13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,632 holding rows worth $102,179,494,000.
- Accession
- 0001140361-14-021267
- Filer
- CIK 824468
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 18,138 entries on the cover page, a total value of $102,179,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,179,494,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 67,193 | $661,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 33,543 | $660,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 36,300 | $660,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 26,569 | $660,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 17,572 | $659,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 17,500 | $659,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 9,955 | $657,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 250 | $656,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 34,509 | $652,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 42,049 | $650,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 98,619 | $650,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 22,283 | $650,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 31,190 | $649,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,538 | $647,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,000 | $645,000 | thousands by filing date | put |
| WARREN RESOURCES INC | 93564A100 | COM | 134,147 | $644,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 39,939 | $643,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 23,069 | $643,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,489 | $643,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 40,358 | $642,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 20,004 | $641,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 20,451 | $640,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 29,858 | $639,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 61,424 | $639,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 42,119 | $639,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 111,961 | $639,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $639,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,500 | $639,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 23,351 | $637,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 86,254 | $637,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,451 | $634,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 9,371 | $634,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 52,205 | $634,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,951 | $631,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 50,374 | $629,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 43,526 | $627,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 960,040 | $627,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 350,000 | $627,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23,170 | $626,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 26,104 | $625,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 178,639 | $625,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 42,579 | $622,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 18,736 | $622,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 34,307 | $621,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 74,370 | $620,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 15,568 | $619,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 14,084 | $618,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 119,412 | $618,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 101,042 | $618,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 9,531 | $616,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 8,418 | $616,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 13,385 | $615,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,517 | $615,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 81,876 | $615,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 64,036 | $614,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 29,818 | $608,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 148,423 | $607,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 25,789 | $606,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 56,414 | $606,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,698 | $606,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 24,712 | $605,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,308 | $604,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 95,293 | $604,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 49,148 | $603,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 14,299 | $603,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 36,287 | $601,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 189,551 | $601,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 42,103 | $601,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 43,021 | $600,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 46,519 | $598,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 32,297 | $597,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 26,378 | $596,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 17,152 | $595,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 25,574 | $595,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 14,634 | $595,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 159,204 | $594,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 56,531 | $594,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 174,824 | $594,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 10,604 | $591,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 74,128 | $591,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 32,130 | $591,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 110,909 | $590,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 41,766 | $589,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,142 | $588,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 55,324 | $588,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,362 | $587,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 18,423 | $587,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 10,400 | $587,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 21,396 | $586,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 15,561 | $585,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 56,285 | $585,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 22,680 | $585,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 26,750 | $583,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,936 | $583,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 51,774 | $582,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 25,129 | $579,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,500 | $579,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 51,792 | $578,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 14,830 | $578,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 23,795 | $578,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 17,238 | $577,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 33,030 | $576,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,161 | $576,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 43,186 | $576,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 52,629 | $575,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 30,358 | $574,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 47,845 | $573,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 12,368 | $573,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 28,685 | $572,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,438 | $570,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 18,416 | $570,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 30,100 | $568,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 29,227 | $568,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 45,608 | $568,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 35,043 | $566,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 35,237 | $566,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 12,198 | $565,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 49,643 | $564,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 400,000 | $563,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 32,267 | $562,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 9,910 | $561,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 46,823 | $560,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 16,845 | $560,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 24,518 | $559,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 9,832 | $558,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 263,005 | $558,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 74,741 | $558,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 746,000 | $557,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 555,000 | $556,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W108 | COM | 21,080 | $556,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 121,287 | $555,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 15,907 | $555,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,373 | $554,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 114,052 | $554,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 46,130 | $554,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 34,249 | $550,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 35,860 | $549,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 134,364 | $549,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 21,083 | $549,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,200 | $547,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 55,603 | $547,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 49,805 | $547,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 98,569 | $547,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $546,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 11,000 | $545,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,906 | $545,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 298,483 | $541,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,957 | $541,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,367 | $539,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 15,558 | $539,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 29,854 | $539,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,415 | $539,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,953 | $538,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 19,799 | $537,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 72,109 | $537,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 15,509 | $536,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 70,935 | $535,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 80,840 | $535,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 44,747 | $535,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 25,996 | $534,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 48,115 | $534,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 48,339 | $533,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 44,213 | $531,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,142 | $528,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 58,356 | $528,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 105,615 | $528,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,315 | $527,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 496,000 | $527,000 | thousands by filing date | principal |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 18,449 | $525,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 28,583 | $524,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 39,752 | $524,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 174,330 | $523,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 12,968 | $522,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 84,993 | $521,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 36,859 | $520,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 8,107 | $520,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 13,172 | $519,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 100,000 | $519,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 127,403 | $519,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 21,502 | $518,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,500 | $516,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 21,088 | $516,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,614 | $515,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 59,531 | $514,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,447 | $513,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 6,568 | $513,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 37,419 | $513,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 46,302 | $513,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 20,751 | $512,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 79,791 | $510,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 54,135 | $510,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $510,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 44,618 | $509,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 36,340 | $509,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 46,062 | $509,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,574 | $508,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 20,044 | $508,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 10,840 | $507,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 28,114 | $507,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 505,000 | $507,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 20,162 | $505,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 15,861 | $504,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,897 | $503,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 40,217 | $503,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 200,000 | $503,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 14,277 | $502,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 79,202 | $502,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,736 | $501,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 23,628 | $501,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,000 | $500,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 14,927 | $500,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 235,000 | $500,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 59,157 | $499,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 26,301 | $497,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 26,593 | $497,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 13,531 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,198 | $495,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 41,082 | $495,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 47,637 | $494,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815AB8 | NOTE 6.500% 5/1 | 492,000 | $494,000 | thousands by filing date | principal |
| SNYDERS LANCE INC | 833551104 | COM | 17,462 | $493,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 152,290 | $493,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,321 | $492,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 22,871 | $492,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 19,574 | $492,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 83,293 | $491,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 24,087 | $490,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,057 | $489,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 137,246 | $487,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 29,201 | $486,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,025 | $485,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 88,604 | $484,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 10,566 | $484,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 124,631 | $484,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 33,772 | $483,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 23,542 | $482,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 26,550 | $482,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 105,952 | $482,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 8,734 | $481,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,110 | $481,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 22,753 | $481,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,255 | $481,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 151,177 | $481,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 16,221 | $480,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 114,147 | $480,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 25,494 | $480,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 104,866 | $480,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 93,453 | $479,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 8,603 | $479,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 82,183 | $477,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,073 | $474,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 30,702 | $474,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 26,781 | $472,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,417 | $472,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40,888 | $471,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,457 | $471,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,914 | $471,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 77,951 | $471,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 165,428 | $471,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 200,000 | $471,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,206 | $469,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 29,361 | $467,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 124,954 | $466,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 12,973 | $465,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 13,802 | $465,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 23,413 | $465,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 63,561 | $465,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 65,584 | $464,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 24,369 | $464,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,500 | $463,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,884 | $462,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 19,301 | $460,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,000 | $459,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,328 | $459,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 35,185 | $459,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 12,716 | $459,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,981 | $458,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 209,709 | $457,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 19,757 | $455,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 21,877 | $455,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,781 | $455,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 51,419 | $455,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,103 | $454,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 200,000 | $454,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 29,700 | $453,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 22,563 | $453,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 24,517 | $453,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 27,358 | $453,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 43,649 | $453,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 41,917 | $453,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 8,317 | $452,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,797 | $452,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 25,984 | $452,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 426,000 | $452,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 19,494 | $450,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 10,400 | $449,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 20,310 | $448,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 28,778 | $448,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 375,000 | $446,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 25,307 | $446,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 320,000 | $445,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 423,000 | $444,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 20,918 | $444,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 111,000 | $444,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 19,053 | $443,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,294 | $440,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 444,000 | $440,000 | thousands by filing date | principal |
| DFC GLOBAL CORP | 23324T107 | COM | 49,889 | $440,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 59,171 | $438,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 24,930 | $438,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 29,924 | $438,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 252,973 | $437,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,433 | $437,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,593 | $436,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 21,142 | $436,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,271 | $435,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 79,037 | $435,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 19,975 | $435,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,512 | $434,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 103,232 | $434,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 7,404 | $433,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,436 | $433,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 19,135 | $433,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 400,000 | $431,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 29,216 | $429,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,241 | $429,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 24,270 | $429,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 17,918 | $429,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 18,692 | $427,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 103,173 | $427,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 13,412 | $427,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 27,638 | $425,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 16,412 | $425,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 23,615 | $425,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 14,241 | $424,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,598 | $424,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,258 | $424,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 139,599 | $424,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,335 | $423,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 121,729 | $422,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 12,529 | $422,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 22,285 | $421,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 39,752 | $421,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 17,845 | $421,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 45,966 | $420,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 8,019 | $419,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 47,656 | $419,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 15,641 | $418,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,487 | $418,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,950 | $418,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 33,400 | $418,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,837 | $417,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,969 | $416,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,064 | $416,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 27,545 | $416,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,700 | $415,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 62,405 | $415,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 10,400 | $415,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 37,679 | $414,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,349 | $413,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 5,358 | $413,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 61,611 | $413,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 13,536 | $412,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,600 | $412,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 48,833 | $412,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,160 | $410,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 342,384 | $408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,106 | $408,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 95,582 | $408,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 6,497 | $406,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,726 | $406,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 224,651 | $406,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 17,973 | $404,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 33,800 | $404,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,371 | $404,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 20,355 | $404,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 102,759 | $404,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 109,666 | $404,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,645 | $403,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 425,000 | $403,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 43,181 | $402,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 10,790 | $402,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 66,447 | $402,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 455,000 | $402,000 | thousands by filing date | principal |
| VITACOST.COM INC | 92847A200 | COM | 56,552 | $401,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,442 | $400,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,713 | $399,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 47,135 | $399,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 325,526 | $397,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 68,026 | $397,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50,761 | $396,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 7,272 | $396,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 154,186 | $395,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 14,487 | $394,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 40,922 | $394,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 23,793 | $394,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 119,794 | $393,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 23,463 | $392,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,834 | $391,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 19,836 | $390,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 12,156 | $390,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 300,000 | $389,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,753 | $388,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 8,261 | $388,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 51,703 | $387,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 35,439 | $386,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,448 | $384,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 21,169 | $384,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 71,577 | $384,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 52,859 | $383,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 361,000 | $383,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 135,414 | $382,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 22,290 | $381,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 20,488 | $381,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,473 | $381,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 77,352 | $380,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 6,810 | $380,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,291 | $380,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 21,568 | $379,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,209 | $378,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 17,600 | $378,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 15,459 | $378,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 16,344 | $377,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 34,863 | $375,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 161,674 | $375,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,837 | $375,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 52,507 | $375,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,793 | $375,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 37,129 | $374,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 34,785 | $374,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 78,052 | $374,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,895 | $373,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,263 | $371,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,933 | $371,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,596 | $371,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,312 | $371,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 90,981 | $371,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 17,449 | $370,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 14,073 | $370,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 17,434 | $370,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,964 | $370,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 38,873 | $369,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,928 | $369,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 65,473 | $369,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 25,991 | $368,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 10,684 | $368,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,545 | $368,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 61,023 | $368,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 42,611 | $368,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 20,760 | $368,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 28,645 | $367,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 65,043 | $366,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 37,192 | $366,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,344 | $365,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 22,594 | $365,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 18,440 | $365,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,376 | $365,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 20,543 | $364,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 13,005 | $362,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 51,228 | $362,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 70,754 | $361,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 19,830 | $359,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 16,763 | $359,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 20,261 | $359,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 83,261 | $358,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,766 | $358,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,973 | $357,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 25,903 | $356,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 30,710 | $356,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 14,041 | $355,000 | thousands by filing date | |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 50,728 | $355,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 52,446 | $354,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 16,734 | $353,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 31,405 | $352,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 29,906 | $352,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 22,891 | $352,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 13,164 | $351,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 51,628 | $350,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 344,000 | $350,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 8,591 | $349,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 330,000 | $349,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,391 | $348,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 10,500 | $348,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 48,244 | $347,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 12,036 | $347,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8,247 | $346,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,079 | $344,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,088 | $344,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,180 | $343,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 57,685 | $343,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 11,725 | $343,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 55,240 | $343,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,313 | $342,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 11,588 | $342,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 345,000 | $342,000 | thousands by filing date | principal |
| EPIQ SYSTEMS INC | 26882D109 | COM | 25,113 | $342,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 250,000 | $342,000 | thousands by filing date | principal |
| SFX ENTMT INC | 784178303 | COM | 48,566 | $342,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,779 | $341,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 22,082 | $341,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021267 | this filing | 2014-05-15 | acceptance time not in the bulk data set |