13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,672 | $229,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,100 | $229,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 4,497 | $229,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 7,419 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 16,522 | $229,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 3,329 | $228,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 13,564 | $228,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 14,225 | $228,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $227,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 7,053 | $227,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 7,600 | $227,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 27,317 | $227,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 3,862 | $226,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,180 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,025 | $225,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 6,081 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 7,919 | $225,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 28,124 | $225,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 6,025 | $225,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5,499 | $224,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,849 | $224,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,583 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 5,916 | $224,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 9,421 | $224,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,000 | $224,000 | thousands by filing date | put |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 224,000 | $224,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,960 | $224,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 5,934 | $224,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,203 | $224,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 10,539 | $224,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 20,211 | $223,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 15,460 | $223,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 13,841 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,900 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 17,560 | $222,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,350 | $222,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 13,800 | $222,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,293 | $221,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,130 | $221,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 17,344 | $221,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,445 | $221,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,900 | $221,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 24,641 | $220,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,014 | $220,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 16,094 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 8,698 | $220,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 45,045 | $219,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,423 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,139 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,701 | $218,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,025 | $218,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 8,576 | $218,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 8,212 | $218,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,662 | $217,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 13,742 | $217,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,330 | $217,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 12,293 | $216,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $215,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 7,926 | $215,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,148 | $215,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 7,303 | $214,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 9,444 | $214,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 21,816 | $214,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 13,598 | $213,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 7,880 | $213,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,552 | $212,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,929 | $211,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 8,534 | $211,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 177,322 | $211,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 16,950 | $211,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 8,800 | $210,000 | thousands by filing date | call |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $210,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,543 | $210,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 7,983 | $210,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 5,349 | $210,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,374 | $209,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 13,550 | $209,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 7,207 | $209,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,525 | $208,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 64,560 | $208,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 10,400 | $208,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $208,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,927 | $207,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 12,462 | $207,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,025 | $207,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 9,466 | $207,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,000 | $206,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,547 | $206,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,676 | $205,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,690 | $205,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 48,005 | $205,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $205,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $205,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 7,700 | $205,000 | thousands by filing date | put |
| USA TRUCK INC | 902925106 | COM | 13,900 | $205,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 19,700 | $205,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 6,600 | $204,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 17,000 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,972 | $202,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,781 | $202,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 29,288 | $202,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,643 | $202,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 9,341 | $202,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $202,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,037 | $201,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,229 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,978 | $201,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 26,675 | $201,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 11,360 | $201,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 38,566 | $201,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 22,041 | $201,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 8,976 | $200,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 200,000 | $200,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,814 | $199,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 16,628 | $199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,985 | $199,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 8,142 | $199,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 3,744 | $199,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,000 | $198,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 4,925 | $198,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 8,385 | $197,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,400 | $197,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 8,347 | $197,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,645 | $196,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 8,835 | $196,000 | thousands by filing date | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,766 | $196,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,000 | $196,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,845 | $196,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 7,061 | $196,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,492 | $195,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,000 | $195,000 | thousands by filing date | put |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 2,032 | $195,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $195,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,082 | $194,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,159 | $194,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,999 | $194,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 30,123 | $194,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,215 | $193,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,200 | $193,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,301 | $193,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 8,461 | $193,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 7,811 | $193,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,336 | $193,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 3,501 | $193,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,109 | $192,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 20,080 | $192,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,492 | $192,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,286 | $192,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 21,460 | $192,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 26,700 | $192,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,361 | $191,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 161,000 | $191,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 6,182 | $191,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,970 | $191,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,620 | $190,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,900 | $190,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,083 | $190,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 11,669 | $190,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,902 | $189,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,488 | $189,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 6,829 | $189,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 18,600 | $189,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,667 | $189,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 24,000 | $188,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,610 | $188,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,010 | $188,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,609 | $187,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 61,943 | $187,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,050 | $186,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 14,350 | $186,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,425 | $186,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,780 | $185,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 26,870 | $185,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 6,200 | $185,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 10,750 | $185,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 14,402 | $185,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 4,769 | $185,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,828 | $184,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,863 | $183,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 6,555 | $183,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 6,160 | $183,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 8,355 | $181,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 550 | $181,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 4,888 | $181,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 3,659 | $181,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 10,109 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,415 | $180,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 38,094 | $180,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $180,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 5,148 | $180,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 5,444 | $179,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,960 | $179,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 13,052 | $179,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,089 | $179,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 14,413 | $179,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,145 | $178,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,941 | $178,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,550 | $178,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 15,630 | $178,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 29,273 | $177,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $177,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 13,620 | $177,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $177,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 22,700 | $177,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,810 | $176,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 24,501 | $176,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 4,758 | $176,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,300 | $176,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 48,909 | $176,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,920 | $175,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,966 | $175,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 30,163 | $175,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 12,045 | $175,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 17,454 | $175,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,616 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 15,797 | $175,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 5,490 | $175,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 10,990 | $174,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,340 | $174,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 19,203 | $174,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,904 | $173,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,340 | $173,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 14,495 | $173,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,707 | $172,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,486 | $172,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,300 | $172,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 25,984 | $172,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 2,239 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 13,818 | $172,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 3,765 | $172,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 9,591 | $171,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 8,200 | $170,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,868 | $170,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,945 | $170,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,000 | $170,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 20,500 | $170,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 9,771 | $170,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 4,096 | $170,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,349 | $169,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $169,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,789 | $169,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 6,350 | $169,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,861 | $168,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,980 | $168,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,100 | $168,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,299 | $167,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,161 | $167,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,100 | $167,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 5,544 | $167,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,425 | $166,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,500 | $165,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,125 | $165,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 5,555 | $165,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 11,075 | $164,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,333 | $163,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,289 | $163,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,391 | $163,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 12,000 | $163,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 3,900 | $162,000 | thousands by filing date | put |
| DENALI FD INC | 24823A102 | COM | 7,930 | $162,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 6,470 | $162,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 16,967 | $162,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,971 | $162,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,022 | $161,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 8,492 | $161,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,473 | $161,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 15,271 | $161,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 11,836 | $161,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 29,008 | $161,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 23,632 | $160,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,900 | $160,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 3,023 | $159,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,939 | $159,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 26,968 | $159,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 53,400 | $159,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,000 | $158,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,235 | $158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,255 | $158,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 5,938 | $158,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 44,400 | $157,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 10,530 | $157,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,000 | $157,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 6,304 | $157,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 25,372 | $156,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 6,233 | $156,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,472 | $156,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 895 | $155,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,856 | $155,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 16,195 | $155,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 11,857 | $155,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $155,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 5,750 | $154,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $154,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 6,117 | $154,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 21,600 | $154,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 5,199 | $153,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 8,907 | $153,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $153,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 15,007 | $153,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,252 | $152,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,980 | $152,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 5,000 | $151,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,022 | $151,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,383 | $151,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 32,901 | $151,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 2,543 | $151,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 5,229 | $151,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,358 | $150,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $150,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,805 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 7,702 | $150,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,166 | $150,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 17,900 | $150,000 | thousands by filing date | call |
| AVX CORP NEW | 002444107 | COM | 11,406 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 8,910 | $150,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 8,800 | $149,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 31,002 | $149,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 9,623 | $149,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,203 | $149,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 3,325 | $149,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 13,728 | $148,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 10,695 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 13,486 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 5,967 | $148,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,032 | $147,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,428 | $147,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 8,075 | $147,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 16,489 | $147,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 9,859 | $147,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 14,194 | $147,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,095 | $147,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,826 | $147,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,000 | $147,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 4,736 | $147,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,232 | $146,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 12,660 | $146,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $146,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,998 | $145,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,657 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,400 | $145,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 8,429 | $145,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,117 | $145,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 8,500 | $144,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,650 | $143,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,441 | $143,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,708 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,379 | $143,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 6,375 | $143,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 9,465 | $143,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 6,540 | $142,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 5,500 | $142,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 6,742 | $141,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 134,485 | $141,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 24,030 | $141,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,542 | $141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 9,803 | $141,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,000 | $140,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 5,563 | $140,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,420 | $140,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 5,494 | $140,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 10,032 | $140,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 4,026 | $139,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 6,868 | $139,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 6,164 | $139,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 7,759 | $139,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,036 | $138,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,387 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,391 | $138,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 9,900 | $138,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,714 | $137,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,000 | $136,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 5,300 | $136,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,245 | $135,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,627 | $135,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,261 | $135,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 34,901 | $135,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 26,290 | $135,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,440 | $134,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,000 | $134,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 10,000 | $134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 4,166 | $134,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,542 | $133,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 5,164 | $133,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,700 | $132,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,469 | $132,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,814 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,227 | $132,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 20,021 | $132,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,323 | $131,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,609 | $131,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 6,309 | $131,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,126 | $130,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,360 | $130,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $130,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,550 | $130,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 4,728 | $130,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,724 | $130,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,192 | $129,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,239 | $129,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 4,956 | $128,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 967 | $128,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,828 | $128,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,759 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,427 | $128,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 7,000 | $128,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 2,033 | $128,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 9,779 | $128,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,782 | $127,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,220 | $127,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,271 | $127,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 33,718 | $127,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 3,496 | $127,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 11,250 | $126,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 12,871 | $126,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 5,736 | $126,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,000 | $125,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,559 | $125,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 9,204 | $125,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,000 | $125,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,104 | $125,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,964 | $124,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,241 | $124,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,621 | $124,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,884 | $124,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 22,000 | $124,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,700 | $124,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 6,825 | $124,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,315 | $124,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,960 | $123,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,531 | $123,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,727 | $123,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 5,324 | $123,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 5,745 | $123,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,211 | $122,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 12,162 | $122,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 9,553 | $122,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 8,606 | $122,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,114 | $121,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,288 | $121,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,831 | $121,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 7,040 | $121,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,900 | $121,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 8,599 | $121,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 844 | $120,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,343 | $120,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,788 | $120,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 90,993 | $120,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 10,232 | $120,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,559 | $120,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 4,157 | $120,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 4,847 | $119,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,153 | $119,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,500 | $119,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,863 | $119,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,209 | $119,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 5,500 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,490 | $118,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,153 | $118,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 4,094 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 3,867 | $118,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,329 | $117,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 4,626 | $117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,270 | $117,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,917 | $117,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,974 | $117,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $117,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8,475 | $117,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4,334 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 4,907 | $117,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 4,460 | $117,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 8,180 | $116,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 12,454 | $116,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,969 | $116,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,441 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,075 | $116,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 8,051 | $116,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 8,694 | $116,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 283 | $115,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,191 | $115,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 7,980 | $115,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 6,450 | $115,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,703 | $114,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,913 | $114,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,413 | $114,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,566 | $114,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 12,325 | $114,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 7,352 | $114,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,500 | $113,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,000 | $113,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,362 | $113,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 1,756 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 6,807 | $113,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,972 | $112,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,572 | $112,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,587 | $112,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,100 | $111,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 15,805 | $111,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 4,365 | $111,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 6,220 | $111,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 9,165 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |