13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 484,104 | $13,042,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 63,262 | $13,023,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 414,689 | $13,004,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 105,326 | $12,958,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 178,776 | $12,883,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 255,611 | $12,860,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,955,699 | $12,857,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 408,659 | $12,852,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 181,188 | $12,813,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 113,384 | $12,802,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 189,226 | $12,798,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 64,872 | $12,788,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 235,621 | $12,770,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 92,920 | $12,764,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 178,412 | $12,720,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 267,209 | $12,714,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 150,000 | $12,714,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 591,375 | $12,707,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 350,000 | $12,677,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 272,225 | $12,670,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 429,190 | $12,662,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,286,921 | $12,650,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 176,923 | $12,631,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,172,521 | $12,616,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 153,604 | $12,559,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 290,600 | $12,536,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 9,500,000 | $12,475,000 | thousands by filing date | principal |
| UNILEVER N V | 904784709 | N Y SHS NEW | 302,573 | $12,441,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 223,816 | $12,424,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 109,499 | $12,423,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 70,240 | $12,395,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 787,200 | $12,280,000 | thousands by filing date | call |
| Targa Resources Partners, LP | 87611X105 | LTD | 218,276 | $12,280,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 110,759 | $12,244,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,951,560 | $12,236,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 327,478 | $12,230,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 355,000 | $12,219,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 11,500,000 | $12,190,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 343,787 | $12,173,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 6,000,000 | $12,173,000 | thousands by filing date | principal |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 160,297 | $12,169,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 553,685 | $12,165,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 492,766 | $12,088,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 127,549 | $12,064,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 158,830 | $12,037,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 319,203 | $12,005,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 9,392,000 | $11,998,000 | thousands by filing date | principal |
| VENTAS INC COM | 92276F100 | REIT | 197,804 | $11,980,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 208,035 | $11,949,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 105,691 | $11,937,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 395,309 | $11,934,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $11,919,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 363,986 | $11,917,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 488,000 | $11,917,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 353,423 | $11,903,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 213,732 | $11,888,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 200,205 | $11,885,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 243,979 | $11,884,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 534,876 | $11,864,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 333,064 | $11,821,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 11,070,000 | $11,814,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 482,500 | $11,812,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 200,000 | $11,778,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 199,963 | $11,769,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 135,877 | $11,714,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 125,351 | $11,703,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 11,112,000 | $11,681,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 863,817 | $11,679,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 219,472 | $11,651,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 175,779 | $11,608,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 237,001 | $11,604,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 402,416 | $11,561,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 162,402 | $11,556,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 360,587 | $11,488,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 415,728 | $11,475,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 158,120 | $11,464,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 556,317 | $11,454,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 94,297 | $11,438,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 146,827 | $11,414,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 276,932 | $11,408,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 217,149 | $11,400,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 259,918 | $11,377,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 744,565 | $11,362,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 339,990 | $11,322,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 143,400 | $11,309,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 331,905 | $11,300,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 302,840 | $11,294,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 596,873 | $11,263,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 108,162 | $11,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 146,383 | $11,227,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 563,491 | $11,203,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 194,008 | $11,196,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 75,000 | $11,174,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $11,170,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 446,539 | $11,159,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 85,949 | $11,145,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 195,588 | $11,087,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 301,458 | $11,082,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 87,257 | $11,038,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 408,690 | $11,031,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 214,233 | $11,026,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 202,300 | $10,979,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 72,087 | $10,944,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 127,180 | $10,940,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 265,687 | $10,902,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 674,500 | $10,893,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 959,400 | $10,870,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 419,816 | $10,849,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 386,676 | $10,827,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 275,474 | $10,818,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 9,423,000 | $10,772,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 291,460 | $10,754,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,044,524 | $10,728,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 138,050 | $10,719,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 331,000 | $10,711,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 146,408 | $10,710,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,438,658 | $10,659,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30,217 | $10,637,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 183,300 | $10,635,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 142,400 | $10,595,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 188,824 | $10,578,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,219,500 | $10,512,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 145,628 | $10,504,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 94,284 | $10,495,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 70,409 | $10,468,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 357,733 | $10,453,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 817,033 | $10,450,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,257,272 | $10,448,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 381,217 | $10,419,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 332,260 | $10,416,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 136,120 | $10,411,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 460,074 | $10,397,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 333,472 | $10,377,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 207,000 | $10,350,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 113,688 | $10,344,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 128,800 | $10,334,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 252,962 | $10,329,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 400,000 | $10,326,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 10,288,000 | $10,314,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 134,900 | $10,310,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,318,495 | $10,271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 233,658 | $10,269,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 209,158 | $10,266,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 314,216 | $10,257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 145,820 | $10,244,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 115,000 | $10,242,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 261,036 | $10,228,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 347,119 | $10,219,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 432,468 | $10,211,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 634,679 | $10,198,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 201,504 | $10,161,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 102,116 | $10,158,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 10,000,000 | $10,150,000 | thousands by filing date | principal |
| ARAMARK COM | 03852U106 | Stock | 350,500 | $10,136,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 907,675 | $10,130,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 324,893 | $10,126,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 246,600 | $10,115,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 127,056 | $10,113,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 224,945 | $10,084,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 504,512 | $10,074,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 240,113 | $10,072,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 140,670 | $10,046,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 149,700 | $10,031,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 210,000 | $10,030,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 197,217 | $9,993,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 490,886 | $9,976,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 236,801 | $9,955,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 164,500 | $9,954,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 158,617 | $9,947,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 200,000 | $9,932,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 8,528,000 | $9,908,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 907,879 | $9,869,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 248,925 | $9,865,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 5,329,100 | $9,858,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 186,746 | $9,856,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 175,800 | $9,815,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 270,937 | $9,814,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 865,383 | $9,813,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 224,130 | $9,790,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 123,519 | $9,678,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 80,117 | $9,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 261,118 | $9,630,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 130,000 | $9,602,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 257,396 | $9,560,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 126,700 | $9,552,000 | thousands by filing date | put |
| VANTIV INC | 92210H105 | CL A | 315,215 | $9,527,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 340,022 | $9,521,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 115,661 | $9,512,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 166,011 | $9,507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 151,777 | $9,490,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 291,685 | $9,465,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 334,074 | $9,461,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 475,809 | $9,459,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15,846 | $9,446,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 224,395 | $9,443,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 93,648 | $9,423,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 9,373,000 | $9,408,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 265,000 | $9,347,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 519,712 | $9,308,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 163,826 | $9,306,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 164,241 | $9,296,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 141,900 | $9,270,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 270,534 | $9,242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 223,059 | $9,201,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 101,002 | $9,197,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 85,849 | $9,179,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 130,934 | $9,170,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 66,422 | $9,165,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 72,286 | $9,158,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100,040 | $9,147,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 122,897 | $9,144,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 124,733 | $9,127,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 92,010 | $9,124,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 338,572 | $9,105,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,844,051 | $9,101,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 252,300 | $9,095,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 858,820 | $9,095,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 260,226 | $9,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 126,197 | $9,065,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 416,821 | $9,024,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 240,000 | $8,983,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 231,400 | $8,971,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 7,329,000 | $8,969,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 95,264 | $8,957,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 274,845 | $8,947,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,610,682 | $8,940,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 449,000 | $8,926,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 326,300 | $8,918,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 253,406 | $8,909,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 275,276 | $8,900,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 106,633 | $8,886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 485,214 | $8,846,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 89,700 | $8,811,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 341,966 | $8,809,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 96,407 | $8,770,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 209,301 | $8,751,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 94,500 | $8,732,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 508,500 | $8,720,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 193,817 | $8,699,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 135,092 | $8,686,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 130,582 | $8,677,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100,000 | $8,621,000 | thousands by filing date | call |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 86,331 | $8,567,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 665,400 | $8,564,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 170,500 | $8,532,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 277,380 | $8,532,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 405,885 | $8,512,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 204,495 | $8,507,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 172,427 | $8,482,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 160,000 | $8,448,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 420,500 | $8,444,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70,000 | $8,417,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 101,236 | $8,384,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 177,900 | $8,372,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 87,859 | $8,366,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 78,271 | $8,364,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 509,109 | $8,349,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 146,157 | $8,317,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 920,807 | $8,315,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 529,121 | $8,222,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 608,549 | $8,204,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 323,546 | $8,192,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 163,500 | $8,177,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 134,900 | $8,163,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 335,996 | $8,158,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 110,720 | $8,151,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 362,105 | $8,135,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 7,550,000 | $8,134,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 39,000 | $8,130,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 95,785 | $8,130,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 531,496 | $8,121,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 120,000 | $8,120,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 220,653 | $8,100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 136,109 | $8,082,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 463,823 | $8,071,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 394,297 | $8,058,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 195,760 | $8,040,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 163,057 | $8,033,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,020,425 | $8,000,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 183,997 | $7,994,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 6,483,000 | $7,959,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,389,889 | $7,929,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 298,266 | $7,921,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 62,730 | $7,912,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 127,105 | $7,907,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 201,522 | $7,888,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 323,000 | $7,888,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,887,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,887,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 167,562 | $7,885,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 74,653 | $7,883,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,657,000 | $7,852,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 48,611 | $7,824,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 127,273 | $7,823,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 134,354 | $7,782,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 351,326 | $7,778,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 150,000 | $7,773,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 500,000 | $7,770,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 94,889 | $7,757,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 113,903 | $7,750,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 97,024 | $7,730,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50,518 | $7,726,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 289,854 | $7,719,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 92,594 | $7,670,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 468,450 | $7,664,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 6,189,000 | $7,662,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,500,000 | $7,660,000 | thousands by filing date | principal |
| CST BRANDS INC | 12646R105 | COM | 244,961 | $7,652,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 226,012 | $7,644,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 77,800 | $7,587,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 115,700 | $7,559,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 235,218 | $7,557,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 91,786 | $7,537,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 251,357 | $7,536,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 150,900 | $7,506,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 398,240 | $7,503,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 61,663 | $7,502,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 171,000 | $7,490,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 371,246 | $7,462,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 101,781 | $7,453,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 67,718 | $7,450,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 451,221 | $7,400,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 115,927 | $7,362,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 79,760 | $7,360,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 544,266 | $7,358,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 88,918 | $7,353,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 514,976 | $7,343,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 71,169 | $7,327,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 150,000 | $7,316,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 303,921 | $7,276,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 67,731 | $7,252,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 221,300 | $7,245,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 825,000 | $7,244,000 | thousands by filing date | call |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 114,343 | $7,217,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 158,300 | $7,206,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 332,500 | $7,199,000 | thousands by filing date | put |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 421,821 | $7,196,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 198,400 | $7,185,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100,000 | $7,183,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,658,221 | $7,180,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 79,211 | $7,175,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 243,200 | $7,160,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 87,073 | $7,145,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 156,248 | $7,114,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 73,056 | $7,104,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 145,200 | $7,100,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 147,102 | $7,074,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 40,000 | $7,063,000 | thousands by filing date | put |
| UNS ENERGY CORP | 903119105 | COM | 117,452 | $7,050,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 106,500 | $7,032,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81,846 | $7,023,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 240,224 | $7,022,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 48,136 | $6,989,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 158,700 | $6,984,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 268,259 | $6,972,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 118,968 | $6,918,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 321,242 | $6,907,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $6,897,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 307,000 | $6,881,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 226,539 | $6,880,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 320,000 | $6,842,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 273,426 | $6,739,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 221,840 | $6,727,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 144,358 | $6,707,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 51,071 | $6,677,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 93,566 | $6,674,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 190,000 | $6,663,000 | thousands by filing date | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55,834 | $6,643,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,044,903 | $6,637,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 446,300 | $6,632,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 139,360 | $6,626,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 60,653 | $6,621,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 85,180 | $6,604,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 130,209 | $6,598,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 474,701 | $6,594,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44,382 | $6,591,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 116,576 | $6,559,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 144,000 | $6,553,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 35,000 | $6,550,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 58,312 | $6,544,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 178,887 | $6,540,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 92,733 | $6,525,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 64,428 | $6,523,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 110,097 | $6,513,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 103,509 | $6,506,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 253,500 | $6,495,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 77,451 | $6,487,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 410,239 | $6,460,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 64,921 | $6,449,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 116,600 | $6,449,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 104,212 | $6,439,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 162,500 | $6,438,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 88,055 | $6,436,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 74,600 | $6,430,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 586,100 | $6,430,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 211,300 | $6,392,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 92,004 | $6,383,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 709,313 | $6,377,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 34,456 | $6,373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 122,525 | $6,363,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 209,702 | $6,358,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 239,720 | $6,355,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 330,750 | $6,347,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 82,900 | $6,347,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 661,345 | $6,336,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 190,667 | $6,330,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 198,735 | $6,320,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 745,575 | $6,300,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 219,582 | $6,300,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 137,180 | $6,299,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 189,300 | $6,294,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 191,414 | $6,286,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 200,000 | $6,272,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100,172 | $6,271,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 620,718 | $6,270,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,001,000 | $6,252,000 | thousands by filing date | principal |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 50,100 | $6,240,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 115,000 | $6,231,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 233,400 | $6,218,000 | thousands by filing date | call |
| DTS INC | 23335C101 | COM | 314,189 | $6,209,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 563,907 | $6,191,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 33,000 | $6,176,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 58,195 | $6,174,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 391,992 | $6,153,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 136,895 | $6,149,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 250,700 | $6,137,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 350,200 | $6,125,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 145,371 | $6,123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 249,434 | $6,121,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,667,637 | $6,120,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 211,752 | $6,113,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 45,941 | $6,103,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 72,417 | $6,101,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 720,236 | $6,100,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 246,343 | $6,097,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 274,796 | $6,068,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 930,102 | $6,065,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 126,918 | $6,062,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 87,270 | $6,061,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 347,540 | $6,053,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,505,000 | $6,045,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 220,393 | $6,006,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,311 | $5,997,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,826,652 | $5,985,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 102,133 | $5,965,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 92,813 | $5,937,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 118,436 | $5,934,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 153,512 | $5,926,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 394,040 | $5,922,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 69,649 | $5,920,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 292,419 | $5,919,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 30,000 | $5,914,000 | thousands by filing date | put |
| GUGGENHEIM ETF | 78355W866 | cs | 71,880 | $5,908,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 716,728 | $5,905,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 349,805 | $5,900,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 134,256 | $5,890,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 55,630 | $5,889,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 79,365 | $5,874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 144,169 | $5,869,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 109,752 | $5,868,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 78,780 | $5,852,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100,000 | $5,849,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 71,151 | $5,840,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 69,149 | $5,829,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 66,796 | $5,828,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 169,550 | $5,808,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,775,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,775,000 | thousands by filing date | call |
| ISHARES TR | 464287135 | NYSE 100INX FD | 68,385 | $5,772,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 46,418 | $5,732,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 72,000 | $5,720,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 170,000 | $5,705,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 38,149 | $5,702,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14,543 | $5,683,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 627,700 | $5,674,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 5,635,000 | $5,674,000 | thousands by filing date | principal |
| FIRST AMERN FINL CORP | 31847R102 | COM | 212,005 | $5,629,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 122,120 | $5,619,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 402,740 | $5,618,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 451,221 | $5,618,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 264,379 | $5,616,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 157,700 | $5,602,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 137,507 | $5,597,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 117,292 | $5,581,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 88,672 | $5,565,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 105,722 | $5,561,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 74,963 | $5,560,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,862,797 | $5,550,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 102,870 | $5,537,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 98,182 | $5,530,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 425,595 | $5,524,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 203,523 | $5,522,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 498,765 | $5,521,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 73,500 | $5,519,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 50,000 | $5,513,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 81,253 | $5,497,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 106,498 | $5,496,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 94,466 | $5,479,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 270,242 | $5,470,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 275,000 | $5,467,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |