13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-08-15, with 4,101 holding rows worth $98,976,215,000.
- Accession
- 0001140361-13-033160
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A combination report, amendment of type restatement, 15,705 entries on the cover page, a total value of $98,976,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,976,215,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANALOGIC CORP | 032657207 | COM | 9,335 | $738,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 576,000 | $736,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 26,406 | $734,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,451 | $733,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 39,487 | $732,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 18,743 | $730,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,337 | $726,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 24,291 | $726,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 23,510 | $724,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 41,704 | $724,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 28,893 | $724,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 800,000 | $724,000 | thousands by filing date | principal |
| GIBRALTAR INDS INC | 374689107 | COM | 39,664 | $723,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 41,167 | $723,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 110,827 | $723,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 64,015 | $722,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,658 | $720,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 20,078 | $720,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 28,171 | $717,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 21,844 | $713,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 41,781 | $712,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 54,833 | $712,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 34,026 | $710,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 17,768 | $709,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 11,726 | $709,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 26,884 | $708,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 92,178 | $707,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 599,000 | $707,000 | thousands by filing date | principal |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,594 | $706,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 29,305 | $704,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 44,440 | $703,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 120,805 | $700,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 68,850 | $700,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 52,052 | $698,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 30,262 | $697,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 82,902 | $697,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 42,103 | $696,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 124,756 | $696,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 77,795 | $694,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 15,600 | $694,000 | thousands by filing date | |
| GRAMERCY CAPITAL CORP | 384871109 | CMN | 132,932 | $693,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 23,075 | $692,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 24,817 | $689,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 41,591 | $689,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 428,000 | $686,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 42,700 | $684,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 49,341 | $684,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 31,263 | $684,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 600,000 | $684,000 | thousands by filing date | principal |
| SPS COMM INC COM | 78463M107 | Stock | 16,010 | $683,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 33,822 | $683,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 57,145 | $682,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 162,407 | $681,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 76,596 | $681,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 27,733 | $676,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 44,423 | $675,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004205 | ADR | 12,548 | $675,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 44,833 | $671,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 95,161 | $670,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 18,837 | $669,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 16,572 | $668,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,138 | $667,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 136,616 | $664,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 65,000 | $663,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 87,312 | $663,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 720,000 | $663,000 | thousands by filing date | principal |
| IGATE CORP | 45169U105 | COM | 35,054 | $661,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 59,824 | $656,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 33,205 | $656,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 32,585 | $655,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 4,280 | $655,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 52,499 | $654,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 64,653 | $653,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 21,142 | $651,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 47,881 | $651,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 77,015 | $649,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 151,165 | $648,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 53,247 | $647,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 217,397 | $647,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 765,000 | $646,000 | thousands by filing date | principal |
| IMAX CORP | 45245E109 | COM | 24,073 | $644,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 13,265 | $644,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 32,819 | $643,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 13,991 | $641,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 63,747 | $641,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 570,000 | $640,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 21,781 | $640,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 14,530 | $639,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 24,873 | $639,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,739 | $638,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 195,437 | $637,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,100 | $636,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,045 | $634,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 23,267 | $634,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 57,731 | $634,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 14,255 | $632,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 28,087 | $632,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 24,900 | $632,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 133,437 | $631,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 38,060 | $627,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,538 | $623,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,806 | $622,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 25,993 | $622,000 | thousands by filing date | |
| PROSHARES TR | 74348A301 | ULTRASHORT EUROP | 25,056 | $621,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 640,000 | $620,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,000 | $619,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,751 | $618,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 50,188 | $617,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 25,722 | $616,000 | thousands by filing date | |
| EVERSOURCE ENERGY | 292756202 | COM | 164,393 | $616,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 45,600 | $615,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 28,341 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 13,812 | $615,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 65,532 | $615,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 40,296 | $615,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,129 | $613,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 219 | $613,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 62,540 | $613,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,747 | $610,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 9,317 | $609,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 24,671 | $608,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 21,700 | $607,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 24,924 | $607,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 5,458 | $607,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 10,325 | $605,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 12,347 | $605,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11,772 | $604,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 14,707 | $604,000 | thousands by filing date | |
| PALOMAR MEDICAL TECHNOLOGIES | 697529303 | COM | 44,768 | $604,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 21,775 | $603,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 22,711 | $603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,540 | $601,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 87,308 | $599,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 51,917 | $598,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 41,200 | $597,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 14,965 | $597,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 45,578 | $596,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 250,000 | $596,000 | thousands by filing date | principal |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 53,816 | $596,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,642 | $595,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 133,364 | $595,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 53,338 | $594,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 83,123 | $594,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 220,000 | $593,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 47,531 | $592,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 16,287 | $592,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 142,467 | $590,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 141,658 | $589,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 19,161 | $588,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 20,234 | $586,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,061 | $586,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 26,415 | $586,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 42,667 | $585,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 80,152 | $585,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 9,305 | $585,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 91,778 | $584,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 36,053 | $582,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 17,305 | $580,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 30,725 | $580,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 44,418 | $580,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 459,146 | $579,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 74,439 | $578,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 89,970 | $577,000 | thousands by filing date | |
| ORIENTAL FINL GROUP INC | 68618W100 | COM | 37,185 | $577,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 450 | $576,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,800 | $575,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,890 | $575,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 16,780 | $575,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,472 | $573,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 11,629 | $572,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 9,473 | $571,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 38,027 | $571,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,894 | $570,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 38,136 | $568,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 35,000 | $568,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 62,295 | $566,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 72,634 | $565,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 87,900 | $565,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 11,591 | $564,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,956 | $564,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 40,992 | $561,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 26,413 | $561,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 36,933 | $559,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 29,755 | $559,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,533 | $557,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 21,096 | $557,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 21,837 | $557,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 292,537 | $556,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 10,190 | $556,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 38,013 | $555,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,586 | $554,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 19,315 | $553,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 35,533 | $550,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 28,398 | $550,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 37,870 | $549,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 42,144 | $548,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,266 | $548,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 18,122 | $547,000 | thousands by filing date | |
| OBAGI MEDICAL PRODUCTS INC | 67423R108 | COM | 27,706 | $547,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 50,000 | $545,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 25,951 | $544,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 130,621 | $544,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 12,026 | $543,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 33,607 | $542,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,452 | $542,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 82,148 | $542,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 15,338 | $542,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,349 | $541,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 46,004 | $541,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,626 | $540,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 72,500 | $537,000 | thousands by filing date | call |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,470 | $536,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,329 | $535,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 23,937 | $535,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 27,682 | $535,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 81,508 | $535,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 87,200 | $534,000 | thousands by filing date | put |
| ACCELRYS INC | 00430U103 | COM | 54,513 | $532,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 25,000 | $531,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 23,919 | $531,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,419 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,248 | $529,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 10,283 | $529,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 9,924 | $528,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 31,412 | $525,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 16,151 | $525,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 8,200 | $524,000 | thousands by filing date | call |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 9,395 | $522,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 40,836 | $522,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 112,310 | $521,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 8,249 | $521,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 212,553 | $521,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 540,000 | $520,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,806 | $519,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,196 | $517,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,000 | $517,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 33,716 | $516,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 25,618 | $516,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 29,593 | $516,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 16,865 | $515,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 162,009 | $514,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20,050 | $514,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 176,906 | $513,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 15,341 | $512,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,452 | $512,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 39,429 | $511,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,581 | $510,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 9,450 | $510,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 7,095 | $510,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 26,778 | $508,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 12,097 | $508,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,030 | $507,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 12,468 | $507,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 65,876 | $507,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 19,860 | $507,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 10,472 | $507,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 15,292 | $506,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 100,000 | $506,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $506,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 33,631 | $503,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,931 | $501,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,020 | $501,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 500,000 | $501,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 12,204 | $499,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,168 | $499,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 174,128 | $499,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 14,226 | $498,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 18,248 | $498,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 45,727 | $495,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,205 | $494,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,702 | $493,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 64,018 | $492,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 26,068 | $492,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 85,193 | $492,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 27,065 | $492,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,990 | $491,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 67,371 | $491,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,148 | $488,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 60,352 | $488,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 8,927 | $487,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 56,775 | $485,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 17,729 | $483,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 29,511 | $483,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,188 | $482,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 40,447 | $481,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 36,146 | $481,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 40,794 | $480,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 27,462 | $479,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 29,511 | $479,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 34,633 | $479,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 25,367 | $479,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 29,173 | $478,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 45,953 | $478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,720 | $478,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 30,137 | $478,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN INITIAL ISSUANCE LKDTO S&P 500 | 22542D811 | ETF | 43,571 | $477,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,000 | $476,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 31,916 | $476,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 19,831 | $476,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 13,231 | $475,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 31,879 | $474,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 9,224 | $474,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 25,135 | $473,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 46,215 | $473,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 49,485 | $472,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 11,834 | $472,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 21,067 | $472,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 16,752 | $471,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,092 | $471,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 370,000 | $471,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 173,795 | $471,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,025 | $469,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,217 | $468,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,987 | $468,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 77,582 | $468,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 31,795 | $467,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 27,579 | $467,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 33,532 | $467,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 460,000 | $466,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,885 | $465,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 29,293 | $464,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 34,851 | $464,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 17,435 | $463,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 51,142 | $463,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 65,469 | $463,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 22,104 | $463,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 21,066 | $463,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 14,614 | $460,000 | thousands by filing date | |
| PACIFIC ETHANOL INC | 69423U206 | COM NEW | 1,367,406 | $460,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 33,450 | $459,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 21,131 | $459,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 25,165 | $457,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 10,770 | $457,000 | thousands by filing date | |
| SPDR S&P 400 MID CAP ETF | 868447103 | INDX FD | 117,509 | $456,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 98,864 | $456,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,892 | $455,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 70,521 | $455,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 43,754 | $455,000 | thousands by filing date | |
| HOT TOPIC INC | 441339108 | COM | 32,707 | $454,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,187 | $453,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,586 | $453,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 28,394 | $453,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 74,703 | $453,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,853 | $452,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 50,000 | $450,000 | thousands by filing date | call |
| UNITED ONLINE INC | 911268100 | COM | 74,729 | $450,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 29,645 | $449,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 8,113 | $448,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,105 | $447,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 18,477 | $447,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 31,851 | $446,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 19,179 | $445,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 171,992 | $445,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 34,723 | $445,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 8,672 | $443,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 34,663 | $443,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 8,999 | $442,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 73,113 | $441,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 32,685 | $441,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 76,545 | $441,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 139,065 | $441,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 108,277 | $440,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAN6 | NOTE 1.875% 5/0 | 254,000 | $439,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8,659 | $438,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 72,669 | $437,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 28,176 | $437,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,968 | $435,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 109,303 | $435,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 37,915 | $434,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 19,977 | $432,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 19,769 | $431,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 27,797 | $431,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 23,848 | $431,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 121,466 | $430,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 77,838 | $430,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,000 | $429,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 21,007 | $429,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,271 | $429,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 64,151 | $428,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,997 | $428,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 195,848 | $427,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6,284 | $426,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 36,381 | $426,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 9,600 | $425,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,561 | $425,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,400 | $425,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 34,404 | $424,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 27,984 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,793 | $422,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 22,659 | $422,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 25,000 | $422,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,553 | $421,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 19,157 | $421,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 10,000 | $421,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 44,683 | $420,000 | thousands by filing date | |
| SANDISK CORP | 80004CAC5 | CNV | 420,000 | $420,000 | thousands by filing date | principal |
| LIVEPERSON, INC. | 538146101 | COM | 30,777 | $418,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,825 | $418,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 14,025 | $418,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 17,359 | $416,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,743 | $414,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,000 | $413,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 25,791 | $413,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 90,353 | $413,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 24,051 | $412,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,603 | $412,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,948 | $412,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 12,655 | $412,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 25,000 | $411,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 16,262 | $411,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 104,640 | $411,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 65,488 | $410,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 52,523 | $409,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 24,919 | $408,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 8,343 | $407,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 55,269 | $407,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 10,539 | $406,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 52,360 | $405,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 15,436 | $405,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 11,550 | $404,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 19,351 | $404,000 | thousands by filing date | |
| SABA SOFTWARE | 784932600 | COM | 50,726 | $404,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,339 | $403,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 18,834 | $403,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,704 | $402,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 66,133 | $402,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 60,042 | $401,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 22,198 | $401,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 20,767 | $400,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 30,302 | $399,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,375 | $398,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 30,781 | $395,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 36,849 | $393,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,500 | $393,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 13,589 | $392,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 115,053 | $391,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 97,676 | $391,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,315 | $390,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,956 | $389,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 33,985 | $389,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57,093 | $386,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,208 | $385,000 | thousands by filing date | |
| KAYAK SOFTWARE CORP | 486577109 | CL A | 9,633 | $385,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 24,070 | $385,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,464 | $384,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 46,834 | $384,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 28,495 | $384,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 514,000 | $384,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,620 | $383,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,945 | $383,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 27,518 | $383,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,505 | $382,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,534 | $382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 12,722 | $382,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 20,818 | $381,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 34,974 | $381,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,000 | $379,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 22,715 | $379,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 17,962 | $378,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,974 | $378,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,490 | $378,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 31,644 | $378,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 137,180 | $377,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 24,269 | $376,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 18,913 | $375,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 59,782 | $375,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 43,717 | $375,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,348 | $373,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,100 | $373,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 6,306 | $372,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 28,885 | $372,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,309 | $372,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,579 | $370,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 27,512 | $369,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 49,543 | $369,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 55,480 | $368,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 26,173 | $368,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 11,685 | $368,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 31,241 | $366,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 38,261 | $366,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 23,729 | $366,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 14,446 | $365,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 21,499 | $364,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,940 | $363,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,295 | $363,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 72,188 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 6,097 | $362,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 19,335 | $362,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 11,619 | $361,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 44,715 | $361,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,325 | $360,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 360,000 | $359,000 | thousands by filing date | principal |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,787 | $358,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 27,893 | $358,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 27,507 | $358,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 13,516 | $358,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 158,164 | $357,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 11,946 | $357,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 52,646 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,378 | $355,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033160 | this filing | 2013-08-15 | acceptance time not in the bulk data set |