13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,632 holding rows worth $102,179,494,000.
- Accession
- 0001140361-14-021267
- Filer
- CIK 824468
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 18,138 entries on the cover page, a total value of $102,179,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,179,494,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEVAC INC | 461148108 | COM | 35,116 | $341,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 335,000 | $341,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 350,000 | $341,000 | thousands by filing date | principal |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,977 | $340,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 11,725 | $339,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 44,097 | $338,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,554 | $338,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 17,829 | $337,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 33,380 | $337,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,421 | $336,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 17,135 | $336,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 24,138 | $336,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 18,899 | $335,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,962 | $335,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 40,000 | $334,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 13,062 | $334,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,951 | $334,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,193 | $332,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 17,369 | $332,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 88,049 | $331,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 65,666 | $330,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 6,144 | $330,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 54,088 | $330,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 41,856 | $330,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 20,711 | $329,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,595 | $329,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 28,542 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 23,095 | $328,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 58,898 | $328,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 42,383 | $328,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 126,107 | $328,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 44,846 | $328,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 40,600 | $327,000 | thousands by filing date | call |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 40,572 | $326,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 17,364 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,813 | $324,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 12,448 | $324,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 12,431 | $323,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,561 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $322,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,872 | $322,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,445 | $322,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 30,501 | $322,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 65,998 | $320,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,378 | $320,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 17,112 | $320,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 24,535 | $320,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 148,334 | $319,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 15,209 | $318,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,397 | $318,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $317,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 14,203 | $317,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 309,000 | $317,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,811 | $316,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,351 | $316,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 28,223 | $316,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 12,971 | $316,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 307,000 | $316,000 | thousands by filing date | principal |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 11,763 | $316,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,779 | $315,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 95,616 | $315,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 11,607 | $315,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 52,475 | $314,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 43,506 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 12,238 | $313,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 20,366 | $313,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 39,178 | $313,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 97,719 | $312,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 17,510 | $312,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 10,000 | $311,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 16,054 | $311,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,626 | $310,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 95,197 | $310,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 150,000 | $310,000 | thousands by filing date | principal |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 143,795 | $309,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 17,770 | $308,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,487 | $307,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,662 | $307,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 18,672 | $307,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 75,332 | $307,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 19,361 | $307,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,528 | $306,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,340 | $306,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 66,826 | $306,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 91,299 | $306,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 425,000 | $306,000 | thousands by filing date | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,887 | $305,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 27,932 | $304,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 44,456 | $304,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 30,000 | $304,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 30,000 | $304,000 | thousands by filing date | call |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 4,642 | $303,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,164 | $303,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 10,471 | $302,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 51,921 | $302,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 16,037 | $302,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 4,153 | $302,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 140,100 | $301,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 21,987 | $301,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 61,838 | $301,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 34,590 | $300,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,057 | $300,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 354,000 | $300,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 10,800 | $300,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,226 | $299,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 15,824 | $299,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 6,658 | $299,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,994 | $299,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 12,437 | $299,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 42,238 | $298,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 20,045 | $298,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,057 | $298,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,506 | $298,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,559 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,348 | $297,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25,000 | $297,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 20,853 | $297,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 12,750 | $296,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 64,078 | $296,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 28,881 | $295,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,150 | $295,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,977 | $295,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,270 | $293,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,945 | $293,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 12,354 | $293,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 18,736 | $293,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 11,871 | $293,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 39,398 | $292,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 28,787 | $292,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 290,000 | $291,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 11,067 | $291,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 10,000 | $290,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 122,224 | $290,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,906 | $290,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 43,433 | $289,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 19,994 | $288,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 16,917 | $288,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 25,791 | $287,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,628 | $287,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 20,603 | $287,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,699 | $286,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 69,474 | $285,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 19,694 | $285,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 49,247 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,161 | $283,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18,015 | $282,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 24,865 | $282,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 15,897 | $281,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,078 | $279,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 15,614 | $279,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 21,420 | $279,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,065 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,027 | $278,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 7,419 | $278,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 62,508 | $277,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 16,518 | $277,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,374 | $276,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 29,124 | $276,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 9,460 | $276,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 40,015 | $276,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,949 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,235 | $275,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,555 | $275,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 320,000 | $273,000 | thousands by filing date | principal |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,720 | $272,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,237 | $272,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 100,749 | $272,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 37,127 | $272,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 25,045 | $271,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,746 | $270,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5,223 | $270,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 200,000 | $270,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,696 | $268,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 5,952 | $268,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 11,361 | $268,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 364,000 | $266,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 18,347 | $265,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 18,037 | $265,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 25,143 | $265,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 7,427 | $265,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 12,906 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,369 | $264,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 8,137 | $264,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,195 | $263,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 79,786 | $263,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,723 | $262,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,368 | $262,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 24,202 | $262,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,600 | $261,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 5,995 | $261,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 27,477 | $261,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 7,146 | $260,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 12,400 | $260,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 13,658 | $260,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,909 | $260,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 255,000 | $260,000 | thousands by filing date | principal |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,313 | $256,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 15,645 | $255,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 37,165 | $254,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 31,484 | $254,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 8,270 | $254,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 29,338 | $254,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,472 | $252,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,684 | $252,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 49,359 | $251,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 9,518 | $251,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 14,427 | $251,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 35,015 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 6,861 | $251,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 18,957 | $251,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 12,070 | $251,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,416 | $251,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 12,718 | $251,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 266,000 | $251,000 | thousands by filing date | principal |
| HORIZON BANCORP IND | 440407104 | COM | 11,244 | $250,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 35,254 | $249,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 17,983 | $249,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 13,000 | $248,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,302 | $248,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 130,391 | $248,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 17,924 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,930 | $247,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,958 | $247,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 6,341 | $247,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 40,921 | $247,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 50,126 | $246,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 14,334 | $246,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 11,036 | $246,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 10,805 | $246,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 17,108 | $246,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 23,234 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,266 | $245,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 9,549 | $245,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 51,318 | $245,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 18,205 | $245,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,275 | $243,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 28,725 | $243,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 13,717 | $243,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 6,300 | $242,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,882 | $242,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,800 | $241,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,384 | $241,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,256 | $240,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 12,310 | $240,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 235,000 | $240,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,481 | $239,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,157 | $238,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,901 | $238,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,149 | $238,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,000 | $238,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 112,400 | $238,000 | thousands by filing date | put |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 140,115 | $238,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 10,700 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,182 | $238,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,592 | $237,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 16,017 | $237,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 54,146 | $237,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 23,559 | $237,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 60,320 | $237,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,262 | $236,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 10,724 | $236,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 8,878 | $236,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,625 | $236,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 31,178 | $236,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,223 | $235,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 4,739 | $235,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 14,094 | $235,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 33,303 | $235,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,423 | $234,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,192 | $234,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 9,176 | $234,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 14,152 | $234,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 8,500 | $232,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 34,130 | $232,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,600 | $231,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,797 | $231,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 34,765 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,103 | $230,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 16,461 | $230,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 66,036 | $230,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 77,586 | $230,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 20,016 | $229,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 17,333 | $228,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 8,700 | $227,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 22,811 | $227,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 210,500 | $227,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,185 | $226,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 169,655 | $226,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,720 | $222,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 13,973 | $222,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 22,425 | $221,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,590 | $220,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,386 | $220,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 8,654 | $220,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 11,550 | $220,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,592 | $219,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 12,770 | $219,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,765 | $219,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 14,293 | $219,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 6,159 | $219,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 11,173 | $218,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 9,461 | $217,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,286 | $217,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,734 | $217,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,142 | $216,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $216,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,900 | $216,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,628 | $216,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 15,960 | $215,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 49,284 | $215,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 26,293 | $215,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 12,106 | $215,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 17,027 | $215,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 15,319 | $214,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,238 | $213,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 14,091 | $213,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,631 | $212,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 43,444 | $212,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 28,483 | $212,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 27,935 | $212,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,661 | $211,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 113,564 | $211,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 37,975 | $210,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 21,130 | $210,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 14,931 | $210,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 25,475 | $210,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 25,185 | $209,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 16,383 | $209,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,086 | $209,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 20,936 | $209,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 25,847 | $209,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 16,368 | $209,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,500 | $209,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,167 | $209,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 4,500 | $208,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 19,672 | $207,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,042 | $206,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 22,498 | $206,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,415 | $206,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,676 | $205,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 12,145 | $205,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 58,049 | $205,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,189 | $204,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 29,490 | $204,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 40,902 | $204,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 42,759 | $203,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 13,597 | $203,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 24,171 | $202,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 250,000 | $202,000 | thousands by filing date | principal |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 2,625 | $202,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,687 | $202,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 12,268 | $201,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,545 | $200,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 18,437 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 16,145 | $198,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 14,030 | $197,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,263 | $196,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,284 | $196,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,599 | $195,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 15,908 | $195,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 10,940 | $195,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 66,888 | $195,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 249,684 | $195,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 25,732 | $194,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 53,520 | $194,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 14,510 | $192,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,124 | $192,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 42,453 | $192,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 24,139 | $191,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 10,058 | $190,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 14,098 | $190,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,483 | $189,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 42,769 | $188,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 18,774 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $187,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 24,427 | $187,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,991 | $187,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 10,842 | $186,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,273 | $185,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 42,335 | $184,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,727 | $183,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 14,336 | $183,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 20,072 | $182,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 11,963 | $182,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 16,915 | $181,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 26,751 | $181,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 34,233 | $181,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,188 | $179,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 25,073 | $179,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 46,113 | $178,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 10,539 | $178,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 19,469 | $178,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 16,125 | $178,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 20,455 | $177,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 68,492 | $176,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 15,000 | $175,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 15,541 | $175,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,910 | $174,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 33,809 | $174,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 57,948 | $174,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,587 | $173,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 94,439 | $173,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 84,119 | $172,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 16,730 | $170,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 11,343 | $170,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,417 | $169,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 22,684 | $169,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,929 | $168,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 11,352 | $168,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 25,009 | $167,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 42,547 | $167,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,074 | $166,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 79,592 | $165,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 13,505 | $165,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 27,644 | $163,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,463 | $162,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 17,820 | $161,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,210 | $160,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 25,923 | $160,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,939 | $159,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 21,295 | $159,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,579 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $158,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,829 | $158,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 201,439 | $158,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 53,156 | $158,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,060 | $157,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 21,261 | $156,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 18,774 | $156,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 91,628 | $156,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 22,283 | $155,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,000 | $153,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,656 | $152,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 89,434 | $152,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,777 | $151,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 24,513 | $151,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 18,506 | $151,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 15,144 | $151,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 97,042 | $150,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 39,526 | $150,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 18,100 | $150,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 35,252 | $149,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 19,470 | $147,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 10,465 | $147,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 145,000 | $146,000 | thousands by filing date | principal |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 23,300 | $146,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,766 | $146,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 18,027 | $145,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 43,634 | $145,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 46,236 | $144,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 51,144 | $143,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 13,032 | $143,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 18,900 | $143,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 12,000 | $142,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 39,783 | $142,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 107,028 | $141,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 31,233 | $141,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 95,094 | $140,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 29,000 | $140,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 175,000 | $139,000 | thousands by filing date | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $138,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,710 | $138,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 19,376 | $137,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,136 | $136,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,439 | $135,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 17,800 | $135,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 14,581 | $134,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 28,038 | $134,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,149 | $133,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 50,000 | $132,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 14,361 | $132,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 47,661 | $132,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 15,203 | $131,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,000 | $130,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 55,291 | $129,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 11,856 | $129,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 22,037 | $129,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 60,400 | $128,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052206 | COM | 18,136 | $128,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 101,449 | $125,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 12,233 | $124,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 94,219 | $124,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 56,202 | $123,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,204 | $122,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 13,587 | $122,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 11,500 | $121,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 32,219 | $119,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,254 | $119,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 74,908 | $119,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 15,161 | $119,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 15,975 | $117,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 10,733 | $116,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 24,622 | $116,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,218 | $114,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 17,177 | $113,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 69,920 | $112,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 106,047 | $112,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 15,192 | $111,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 11,902 | $111,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 11,155 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021267 | this filing | 2014-05-15 | acceptance time not in the bulk data set |