13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-08-15, with 4,101 holding rows worth $98,976,215,000.
- Accession
- 0001140361-13-033160
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A combination report, amendment of type restatement, 15,705 entries on the cover page, a total value of $98,976,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,976,215,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 217,577 | $1,466,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 63,790 | $1,466,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 33,717 | $1,464,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 42,225 | $1,463,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 23,943 | $1,461,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 103,705 | $1,457,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 54,557 | $1,451,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 146,821 | $1,447,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 48,003 | $1,447,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 42,118 | $1,445,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 71,093 | $1,443,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 69,825 | $1,441,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,255,000 | $1,441,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 67,961 | $1,440,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 193,102 | $1,440,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 62,843 | $1,439,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 67,817 | $1,434,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 46,379 | $1,434,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 50,000 | $1,432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 24,423 | $1,429,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 85,903 | $1,429,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 39,704 | $1,427,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,200,000 | $1,427,000 | thousands by filing date | principal |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 55,501 | $1,426,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 1,410,000 | $1,426,000 | thousands by filing date | principal |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13,315 | $1,421,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 30,386 | $1,420,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 108,593 | $1,417,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 91,281 | $1,412,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 151,398 | $1,410,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 70,000 | $1,407,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 1,215,000 | $1,406,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 71,570 | $1,405,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 1,210,000 | $1,404,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 235,603 | $1,397,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,000 | $1,396,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 34,210 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 31,387 | $1,395,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 62,579 | $1,392,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 187,227 | $1,390,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 167,934 | $1,390,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 41,081 | $1,388,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 140,428 | $1,385,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 1,379,000 | $1,384,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A574 | ULTPRO SHTFINL | 76,983 | $1,384,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 41,276 | $1,383,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 74,937 | $1,383,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 56,859 | $1,382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 34,967 | $1,381,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 56,455 | $1,380,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,602,000 | $1,378,000 | thousands by filing date | principal |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 96,970 | $1,377,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 39,577 | $1,375,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 152,856 | $1,375,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 87,785 | $1,375,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 24,562 | $1,375,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 33,700 | $1,372,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 5,750 | $1,369,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 108,533 | $1,368,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 64,217 | $1,368,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 68,560 | $1,366,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 134,157 | $1,363,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 87,126 | $1,360,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 127,129 | $1,359,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 101,449 | $1,357,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 117,177 | $1,356,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 1,170,000 | $1,356,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 13,099 | $1,355,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 204,924 | $1,354,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 200,000 | $1,352,000 | thousands by filing date | call |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 160,123 | $1,350,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 23,214 | $1,346,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 74,164 | $1,345,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 1,119,659 | $1,344,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 95,029 | $1,343,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 19,144 | $1,340,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 30,161 | $1,334,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 148,308 | $1,334,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 75,000 | $1,328,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 35,000 | $1,327,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 55,825 | $1,324,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 40,180 | $1,323,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 1,250,000 | $1,322,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,496 | $1,321,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,241 | $1,321,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 27,468 | $1,317,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 28,259 | $1,316,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 90,000 | $1,316,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 95,406 | $1,315,000 | thousands by filing date | |
| VIRGIN MEDIA INC | 92769LAB7 | CNV | 500,000 | $1,314,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 82,100 | $1,304,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 23,364 | $1,304,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 28,739 | $1,302,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 98,782 | $1,298,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 22,869 | $1,297,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 71,460 | $1,295,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 49,723 | $1,295,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 44,938 | $1,291,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 48,351 | $1,290,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 59,341 | $1,290,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 67,696 | $1,290,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 83,000 | $1,285,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 130,740 | $1,282,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 91,609 | $1,281,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 32,716 | $1,278,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 23,956 | $1,276,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 90,000 | $1,276,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500,000 | $1,275,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 7,600 | $1,275,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 117,614 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 34,229 | $1,272,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 36,423 | $1,272,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 49,613 | $1,271,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 43,316 | $1,270,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,250,000 | $1,270,000 | thousands by filing date | principal |
| PIKE ELEC CORP | 721283109 | COM | 89,247 | $1,270,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 55,720 | $1,269,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 60,000 | $1,269,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 78,532 | $1,268,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 14,919 | $1,266,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 79,014 | $1,264,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 72,746 | $1,264,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 73,876 | $1,263,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 94,657 | $1,263,000 | thousands by filing date | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 25,057 | $1,262,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 124,067 | $1,261,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 33,000 | $1,259,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 262,489 | $1,255,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 110,123 | $1,252,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 75,110 | $1,252,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 63,365 | $1,248,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,698 | $1,248,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 40,050 | $1,245,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 64,221 | $1,243,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 48,792 | $1,243,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 48,959 | $1,242,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 182,404 | $1,242,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 83,789 | $1,241,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 150,434 | $1,241,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 340,830 | $1,237,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 104,731 | $1,234,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 92,977 | $1,233,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 51,789 | $1,231,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 12,000 | $1,231,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 106,518 | $1,230,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 9,288 | $1,228,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 157,565 | $1,227,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 89,737 | $1,225,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,200 | $1,221,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 44,425 | $1,220,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 78,542 | $1,212,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 75,279 | $1,212,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,161,392 | $1,208,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 73,590 | $1,203,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 98,863 | $1,202,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 129,880 | $1,201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 42,501 | $1,200,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 108,683 | $1,200,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 49,735 | $1,199,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 161,642 | $1,199,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 1,025,000 | $1,197,000 | thousands by filing date | principal |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 16,979 | $1,193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 20,213 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 22,616 | $1,185,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,147 | $1,182,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 29,832 | $1,180,000 | thousands by filing date | |
| CHARLES RIVER LABORATORIES | 159864AB3 | CNV | 1,170,000 | $1,180,000 | thousands by filing date | principal |
| VOLCANO CORPORATION | 928645100 | COM | 52,916 | $1,178,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 147,934 | $1,178,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,316 | $1,176,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 27,836 | $1,173,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 48,723 | $1,170,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 48,517 | $1,170,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 291,047 | $1,167,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,488 | $1,166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 26,768 | $1,166,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 28,249 | $1,166,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 153,261 | $1,164,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 1,340,000 | $1,162,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 40,612 | $1,160,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 344,203 | $1,160,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 215,290 | $1,158,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 553,850 | $1,158,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 44,848 | $1,157,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 43,546 | $1,157,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 27,279 | $1,155,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 116,523 | $1,150,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 148,294 | $1,150,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 134,273 | $1,149,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 77,547 | $1,148,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 83,323 | $1,147,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 30,000 | $1,145,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 29,108 | $1,143,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 29,673 | $1,143,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 44,150 | $1,141,000 | thousands by filing date | |
| BUCKEYE TECHNOLOGIES INC | 118255108 | COM | 38,095 | $1,141,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 16,745 | $1,139,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 23,845 | $1,139,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 40,676 | $1,139,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 79,032 | $1,137,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 39,292 | $1,136,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 28,373 | $1,134,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 24,211 | $1,133,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 59,172 | $1,131,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 33,200 | $1,130,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 58,639 | $1,127,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 51,973 | $1,127,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 48,534 | $1,126,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 120,687 | $1,125,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 163,888 | $1,121,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 69,644 | $1,121,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 108,834 | $1,116,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 26,095 | $1,115,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 32,685 | $1,114,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 94,008 | $1,110,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 50,000 | $1,108,000 | thousands by filing date | call |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 64,474 | $1,108,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 42,257 | $1,106,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 30,111 | $1,105,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 183,953 | $1,104,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 18,894 | $1,101,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 69,788 | $1,101,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 30,510 | $1,099,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 336,206 | $1,096,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 24,964 | $1,094,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 610,000 | $1,094,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 94,199 | $1,092,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 27,648 | $1,091,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 27,871 | $1,089,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 59,560 | $1,089,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 44,747 | $1,089,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 125,272 | $1,085,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 261,644 | $1,085,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 32,081 | $1,084,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 39,899 | $1,084,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 31,235 | $1,083,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 19,563 | $1,083,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 35,628 | $1,082,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,205 | $1,082,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 70,721 | $1,081,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 38,830 | $1,079,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 13,456 | $1,077,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,106,000 | $1,076,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 29,717 | $1,076,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,000,000 | $1,074,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 23,105 | $1,073,000 | thousands by filing date | |
| HOMEOWNERS CHOICE INC | 43741E103 | COM | 39,323 | $1,072,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 45,536 | $1,069,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 43,406 | $1,067,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 12,372 | $1,063,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 43,807 | $1,060,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 196,068 | $1,057,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 195,395 | $1,057,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 51,588 | $1,056,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 74,564 | $1,056,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 30,313 | $1,054,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 223,350 | $1,054,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 102,971 | $1,052,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 29,010 | $1,051,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 103,347 | $1,050,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 38,924 | $1,046,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,858 | $1,045,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 19,859 | $1,044,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 40,112 | $1,043,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 80,123 | $1,042,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 55,512 | $1,041,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 32,642 | $1,039,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 38,738 | $1,038,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 28,552 | $1,037,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 56,962 | $1,036,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 602,302 | $1,036,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 1,200,000 | $1,035,000 | thousands by filing date | principal |
| VERIFONE SYS INC | 92342Y109 | COM | 50,000 | $1,034,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 31,354 | $1,032,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 63,003 | $1,031,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 950,000 | $1,031,000 | thousands by filing date | principal |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 69,032 | $1,028,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 47,261 | $1,028,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 65,596 | $1,027,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 757,000 | $1,025,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 48,700 | $1,025,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 15,816 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12,345 | $1,019,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 49,394 | $1,018,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 36,711 | $1,018,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 42,015 | $1,015,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 92,099 | $1,015,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 165,845 | $1,014,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 31,003 | $1,013,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 117,328 | $1,013,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72,620 | $1,012,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 14,473 | $1,011,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 25,000 | $1,011,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 74,839 | $1,009,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 137,697 | $1,009,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 23,824 | $1,009,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 62,317 | $1,006,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 42,927 | $1,005,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 895,000 | $1,005,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 16,669 | $1,003,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 77,795 | $1,001,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 11,043 | $1,000,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 45,828 | $991,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 37,116 | $990,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 172,450 | $990,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 14,901 | $990,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 820,000 | $988,000 | thousands by filing date | principal |
| CELSION CORPORATION | 15117N305 | COM NEW | 936,300 | $983,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 15,747 | $982,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 78,118 | $982,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,995 | $979,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 15,828 | $979,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 1,228,000 | $979,000 | thousands by filing date | principal |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 93,206 | $975,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 48,907 | $975,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 315,100 | $971,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 209,079 | $966,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 27,809 | $966,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 53,591 | $964,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 60,046 | $964,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 48,353 | $964,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 110,047 | $963,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 301,600 | $962,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 36,403 | $961,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 27,039 | $958,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 39,834 | $957,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,905 | $954,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 20,166 | $954,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 110,446 | $950,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 135,464 | $949,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 134,650 | $949,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 49,593 | $947,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 669,000 | $947,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 26,791 | $945,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 497,000 | $944,000 | thousands by filing date | call |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 17,159 | $942,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 35,462 | $939,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 52,455 | $938,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 17,518 | $938,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 19,668 | $934,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 33,302 | $933,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 67,215 | $930,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 16,630 | $929,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 38,469 | $929,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 35,838 | $927,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 83,700 | $927,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 63,348 | $926,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 37,857 | $924,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 136,097 | $924,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 53,893 | $920,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 11,468 | $918,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 78,403 | $916,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 27,226 | $914,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 19,223 | $913,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 70,416 | $913,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 85,850 | $911,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,440 | $909,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 30,713 | $908,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 41,538 | $908,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 127,756 | $908,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 29,226 | $907,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 273,363 | $905,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 28,610 | $903,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 166,874 | $901,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 820,000 | $901,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 78,310 | $897,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 108,553 | $896,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 55,518 | $895,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 24,023 | $895,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 70,488 | $895,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 26,294 | $895,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 49,895 | $891,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 412,356 | $891,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 45,092 | $891,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 821,000 | $889,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 26,210 | $887,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 750,000 | $886,000 | thousands by filing date | principal |
| NW Biotherapeutics | 66737P600 | USD | 243,778 | $884,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,808 | $882,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 29,485 | $882,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 28,874 | $880,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 800,000 | $880,000 | thousands by filing date | principal |
| CORESITE RLTY CORP | 21870Q105 | COM | 25,145 | $879,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 17,847 | $878,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 78,764 | $878,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,477 | $877,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 38,536 | $875,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 65,885 | $875,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 87,935 | $875,000 | thousands by filing date | |
| INTERMEC INC | 458786100 | COM | 88,493 | $870,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 297,397 | $869,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 43,432 | $865,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 16,250 | $864,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 139,113 | $864,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 215,794 | $863,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 108,561 | $862,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 52,000 | $859,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 42,833 | $859,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 82,045 | $858,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 16,079 | $858,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,042 | $856,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,480 | $854,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,736 | $853,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 29,270 | $853,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 31,630 | $851,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 730,000 | $849,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 171,460 | $848,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 172,649 | $848,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 64,633 | $844,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 400,000 | $842,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 14,009 | $840,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 48,035 | $840,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,488 | $839,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 39,845 | $837,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 28,867 | $835,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36,098 | $835,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 51,976 | $834,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 760,000 | $833,000 | thousands by filing date | principal |
| BIOSCRIP INC | 09069N108 | COM | 65,475 | $832,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 18,523 | $831,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42,581 | $831,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 36,926 | $829,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,966 | $828,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 17,024 | $828,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 57,108 | $826,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 13,374 | $824,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 73,059 | $824,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 36,183 | $820,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 27,220 | $819,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 102,658 | $818,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 38,385 | $814,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 38,993 | $813,000 | thousands by filing date | |
| LIBERTY MEDIA CORP NEW | 530718AF2 | DEB 3.125% 3/3 | 500,000 | $812,000 | thousands by filing date | principal |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 40,800 | $811,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 50,154 | $811,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 51,132 | $810,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 695,000 | $810,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 32,981 | $807,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 37,000 | $806,000 | thousands by filing date | call |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 450,000 | $806,000 | thousands by filing date | principal |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,014 | $805,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 25,366 | $803,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,075 | $799,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 171,652 | $799,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 86,873 | $798,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 13,693 | $797,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 25,586 | $796,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 36,602 | $796,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 35,422 | $793,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 128,020 | $790,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 10,137 | $789,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 31,136 | $789,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 11,600 | $786,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 26,970 | $783,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 72,195 | $782,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 26,600 | $782,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 139,124 | $781,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,833 | $778,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 48,569 | $777,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 9,654 | $777,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 29,281 | $777,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 40,108 | $775,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 11,753 | $775,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,500 | $774,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,000 | $774,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 73,516 | $773,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 22,428 | $773,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 27,118 | $770,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 19,620 | $767,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 160,316 | $767,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,800 | $766,000 | thousands by filing date | put |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 51,514 | $766,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 28,698 | $765,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10,270 | $765,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 53,452 | $764,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 86,779 | $762,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 65,789 | $761,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 22,386 | $760,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 59,352 | $760,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 164,977 | $760,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 36,529 | $758,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,665 | $758,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 61,125 | $758,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 168,381 | $756,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 19,663 | $755,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 127,484 | $749,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 20,201 | $748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 29,098 | $748,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 62,868 | $748,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 200,000 | $745,000 | thousands by filing date | principal |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 24,801 | $744,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 31,514 | $743,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 31,808 | $743,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 334,302 | $742,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 33,450 | $740,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 34,895 | $740,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 31,163 | $740,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 50,000 | $740,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 32,220 | $739,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 135,335 | $738,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033160 | this filing | 2013-08-15 | acceptance time not in the bulk data set |