13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-08-15, with 4,101 holding rows worth $98,976,215,000.
- Accession
- 0001140361-13-033160
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A combination report, amendment of type restatement, 15,705 entries on the cover page, a total value of $98,976,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,976,215,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDEN MINERALS COMPANY | 381119106 | COM | 26,688 | $64,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,872 | $62,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 29,877 | $62,000 | thousands by filing date | |
| Gmx Resources Inc | 38011M603 | COM | 28,321 | $62,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,997 | $61,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 21,460 | $61,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 21,269 | $61,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 10,121 | $60,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 23,070 | $60,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 33,403 | $60,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 257,000 | $60,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,240 | $60,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 10,316 | $59,000 | thousands by filing date | |
| ARTIO GLOBAL INVESTORS INC | 04315B107 | CMN | 21,307 | $58,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,714 | $57,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 49,337 | $57,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 28,201 | $56,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 20,462 | $56,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 22,906 | $56,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 11,726 | $55,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 160,000 | $54,000 | thousands by filing date | principal |
| MILLER ENERGY RES INC | 600527105 | COM | 14,569 | $54,000 | thousands by filing date | |
| AFFYMAX INC | 00826A109 | COM | 38,511 | $53,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 30,355 | $53,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 16,196 | $53,000 | thousands by filing date | |
| GUARANTY BANCORP DEL | 40075T102 | COM | 25,425 | $53,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 19,147 | $52,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,984 | $52,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P886 | COM | 72,783 | $51,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 18,906 | $50,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 22,144 | $50,000 | thousands by filing date | |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 12,520 | $50,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,483 | $49,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 24,039 | $49,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,401 | $48,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,070 | $47,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 26,183 | $47,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,036 | $46,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 19,660 | $45,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 27,576 | $45,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 13,618 | $45,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W100 | CMN | 39,784 | $45,000 | thousands by filing date | |
| YADKIN VALLEY FINANCIAL CORP | 984314104 | COM | 11,329 | $45,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 15,291 | $44,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 12,651 | $44,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 16,155 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 18,087 | $44,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 21,174 | $44,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 16,083 | $44,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,900 | $43,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 20,008 | $43,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,752 | $41,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 58,896 | $41,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 15,591 | $41,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,606 | $40,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,166 | $39,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 10,084 | $39,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 14,078 | $38,000 | thousands by filing date | |
| Jaguar Mining Inc | 47009m103 | COM | 64,710 | $38,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 21,650 | $38,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 18,022 | $38,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 96,692 | $38,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 28,829 | $37,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 18,031 | $37,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 18,106 | $37,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 22,137 | $37,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 17,770 | $36,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 20,526 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,620 | $35,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 25,238 | $35,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 15,812 | $35,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,111 | $34,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 16,055 | $34,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 34,069 | $33,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,925 | $32,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 13,386 | $32,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 12,974 | $32,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 32,091 | $32,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,402 | $30,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 42,776 | $29,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 14,400 | $29,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 24,000 | $28,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 13,814 | $27,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 12,500 | $27,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 15,102 | $26,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 13,228 | $26,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 13,600 | $23,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 17,239 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 28,000 | $21,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 16,539 | $20,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,053 | $17,000 | thousands by filing date | |
| IPARTY CORP | 46261R107 | COM | 33,301 | $15,000 | thousands by filing date | |
| NATIONAL BANK OF GREECE | 633643606 | CMN | 15,328 | $14,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 20,190 | $13,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 18,335 | $11,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 11,129 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 24,750 | $8,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 17,251 | $8,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P209 | COM NEW | 12,904 | $3,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 64,900 | $2,000 | thousands by filing date | call |
| T3 MOTION INC | 89853X116 | *W EXP 05/13/201 | 51,009 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033160 | this filing | 2013-08-15 | acceptance time not in the bulk data set |