13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 57,103 | $5,462,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,191,000 | $5,460,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 222,908 | $5,444,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 125,968 | $5,442,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 130,165 | $5,435,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 600,696 | $5,418,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 183,174 | $5,416,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 186,518 | $5,411,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 111,366 | $5,406,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 136,418 | $5,405,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 256,925 | $5,405,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,758,326 | $5,398,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 234,525 | $5,356,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 203,515 | $5,316,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 205,900 | $5,315,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 356,478 | $5,308,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 666,281 | $5,290,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 70,500 | $5,288,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 257,200 | $5,262,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 123,226 | $5,254,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 194,693 | $5,249,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 95,000 | $5,248,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,841,000 | $5,233,000 | thousands by filing date | principal |
| GARTNERINC | 366651107 | STOK | 75,298 | $5,229,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 419,100 | $5,213,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 80,662 | $5,211,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 114,262 | $5,207,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 237,542 | $5,197,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100,000 | $5,182,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 157,681 | $5,175,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $5,172,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 117,355 | $5,169,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 155,839 | $5,162,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 426,900 | $5,161,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 310,934 | $5,153,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200,000 | $5,152,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200,000 | $5,152,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 979,280 | $5,151,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 123,021 | $5,133,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 43,388 | $5,126,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 109,690 | $5,118,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 287,398 | $5,113,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 226,478 | $5,109,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 95,592 | $5,105,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 123,090 | $5,105,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 205,217 | $5,098,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 270,221 | $5,094,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 75,000 | $5,083,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 632,708 | $5,081,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 286,797 | $5,080,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 48,088 | $5,076,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 584,339 | $5,055,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 610,146 | $5,046,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 15,000 | $5,045,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 103,630 | $5,039,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 186,597 | $5,034,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 260,000 | $5,031,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 40,791 | $5,026,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 378,027 | $5,005,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 110,946 | $5,003,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 149,209 | $5,001,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 129,354 | $4,994,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 36,802 | $4,985,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 119,400 | $4,983,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 108,461 | $4,980,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 105,628 | $4,979,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 102,200 | $4,976,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 813,433 | $4,970,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 135,327 | $4,960,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 136,900 | $4,958,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 126,126 | $4,955,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 214,802 | $4,945,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 77,367 | $4,936,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 49,039 | $4,934,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 311,909 | $4,927,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 339,664 | $4,925,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 217,974 | $4,911,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 199,500 | $4,902,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 155,004 | $4,892,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 139,791 | $4,888,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 269,328 | $4,875,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 76,601 | $4,855,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 75,500 | $4,854,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 74,195 | $4,848,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 236,828 | $4,845,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 99,481 | $4,841,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 34,503 | $4,822,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 90,097 | $4,816,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 72,145 | $4,808,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 226,479 | $4,806,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 154,283 | $4,792,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 179,369 | $4,791,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 93,205 | $4,783,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 245,296 | $4,781,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 210,200 | $4,780,000 | thousands by filing date | call |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 199,000 | $4,772,000 | thousands by filing date | principal |
| Crown Castle | 228227104 | COM | 64,611 | $4,767,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 106,800 | $4,766,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 1,353,761 | $4,765,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 38,543 | $4,758,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 64,565 | $4,752,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 73,806 | $4,749,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,000 | $4,728,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,308,212 | $4,723,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150,000 | $4,721,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 100,000 | $4,706,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 153,610 | $4,703,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 75,000 | $4,703,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 170,338 | $4,703,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,133,800 | $4,694,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 77,906 | $4,691,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,220,000 | $4,687,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 159,275 | $4,685,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 193,903 | $4,683,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 130,000 | $4,667,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 159,278 | $4,663,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 69,720 | $4,645,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 599,294 | $4,645,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100,700 | $4,633,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 60,000 | $4,624,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 629,033 | $4,618,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 106,777 | $4,609,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 67,048 | $4,608,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 81,137 | $4,608,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 101,573 | $4,608,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,223,590 | $4,603,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 76,400 | $4,602,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 120,697 | $4,597,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 132,600 | $4,592,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 531,900 | $4,585,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 138,600 | $4,578,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 80,808 | $4,576,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 139,313 | $4,568,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 363,540 | $4,566,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 58,540 | $4,558,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 90,777 | $4,555,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $4,540,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 209,066 | $4,522,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 242,023 | $4,521,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 24,340 | $4,508,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 405,196 | $4,506,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 137,000 | $4,503,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 136,441 | $4,499,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 94,749 | $4,494,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 135,194 | $4,483,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 90,198 | $4,481,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 39,424 | $4,478,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 130,153 | $4,469,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 3,606,000 | $4,458,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 76,546 | $4,455,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 48,200 | $4,454,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 225,933 | $4,451,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 172,957 | $4,443,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,042,499 | $4,429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 158,787 | $4,422,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 438,428 | $4,419,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 210,812 | $4,410,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 322,492 | $4,406,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 126,000 | $4,405,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 51,811 | $4,403,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 140,592 | $4,403,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 90,282 | $4,403,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 193,001 | $4,402,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 41,555 | $4,397,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 160,000 | $4,386,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 55,238 | $4,382,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 115,000 | $4,379,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 100,986 | $4,364,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 123,537 | $4,357,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 179,605 | $4,350,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 51,300 | $4,348,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 254,218 | $4,343,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 93,330 | $4,333,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 60,616 | $4,333,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 100,000 | $4,321,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 241,587 | $4,319,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 108,257 | $4,318,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 211,000 | $4,309,000 | thousands by filing date | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 370,561 | $4,309,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 374,319 | $4,308,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 3,999,000 | $4,298,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 114,656 | $4,287,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 320,749 | $4,277,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 43,181 | $4,266,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 170,016 | $4,262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 92,913 | $4,261,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 74,984 | $4,260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 75,309 | $4,260,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 111,321 | $4,249,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 62,100 | $4,249,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 103,214 | $4,242,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 238,487 | $4,233,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 230,200 | $4,217,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 125,914 | $4,217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 167,665 | $4,212,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54,981 | $4,205,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 244,991 | $4,205,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 76,477 | $4,202,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 117,000 | $4,200,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,184,000 | $4,185,000 | thousands by filing date | principal |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 59,470 | $4,183,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 95,526 | $4,181,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,131,200 | $4,174,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 288,474 | $4,171,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 235,387 | $4,167,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 114,172 | $4,159,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 55,328 | $4,153,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 152,581 | $4,152,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 73,388 | $4,150,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150,000 | $4,142,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 234,958 | $4,140,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 237,530 | $4,128,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 251,599 | $4,117,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 97,007 | $4,107,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 102,415 | $4,103,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 138,900 | $4,089,000 | thousands by filing date | put |
| ING U S INC | 45685E106 | COM | 112,699 | $4,088,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 173,884 | $4,086,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 317,189 | $4,084,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 32,831 | $4,079,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 109,537 | $4,067,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 248,076 | $4,054,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 437,423 | $4,050,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 134,603 | $4,044,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 4,025,000 | $4,039,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 97,538 | $4,038,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,105 | $4,037,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 87,172 | $4,034,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 184,220 | $4,032,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 46,786 | $4,031,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 192,874 | $4,029,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 153,528 | $4,024,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 92,384 | $4,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 80,773 | $4,013,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 60,615 | $4,012,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 117,877 | $4,011,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 104,400 | $4,006,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 95,772 | $4,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 196,303 | $3,987,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 195,000 | $3,982,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 35,000 | $3,982,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 243,533 | $3,977,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 70,000 | $3,974,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 74,096 | $3,967,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 70,000 | $3,961,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 47,600 | $3,957,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 504,391 | $3,954,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 204,600 | $3,951,000 | thousands by filing date | call |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 322,078 | $3,948,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 155,017 | $3,946,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 102,111 | $3,946,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 64,789 | $3,943,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 78,241 | $3,943,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 39,713 | $3,942,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 115,295 | $3,940,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 95,000 | $3,939,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 275,589 | $3,935,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 130,000 | $3,933,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 99,657 | $3,931,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 312,402 | $3,930,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 14,867 | $3,928,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 331,491 | $3,915,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 69,557 | $3,891,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 71,626 | $3,879,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 148,764 | $3,870,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 92,919 | $3,867,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 67,064 | $3,866,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 121,501 | $3,864,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 53,858 | $3,861,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 162,891 | $3,847,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 30,512 | $3,847,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 93,674 | $3,845,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 242,400 | $3,843,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 82,556 | $3,841,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 163,011 | $3,840,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 44,240 | $3,839,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 108,491 | $3,836,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 118,788 | $3,835,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 75,699 | $3,828,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 69,958 | $3,823,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 297,944 | $3,811,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 57,391 | $3,811,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 3,520,000 | $3,808,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 102,633 | $3,807,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 68,399 | $3,801,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 287,609 | $3,797,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 52,051 | $3,794,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 68,002 | $3,792,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 121,654 | $3,786,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 74,149 | $3,781,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 58,090 | $3,773,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 133,770 | $3,770,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 83,154 | $3,766,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,000 | $3,758,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 518,566 | $3,754,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 43,737 | $3,752,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 63,619 | $3,739,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 77,200 | $3,713,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 135,514 | $3,700,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 181,311 | $3,693,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 426,708 | $3,678,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 153,500 | $3,669,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100,275 | $3,667,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 39,360 | $3,660,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 151,642 | $3,655,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 63,484 | $3,653,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 351,433 | $3,648,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 41,131 | $3,647,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 188,073 | $3,647,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 271,599 | $3,646,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 123,545 | $3,645,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 480,111 | $3,639,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 43,697 | $3,638,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 107,314 | $3,637,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 76,127 | $3,636,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 213,620 | $3,632,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 296,441 | $3,629,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 110,823 | $3,629,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 185,765 | $3,598,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 66,222 | $3,588,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $3,585,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 123,052 | $3,582,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 92,569 | $3,582,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $3,578,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 104,281 | $3,578,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 80,081 | $3,575,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 226,960 | $3,570,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 129,725 | $3,569,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 63,054 | $3,566,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 74,769 | $3,564,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 57,000 | $3,560,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 129,246 | $3,543,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 86,009 | $3,541,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 123,665 | $3,530,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 45,607 | $3,526,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 251,276 | $3,523,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 100,000 | $3,516,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 35,484 | $3,507,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 174,820 | $3,500,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 117,540 | $3,499,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 57,314 | $3,483,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 72,400 | $3,482,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 235,064 | $3,482,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 391,231 | $3,482,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 2,000,000 | $3,481,000 | thousands by filing date | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 368,272 | $3,480,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 147,461 | $3,465,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 52,500 | $3,464,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 155,245 | $3,448,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 351,441 | $3,444,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 139,599 | $3,444,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,484 | $3,442,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 143,320 | $3,438,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 176,892 | $3,436,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 110,000 | $3,429,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 100,900 | $3,418,000 | thousands by filing date | call |
| Almaden Minerals Ltd | 020283107 | COM | 2,458,000 | $3,414,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 23,851 | $3,399,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 227,975 | $3,390,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 118,572 | $3,384,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,500,000 | $3,384,000 | thousands by filing date | principal |
| AOL INC | 00184X105 | COM | 77,300 | $3,383,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 130,235 | $3,378,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 150,907 | $3,376,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 49,875 | $3,370,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 21,977 | $3,364,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 176,631 | $3,361,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 64,200 | $3,360,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,500 | $3,359,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 3,350,600 | $3,351,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 85,556 | $3,350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 51,082 | $3,348,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 109,814 | $3,338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 102,312 | $3,337,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 78,147 | $3,320,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 128,350 | $3,317,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 47,500 | $3,315,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,200 | $3,314,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 39,793 | $3,311,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 253,482 | $3,311,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 32,895 | $3,310,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 97,943 | $3,306,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 59,933 | $3,306,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 52,723 | $3,302,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 121,867 | $3,297,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 58,884 | $3,291,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 127,247 | $3,291,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 87,921 | $3,287,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 19,320 | $3,285,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 85,767 | $3,283,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 47,809 | $3,280,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 31,066 | $3,280,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 38,383 | $3,277,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 120,371 | $3,277,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 435,208 | $3,277,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 41,933 | $3,276,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 80,000 | $3,268,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 583,276 | $3,266,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 95,400 | $3,262,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 60,562 | $3,259,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,500 | $3,247,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 70,200 | $3,231,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 409,834 | $3,230,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 74,931 | $3,222,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 100,852 | $3,217,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 31,800 | $3,216,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 69,761 | $3,210,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 131,718 | $3,200,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 117,044 | $3,196,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 34,165 | $3,185,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 145,233 | $3,173,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 29,804 | $3,167,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 109,300 | $3,165,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 83,988 | $3,162,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 62,185 | $3,156,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 92,671 | $3,155,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 164,838 | $3,152,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 469,198 | $3,152,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 87,000 | $3,151,000 | thousands by filing date | call |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 118,798 | $3,151,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 44,000 | $3,141,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 70,000 | $3,138,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,740,000 | $3,138,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 87,251 | $3,135,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 42,397 | $3,130,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 91,525 | $3,130,000 | thousands by filing date | |
| 38259p508 | COM | 2,800 | $3,121,000 | thousands by filing date | call | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,216 | $3,119,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 74,839 | $3,117,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 160,921 | $3,114,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 45,138 | $3,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 65,600 | $3,106,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 80,000 | $3,093,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 32,568 | $3,088,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 58,962 | $3,082,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 125,773 | $3,077,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 102,905 | $3,070,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 57,400 | $3,066,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 35,460 | $3,064,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X442 | SPDR MSCI BEYOND | 50,000 | $3,064,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 69,425 | $3,061,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 35,915 | $3,052,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 277,501 | $3,052,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 55,111 | $3,044,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 58,857 | $3,035,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 170,643 | $3,026,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 33,185 | $3,017,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 265,203 | $3,015,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 68,350 | $3,008,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 224,649 | $3,008,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 174,464 | $3,004,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 99,904 | $3,002,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 127,203 | $3,000,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22,917 | $2,997,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 91,611 | $2,997,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 73,314 | $2,992,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 145,006 | $2,990,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 139,858 | $2,989,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 114,381 | $2,988,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 494,610 | $2,987,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 3,250,000 | $2,986,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 35,465 | $2,981,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 91,900 | $2,974,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 45,692 | $2,972,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 74,518 | $2,968,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 288,654 | $2,959,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 687,786 | $2,958,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 80,311 | $2,957,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 29,700 | $2,945,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 51,868 | $2,934,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 62,582 | $2,930,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 49,566 | $2,928,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $2,925,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 55,442 | $2,916,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 29,055 | $2,912,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 71,074 | $2,907,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 27,908 | $2,907,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 30,500 | $2,906,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 81,114 | $2,905,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 82,025 | $2,901,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 55,565 | $2,899,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 170,000 | $2,888,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 41,949 | $2,880,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 147,268 | $2,879,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 422,358 | $2,872,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 94,910 | $2,871,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,908 | $2,871,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 76,435 | $2,868,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 37,101 | $2,859,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 513,090 | $2,858,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 41,713 | $2,854,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 107,045 | $2,851,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 30,720 | $2,847,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,000,000 | $2,845,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 25,658 | $2,843,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 125,000 | $2,843,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 36,099 | $2,841,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $2,839,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 104,211 | $2,839,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 53,533 | $2,836,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |