13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,632 holding rows worth $102,179,494,000.
- Accession
- 0001140361-14-021267
- Filer
- CIK 824468
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 18,138 entries on the cover page, a total value of $102,179,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,179,494,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 242,789 | $1,148,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 18,166 | $1,147,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 61,283 | $1,147,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,436 | $1,145,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 21,833 | $1,145,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 39,957 | $1,145,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,498 | $1,144,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 115,152 | $1,143,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 81,475 | $1,142,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 14,252 | $1,140,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 34,832 | $1,140,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 16,102 | $1,138,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 18,025 | $1,136,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 66,000 | $1,133,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 16,550 | $1,133,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 135,335 | $1,130,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 29,411 | $1,129,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 18,336 | $1,128,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 41,747 | $1,128,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 830,000 | $1,128,000 | thousands by filing date | principal |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 55,408 | $1,125,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 149,612 | $1,123,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 195,310 | $1,119,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 900,000 | $1,119,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,801 | $1,116,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 35,209 | $1,113,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 119,827 | $1,112,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 78,015 | $1,111,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 121,138 | $1,111,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 47,318 | $1,109,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 30,000 | $1,108,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 35,684 | $1,108,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 158,494 | $1,107,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 24,099 | $1,106,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,214 | $1,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 50,331 | $1,099,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 28,266 | $1,097,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 47,022 | $1,097,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 272,559 | $1,097,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 153,746 | $1,095,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 44,287 | $1,093,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 16,987 | $1,091,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 15,789 | $1,090,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 35,827 | $1,089,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 36,105 | $1,088,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 171,010 | $1,086,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 82,100 | $1,085,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 80,182 | $1,085,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 117,809 | $1,084,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 265,613 | $1,084,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 171,270 | $1,081,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 134,813 | $1,080,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 74,814 | $1,080,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 68,450 | $1,077,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 81,296 | $1,076,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 229,300 | $1,075,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 70,666 | $1,071,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 37,118 | $1,071,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 83,781 | $1,070,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 735,000 | $1,070,000 | thousands by filing date | principal |
| ASGN INC | 682159108 | COM | 27,677 | $1,068,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 6,865 | $1,068,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,094 | $1,066,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 32,719 | $1,064,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 69,673 | $1,064,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 38,813 | $1,063,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 16,147 | $1,062,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 211,429 | $1,061,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 39,993 | $1,061,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 67,300 | $1,060,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 36,180 | $1,060,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 36,347 | $1,055,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 30,283 | $1,052,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 502,689 | $1,051,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 50,050 | $1,051,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 419,827 | $1,050,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 57,082 | $1,048,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 27,886 | $1,040,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 151,480 | $1,039,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 83,555 | $1,039,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 35,956 | $1,039,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 58,698 | $1,038,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 34,107 | $1,037,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,480 | $1,036,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 47,896 | $1,036,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 60,358 | $1,036,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 18,549 | $1,035,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 36,775 | $1,035,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 205,241 | $1,035,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 61,085 | $1,035,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 32,902 | $1,033,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 112,545 | $1,033,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 94,157 | $1,028,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,000,000 | $1,028,000 | thousands by filing date | principal |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 50,857 | $1,027,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 28,200 | $1,027,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 187,852 | $1,027,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 37,089 | $1,026,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 55,107 | $1,024,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 43,173 | $1,022,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,212 | $1,021,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 34,108 | $1,020,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 20,000 | $1,020,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 31,529 | $1,019,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 33,904 | $1,017,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 34,047 | $1,016,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,127 | $1,015,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 28,101 | $1,014,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,397 | $1,013,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 30,932 | $1,012,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 292,244 | $1,011,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 65,272 | $1,009,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,297 | $1,007,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 31,609 | $1,006,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 73,007 | $1,005,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 35,867 | $1,005,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 124,704 | $1,004,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 89,374 | $1,002,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 57,225 | $1,002,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 30,063 | $1,002,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 100,457 | $1,000,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 15,000 | $999,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 51,681 | $997,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 40,656 | $996,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 52,217 | $993,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 62,717 | $990,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 40,000 | $990,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 64,631 | $989,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 71,857 | $988,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,368 | $986,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 56,625 | $986,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 32,107 | $984,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 33,323 | $983,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 21,899 | $983,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 396,499 | $983,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 30,230 | $980,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 40,000 | $979,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 23,608 | $979,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 44,177 | $978,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 66,905 | $977,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 29,445 | $977,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 24,953 | $976,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 29,639 | $974,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 8,000 | $973,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 114,078 | $972,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 17,314 | $972,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 33,572 | $971,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 24,639 | $971,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 19,506 | $971,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 81,584 | $971,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 268,491 | $969,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 84,266 | $969,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 23,453 | $967,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 11,227 | $966,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 185,020 | $964,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 19,700 | $962,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 35,063 | $961,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 40,912 | $960,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 105,076 | $956,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 75,565 | $956,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 53,043 | $953,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 76,465 | $953,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 33,688 | $951,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 57,846 | $949,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 23,129 | $948,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 52,891 | $948,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 32,291 | $947,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 51,187 | $947,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 90,694 | $947,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 126,990 | $947,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 26,749 | $944,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,889 | $944,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 42,400 | $943,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 21,765 | $943,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 757,863 | $943,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 90,772 | $941,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 189,689 | $941,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 53,899 | $940,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 91,783 | $939,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 139,538 | $936,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 221,085 | $935,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 14,049 | $934,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 37,149 | $934,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 44,500 | $933,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 27,200 | $931,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 165,764 | $930,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 25,625 | $929,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 44,035 | $928,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 21,588 | $925,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 36,324 | $924,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 23,870 | $924,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 77,026 | $924,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 16,315 | $923,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 209,589 | $922,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 19,477 | $922,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,113 | $922,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 30,850 | $922,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 63,000 | $922,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 50,740 | $920,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 51,235 | $920,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,757 | $919,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 910,000 | $918,000 | thousands by filing date | principal |
| FURMANITE CORPORATION | 361086101 | COM | 93,408 | $917,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 217,523 | $917,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 236,756 | $916,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 86,483 | $913,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 28,862 | $913,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 211,497 | $912,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,696 | $910,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 281,491 | $910,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 256,812 | $909,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,000 | $908,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 40,000 | $908,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 34,264 | $906,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,906 | $905,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 17,670 | $904,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 15,295 | $903,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,279 | $902,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 17,562 | $902,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 34,200 | $901,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 34,379 | $901,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 50,495 | $900,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 26,687 | $899,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 60,501 | $897,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 50,000 | $897,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 47,681 | $896,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,887 | $895,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 46,255 | $895,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,657,618 | $895,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 108,525 | $894,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 49,299 | $889,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 500,000 | $887,000 | thousands by filing date | principal |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,793 | $886,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 64,406 | $886,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 43,416 | $886,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 22,587 | $884,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 219,800 | $884,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 38,742 | $882,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 34,938 | $881,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 109,426 | $879,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 53,796 | $876,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 52,460 | $874,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 22,606 | $871,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 75,963 | $870,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 7,756 | $868,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 289,791 | $866,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 27,500 | $865,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 46,202 | $864,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 29,244 | $863,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 160,925 | $861,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 42,849 | $860,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,341 | $857,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 11,497 | $857,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 76,760 | $857,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 19,761 | $857,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 108,942 | $854,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 46,648 | $854,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 40,672 | $854,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 50,000 | $853,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 70,567 | $852,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 73,733 | $852,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 25,913 | $851,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 21,305 | $851,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 228,061 | $851,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 89,071 | $850,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 67,230 | $847,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 28,769 | $846,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 104,575 | $844,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 22,548 | $843,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 100,797 | $843,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 203,500 | $842,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 53,378 | $842,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 323,661 | $842,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 31,699 | $841,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 27,151 | $840,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 260,000 | $840,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 24,597 | $840,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 39,640 | $840,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 28,009 | $839,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 40,589 | $838,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 174,495 | $837,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 475,837 | $837,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 22,577 | $837,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 40,000 | $836,000 | thousands by filing date | call |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 82,833 | $836,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 39,349 | $835,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 14,201 | $835,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 76,215 | $833,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 31,901 | $831,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 20,273 | $827,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 24,376 | $827,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 12,981 | $826,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 23,411 | $825,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 500,000 | $823,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 81,464 | $822,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 21,873 | $820,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 47,978 | $820,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 15,881 | $819,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 60,431 | $818,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 24,663 | $818,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 12,991 | $816,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 37,304 | $816,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 123,350 | $815,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 48,482 | $814,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 67,317 | $814,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,712 | $813,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 33,798 | $812,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,900 | $811,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 12,570 | $811,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,620 | $811,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 36,421 | $810,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 146,715 | $809,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 40,224 | $808,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 67,778 | $808,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 17,396 | $808,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 805,000 | $807,000 | thousands by filing date | principal |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,103 | $806,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 25,547 | $805,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 37,404 | $804,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,135 | $802,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,091 | $801,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 79,238 | $801,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 27,259 | $800,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 12,163 | $799,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,900 | $798,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 14,769 | $796,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 42,295 | $795,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 407,803 | $795,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,000 | $794,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 16,345 | $793,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 35,259 | $792,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 243,761 | $792,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 41,669 | $792,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 32,860 | $791,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 38,412 | $789,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,749 | $787,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 58,832 | $787,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 31,252 | $785,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,152 | $784,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 60,179 | $782,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 10,109 | $781,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 110,000 | $781,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 37,849 | $781,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 59,447 | $781,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 20,019 | $778,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 32,705 | $776,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 27,407 | $776,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 204,713 | $776,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,939 | $774,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 22,130 | $774,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 31,118 | $773,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 258,588 | $773,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 33,270 | $772,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 59,153 | $767,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 38,180 | $765,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 10,675 | $765,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 66,458 | $765,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 311,869 | $765,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 50,000 | $763,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 26,426 | $762,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 120,781 | $762,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 61,994 | $761,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 118,268 | $761,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 29,344 | $760,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 27,502 | $759,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 84,727 | $757,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 41,791 | $757,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 25,426 | $756,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 138,561 | $754,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 19,407 | $754,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,255 | $752,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 33,974 | $752,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 69,747 | $752,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 41,103 | $752,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 34,411 | $751,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 26,128 | $749,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 24,073 | $747,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 56,557 | $747,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 15,697 | $747,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 250,000 | $746,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 12,871 | $744,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 8,762 | $744,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 22,593 | $744,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 25,915 | $744,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 18,279 | $743,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 30,134 | $743,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 20,390 | $742,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 36,224 | $742,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 21,797 | $741,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 165,745 | $741,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 30,300 | $741,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,950 | $740,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 219,319 | $740,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,500 | $737,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 31,884 | $736,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 44,980 | $736,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 68,057 | $735,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 75,774 | $734,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,258 | $733,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,682 | $733,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 14,950 | $733,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,572 | $732,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 27,362 | $731,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 128,534 | $731,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 750,000 | $731,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 28,156 | $730,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 21,771 | $730,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 6,000 | $730,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 71,969 | $730,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 37,287 | $729,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,986 | $726,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 36,377 | $726,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 45,983 | $726,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 701,000 | $726,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 46,776 | $725,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 27,107 | $725,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 34,902 | $723,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 9,332 | $723,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 83,919 | $721,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 71,196 | $719,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 53,579 | $719,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 79,426 | $719,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7,140 | $718,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 27,517 | $716,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,466 | $715,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 64,105 | $715,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 101,592 | $715,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 22,105 | $715,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 24,920 | $714,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 60,000 | $713,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 72,503 | $710,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 33,891 | $709,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,675 | $709,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,072 | $709,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 31,384 | $709,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 24,844 | $708,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 29,162 | $707,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,000 | $706,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 21,056 | $706,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 30,091 | $705,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 136,700 | $705,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 82,258 | $703,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 16,003 | $703,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,210 | $702,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,050 | $701,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,172 | $699,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 47,759 | $699,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,272 | $698,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 35,386 | $697,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 96,071 | $697,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 143,484 | $697,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 16,500 | $696,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 41,738 | $696,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 19,071 | $695,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,341 | $694,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 34,312 | $694,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,364 | $694,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,895 | $692,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 24,090 | $692,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 130,193 | $691,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 32,411 | $691,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 29,614 | $690,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 12,914 | $690,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 33,812 | $689,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 23,663 | $688,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 50,883 | $688,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 36,095 | $687,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 145,894 | $686,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 37,920 | $686,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 50,592 | $686,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 87,289 | $685,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,583 | $684,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 33,769 | $684,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,264 | $683,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 30,000 | $682,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 10,580 | $682,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 22,685 | $681,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 56,708 | $680,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 93,736 | $678,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 56,074 | $677,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 73,697 | $675,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 44,782 | $675,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 129,575 | $675,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 79,687 | $674,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 29,897 | $674,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 19,810 | $674,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,809 | $673,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 19,012 | $673,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 31,990 | $669,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 19,060 | $669,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 44,837 | $668,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,345 | $667,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 37,445 | $667,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,035 | $665,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,896 | $665,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 21,400 | $664,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 50,657 | $664,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 11,032 | $664,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 48,734 | $663,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 246,056 | $662,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021267 | this filing | 2014-05-15 | acceptance time not in the bulk data set |