13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,786 | $417,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 10,858 | $417,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 26,040 | $417,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 16,372 | $417,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 16,064 | $416,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 51,127 | $416,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,640 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 13,952 | $416,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,802 | $415,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 34,400 | $415,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,823 | $415,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 12,245 | $414,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,037 | $414,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,021 | $414,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,491 | $413,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,137 | $411,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,000 | $411,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 48,770 | $411,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 14,370 | $410,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 14,070 | $409,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,404 | $409,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 89,034 | $409,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 60,000 | $409,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 20,483 | $408,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 15,173 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,276 | $407,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 33,611 | $407,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 22,008 | $407,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 30,059 | $406,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 150,228 | $405,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 6,647 | $405,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,614 | $404,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,118 | $403,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,209 | $403,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 41,800 | $403,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,574 | $402,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 7,137 | $402,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 19,006 | $401,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 141,986 | $400,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 26,650 | $400,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,039 | $399,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 84,393 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 7,413 | $397,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 117,000 | $397,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 107,500 | $397,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 13,623 | $396,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 38,608 | $396,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 23,000 | $395,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,216 | $395,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,244 | $394,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 22,000 | $394,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 28,601 | $393,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 15,682 | $393,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 21,738 | $392,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,470 | $391,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $391,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 26,982 | $389,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 90,058 | $388,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 13,514 | $388,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 31,354 | $387,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 13,970 | $387,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 5,744 | $385,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,400 | $384,000 | thousands by filing date | put |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,760 | $383,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,063 | $382,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 6,379 | $382,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 14,100 | $381,000 | thousands by filing date | principal |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 18,850 | $381,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,100 | $380,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 12,509 | $380,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 124,193 | $379,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 27,210 | $379,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,800 | $379,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 20,224 | $379,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 13,649 | $378,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,651 | $378,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,957 | $377,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 2,880 | $375,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 24,418 | $373,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 26,698 | $373,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 568,782 | $372,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,749 | $371,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,200 | $371,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 11,572 | $371,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,520 | $370,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,950 | $370,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,606 | $369,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 18,589 | $369,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 6,001 | $369,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 64,744 | $369,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 4,780 | $368,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 40,030 | $368,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,510 | $366,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 53,362 | $365,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,926 | $364,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 7,027 | $364,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,761 | $362,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 18,225 | $362,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 33,372 | $362,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $362,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 14,068 | $362,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 28,631 | $362,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 39,015 | $361,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,199 | $360,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 6,345 | $360,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 32,621 | $360,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,489 | $359,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 46,840 | $359,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 43,616 | $359,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 19,052 | $359,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,836 | $358,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 25,704 | $358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 7,653 | $358,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 19,285 | $357,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,901 | $356,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 44,237 | $356,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 17,781 | $356,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 42,605 | $355,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9,232 | $354,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 8,164 | $354,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,034 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,730 | $354,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 41,664 | $354,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 11,200 | $353,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 29,428 | $353,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 89,957 | $353,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 36,400 | $352,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,000 | $352,000 | thousands by filing date | put |
| ISHARES TR | 464289628 | MSCI ACWI X US | 4,580 | $352,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,895 | $349,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,689 | $349,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 29,643 | $349,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 20,059 | $349,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 103,960 | $349,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 15,985 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12,000 | $348,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 13,275 | $348,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 50,592 | $347,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,150 | $347,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 13,501 | $345,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 18,580 | $345,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 12,205 | $345,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,896 | $344,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 11,503 | $344,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,197 | $344,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,142 | $344,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 50,240 | $344,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,894 | $343,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,899 | $342,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,263 | $342,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 700 | $341,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 40,746 | $341,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 16,111 | $340,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 10,666 | $340,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 14,033 | $340,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,400 | $339,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 9,587 | $338,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,825 | $337,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 18,300 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,422 | $337,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 25,304 | $337,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,907 | $337,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 17,811 | $337,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,859 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,212 | $336,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 12,834 | $336,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 317,000 | $336,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 3,726 | $335,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 68,835 | $334,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 77,539 | $334,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,100 | $334,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 14,290 | $333,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 10,864 | $333,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 14,225 | $332,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 41,100 | $332,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 8,986 | $332,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,788 | $332,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 20,570 | $332,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 24,999 | $330,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,100 | $330,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,700 | $330,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,348 | $329,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 6,490 | $329,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,638 | $329,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 25,510 | $329,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 25,650 | $329,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 82,071 | $328,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,633 | $328,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 31,576 | $328,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,535 | $328,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,800 | $327,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 35,700 | $327,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,346 | $327,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,500 | $327,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 3,895 | $326,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 31,883 | $326,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 7,310 | $325,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,625 | $325,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 14,239 | $324,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 136,713 | $323,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 39,317 | $322,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,000 | $322,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 11,371 | $322,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,444 | $322,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 30,687 | $321,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 13,600 | $321,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,312 | $320,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 15,027 | $320,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 11,004 | $320,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 22,140 | $320,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $320,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 33,000 | $319,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,388 | $318,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,063 | $318,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 109,704 | $318,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 10,331 | $318,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,400 | $317,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,640 | $317,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 8,010 | $317,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,569 | $316,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,732 | $316,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 22,899 | $316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 10,088 | $316,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 3,377 | $315,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,000 | $314,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 26,610 | $314,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 13,548 | $314,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,565 | $314,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 290,633 | $314,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,582 | $313,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 41,900 | $313,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 25,000 | $313,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 32,600 | $313,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $312,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 306,000 | $312,000 | thousands by filing date | principal |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 19,460 | $312,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 68,500 | $310,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 9,600 | $310,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 13,268 | $309,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 29,910 | $309,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,000 | $309,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,062 | $309,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,927 | $308,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,330 | $308,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,848 | $307,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,921 | $307,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,350 | $307,000 | thousands by filing date | principal |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 436 | $306,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $306,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 9,815 | $306,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 27,550 | $305,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,857 | $305,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,355 | $305,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,584 | $304,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 93,850 | $304,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,114 | $304,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,381 | $303,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,185 | $303,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 60,372 | $303,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 22,588 | $303,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $303,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 29,700 | $302,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,442 | $302,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,734 | $301,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 33,572 | $301,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 6,426 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 14,875 | $298,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $298,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 14,857 | $297,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,203 | $297,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 17,936 | $297,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,018 | $297,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 13,888 | $296,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 23,467 | $296,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 33,031 | $295,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 12,609 | $295,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,647 | $295,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 8,216 | $295,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 29,659 | $295,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 6,098 | $294,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,449 | $293,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 6,882 | $293,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,197 | $291,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,105 | $290,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 8,094 | $290,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 9,540 | $290,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 21,023 | $289,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 17,915 | $289,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,790 | $287,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,496 | $287,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 21,696 | $287,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 5,765 | $287,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 13,840 | $285,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 42,795 | $285,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,000 | $285,000 | thousands by filing date | call |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 14,314 | $285,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,300 | $285,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 23,800 | $285,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,900 | $284,000 | thousands by filing date | put |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,175 | $284,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 17,546 | $284,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 11,300 | $284,000 | thousands by filing date | principal |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,428 | $283,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,550 | $283,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 15,854 | $282,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $282,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 16,444 | $281,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 16,329 | $281,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,192 | $280,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,190 | $280,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,237 | $280,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 40,603 | $280,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 9,333 | $280,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 8,608 | $279,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,089 | $278,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,402 | $278,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 7,581 | $278,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 36,169 | $277,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 3,769 | $277,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 17,137 | $277,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 7,807 | $277,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,700 | $277,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19,212 | $276,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,273 | $276,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,400 | $276,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,362 | $276,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 12,400 | $276,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,505 | $275,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,375 | $275,000 | thousands by filing date | principal |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,362 | $275,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,803 | $275,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 66,896 | $275,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,770 | $275,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,008 | $274,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 12,201 | $274,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,036 | $274,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 13,837 | $274,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 5,007 | $274,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,515 | $274,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 11,700 | $274,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 10,894 | $273,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 15,600 | $273,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,609 | $272,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,181 | $272,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28,200 | $272,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 11,133 | $272,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,616 | $271,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,545 | $271,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $271,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,488 | $270,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 38,318 | $270,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 23,989 | $269,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,678 | $269,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,698 | $268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 7,738 | $268,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 20,000 | $267,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,947 | $267,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,312 | $267,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 30,934 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,150 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,829 | $266,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 8,258 | $266,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,067 | $265,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,100 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,431 | $265,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,568 | $265,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 25,458 | $264,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 11,024 | $264,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,643 | $264,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 50,551 | $263,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,053 | $263,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,835 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,245 | $262,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 8,011 | $262,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,500 | $262,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,577 | $262,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 11,517 | $262,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 12,601 | $262,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,202 | $261,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 14,275 | $261,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 4,363 | $261,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 87,211 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 3,942 | $261,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 12,862 | $261,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 243,000 | $260,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 19,852 | $260,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,551 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,240 | $259,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,596 | $259,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 14,341 | $259,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 64,868 | $258,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,181 | $258,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,705 | $258,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,300 | $258,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 23,333 | $258,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,303 | $257,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,046 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,800 | $256,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,699 | $256,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 9,221 | $256,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 10,953 | $255,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,396 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,775 | $255,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,600 | $254,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 7,750 | $254,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,429 | $253,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 19,639 | $253,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 45,400 | $253,000 | thousands by filing date | call |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,700 | $253,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,100 | $253,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,000 | $253,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,055 | $252,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,112 | $252,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 9,200 | $252,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 43,759 | $252,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,200 | $250,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,671 | $249,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,500 | $249,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 6,445 | $249,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,633 | $249,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,302 | $248,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,984 | $248,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 8,986 | $248,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,892 | $247,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,762 | $247,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 195,000 | $247,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 12,600 | $247,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,863 | $246,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,374 | $246,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 23,383 | $246,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 23,415 | $246,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,000 | $246,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,000 | $245,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,027 | $245,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $245,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,900 | $245,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 18,900 | $244,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,115 | $244,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,992 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,250 | $243,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,700 | $243,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 7,615 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 8,972 | $242,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,404 | $241,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 22,015 | $241,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 5,648 | $241,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 23,916 | $241,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 31,600 | $240,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,345 | $240,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 22,100 | $240,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,820 | $239,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,100 | $239,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 12,328 | $239,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 18,802 | $239,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,111 | $238,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 22,100 | $238,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 9,450 | $238,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 14,345 | $238,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,705 | $237,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 154,790 | $237,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,269 | $237,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,501 | $237,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,077 | $237,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,572 | $237,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,317 | $237,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $237,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 17,475 | $237,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,025 | $236,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,800 | $236,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,130 | $236,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,600 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,677 | $236,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 4,824 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 13,001 | $236,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 24,067 | $235,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,457 | $234,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,833 | $234,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,051 | $234,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,447 | $234,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 4,860 | $234,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 12,311 | $234,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 53,060 | $233,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,045 | $233,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 5,979 | $233,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 11,737 | $233,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,400 | $233,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,943 | $232,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 28,633 | $232,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 35,391 | $232,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,567 | $231,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 15,529 | $231,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,205 | $231,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 13,495 | $231,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,586 | $230,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 17,285 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,179 | $230,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 40,000 | $230,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 23,900 | $230,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 24,162 | $230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |