | $2,227,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 107,343 | $2,222,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 56,363 | $2,220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 47,625 | $2,219,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 342,965 | $2,219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 80,459 | $2,217,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 33,489 | $2,216,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 56,466 | $2,216,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 25,700 | $2,215,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 53,264 | $2,213,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 174,051 | $2,210,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 129,236 | $2,196,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 167,235 | $2,194,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 105,844 | $2,193,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 2,195,000 | $2,184,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 63,477 | $2,182,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 67,178 | $2,179,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 427,700 | $2,177,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 39,770 | $2,175,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 32,291 | $2,174,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 154,645 | $2,173,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 72,415 | $2,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 45,393 | $2,168,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 56,123 | $2,167,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 111,377 | $2,167,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 100,000 | $2,165,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 62,148 | $2,160,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 39,036 | $2,152,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 51,489 | $2,149,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 51,273 | $2,149,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 30,100 | $2,144,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 291,379 | $2,138,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 58,972 | $2,136,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 447,980 | $2,132,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 590,440 | $2,131,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 119,943 | $2,130,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 79,713 | $2,124,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 42,390 | $2,122,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 183,588 | $2,115,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 38,168 | $2,113,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 21,225 | $2,111,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 102,600 | $2,107,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 108,222 | $2,105,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 39,226 | $2,101,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 115,268 | $2,100,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 58,192 | $2,094,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 65,000 | $2,087,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 155,505 | $2,082,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 434,543 | $2,081,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 31,500 | $2,080,000 | thousands by filing date | put |
| CONVERSANT INC | 21249J105 | COM | 73,762 | $2,076,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 300,133 | $2,074,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 114,992 | $2,073,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 66,873 | $2,072,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 52,664 | $2,069,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 155,108 | $2,068,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 171,597 | $2,067,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 142,523 | $2,063,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 140,371 | $2,062,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,700 | $2,059,000 | thousands by filing date | call |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 34,666 | $2,059,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 42,552 | $2,054,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 115,367 | $2,054,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 34,990 | $2,046,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 58,375 | $2,043,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 100,000 | $2,032,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 32,147 | $2,031,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 179,666 | $2,030,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 78,280 | $2,027,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 154,659 | $2,007,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 33,390 | $2,006,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 55,932 | $2,003,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 75,833 | $2,003,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 23,509 | $2,000,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 27,661 | $1,992,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 141,711 | $1,992,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 669,000 | $1,987,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 21,322 | $1,985,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,000 | $1,984,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 45,247 | $1,980,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 40,382 | $1,978,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 33,079 | $1,972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 41,381 | $1,972,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 64,740 | $1,970,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,713 | $1,965,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 91,156 | $1,960,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 48,613 | $1,959,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 10,600 | $1,959,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 98,000 | $1,957,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 36,236 | $1,952,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 212,138 | $1,950,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 101,500 | $1,948,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 45,250 | $1,947,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 60,023 | $1,942,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 68,089 | $1,936,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 38,664 | $1,935,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 211,196 | $1,927,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 38,459 | $1,925,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 52,163 | $1,922,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 85,400 | $1,922,000 | thousands by filing date | call |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20,744 | $1,921,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 13,508 | $1,921,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 1,223,620 | $1,921,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 24,933 | $1,920,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 67,548 | $1,915,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 80,062 | $1,912,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,016 | $1,907,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 5,750,157 | $1,898,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 103,356 | $1,894,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 73,942 | $1,894,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 98,703 | $1,883,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 88,901 | $1,883,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 26,668 | $1,880,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 799,499 | $1,879,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 71,090 | $1,877,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 223,643 | $1,877,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 99,885 | $1,875,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 81,818 | $1,866,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 43,163 | $1,864,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 55,972 | $1,862,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 103,876 | $1,860,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,000 | $1,859,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 73,479 | $1,858,000 | thousands by filing date | principal |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 131,351 | $1,855,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 68,121 | $1,855,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 21,679 | $1,849,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 74,394 | $1,840,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 145,114 | $1,838,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 26,478 | $1,837,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,000 | $1,835,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 114,542 | $1,835,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 49,709 | $1,832,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 67,298 | $1,828,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 40,372 | $1,827,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 214,211 | $1,819,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 34,762 | $1,814,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 17,992 | $1,811,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 62,731 | $1,805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 36,706 | $1,799,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 110,541 | $1,791,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 44,621 | $1,790,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 62,560 | $1,789,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 38,400 | $1,788,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 409,972 | $1,788,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 17,800 | $1,784,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 13,563 | $1,781,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,911 | $1,777,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 262,857 | $1,774,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 35,000 | $1,773,000 | thousands by filing date | put |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 169,585 | $1,773,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 77,500 | $1,769,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 135,376 | $1,768,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,012 | $1,767,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 35,000 | $1,763,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 25,341 | $1,761,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 61,860 | $1,760,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 65,955 | $1,760,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 63,784 | $1,759,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 39,203 | $1,758,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 81,979 | $1,756,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 16,615 | $1,753,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 190,800 | $1,753,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 82,850 | $1,753,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 103,295 | $1,751,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,860 | $1,748,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 38,890 | $1,747,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 30,364 | $1,741,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 37,488 | $1,738,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 48,327 | $1,734,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 23,900 | $1,733,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 184,223 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 36,061 | $1,731,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,407 | $1,722,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 181,032 | $1,722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 21,095 | $1,721,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 140,000 | $1,714,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 32,788 | $1,714,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 40,119 | $1,714,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 49,360 | $1,700,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 193,979 | $1,700,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 66,048 | $1,696,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 24,795 | $1,695,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 305,294 | $1,692,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 34,233 | $1,688,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 45,807 | $1,687,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 40,400 | $1,686,000 | thousands by filing date | call |
| WILEY JOHN & SONS INC | 968223206 | CL A | 29,228 | $1,685,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 85,828 | $1,685,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 95,000 | $1,684,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 33,656 | $1,684,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $1,683,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,875 | $1,681,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 66,056 | $1,680,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 95,466 | $1,679,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 55,687 | $1,668,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 79,153 | $1,667,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 33,231 | $1,662,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 124,306 | $1,659,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 50,053 | $1,659,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 30,077 | $1,658,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 449,473 | $1,658,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 30,561 | $1,655,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 73,800 | $1,654,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 15,513 | $1,653,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 137,551 | $1,653,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 65,747 | $1,651,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 39,316 | $1,650,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 32,369 | $1,645,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 125,965 | $1,644,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 57,791 | $1,643,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 39,654 | $1,638,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 144,049 | $1,637,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 199,230 | $1,636,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 26,368 | $1,635,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 49,996 | $1,634,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 120,671 | $1,626,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 102,951 | $1,626,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 214,821 | $1,624,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 76,587 | $1,623,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,958 | $1,623,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 16,007 | $1,623,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 70,177 | $1,623,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 24,766 | $1,622,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 61,190 | $1,621,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 89,782 | $1,621,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 42,884 | $1,620,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 35,254 | $1,615,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 142,905 | $1,614,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 53,731 | $1,612,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 39,995 | $1,609,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 33,557 | $1,608,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,000 | $1,606,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 127,434 | $1,602,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 39,589 | $1,601,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 78,245 | $1,598,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 197,000 | $1,598,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 62,734 | $1,595,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 168,650 | $1,595,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 145,852 | $1,591,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 25,166 | $1,589,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 43,443 | $1,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 45,870 | $1,586,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 15,744 | $1,586,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 60,397 | $1,585,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 21,061 | $1,581,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 84,534 | $1,575,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 48,577 | $1,574,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 56,045 | $1,568,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 28,300 | $1,566,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,400,000 | $1,565,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 16,054 | $1,564,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,400 | $1,564,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 70,931 | $1,564,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 52,120 | $1,558,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 69,583 | $1,556,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 19,716 | $1,552,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 51,251 | $1,551,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 119,650 | $1,548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,664 | $1,547,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q833 | VELOSH RUSSSEL | 48,327 | $1,546,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,962 | $1,544,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 36,000 | $1,543,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 152,228 | $1,543,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 110,394 | $1,542,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 67,384 | $1,540,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 35,979 | $1,540,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 30,219 | $1,536,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 15,693 | $1,533,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 25,589 | $1,531,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 65,248 | $1,531,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 50,917 | $1,530,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 85,825 | $1,526,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 118,546 | $1,523,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 29,126 | $1,522,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 50,716 | $1,518,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 47,791 | $1,517,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 46,899 | $1,515,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 33,016 | $1,512,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 53,316 | $1,512,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,412,000 | $1,508,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 117,760 | $1,504,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 21,533 | $1,503,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 774,813 | $1,503,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 16,534 | $1,503,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 23,953 | $1,500,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 27,151 | $1,496,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 160,968 | $1,495,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 123,378 | $1,494,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 26,594 | $1,494,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 89,591 | $1,492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 53,844 | $1,491,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 16,038 | $1,489,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 164,233 | $1,486,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 42,800 | $1,483,000 | thousands by filing date | call |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 76,204 | $1,483,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 49,913 | $1,480,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 185,891 | $1,475,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 83,555 | $1,472,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 109,637 | $1,470,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 84,595 | $1,467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 44,338 | $1,460,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 30,501 | $1,456,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 100,969 | $1,452,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $1,444,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 28,503 | $1,442,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 15,884 | $1,438,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,900 | $1,437,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,434,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,434,000 | thousands by filing date | call |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 178,059 | $1,433,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 16,827 | $1,432,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 23,240 | $1,431,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 33,361 | $1,431,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 28,884 | $1,430,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,000 | $1,429,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 47,050 | $1,426,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 240,063 | $1,426,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 30,000 | $1,420,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 107,995 | $1,417,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 58,865 | $1,417,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 444,418 | $1,413,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 48,404 | $1,412,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 133,815 | $1,409,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 52,655 | $1,407,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 100,489 | $1,407,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 38,500 | $1,405,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |