13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,632 holding rows worth $102,179,494,000.
- Accession
- 0001140361-14-021267
- Filer
- CIK 824468
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 18,138 entries on the cover page, a total value of $102,179,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,179,494,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEGG INC | 163092109 | COM | 15,556 | $109,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 22,746 | $109,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 15,113 | $109,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 25,453 | $108,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 46,627 | $107,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,919 | $106,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 11,889 | $106,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 102,000 | $104,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 38,040 | $102,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 41,795 | $101,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 15,199 | $101,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 10,000 | $101,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 18,428 | $100,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,814 | $99,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 38,732 | $99,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,533 | $97,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 25,443 | $97,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 23,668 | $97,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,134 | $95,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 12,611 | $95,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 186,162 | $94,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 32,373 | $94,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 26,896 | $93,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,550 | $93,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,016 | $92,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,612 | $91,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 38,139 | $91,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,671 | $88,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 17,661 | $88,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 21,916 | $88,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 82,953 | $87,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 53,040 | $87,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 56,732 | $85,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,998 | $84,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 27,251 | $84,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AK4 | NOTE 10.000% 6/0 DELETED | 660,000 | $83,000 | thousands by filing date | principal |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,835 | $82,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 39,526 | $82,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 15,295 | $81,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 39,334 | $81,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 17,600 | $81,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 25,496 | $80,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 17,397 | $80,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 31,202 | $79,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 13,306 | $77,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 20,761 | $77,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 18,849 | $76,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 10,909 | $75,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 23,728 | $75,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 30,210 | $73,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 69,407 | $73,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 10,164 | $71,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 13,397 | $70,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 12,445 | $69,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 58,073 | $68,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 11,007 | $67,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 11,021 | $66,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 11,131 | $66,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 50,218 | $64,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 17,680 | $64,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 21,496 | $64,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 18,002 | $63,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 31,600 | $62,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 15,544 | $62,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 10,801 | $61,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,657 | $61,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 60,000 | $61,000 | thousands by filing date | principal |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,098 | $60,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 15,022 | $57,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 19,099 | $56,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 55,000 | $53,000 | thousands by filing date | principal |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,421 | $52,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 17,991 | $51,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,755 | $50,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 11,088 | $50,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 16,110 | $49,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 67,014 | $46,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 15,123 | $46,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,456 | $45,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 19,072 | $45,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 44,161 | $44,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 12,780 | $43,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,200 | $43,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,677 | $43,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 15,150 | $43,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 10,900 | $43,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 20,506 | $42,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 40,427 | $42,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 11,134 | $42,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 66,196 | $42,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 66,782 | $41,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 34,713 | $41,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 11,167 | $38,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 81,981 | $36,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 13,255 | $36,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 25,154 | $36,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 11,296 | $35,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 27,851 | $34,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 22,204 | $34,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 12,479 | $34,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626156 | SHS PAR $0.01 NW | 21,248 | $34,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 21,176 | $33,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 20,927 | $32,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 25,711 | $32,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 10,382 | $31,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 11,523 | $31,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 17,121 | $30,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 11,504 | $30,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 21,637 | $29,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 22,610 | $29,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 12,025 | $26,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 46,285 | $26,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 14,002 | $26,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 10,600 | $26,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 10,000 | $22,000 | thousands by filing date | call |
| STEMCELLS INC | 85857R204 | COM NEW | 15,719 | $21,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 11,614 | $21,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,528 | $18,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 16,439 | $17,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 22,094 | $16,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 10,400 | $15,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 15,343 | $15,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 52,843 | $14,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 15,920 | $14,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 11,939 | $12,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 20,211 | $10,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 14,609 | $7,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 10,401 | $7,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 12,166 | $7,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 34,583 | $4,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 40,119 | $3,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 62,515 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021267 | this filing | 2014-05-15 | acceptance time not in the bulk data set |