13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 6,183 holding rows worth $130,167,920,000.
- Accession
- 0001140361-13-042767
- Filer
- CIK 1000275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 18,269 entries on the cover page, a total value of $130,167,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,167,920,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerROYAL BANK OF CANADA INVESTMENT MANAGEMENT (UK) LTD028-11367
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerSky Investment Counsel Inc028-12562
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 752,326 | $32,079,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,132,734 | $32,033,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 806,444 | $31,983,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 922,259 | $31,901,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,036,182 | $31,821,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,510,344 | $31,565,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 212,789 | $31,541,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 396,948 | $31,538,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 302,879 | $31,428,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 328,410 | $31,285,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 4,833,050 | $31,270,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 404,236 | $31,154,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 118,685 | $31,061,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 510,186 | $31,044,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 323,667 | $30,894,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 1,854,552 | $30,860,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,246,023 | $30,838,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 349,467 | $30,726,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 167,129 | $30,693,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 505,052 | $30,666,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 916,337 | $30,642,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 18,000,000 | $30,555,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 902,860 | $30,427,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 518,700 | $30,375,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 781,176 | $30,341,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 165,671 | $30,258,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 573,910 | $30,158,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 924,788 | $30,083,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,104,267 | $30,069,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 735,736 | $30,040,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 489,847 | $29,865,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,923,900 | $29,801,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 445,600 | $29,775,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 934,206 | $29,773,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 639,262 | $29,665,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,897,500 | $29,620,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 497,700 | $29,608,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 173,895 | $29,425,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 280,400 | $29,254,000 | thousands by filing date | call |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 428,610 | $29,201,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 405,828 | $29,192,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 705,769 | $29,115,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 950,000 | $29,069,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 350,000 | $29,064,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 620,532 | $28,935,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 628,270 | $28,913,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,607,997 | $28,816,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 473,190 | $28,689,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 126,147 | $28,666,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 490,439 | $28,584,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 134,569 | $28,458,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 706,351 | $28,423,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 90,839 | $28,421,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 424,699 | $28,421,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 262,058 | $28,284,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 487,858 | $28,242,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 307,682 | $28,195,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 941,745 | $28,139,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,348,023 | $28,058,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,348,683 | $27,997,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 384,671 | $27,981,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 469,919 | $27,951,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,291,393 | $27,932,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 29,540,000 | $27,735,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 245,927 | $27,686,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 269,880 | $27,558,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 750,000 | $27,488,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 379,050 | $27,379,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,360,100 | $27,330,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 25,291 | $27,315,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 901,868 | $27,228,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 319,419 | $27,128,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 317,972 | $27,122,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,433,280 | $27,104,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 1,044,106 | $27,095,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 295,000 | $27,016,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 534,307 | $27,004,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 21,306,000 | $26,992,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 995,018 | $26,875,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 491,686 | $26,796,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,309,306 | $26,762,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 418,000 | $26,760,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 989,100 | $26,548,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 709,545 | $26,515,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 305,813 | $26,459,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 241,051 | $26,284,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 930,300 | $26,216,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 650,000 | $26,189,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 655,881 | $26,111,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 434,315 | $26,080,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 245,000 | $26,068,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 140,500 | $26,018,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 504,026 | $25,958,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 991,200 | $25,950,000 | thousands by filing date | put |
| NYSE EURONEXT | 629491101 | COM | 617,933 | $25,940,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 962,100 | $25,929,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 385,363 | $25,883,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,200,000 | $25,656,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 894,156 | $25,599,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 22,494 | $25,587,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 311,263 | $25,560,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 597,265 | $25,474,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 682,555 | $25,473,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 586,411 | $25,421,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 739,970 | $25,360,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 393,200 | $25,358,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 679,029 | $25,200,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 189,482 | $25,177,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 396,963 | $25,168,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 150,124 | $25,080,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 208,501 | $25,063,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 222,300 | $24,810,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 952,824 | $24,790,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 414,379 | $24,771,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 376,014 | $24,697,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 690,200 | $24,695,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 563,628 | $24,659,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 391,400 | $24,607,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 370,409 | $24,604,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500,000 | $24,550,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 991,816 | $24,528,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 583,774 | $24,448,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 191,506 | $24,435,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 775,192 | $24,426,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 554,400 | $24,361,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 359,426 | $24,358,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 431,359 | $24,341,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 206,700 | $24,287,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 942,343 | $24,276,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 816,800 | $24,234,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 773,897 | $24,145,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 495,300 | $24,086,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 359,100 | $23,980,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 215,172 | $23,922,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 296,919 | $23,864,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 322,551 | $23,844,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 368,399 | $23,836,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 309,500 | $23,822,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 311,657 | $23,808,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,193,516 | $23,787,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,162,900 | $23,770,000 | thousands by filing date | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 516,510 | $23,754,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 510,639 | $23,709,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,105,889 | $23,544,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 631,932 | $23,483,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 97,626 | $23,439,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 478,927 | $23,362,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 981,018 | $23,328,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300,969 | $23,288,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 766,473 | $23,285,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 972,800 | $23,240,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 583,591 | $23,168,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,273,340 | $23,137,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 760,452 | $23,073,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 217,846 | $23,064,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 556,576 | $22,931,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,822,889 | $22,909,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 134,500 | $22,768,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 300,000 | $22,755,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 605,971 | $22,725,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 213,135 | $22,713,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 204,093 | $22,553,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 156,557 | $22,544,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,384,556 | $22,474,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 193,327 | $22,472,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 21,705,000 | $22,465,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 1,062,252 | $22,457,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 174,703 | $22,442,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 313,957 | $22,414,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 331,498 | $22,406,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 248,200 | $22,333,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 190,000 | $22,325,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,439,938 | $22,305,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 965,025 | $22,253,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 284,455 | $22,244,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 446,921 | $22,216,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 941,558 | $22,212,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 778,654 | $22,208,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 287,123 | $22,107,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 592,406 | $22,103,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 376,455 | $22,083,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 455,077 | $22,075,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,555,620 | $21,965,000 | thousands by filing date | call |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 4,943,000 | $21,965,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 266,568 | $21,863,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 370,906 | $21,831,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 421,693 | $21,798,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 446,942 | $21,797,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 692,300 | $21,766,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 169,800 | $21,658,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,736,600 | $21,646,000 | thousands by filing date | call |
| PROASSURANCE CORP | 74267C106 | COM | 478,706 | $21,571,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 282,790 | $21,569,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 439,500 | $21,544,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 2,451,542 | $21,524,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,274,700 | $21,504,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 289,594 | $21,469,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 432,673 | $21,439,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,505,353 | $21,421,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 527,520 | $21,386,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 826,045 | $21,379,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 342,678 | $21,371,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 199,852 | $21,365,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 21,021,000 | $21,358,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 479,331 | $21,330,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 393,128 | $21,323,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 595,935 | $21,162,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 895,171 | $21,135,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 579,594 | $21,020,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 230,000 | $21,015,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 545,246 | $20,943,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 197,364 | $20,931,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 209,906 | $20,916,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 16,195,000 | $20,811,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 98,672 | $20,803,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 261,674 | $20,763,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,791,100 | $20,741,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 312,790 | $20,731,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 843,088 | $20,647,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 696,369 | $20,640,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 248,090 | $20,568,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 365,306 | $20,497,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 33,490,000 | $20,467,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 310,000 | $20,414,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 160,000 | $20,408,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 248,601 | $20,316,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 282,699 | $20,277,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 13,300,000 | $20,216,000 | thousands by filing date | principal |
| PRIMERO MNG CORP | 74164W106 | COM | 3,703,147 | $20,182,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 350,000 | $20,143,000 | thousands by filing date | principal |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 288,068 | $20,137,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 448,400 | $20,088,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 497,345 | $20,018,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 109,559 | $19,959,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 19,180,000 | $19,935,000 | thousands by filing date | principal |
| F5 INC COM | 315616102 | Stock | 231,717 | $19,884,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 392,271 | $19,880,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 219,398 | $19,845,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 350,000 | $19,796,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 1,734,008 | $19,769,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 176,600 | $19,766,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 323,515 | $19,706,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 1,431,245 | $19,680,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 159,506 | $19,680,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 12,500,000 | $19,586,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 355,977 | $19,461,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 470,500 | $19,441,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 1,505,170 | $19,402,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 15,200,000 | $19,352,000 | thousands by filing date | principal |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 183,823 | $19,330,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 237,274 | $19,304,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 496,752 | $19,294,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 275,474 | $19,220,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 292,543 | $19,188,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 32,133,000 | $19,167,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 236,548 | $19,134,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 240,251 | $19,124,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 256,174 | $19,090,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 690,948 | $19,076,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 416,200 | $18,961,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 163,143 | $18,950,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 17,885,000 | $18,914,000 | thousands by filing date | principal |
| XYRATEX LTD | G98268108 | COM | 1,699,130 | $18,911,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 495,683 | $18,905,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 261,392 | $18,826,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 783,363 | $18,762,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 201,700 | $18,756,000 | thousands by filing date | put |
| DREW INDS INC | 26168L205 | COM NEW | 411,520 | $18,741,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 787,084 | $18,662,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,572,878 | $18,654,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 539,176 | $18,629,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,013,497 | $18,608,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 679,263 | $18,571,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 169,908 | $18,538,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 932,341 | $18,500,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 205,500 | $18,491,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 136,591 | $18,427,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 431,754 | $18,401,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,135,892 | $18,356,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 482,076 | $18,348,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 335,785 | $18,344,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 276,458 | $18,332,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 616,599 | $18,319,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 199,534 | $18,262,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 587,504 | $18,260,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 48,400 | $18,210,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 12,800,000 | $18,160,000 | thousands by filing date | principal |
| THE ADT CORPORATION | 00101J106 | COM | 446,441 | $18,152,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 709,211 | $18,149,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 449,283 | $18,115,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 527,212 | $17,957,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 367,962 | $17,943,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 214,043 | $17,855,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 274,826 | $17,852,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 685,500 | $17,830,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 211,800 | $17,798,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 2,016,400 | $17,754,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 713,000 | $17,747,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 334,884 | $17,708,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 241,177 | $17,702,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 350,109 | $17,680,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 527,400 | $17,636,000 | thousands by filing date | put |
| Pentair Inc | H6169Q108 | PNR | 271,344 | $17,622,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 527,200 | $17,487,000 | thousands by filing date | put |
| MICROS SYS INC | 594901100 | COM | 349,511 | $17,455,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 325,254 | $17,447,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 304,379 | $17,377,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 331,562 | $17,358,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 306,823 | $17,315,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 705,397 | $17,283,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,572,023 | $17,277,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 294,024 | $17,268,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 400,755 | $17,133,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 334,410 | $17,121,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 366,600 | $17,111,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 288,248 | $17,022,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 193,865 | $17,013,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,058,222 | $16,995,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 426,183 | $16,982,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 171,170 | $16,970,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 352,000 | $16,935,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 402,841 | $16,924,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 526,504 | $16,901,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 509,400 | $16,871,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 170,058 | $16,869,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 220,000 | $16,856,000 | thousands by filing date | put |
| MEDIVATION INC | 58501NAA9 | NOTE | 12,001,000 | $16,848,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 238,597 | $16,847,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 208,742 | $16,846,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 848,138 | $16,843,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 413,345 | $16,798,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 449,855 | $16,793,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 179,500 | $16,790,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 542,700 | $16,666,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 222,641 | $16,660,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 214,600 | $16,597,000 | thousands by filing date | call |
| Waste Connections | 941053100 | COM | 364,653 | $16,558,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,072,153 | $16,533,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 971,606 | $16,518,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 648,015 | $16,511,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 255,975 | $16,463,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 696,621 | $16,461,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 353,411 | $16,431,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 294,041 | $16,367,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 338,876 | $16,309,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 322,239 | $16,302,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 500,359 | $16,223,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 300,367 | $16,169,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 386,359 | $16,100,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 612,168 | $16,100,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 11,404,000 | $16,058,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 220,041 | $16,048,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,095,453 | $16,048,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 314,983 | $16,029,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 308,314 | $16,012,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 267,376 | $16,002,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 314,058 | $15,983,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 523,000 | $15,941,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 341,559 | $15,934,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 306,800 | $15,926,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 320,297 | $15,872,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 883,672 | $15,871,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 221,677 | $15,808,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 14,700,000 | $15,803,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 690,603 | $15,801,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 14,904,000 | $15,798,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 324,700 | $15,790,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 549,267 | $15,753,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,076,300 | $15,703,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 74,853 | $15,689,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 481,442 | $15,681,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 370,185 | $15,652,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 206,116 | $15,627,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 297,046 | $15,627,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 205,422 | $15,590,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 242,564 | $15,582,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 225,659 | $15,559,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 142,854 | $15,532,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 552,000 | $15,511,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 91,392 | $15,465,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 378,900 | $15,436,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 229,490 | $15,374,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 240,301 | $15,354,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 406,326 | $15,318,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 169,855 | $15,259,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 283,622 | $15,245,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 919,124 | $15,184,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 576,439 | $15,114,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,000 | $15,100,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 426,521 | $15,087,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 472,904 | $15,085,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 366,934 | $15,052,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 340,089 | $15,048,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 487,821 | $15,044,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 447,116 | $14,978,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 14,678,000 | $14,953,000 | thousands by filing date | principal |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 127,330 | $14,923,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 147,309 | $14,900,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100,300 | $14,867,000 | thousands by filing date | put |
| ACE LTD | H0023R105 | SHS | 158,796 | $14,857,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 184,495 | $14,846,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 35,000 | $14,796,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 87,400 | $14,795,000 | thousands by filing date | put |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 14,495,000 | $14,785,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 5,385,000 | $14,778,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 552,732 | $14,725,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 321,477 | $14,714,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 231,502 | $14,687,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 208,798 | $14,684,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 14,540,000 | $14,667,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 336,447 | $14,652,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 183,500 | $14,632,000 | thousands by filing date | put |
| TOWERS WATSON & CO | 891894107 | CL A | 136,022 | $14,549,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 591,448 | $14,523,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 388,327 | $14,500,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,061,419 | $14,430,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 700,300 | $14,419,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 278,231 | $14,407,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 632,239 | $14,340,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 9,000,000 | $14,229,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 214,774 | $14,204,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 212,265 | $14,196,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 219,700 | $14,168,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 251,938 | $14,160,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 730,025 | $14,147,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 193,000 | $14,133,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 111,189 | $14,130,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 405,000 | $14,126,000 | thousands by filing date | put |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 188,220 | $14,108,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 416,174 | $14,046,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 459,712 | $14,012,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45,266 | $13,995,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 278,300 | $13,979,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 211,180 | $13,973,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 287,576 | $13,955,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 492,651 | $13,947,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 110,776 | $13,940,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 383,023 | $13,934,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 770,831 | $13,915,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 231,256 | $13,904,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 325,463 | $13,877,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 617,583 | $13,871,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 332,200 | $13,866,000 | thousands by filing date | call |
| iShares U.S. Technology ETF | 464287721 | SHS | 175,676 | $13,844,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 175,319 | $13,824,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 320,900 | $13,805,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 250,199 | $13,795,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 197,100 | $13,777,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 258,045 | $13,774,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 71,152 | $13,758,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 343,580 | $13,675,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 329,429 | $13,651,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 569,276 | $13,645,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 996,700 | $13,625,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 85,857 | $13,610,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 341,638 | $13,580,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 378,700 | $13,550,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,579,092 | $13,540,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 801,472 | $13,465,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 165,065 | $13,429,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 912,779 | $13,419,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 448,200 | $13,415,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 209,940 | $13,342,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 520,970 | $13,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 307,231 | $13,309,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 164,497 | $13,305,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 273,532 | $13,294,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 180,816 | $13,250,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 373,924 | $13,237,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 441,743 | $13,222,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 469,192 | $13,198,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 236,197 | $13,172,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 295,353 | $13,171,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 345,210 | $13,163,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 200,000 | $13,162,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 541,397 | $13,107,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 41,900 | $13,100,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 13,610,000 | $13,090,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 1,278,300 | $13,077,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 306,100 | $13,046,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 180,000 | $13,041,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,641,100 | $13,039,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 418,213 | $13,015,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 384,498 | $13,015,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 674,539 | $13,012,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000,000 | $13,010,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 6,954,000 | $12,998,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 495,313 | $12,957,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 403,900 | $12,913,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 158,680 | $12,902,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,455,853 | $12,899,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 254,050 | $12,842,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 191,141 | $12,793,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,810,000 | $12,790,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 431,259 | $12,787,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 138,743 | $12,786,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 300,000 | $12,786,000 | thousands by filing date | put |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 10,003,000 | $12,754,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 151,252 | $12,745,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 271,300 | $12,738,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-13-042767 | this filing | 2013-11-14 | acceptance time not in the bulk data set |