13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,632 holding rows worth $102,179,494,000.
- Accession
- 0001140361-14-021267
- Filer
- CIK 824468
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 18,138 entries on the cover page, a total value of $102,179,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,179,494,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 230,193 | $3,736,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 24,500 | $3,731,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 109,171 | $3,729,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 186,165 | $3,727,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,117,542 | $3,722,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 99,071 | $3,720,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 348,466 | $3,718,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 292,200 | $3,712,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 476,864 | $3,710,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 137,500 | $3,710,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 101,700 | $3,709,000 | thousands by filing date | call |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 115,685 | $3,701,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 60,194 | $3,699,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 100,000 | $3,694,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 12,750 | $3,694,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 191,167 | $3,693,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 58,879 | $3,690,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 120,747 | $3,687,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 42,538 | $3,681,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 342,018 | $3,676,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 146,753 | $3,673,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $3,659,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 333,924 | $3,658,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 101,485 | $3,656,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 137,623 | $3,649,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 127,547 | $3,642,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,090,000 | $3,637,000 | thousands by filing date | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 36,127 | $3,636,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 118,028 | $3,630,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 213,408 | $3,615,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 24,322 | $3,613,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 138,824 | $3,611,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 111,635 | $3,609,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 106,459 | $3,596,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 534,203 | $3,590,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 99,740 | $3,588,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 39,500 | $3,587,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 79,713 | $3,581,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 109,265 | $3,576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 72,754 | $3,571,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 208,205 | $3,570,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 293,768 | $3,569,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 162,664 | $3,567,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 146,665 | $3,564,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 294,330 | $3,561,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 42,741 | $3,557,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 411,343 | $3,545,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 175,761 | $3,533,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 55,580 | $3,530,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 530,823 | $3,529,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 210,912 | $3,524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 71,896 | $3,524,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,000 | $3,518,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,400 | $3,515,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 790,647 | $3,503,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 28,100 | $3,500,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 38,903 | $3,497,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 803,030 | $3,493,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 42,003 | $3,472,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 195,951 | $3,458,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 68,056 | $3,456,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 430,941 | $3,447,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 82,463 | $3,442,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 72,457 | $3,442,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51,084 | $3,437,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 93,446 | $3,426,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,485,000 | $3,426,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 271,233 | $3,426,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 342,500 | $3,425,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 71,105 | $3,421,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 172,841 | $3,415,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 67,466 | $3,413,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 3,420,000 | $3,411,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 435,896 | $3,409,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 46,899 | $3,405,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 178,578 | $3,402,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 91,986 | $3,400,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 28,165 | $3,399,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,970 | $3,398,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 57,700 | $3,396,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 81,022 | $3,395,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 235,438 | $3,392,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 76,935 | $3,390,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 295,684 | $3,390,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 154,031 | $3,388,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 329,822 | $3,388,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 198,100 | $3,379,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 195,449 | $3,377,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 25,801 | $3,363,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 112,101 | $3,362,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,035,000 | $3,361,000 | thousands by filing date | principal |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 157,357 | $3,359,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 99,713 | $3,357,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 34,450 | $3,353,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 115,664 | $3,352,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 951,767 | $3,349,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 153,674 | $3,347,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 76,384 | $3,344,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 60,131 | $3,340,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 144,766 | $3,332,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 945,000 | $3,326,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 148,977 | $3,320,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 389,466 | $3,319,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 568,649 | $3,315,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 260,193 | $3,312,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 169,467 | $3,307,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 116,729 | $3,306,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 126,689 | $3,304,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 100,897 | $3,301,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 97,254 | $3,294,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 211,478 | $3,291,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 119,315 | $3,290,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 62,000 | $3,285,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 127,019 | $3,285,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 238,041 | $3,284,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 886,570 | $3,271,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 133,024 | $3,265,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 180,906 | $3,265,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 36,961 | $3,257,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 51,744 | $3,256,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 124,401 | $3,253,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 55,015 | $3,250,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 54,885 | $3,250,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 238,590 | $3,250,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 80,000 | $3,246,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 97,505 | $3,246,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 23,766 | $3,239,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 266,857 | $3,233,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 173,821 | $3,230,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 174,310 | $3,229,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 69,903 | $3,229,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 104,126 | $3,227,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 2,510,000 | $3,227,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 70,681 | $3,223,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 97,858 | $3,219,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 113,852 | $3,219,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 778,873 | $3,216,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 52,429 | $3,212,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 218,380 | $3,194,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 176,523 | $3,192,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 331,008 | $3,191,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 81,009 | $3,191,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 672,874 | $3,190,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 48,659 | $3,188,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 124,943 | $3,187,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 2,700,000 | $3,187,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 119,150 | $3,186,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 39,200 | $3,183,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 142,355 | $3,179,000 | thousands by filing date | |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 115,153 | $3,178,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,326 | $3,175,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 146,900 | $3,174,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 62,377 | $3,171,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 87,123 | $3,170,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 315,000 | $3,169,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 274,919 | $3,167,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 101,076 | $3,163,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 51,269 | $3,157,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 138,074 | $3,145,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 69,181 | $3,144,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 24,310 | $3,133,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 89,170 | $3,130,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 115,766 | $3,129,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 30,397 | $3,123,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 89,053 | $3,120,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 40,000 | $3,115,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 2,900,000 | $3,114,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50,000 | $3,111,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 93,500 | $3,109,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 42,446 | $3,108,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 69,839 | $3,107,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 68,846 | $3,104,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 920,408 | $3,102,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 132,977 | $3,100,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 121,721 | $3,097,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 111,900 | $3,090,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 25,610 | $3,080,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 57,667 | $3,070,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 73,937 | $3,065,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 164,541 | $3,065,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 74,483 | $3,059,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 83,043 | $3,056,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 54,857 | $3,043,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 60,402 | $3,043,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 377,245 | $3,041,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,775,000 | $3,041,000 | thousands by filing date | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 150,000 | $3,036,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 45,462 | $3,036,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 63,820 | $3,034,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 87,500 | $3,033,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 41,549 | $3,033,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 72,239 | $3,032,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 117,817 | $3,032,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 114,546 | $3,026,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 66,278 | $3,019,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 296,955 | $3,017,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 229,801 | $3,016,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 110,866 | $3,014,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,827,000 | $3,009,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 119,827 | $3,005,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 37,500 | $3,003,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 96,300 | $3,002,000 | thousands by filing date | put |
| MOOG INC CL A | 615394202 | Stock | 45,836 | $3,002,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 120,344 | $3,001,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 103,339 | $2,999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 57,696 | $2,996,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 125,260 | $2,983,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 165,625 | $2,982,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 3,000,000 | $2,981,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 7,594 | $2,967,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,410,000 | $2,952,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 72,695 | $2,951,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 37,578 | $2,950,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 86,700 | $2,943,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 44,422 | $2,939,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 40,000 | $2,935,000 | thousands by filing date | put |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 147,597 | $2,934,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 309,932 | $2,932,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,934,000 | $2,929,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 30,000 | $2,925,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 77,590 | $2,925,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 380,354 | $2,913,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 117,470 | $2,912,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 114,411 | $2,908,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 574,529 | $2,907,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 53,933 | $2,903,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 84,447 | $2,900,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 63,900 | $2,899,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 135,791 | $2,877,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 64,851 | $2,873,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 42,671 | $2,872,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $2,872,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 78,411 | $2,866,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 113,575 | $2,861,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 150,000 | $2,856,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 367,583 | $2,853,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 96,519 | $2,852,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 395,081 | $2,852,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 66,951 | $2,847,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 916,542 | $2,841,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 63,871 | $2,840,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58,200 | $2,838,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 161,169 | $2,835,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 76,805 | $2,827,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35,713 | $2,821,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 63,147 | $2,820,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12,120 | $2,813,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 26,253 | $2,811,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 21,901 | $2,807,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 204,007 | $2,801,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 87,127 | $2,800,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 53,970 | $2,791,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 61,994 | $2,789,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 154,414 | $2,789,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 157,988 | $2,784,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 55,443 | $2,782,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 89,544 | $2,781,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 79,720 | $2,778,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 32,800 | $2,772,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 38,073 | $2,768,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 277,511 | $2,768,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 351,012 | $2,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 40,433 | $2,760,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 300,000 | $2,757,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 110,303 | $2,753,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 108,673 | $2,750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,321 | $2,745,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 121,938 | $2,745,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 300,804 | $2,743,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,205,000 | $2,742,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 219,075 | $2,739,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 85,531 | $2,739,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 102,873 | $2,736,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 106,039 | $2,736,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 84,596 | $2,736,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 120,645 | $2,733,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,211,000 | $2,731,000 | thousands by filing date | principal |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 137,785 | $2,731,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 28,751 | $2,729,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 31,819 | $2,729,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 159,047 | $2,728,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 77,741 | $2,727,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 180,947 | $2,717,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 142,406 | $2,712,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 214,191 | $2,712,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 57,371 | $2,704,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 116,779 | $2,703,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 63,029 | $2,695,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 268,453 | $2,693,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 38,307 | $2,682,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,000 | $2,677,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 91,036 | $2,677,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 38,884 | $2,673,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 120,990 | $2,673,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 105,385 | $2,671,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 80,440 | $2,664,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 78,784 | $2,658,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 195,325 | $2,658,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 108,046 | $2,657,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 18,669 | $2,654,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 74,846 | $2,654,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 252,615 | $2,653,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 84,200 | $2,650,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 63,858 | $2,650,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 380,111 | $2,631,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 104,109 | $2,630,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 115,214 | $2,626,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,262,367 | $2,625,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 98,645 | $2,623,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 289,867 | $2,621,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 69,599 | $2,618,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 28,233 | $2,615,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 136,011 | $2,615,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,703,000 | $2,613,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 108,160 | $2,604,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 64,925 | $2,601,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 114,116 | $2,598,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 3,095,000 | $2,596,000 | thousands by filing date | principal |
| STARZ | 85571Q102 | COM SER A | 80,249 | $2,590,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 38,235 | $2,587,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 81,313 | $2,585,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 95,764 | $2,585,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 616,674 | $2,584,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 703,224 | $2,574,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 68,350 | $2,573,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 55,000 | $2,567,000 | thousands by filing date | put |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 123,160 | $2,565,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 41,187 | $2,564,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,400,000 | $2,550,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 65,012 | $2,546,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 75,000 | $2,546,000 | thousands by filing date | call |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,220,000 | $2,538,000 | thousands by filing date | principal |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 524,339 | $2,527,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 364,497 | $2,522,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 21,103 | $2,511,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 331,900 | $2,509,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 76,693 | $2,509,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 263,447 | $2,508,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22,140 | $2,500,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 111,515 | $2,500,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 2,450,000 | $2,497,000 | thousands by filing date | principal |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,000 | $2,492,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 269,469 | $2,491,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 112,741 | $2,489,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,144,817 | $2,484,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 45,858 | $2,481,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 75,000 | $2,477,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 141,455 | $2,475,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 40,000 | $2,471,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108,081 | $2,469,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 87,466 | $2,466,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 106,871 | $2,466,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 165,210 | $2,466,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 101,035 | $2,466,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 190,337 | $2,463,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 69,514 | $2,459,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 96,609 | $2,459,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,116,000 | $2,459,000 | thousands by filing date | principal |
| ING | 44977W106 | EXCHANGE TRADED | 423,649 | $2,457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 107,126 | $2,456,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 69,456 | $2,453,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 194,708 | $2,453,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 235,545 | $2,451,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 82,294 | $2,451,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $2,449,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 65,963 | $2,448,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100,000 | $2,448,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 146,167 | $2,441,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,400,000 | $2,437,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 55,186 | $2,432,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 137,171 | $2,425,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 39,758 | $2,423,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 102,766 | $2,421,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 97,287 | $2,417,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 89,023 | $2,413,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 93,371 | $2,413,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 352,029 | $2,407,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 49,952 | $2,402,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 39,301 | $2,400,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,606 | $2,399,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 160,382 | $2,395,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 92,658 | $2,390,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 119,642 | $2,382,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 164,356 | $2,380,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 139,957 | $2,379,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,000 | $2,378,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 89,333 | $2,372,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 165,086 | $2,370,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,007 | $2,369,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 28,438 | $2,368,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 26,474 | $2,368,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 109,532 | $2,360,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 75,000 | $2,360,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 69,384 | $2,358,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 50,000 | $2,349,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 243,835 | $2,341,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 32,809 | $2,341,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 25,246 | $2,337,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 74,108 | $2,316,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 45,970 | $2,307,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 149,045 | $2,305,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 81,162 | $2,304,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 31,738 | $2,303,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 507,969 | $2,301,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 48,363 | $2,293,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 84,149 | $2,293,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 12,400 | $2,292,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 134,193 | $2,286,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,990,000 | $2,286,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 330,393 | $2,280,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 107,684 | $2,277,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 69,053 | $2,266,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,000 | $2,265,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,000 | $2,265,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 357,812 | $2,254,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 65,000 | $2,252,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 52,493 | $2,251,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 137,811 | $2,246,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 50,000 | $2,244,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 45,598 | $2,243,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 54,540 | $2,242,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 299,516 | $2,241,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48,883 | $2,240,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 21,727 | $2,238,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 128,253 | $2,233,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 249,622 | $2,232,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 186,229 | $2,229,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 55,254 | $2,228,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 122,510 | $2,226,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 134,048 | $2,225,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 55,831 | $2,224,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 40,212 | $2,221,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 52,402 | $2,221,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 117,464 | $2,217,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 40,045 | $2,214,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 39,600 | $2,214,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105,593 | $2,209,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 83,853 | $2,208,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 141,524 | $2,207,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 90,227 | $2,206,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 40,418 | $2,197,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 210,133 | $2,196,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 56,754 | $2,190,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,070,000 | $2,190,000 | thousands by filing date | principal |
| OM GROUP INC | 670872100 | COM | 65,776 | $2,184,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,280 | $2,183,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 173,477 | $2,180,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 600,500 | $2,174,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 37,249 | $2,174,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 30,973 | $2,173,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 2,640,000 | $2,170,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 53,146 | $2,169,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 64,542 | $2,169,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 30,654 | $2,168,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 27,867 | $2,163,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 124,913 | $2,162,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 49,350 | $2,158,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 62,063 | $2,157,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 54,821 | $2,154,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,955,000 | $2,149,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 63,547 | $2,146,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 35,000 | $2,146,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 40,750 | $2,139,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 41,062 | $2,135,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 31,540 | $2,132,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 256,255 | $2,130,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 40,000 | $2,124,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,930 | $2,122,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 105,227 | $2,111,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 51,120 | $2,107,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 46,177 | $2,105,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 58,028 | $2,102,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 153,810 | $2,096,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 43,294 | $2,088,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 170,043 | $2,083,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25,000 | $2,079,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,000 | $2,078,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 70,800 | $2,078,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 45,287 | $2,078,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 143,001 | $2,078,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 47,717 | $2,073,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 63,468 | $2,073,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 66,368 | $2,068,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 34,822 | $2,063,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 93,500 | $2,060,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 53,238 | $2,052,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 45,000 | $2,052,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 60,860 | $2,045,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 18,063 | $2,042,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 471,373 | $2,041,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 109,940 | $2,040,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 104,559 | $2,039,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 74,716 | $2,034,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 313,452 | $2,034,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 43,523 | $2,032,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 24,399 | $2,024,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 45,366 | $2,020,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 330,587 | $2,020,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,961 | $2,012,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 138,316 | $2,005,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021267 | this filing | 2014-05-15 | acceptance time not in the bulk data set |