13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 7,940 holding rows worth $251,020,154,000.
- Accession
- 0001140361-13-042870
- Filer
- CIK 70858
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $251,020,154,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,020,154,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCC INS HLDGS INC | 404132102 | COM | 101,576 | $4,452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 425,381 | $4,444,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 46,532 | $4,441,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 59,800 | $4,433,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 50,717 | $4,432,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 3,348,000 | $4,428,000 | thousands by filing date | principal |
| AFC ENTERPRISES INC | 00104Q107 | COM | 101,423 | $4,421,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 48,800 | $4,420,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 148,320 | $4,420,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 357,896 | $4,417,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 109,800 | $4,415,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 117,480 | $4,411,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 138,700 | $4,397,000 | thousands by filing date | call |
| GLOBUS MED INC CL A | 379577208 | Stock | 250,977 | $4,382,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 35,500 | $4,380,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 290,773 | $4,370,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 129,400 | $4,367,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 101,976 | $4,358,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 461,963 | $4,356,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 90,506 | $4,354,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,066,000 | $4,350,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 364,669 | $4,339,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 100,931 | $4,336,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 162,037 | $4,323,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 39,800 | $4,322,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 368,985 | $4,321,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 179,992 | $4,319,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,753,000 | $4,314,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 135,063 | $4,314,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 71,886 | $4,313,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 368,224 | $4,308,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 84,214 | $4,302,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 118,786 | $4,302,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 95,521 | $4,299,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 86,814 | $4,295,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 43,138 | $4,286,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 52,266 | $4,276,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 33,500 | $4,273,000 | thousands by filing date | put |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 80,099 | $4,263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 174,951 | $4,253,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 83,300 | $4,252,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 270,295 | $4,233,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 148,664 | $4,231,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 47,100 | $4,231,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 82,510 | $4,225,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 55,200 | $4,222,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 214,343 | $4,210,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 249,400 | $4,210,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 43,576 | $4,207,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 155,309 | $4,202,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 3,370,000 | $4,200,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 365,082 | $4,198,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 152,949 | $4,187,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 238,400 | $4,180,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 89,924 | $4,177,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 412,869 | $4,161,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 97,600 | $4,160,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 53,800 | $4,153,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 161,431 | $4,152,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 68,862 | $4,145,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 77,142 | $4,145,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 405,009 | $4,143,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 69,300 | $4,142,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,102,685 | $4,142,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 42,116 | $4,135,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 156,524 | $4,123,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 84,170 | $4,122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 202,529 | $4,117,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 191,938 | $4,108,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 99,877 | $4,104,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 31,879 | $4,097,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 254,599 | $4,091,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 333,627 | $4,090,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 158,700 | $4,085,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 132,386 | $4,082,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 109,532 | $4,079,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 72,100 | $4,055,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 30,488 | $4,054,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 163,600 | $4,049,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 140,520 | $4,041,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 171,270 | $4,038,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 184,200 | $4,036,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 107,500 | $4,031,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 69,307 | $4,027,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 60,841 | $4,027,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 72,200 | $4,018,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 191,865 | $4,017,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 25,300 | $4,011,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 145,862 | $4,010,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 285,874 | $4,008,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 431,857 | $4,008,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 109,309 | $4,005,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40,311 | $4,002,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 52,300 | $4,000,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 97,100 | $3,999,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 118,400 | $3,996,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 258,853 | $3,990,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 74,116 | $3,984,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 153,600 | $3,981,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 297,300 | $3,981,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 121,782 | $3,976,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 176,604 | $3,973,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 359,979 | $3,970,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 217,000 | $3,967,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 123,241 | $3,958,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 158,076 | $3,952,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 56,181 | $3,949,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 251,861 | $3,949,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 52,000 | $3,943,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,034,327 | $3,940,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 117,254 | $3,938,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 46,500 | $3,936,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 151,500 | $3,935,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 37,628 | $3,930,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 439,151 | $3,930,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 73,800 | $3,929,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 18,779 | $3,923,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 183,546 | $3,919,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 150,900 | $3,911,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 70,500 | $3,909,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 70,500 | $3,909,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 88,799 | $3,908,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 143,828 | $3,907,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 173,649 | $3,907,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 41,400 | $3,901,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 121,883 | $3,901,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 315,602 | $3,895,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 114,050 | $3,893,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 99,758 | $3,888,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 149,348 | $3,887,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 287,198 | $3,877,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 26,601 | $3,868,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 316,114 | $3,868,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 76,300 | $3,857,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 211,900 | $3,854,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 50,895 | $3,838,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 104,100 | $3,836,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 65,800 | $3,835,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 103,387 | $3,835,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 79,120 | $3,833,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 346,903 | $3,826,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 409,403 | $3,824,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 200,209 | $3,820,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 111,000 | $3,800,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 84,400 | $3,799,000 | thousands by filing date | put |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,336,000 | $3,790,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 82,640 | $3,786,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 274,818 | $3,776,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 49,000 | $3,776,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 66,614 | $3,763,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 73,400 | $3,758,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 186,644 | $3,755,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 126,337 | $3,749,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 65,734 | $3,744,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 34,428 | $3,738,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 338,464 | $3,736,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 251,540 | $3,730,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,004,000 | $3,730,000 | thousands by filing date | principal |
| INVESCO BD FD | 46132L107 | COM | 212,569 | $3,728,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 537,714 | $3,716,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 69,176 | $3,715,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,155,158 | $3,709,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 51,622 | $3,699,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 43,300 | $3,693,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 150,858 | $3,685,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 135,897 | $3,679,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 40,600 | $3,677,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 257,485 | $3,677,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 68,400 | $3,670,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 65,874 | $3,668,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 555,800 | $3,646,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 217,589 | $3,645,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 290,667 | $3,645,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 164,672 | $3,643,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 125,671 | $3,642,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 58,400 | $3,642,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 308,274 | $3,641,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 97,878 | $3,639,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 198,800 | $3,634,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 91,417 | $3,620,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 54,781 | $3,612,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 262,531 | $3,610,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 33,000 | $3,609,000 | thousands by filing date | put |
| AVISTA CORP COM | 05379B107 | Stock | 136,653 | $3,607,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,357,000 | $3,606,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 53,463 | $3,605,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 68,887 | $3,600,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 2,820,000 | $3,596,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 54,300 | $3,594,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 121,103 | $3,593,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 194,340 | $3,588,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 317,890 | $3,583,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 131,100 | $3,571,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 232,200 | $3,571,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 69,244 | $3,566,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 118,000 | $3,562,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 113,500 | $3,561,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 101,553 | $3,561,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 969,513 | $3,560,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 675,300 | $3,559,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 266,268 | $3,557,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 132,700 | $3,557,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 71,447 | $3,547,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 86,500 | $3,542,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 316,782 | $3,541,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 26,993 | $3,528,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 53,195 | $3,528,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 246,559 | $3,523,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 77,800 | $3,518,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 69,038 | $3,513,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 113,810 | $3,503,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 41,445 | $3,493,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 72,141 | $3,485,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 280,100 | $3,484,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 85,000 | $3,478,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 85,000 | $3,478,000 | thousands by filing date | call |
| E2OPEN INC | 29788A104 | COM | 154,852 | $3,469,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 67,600 | $3,464,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 44,208 | $3,461,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 193,572 | $3,457,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 248,777 | $3,456,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 264,752 | $3,455,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 497,683 | $3,454,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 167,895 | $3,453,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 123,395 | $3,453,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 111,623 | $3,450,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 3,241,000 | $3,450,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 34,610 | $3,445,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 167,227 | $3,445,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 110,880 | $3,443,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 274,636 | $3,441,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 56,953 | $3,439,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 52,800 | $3,429,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 102,664 | $3,423,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 2,820,000 | $3,423,000 | thousands by filing date | principal |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 244,789 | $3,422,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 45,464 | $3,419,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 66,761 | $3,419,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 229,062 | $3,415,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 33,108 | $3,408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 166,312 | $3,403,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 652,994 | $3,401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 82,017 | $3,400,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 104,515 | $3,384,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 43,400 | $3,381,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 920,500 | $3,380,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 107,500 | $3,378,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 162,283 | $3,378,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 42,500 | $3,377,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 77,157 | $3,375,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 76,923 | $3,372,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 25,000 | $3,369,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 47,400 | $3,364,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 43,469 | $3,359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 132,820 | $3,359,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,043,805 | $3,350,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 143,985 | $3,346,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 424,517 | $3,337,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 110,633 | $3,336,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 57,100 | $3,336,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 25,708 | $3,335,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 82,900 | $3,333,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15,800 | $3,331,000 | thousands by filing date | call |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 83,498 | $3,330,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 568,002 | $3,329,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 88,606 | $3,327,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 43,939 | $3,323,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 87,800 | $3,317,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 255,777 | $3,310,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 87,900 | $3,307,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 150,541 | $3,304,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 198,049 | $3,298,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 103,200 | $3,297,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 88,969 | $3,285,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 111,271 | $3,284,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,148,000 | $3,283,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 57,232 | $3,281,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49,021 | $3,275,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 118,332 | $3,274,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 130,594 | $3,271,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 227,129 | $3,271,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 28,645 | $3,270,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,215,636 | $3,270,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,318 | $3,263,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W104 | SPONSORED ADR | 84,170 | $3,257,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 181,349 | $3,255,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 173,500 | $3,254,000 | thousands by filing date | call |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 200,132 | $3,244,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 112,855 | $3,235,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 106,595 | $3,219,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 123,700 | $3,217,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 126,571 | $3,212,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 20,000 | $3,211,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 81,756 | $3,199,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 204,000 | $3,198,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 162,062 | $3,198,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 90,226 | $3,195,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 35,000 | $3,188,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 35,000 | $3,188,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 942,720 | $3,186,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 70,966 | $3,186,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 145,988 | $3,185,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 107,800 | $3,181,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 50,000 | $3,178,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 50,000 | $3,178,000 | thousands by filing date | call |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 64,535 | $3,177,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 97,300 | $3,176,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 488,603 | $3,176,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 82,481 | $3,173,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50,000 | $3,172,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 52,100 | $3,170,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 272,558 | $3,160,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 481,185 | $3,157,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 84,000 | $3,150,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 73,468 | $3,147,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 118,194 | $3,146,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 266,323 | $3,132,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 86,233 | $3,131,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 116,748 | $3,129,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 79,219 | $3,125,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 25,340 | $3,124,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 52,109 | $3,123,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 53,600 | $3,121,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 38,639 | $3,116,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 76,500 | $3,109,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 117,972 | $3,106,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 129,901 | $3,104,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 247,374 | $3,100,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 118,477 | $3,100,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 641,352 | $3,097,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 386,200 | $3,078,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 112,711 | $3,076,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 112,321 | $3,074,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 73,575 | $3,070,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 45,158 | $3,068,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 141,670 | $3,066,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 589,784 | $3,061,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 291,187 | $3,055,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 41,171 | $3,049,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 115,676 | $3,049,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 24,763 | $3,047,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 55,000 | $3,045,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 122,900 | $3,044,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 25,573 | $3,036,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 121,100 | $3,034,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 187,785 | $3,033,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 163,800 | $3,016,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 74,200 | $3,015,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 38,121 | $3,015,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 114,735 | $3,013,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 153,978 | $3,012,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 360,199 | $3,011,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 36,419 | $3,010,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 200,240 | $3,006,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 196,977 | $3,004,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 238,994 | $3,004,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 77,295 | $3,002,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 60,122 | $2,997,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 105,407 | $2,997,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 97,571 | $2,997,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,207,934 | $2,996,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 290,400 | $2,988,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 53,100 | $2,984,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 36,643 | $2,981,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 149,114 | $2,979,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 46,300 | $2,978,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 134,684 | $2,977,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 102,744 | $2,976,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 194,461 | $2,967,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 58,033 | $2,967,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 201,700 | $2,967,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 50,500 | $2,957,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 98,971 | $2,953,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 524,926 | $2,950,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 295,749 | $2,943,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 288,352 | $2,942,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 94,365 | $2,942,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 335,264 | $2,940,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 2,000,000 | $2,939,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 21,900 | $2,931,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 679,454 | $2,928,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 175,011 | $2,928,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 59,513 | $2,922,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 125,108 | $2,921,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 62,961 | $2,912,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 150,800 | $2,911,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 156,817 | $2,910,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 227,700 | $2,910,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 84,900 | $2,899,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 62,187 | $2,899,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 52,464 | $2,894,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 148,700 | $2,889,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 129,765 | $2,887,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 99,291 | $2,885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 89,942 | $2,884,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 53,271 | $2,882,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 35,000 | $2,881,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 195,150 | $2,868,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 114,923 | $2,867,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 224,200 | $2,863,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 41,000 | $2,855,000 | thousands by filing date | put |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 37,519 | $2,848,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 42,962 | $2,847,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,400 | $2,841,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 143,979 | $2,838,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 170,319 | $2,838,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 235,300 | $2,838,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 86,236 | $2,832,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 25,600 | $2,829,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 201,790 | $2,823,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 686,398 | $2,822,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 80,482 | $2,821,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 53,767 | $2,821,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 107,600 | $2,815,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 27,800 | $2,815,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 155,847 | $2,814,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,118 | $2,805,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 25,700 | $2,804,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 95,450 | $2,802,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 92,352 | $2,798,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 255,900 | $2,794,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 156,358 | $2,792,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 74,110 | $2,791,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 83,029 | $2,790,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 116,600 | $2,790,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 49,591 | $2,789,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 110,921 | $2,788,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 37,600 | $2,787,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 68,021 | $2,777,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,469,000 | $2,777,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 47,322 | $2,776,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 66,276 | $2,775,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 41,800 | $2,771,000 | thousands by filing date | put |
| ZOLTEK COS INC | 98975W104 | COM | 165,931 | $2,770,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 43,524 | $2,769,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 126,200 | $2,765,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 73,970 | $2,764,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 202,909 | $2,762,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 64,378 | $2,758,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 36,925 | $2,753,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 39,600 | $2,745,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 53,600 | $2,744,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 73,897 | $2,741,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 245,191 | $2,739,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 43,295 | $2,733,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 110,682 | $2,731,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 2,405,000 | $2,727,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 92,282 | $2,726,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 33,200 | $2,723,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 126,308 | $2,719,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 106,200 | $2,718,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 84,628 | $2,716,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 51,200 | $2,705,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 263,205 | $2,705,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 861,313 | $2,704,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 534,100 | $2,698,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 89,235 | $2,697,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36,800 | $2,695,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 133,795 | $2,693,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 57,749 | $2,691,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 30,608 | $2,683,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 52,105 | $2,680,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 166,575 | $2,675,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 39,980 | $2,670,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 50,000 | $2,666,000 | thousands by filing date | put |
| BRUKER CORP | 116794108 | COM | 129,164 | $2,666,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 30,845 | $2,664,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 66,000 | $2,663,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 79,465 | $2,663,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 133,176 | $2,660,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 47,700 | $2,660,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 241,922 | $2,649,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,076,051 | $2,647,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 79,215 | $2,647,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,005 | $2,640,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 205,159 | $2,639,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 95,796 | $2,635,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 218,464 | $2,635,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 61,312 | $2,634,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 203,713 | $2,634,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 48,053 | $2,630,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 33,550 | $2,627,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 226,600 | $2,624,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 68,328 | $2,624,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 73,189 | $2,623,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 29,000 | $2,623,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 113,676 | $2,622,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 202,412 | $2,621,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 297,032 | $2,616,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 158,079 | $2,616,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 52,659 | $2,610,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 37,356 | $2,606,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 81,300 | $2,605,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 86,946 | $2,603,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 118,776 | $2,602,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 74,200 | $2,602,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 1,144,689 | $2,599,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 66,484 | $2,596,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 61,005 | $2,596,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 73,200 | $2,591,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042870 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009994 | added | 2014-02-27 | acceptance time not in the bulk data set |