13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 6,080 holding rows worth $136,212,093,000.
- Accession
- 0001140361-14-021562
- Filer
- CIK 1000275
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,645 entries on the cover page, a total value of $136,212,093,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $136,212,093,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALLIBURTON CO COM | 406216101 | Stock | 555,700 | $32,725,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 27,883 | $32,707,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 30,707,000 | $32,627,000 | thousands by filing date | principal |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 964,880 | $32,584,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 740,429 | $32,512,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 304,092 | $32,436,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 391,959 | $32,279,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,415,072 | $32,221,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 331,002 | $32,216,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 259,554 | $32,211,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,704,697 | $32,174,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 241,923 | $32,069,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 437,230 | $31,943,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,675,478 | $31,901,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 581,000 | $31,531,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 663,023 | $31,507,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 449,085 | $31,235,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 813,020 | $31,229,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 284,688 | $31,049,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 751,877 | $31,000,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,980,306 | $30,936,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 531,078 | $30,903,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 314,600 | $30,730,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 845,941 | $30,674,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 544,065 | $30,604,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 391,611 | $30,494,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 153,524 | $30,465,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 664,686 | $30,423,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 21,289,000 | $30,314,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 978,271 | $30,307,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 531,847 | $30,251,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 785,531 | $30,242,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,737,622 | $30,166,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 445,435 | $30,142,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 343,200 | $30,088,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,287,700 | $30,084,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 803,300 | $30,068,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 759,300 | $29,985,000 | thousands by filing date | call |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 22,198,000 | $29,954,000 | thousands by filing date | principal |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,080,130 | $29,898,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 768,639 | $29,862,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 732,262 | $29,854,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 520,446 | $29,806,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,261,100 | $29,768,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 668,303 | $29,761,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 521,006 | $29,745,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,971,623 | $29,716,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 499,471 | $29,668,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 651,631 | $29,650,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 474,598 | $29,639,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 172,663 | $29,585,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 450,446 | $29,545,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 15,857,000 | $29,534,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 216,891 | $29,510,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 316,352 | $29,505,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 24,700,000 | $29,439,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 369,400 | $29,231,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 300,100 | $29,224,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 436,265 | $29,177,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 444,697 | $29,075,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 355,837 | $28,992,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 533,231 | $28,976,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 20,251,000 | $28,972,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 572,264 | $28,963,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700,548 | $28,960,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 325,005 | $28,946,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 25,291 | $28,939,000 | thousands by filing date | principal |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 534,327 | $28,847,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 418,977 | $28,846,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 587,022 | $28,805,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 813,367 | $28,744,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 678,486 | $28,741,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,053,350 | $28,682,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 413,166 | $28,678,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,179,600 | $28,662,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 871,400 | $28,617,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 983,393 | $28,577,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 414,616 | $28,501,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 501,727 | $28,468,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 253,159 | $28,379,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 539,826 | $28,178,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 407,709 | $28,161,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 708,300 | $27,971,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 567,099 | $27,959,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 395,795 | $27,954,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 25,357,000 | $27,940,000 | thousands by filing date | principal |
| SIGMA ALDRICH CORP | 826552101 | COM | 298,548 | $27,879,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 139,259 | $27,859,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 815,192 | $27,839,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 775,000 | $27,730,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 210,200 | $27,711,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 450,905 | $27,708,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 29,376,000 | $27,669,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 624,678 | $27,549,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 691,723 | $27,524,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 184,831 | $27,522,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 231,400 | $27,516,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 506,395 | $27,446,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 719,506 | $27,442,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 463,154 | $27,354,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 595,980 | $27,206,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 410,129 | $27,137,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 242,839 | $27,060,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 24,880,000 | $27,057,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 589,207 | $27,032,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 920,877 | $27,028,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 215,078 | $27,011,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 586,509 | $26,974,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 490,887 | $26,896,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 613,277 | $26,775,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 216,811 | $26,749,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,034,895 | $26,690,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,702,800 | $26,564,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 557,600 | $26,526,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 660,560 | $26,495,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 331,185 | $26,468,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 352,220 | $26,417,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 870,037 | $26,084,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 399,339 | $26,084,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,807,991 | $26,017,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600,106 | $25,990,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 528,869 | $25,925,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 512,540 | $25,863,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 666,989 | $25,785,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 531,679 | $25,648,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 360,100 | $25,647,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 414,612 | $25,611,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 413,545 | $25,557,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 171,773 | $25,490,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 303,727 | $25,431,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 437,015 | $25,417,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100,441 | $25,378,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 23,153,000 | $25,343,000 | thousands by filing date | principal |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 393,139 | $25,260,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 291,327 | $25,212,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 27,350,000 | $25,179,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,452,700 | $25,103,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 483,573 | $25,049,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 370,000 | $24,994,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 3,579,327 | $24,984,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,957,942 | $24,935,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 949,612 | $24,870,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 532,968 | $24,809,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 417,503 | $24,670,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 743,507 | $24,640,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 17,890,000 | $24,565,000 | thousands by filing date | principal |
| TAHOE RES INC | 873868103 | COM | 1,156,988 | $24,469,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 729,668 | $24,451,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 12,838,000 | $24,424,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 706,008 | $24,407,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 241,909 | $24,395,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 359,500 | $24,313,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 732,087 | $24,305,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 334,553 | $24,288,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000,000 | $24,220,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 147,305 | $24,159,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,174,055 | $24,127,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 526,526 | $24,062,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,161,061 | $24,058,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 549,041 | $24,010,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 94,883 | $23,982,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,897,650 | $23,968,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 764,343 | $23,931,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 260,290 | $23,855,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 666,658 | $23,853,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 79,399 | $23,842,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 755,716 | $23,828,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 769,204 | $23,822,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,697,900 | $23,754,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 395,619 | $23,745,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 16,000,000 | $23,720,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 384,851 | $23,673,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 447,598 | $23,670,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 401,368 | $23,669,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 545,699 | $23,662,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,721,400 | $23,532,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 269,460 | $23,454,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 462,718 | $23,386,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 150,821 | $23,326,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 450,637 | $23,203,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 528,384 | $23,175,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 596,031 | $23,167,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 625,954 | $23,160,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 676,177 | $23,153,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 878,568 | $23,150,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 321,707 | $23,079,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 635,589 | $23,040,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 20,108,000 | $22,948,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 300,000 | $22,929,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 371,222 | $22,928,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 256,600 | $22,822,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 697,785 | $22,740,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 248,244 | $22,723,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 296,541 | $22,703,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 327,568 | $22,678,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 222,107 | $22,668,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 631,354 | $22,665,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 433,370 | $22,662,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 95,835 | $22,656,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 169,373 | $22,612,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 513,900 | $22,581,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 536,481 | $22,569,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 307,625 | $22,526,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 507,175 | $22,483,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 542,703 | $22,424,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 765,544 | $22,417,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,181,624 | $22,309,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 523,934 | $22,287,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 272,118 | $22,279,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 309,229 | $22,221,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 400,000 | $22,212,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 436,034 | $22,211,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 342,250 | $22,205,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 114,706 | $22,191,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 370,048 | $22,173,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 327,304 | $22,149,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 616,800 | $22,143,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 626,401 | $22,124,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 549,416 | $22,015,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 244,716 | $21,949,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 605,307 | $21,936,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 840,584 | $21,922,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 118,547 | $21,912,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,096,435 | $21,897,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 283,594 | $21,844,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 942,001 | $21,789,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700,174 | $21,725,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 334,154 | $21,702,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 554,658 | $21,566,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 858,131 | $21,505,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 717,683 | $21,495,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 179,780 | $21,402,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 556,199 | $21,363,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 877,067 | $21,163,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,432,255 | $21,142,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 660,530 | $21,117,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 648,546 | $20,935,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 565,000 | $20,871,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 392,334 | $20,849,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 466,488 | $20,834,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 350,421 | $20,762,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,444,513 | $20,585,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 14,800,000 | $20,581,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 322,006 | $20,512,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 250,300 | $20,334,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 330,000 | $20,298,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 544,761 | $20,292,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,189,212 | $20,205,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 337,563 | $20,197,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 613,773 | $20,156,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 592,962 | $20,088,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 768,145 | $20,064,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 289,542 | $20,018,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 540,860 | $20,017,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,006,000 | $20,014,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 179,360 | $19,983,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,820,300 | $19,969,000 | thousands by filing date | put |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 794,594 | $19,969,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 766,073 | $19,949,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 226,189 | $19,908,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 45,446 | $19,906,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,513,121 | $19,899,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 417,500 | $19,873,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 651,951 | $19,793,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 405,800 | $19,762,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 352,671 | $19,724,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 162,019 | $19,669,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 968,824 | $19,667,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 505,055 | $19,591,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 505,000 | $19,523,000 | thousands by filing date | put |
| HURON CONSULTING GROUP INC | 447462102 | COM | 307,663 | $19,500,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 373,286 | $19,478,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 163,000 | $19,382,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 253,925 | $19,373,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 223,858 | $19,368,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32,119,042 | $19,335,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 297,958 | $19,284,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 332,100 | $19,269,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,084,653 | $19,230,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 208,000 | $19,192,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 739,900 | $19,156,000 | thousands by filing date | call |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 785,948 | $19,067,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 176,114 | $18,986,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 10,704,000 | $18,980,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 540,000 | $18,938,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,011,884 | $18,932,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 691,018 | $18,886,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 389,444 | $18,802,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 752,194 | $18,781,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 225,885 | $18,741,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 532,165 | $18,711,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 287,698 | $18,643,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 78,926 | $18,601,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 7,400,000 | $18,588,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 528,721 | $18,584,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 472,985 | $18,555,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 381,356 | $18,527,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 514,290 | $18,504,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,904,766 | $18,470,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 586,786 | $18,466,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 218,099 | $18,432,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 673,962 | $18,405,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 226,000 | $18,360,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 503,288 | $18,315,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 749,353 | $18,299,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 537,291 | $18,283,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,004,581 | $18,203,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 269,493 | $18,176,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 812,500 | $18,152,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 183,219 | $18,151,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 556,500 | $18,114,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 1,456,183 | $18,114,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 233,000 | $18,092,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 288,100 | $18,041,000 | thousands by filing date | call |
| Pentair Inc | H6169Q108 | PNR | 227,190 | $18,025,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 7,250,000 | $17,952,000 | thousands by filing date | principal |
| TETRA TECH INC NEW | 88162G103 | COM | 605,746 | $17,924,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 188,171 | $17,886,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 153,339 | $17,874,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 337,546 | $17,866,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 230,000 | $17,860,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 220,671 | $17,827,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 528,294 | $17,729,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 478,007 | $17,658,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 203,103 | $17,639,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 107,500 | $17,614,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 50,000 | $17,602,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 432,500 | $17,551,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 193,200 | $17,543,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 345,143 | $17,461,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 17,002,000 | $17,446,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 642,941 | $17,369,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 289,204 | $17,340,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 21,070,000 | $17,317,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 418,032 | $17,299,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 609,087 | $17,189,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,546,817 | $17,186,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 241,400 | $17,149,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 489,100 | $17,099,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 306,190 | $17,095,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 483,540 | $17,084,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 171,700 | $17,062,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 305,000 | $17,028,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 257,222 | $17,002,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 306,964 | $16,963,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,192,436 | $16,682,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 306,580 | $16,665,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 406,253 | $16,599,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 177,840 | $16,595,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 244,398 | $16,585,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 282,737 | $16,536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 279,934 | $16,527,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 386,020 | $16,445,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 245,835 | $16,434,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 107,886 | $16,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 865,660 | $16,413,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 184,400 | $16,401,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 484,675 | $16,397,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 248,400 | $16,392,000 | thousands by filing date | call |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 13,701,000 | $16,364,000 | thousands by filing date | principal |
| POWERSHARES | 73935X286 | COMMON STOCK | 375,641 | $16,348,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 302,669 | $16,318,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 296,171 | $16,290,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 104,863 | $16,229,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 197,937 | $16,159,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 227,100 | $16,114,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,170,759 | $16,110,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 424,686 | $16,078,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 314,806 | $16,047,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 251,027 | $16,029,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 141,900 | $15,995,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 76,699 | $15,988,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 174,763 | $15,914,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 161,793 | $15,890,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 14,464,000 | $15,847,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 14,542,000 | $15,832,000 | thousands by filing date | principal |
| ATHLON ENERGY INC | 047477104 | COM | 445,467 | $15,791,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 5,764,000 | $15,768,000 | thousands by filing date | principal |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 173,263 | $15,745,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,138,100 | $15,740,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 346,123 | $15,714,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 210,900 | $15,691,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 13,441,000 | $15,617,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 14,068,000 | $15,615,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 309,819 | $15,545,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 138,278 | $15,530,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 604,993 | $15,499,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 11,990,000 | $15,452,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 213,869 | $15,382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 356,419 | $15,348,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 776,085 | $15,296,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 461,601 | $15,283,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,590,284 | $15,283,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 15,649,000 | $15,258,000 | thousands by filing date | principal |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 324,900 | $15,254,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 650,000 | $15,236,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,579,898 | $15,230,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 77,600 | $15,223,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 191,656 | $15,203,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 14,105,000 | $15,189,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 126,753 | $15,174,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 101,794 | $15,150,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 848,000 | $15,120,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 547,014 | $15,103,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,012,731 | $15,049,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 160,598 | $15,013,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 487,906 | $15,008,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 1,001,702 | $14,996,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 282,716 | $14,967,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 207,965 | $14,904,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 314,727 | $14,880,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 238,947 | $14,874,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 542,366 | $14,860,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 151,300 | $14,832,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 254,698 | $14,790,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 510,921 | $14,785,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 403,151 | $14,755,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 538,093 | $14,743,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 157,900 | $14,727,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 448,103 | $14,724,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 14,596,000 | $14,724,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 180,263 | $14,661,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 150,176 | $14,658,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,338,657 | $14,657,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 579,807 | $14,634,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 325,110 | $14,545,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 140,141 | $14,446,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 220,904 | $14,444,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 329,140 | $14,416,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 553,075 | $14,408,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 423,382 | $14,407,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 145,403 | $14,403,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 176,442 | $14,402,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 731,748 | $14,393,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 761,178 | $14,386,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 263,213 | $14,374,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 136,500 | $14,373,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 115,339 | $14,365,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 191,931 | $14,331,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 629,459 | $14,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 652,998 | $14,255,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 304,827 | $14,250,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 233,946 | $14,229,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 10,050,000 | $14,221,000 | thousands by filing date | principal |
| NEWELL BRANDS INC COM | 651229106 | Stock | 475,136 | $14,207,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 278,788 | $14,202,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 301,000 | $14,195,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 3,072,331 | $14,194,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300,000 | $14,148,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 318,388 | $14,108,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 210,000 | $14,091,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 360,943 | $14,083,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 168,864 | $14,039,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 135,391 | $14,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 436,698 | $13,982,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 668,019 | $13,968,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 254,484 | $13,948,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 293,485 | $13,943,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 122,207 | $13,938,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,292,573 | $13,791,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 176,497 | $13,786,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 245,200 | $13,785,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 128,892 | $13,728,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 11,200,000 | $13,692,000 | thousands by filing date | principal |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 445,020 | $13,687,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 261,090 | $13,677,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 171,715 | $13,674,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 462,478 | $13,666,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 341,859 | $13,657,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 339,197 | $13,626,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,034,992 | $13,621,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 307,376 | $13,617,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 566,680 | $13,577,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 222,249 | $13,572,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 203,787 | $13,541,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 13,377,000 | $13,541,000 | thousands by filing date | principal |
| FOSTER WHEELER AG | H27178104 | COM | 417,323 | $13,530,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 279,520 | $13,526,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 209,131 | $13,506,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 631,700 | $13,506,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 757,400 | $13,504,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 365,221 | $13,476,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 110,304 | $13,402,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 188,542 | $13,401,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 742,289 | $13,384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 186,300 | $13,382,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 196,323 | $13,366,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 314,708 | $13,343,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 377,608 | $13,335,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 248,490 | $13,332,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 445,456 | $13,301,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 252,647 | $13,287,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 139,564 | $13,273,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 609,094 | $13,273,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 284,838 | $13,265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 105,000 | $13,176,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 554,296 | $13,131,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 161,405 | $13,105,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 164,325 | $13,054,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 286,095 | $13,043,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021562 | this filing | 2014-05-15 | acceptance time not in the bulk data set |