13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-08-15, with 4,101 holding rows worth $98,976,215,000.
- Accession
- 0001140361-13-033160
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A combination report, amendment of type restatement, 15,705 entries on the cover page, a total value of $98,976,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,976,215,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONCEPTUS INC | 206016107 | COM | 123,839 | $2,991,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 72,369 | $2,990,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 329,616 | $2,986,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,000,000 | $2,985,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 55,000 | $2,982,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 107,200 | $2,979,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 102,331 | $2,969,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 51,935 | $2,965,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 35,200 | $2,944,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 62,504 | $2,940,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 90,909 | $2,935,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 146,358 | $2,932,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP | 018581AD0 | NOTE 1.750% 8/0 | 1,426,000 | $2,930,000 | thousands by filing date | principal |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 107,257 | $2,929,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 55,637 | $2,924,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,420,000 | $2,921,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 335,160 | $2,920,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,300 | $2,910,000 | thousands by filing date | put |
| GYRODYNE CO AMER INC | 403820103 | COM | 39,542 | $2,906,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 77,076 | $2,902,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 114,002 | $2,894,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 363,240 | $2,888,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 423,384 | $2,884,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 50,000 | $2,881,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 48,798 | $2,875,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 132,308 | $2,871,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 118,678 | $2,861,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 190,667 | $2,855,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 197,774 | $2,855,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 35,000 | $2,854,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 113,076 | $2,852,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 94,849 | $2,850,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,774,000 | $2,840,000 | thousands by filing date | principal |
| MYR GROUP INC | 55405W104 | COM | 115,530 | $2,838,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 290,258 | $2,833,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 255,300 | $2,816,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 53,737 | $2,814,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,500 | $2,812,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 145,025 | $2,812,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36,708 | $2,809,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 176,837 | $2,802,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 55,186 | $2,801,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 128,722 | $2,800,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 219,689 | $2,794,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 60,000 | $2,785,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 114,339 | $2,778,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 57,845 | $2,777,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 51,777 | $2,777,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 55,960 | $2,777,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 109,752 | $2,775,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,000 | $2,769,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 50,689 | $2,768,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 64,140 | $2,767,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 48,320 | $2,764,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,908 | $2,762,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 59,196 | $2,761,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 97,564 | $2,758,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 56,921 | $2,758,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 1,308,049 | $2,754,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 39,374 | $2,753,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 636,097 | $2,751,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 461,351 | $2,745,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 100,028 | $2,741,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 96,454 | $2,741,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 364,588 | $2,731,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 63,577 | $2,730,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 110,761 | $2,725,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 46,651 | $2,722,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 78,500 | $2,722,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 50,000 | $2,716,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 59,207 | $2,714,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 85,349 | $2,710,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 46,779 | $2,707,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 2,000,000 | $2,698,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 160,414 | $2,695,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 51,078 | $2,690,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 62,638 | $2,688,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 107,404 | $2,686,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 450,938 | $2,683,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 96,907 | $2,681,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 294,564 | $2,664,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 53,124 | $2,653,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 216,763 | $2,642,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 82,800 | $2,636,000 | thousands by filing date | put |
| CVR ENERGY, INC. | 12662P108 | COM | 51,023 | $2,635,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 70,780 | $2,631,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 64,426 | $2,625,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 224,363 | $2,625,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 84,949 | $2,622,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 101,861 | $2,622,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 255,721 | $2,619,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,580,000 | $2,610,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 385,576 | $2,607,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200,000 | $2,600,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 110,586 | $2,598,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 70,154 | $2,587,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 162,615 | $2,580,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 158,805 | $2,580,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,145 | $2,577,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 67,044 | $2,574,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 80,231 | $2,570,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 21,477 | $2,569,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 136,724 | $2,566,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 47,896 | $2,563,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 72,675 | $2,559,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 40,081 | $2,559,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 152,564 | $2,554,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 192,007 | $2,547,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 478,049 | $2,543,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 2,260,000 | $2,535,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 58,866 | $2,532,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 85,050 | $2,529,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 50,000 | $2,528,000 | thousands by filing date | call |
| CAPITALSOURCE INC | 14055X102 | COM | 262,655 | $2,528,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 101,911 | $2,525,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 829,161 | $2,521,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 66,268 | $2,513,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 84,043 | $2,510,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 130,857 | $2,507,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 25,837 | $2,507,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 221,584 | $2,502,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 94,649 | $2,501,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 42,104 | $2,494,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 133,545 | $2,493,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 205,972 | $2,486,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 51,469 | $2,484,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,824,841 | $2,482,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 31,016 | $2,481,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 202,351 | $2,479,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 42,000 | $2,478,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 426,535 | $2,478,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 34,115 | $2,477,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 39,746 | $2,475,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 82,196 | $2,474,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 96,857 | $2,473,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 68,887 | $2,472,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 81,411 | $2,469,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 75,681 | $2,468,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 275,767 | $2,468,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 888,617 | $2,461,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 107,427 | $2,461,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 97,300 | $2,454,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 33,799 | $2,448,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 180,012 | $2,447,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 107,481 | $2,446,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 155,060 | $2,441,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 51,444 | $2,436,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 195,958 | $2,435,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 101,986 | $2,432,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 212,496 | $2,431,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 48,371 | $2,419,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 241,738 | $2,417,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,751,036 | $2,416,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 22,500 | $2,415,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y660 | DLY R/E BEAR3X | 150,000 | $2,415,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 54,806 | $2,413,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 101,750 | $2,411,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 30,000 | $2,405,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 55,993 | $2,396,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 93,647 | $2,396,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 208,774 | $2,395,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 143,616 | $2,390,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 170,409 | $2,387,000 | thousands by filing date | |
| NATIONAL RETAIL PPTYS INC NOTE 5.125% 6/1 | 637417AC0 | Common | 1,700,000 | $2,384,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 22,400 | $2,381,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 261,459 | $2,380,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 118,246 | $2,379,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 157,300 | $2,377,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 135,354 | $2,374,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 21,109 | $2,372,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,918 | $2,370,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,140,000 | $2,369,000 | thousands by filing date | principal |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 50,000 | $2,366,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 160,229 | $2,362,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 38,159 | $2,361,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 99,070 | $2,359,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 238,641 | $2,356,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 85,882 | $2,355,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 123,974 | $2,355,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 96,683 | $2,352,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 104,119 | $2,348,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,510,000 | $2,348,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 213,397 | $2,346,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 36,743 | $2,344,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 102,551 | $2,342,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 131,148 | $2,339,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 188,729 | $2,339,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 171,800 | $2,336,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 43,049 | $2,331,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 100,453 | $2,328,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 122,279 | $2,322,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 32,688 | $2,319,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 128,797 | $2,318,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 394,150 | $2,318,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 54,321 | $2,315,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,206,000 | $2,312,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $2,310,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 29,200 | $2,304,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 43,897 | $2,303,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 852,173 | $2,301,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 42,467 | $2,298,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 197,652 | $2,285,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 292,839 | $2,284,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 275,947 | $2,282,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 107,687 | $2,278,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 87,779 | $2,273,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 190,130 | $2,263,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 98,467 | $2,259,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 47,976 | $2,258,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,880,000 | $2,255,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 68,778 | $2,254,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 37,207 | $2,253,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 84,493 | $2,250,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 102,693 | $2,247,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 483,962 | $2,246,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 54,586 | $2,246,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 30,663 | $2,244,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 118,643 | $2,240,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 2,000,000 | $2,239,000 | thousands by filing date | principal |
| MANITOWOC COMPANY INC | 563571108 | COM | 108,562 | $2,232,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 35,662 | $2,222,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 457,926 | $2,221,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 88,000 | $2,220,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 998,820 | $2,218,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,600,000 | $2,213,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 50,000 | $2,210,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 160,662 | $2,209,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 152,417 | $2,208,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 75,776 | $2,206,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 355,174 | $2,199,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 160,438 | $2,196,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 48,994 | $2,195,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 105,945 | $2,193,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 56,643 | $2,190,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 105,500 | $2,187,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 38,400 | $2,181,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,307,445 | $2,179,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 100,000 | $2,177,000 | thousands by filing date | put |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 30,476 | $2,174,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,742,000 | $2,173,000 | thousands by filing date | principal |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 443,548 | $2,169,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 62,659 | $2,168,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 175,428 | $2,168,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 84,200 | $2,161,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80,000 | $2,157,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 103,000 | $2,153,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 42,559 | $2,151,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 18,959 | $2,150,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 64,715 | $2,142,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 45,167 | $2,141,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 57,929 | $2,137,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 87,425 | $2,134,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 86,120 | $2,132,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 159,849 | $2,132,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 123,097 | $2,130,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 335,049 | $2,128,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 2,000,000 | $2,125,000 | thousands by filing date | principal |
| ARRIS GROUP INC | 04269Q100 | COM | 123,765 | $2,125,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 188,105 | $2,124,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 49,511 | $2,116,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 66,253 | $2,110,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 52,357 | $2,108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W128 | DLY SCOND 3XBR | 100,000 | $2,108,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 370,921 | $2,106,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 486,912 | $2,103,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 155,097 | $2,102,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 444,024 | $2,102,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 235,160 | $2,102,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 3,500,000 | $2,100,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 68,628 | $2,099,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 213,310 | $2,097,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,755,000 | $2,092,000 | thousands by filing date | principal |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 63,353 | $2,089,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,900,000 | $2,088,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 91,626 | $2,085,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 123,114 | $2,076,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 88,326 | $2,075,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 16,000 | $2,073,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 102,095 | $2,069,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 56,578 | $2,068,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 116,119 | $2,068,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 54,081 | $2,062,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 18,530 | $2,060,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 38,128 | $2,060,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 100,000 | $2,055,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 25,403 | $2,046,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 232,762 | $2,037,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 84,307 | $2,036,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 154,220 | $2,033,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 53,353 | $2,024,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 108,770 | $2,017,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 43,007 | $2,015,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 61,903 | $2,015,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 125,245 | $2,010,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,600,000 | $1,999,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 20,630 | $1,993,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 46,528 | $1,990,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 134,063 | $1,989,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 107,964 | $1,986,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 91,377 | $1,986,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,880,000 | $1,983,000 | thousands by filing date | principal |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 21,079 | $1,979,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 194,810 | $1,979,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 84,782 | $1,978,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 170,435 | $1,977,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 163,929 | $1,973,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 122,534 | $1,972,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 21,961 | $1,972,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 41,300 | $1,968,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 53,384 | $1,966,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 27,200 | $1,966,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 59,440 | $1,964,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 40,665 | $1,962,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 25,939 | $1,961,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 107,659 | $1,958,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 42,962 | $1,955,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 24,033 | $1,945,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 853,548 | $1,938,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 71,203 | $1,937,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 33,460 | $1,931,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,000 | $1,927,000 | thousands by filing date | put |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 73,785 | $1,927,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 41,400 | $1,921,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 37,472 | $1,919,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 80,000 | $1,911,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 83,043 | $1,910,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 161,861 | $1,909,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 69,045 | $1,904,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 100,000 | $1,901,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,585,000 | $1,896,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 53,368 | $1,895,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 36,735 | $1,895,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 26,300 | $1,883,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 31,400 | $1,880,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 136,300 | $1,878,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 103,498 | $1,873,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 69,338 | $1,870,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 50,000 | $1,859,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 93,028 | $1,858,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 42,963 | $1,857,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 89,218 | $1,855,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 107,030 | $1,855,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 124,556 | $1,855,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 114,448 | $1,852,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 40,763 | $1,849,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,947 | $1,846,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 64,057 | $1,842,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 56,171 | $1,836,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 104,867 | $1,836,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 70,960 | $1,835,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 57,374 | $1,829,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 34,803 | $1,828,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 52,675 | $1,827,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 42,704 | $1,827,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 29,406 | $1,826,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 100,000 | $1,822,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 1,815,000 | $1,821,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 82,114 | $1,817,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 120,000 | $1,813,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 27,904 | $1,811,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 62,597 | $1,810,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 26,752 | $1,807,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,471,000 | $1,805,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,454,000 | $1,805,000 | thousands by filing date | principal |
| TUMI HLDGS INC | 89969Q104 | COM | 86,162 | $1,804,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 27,778 | $1,795,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 141,537 | $1,794,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 63,889 | $1,794,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 36,507 | $1,792,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 145,927 | $1,786,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31,600 | $1,783,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 191,632 | $1,778,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 251,278 | $1,771,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 326,224 | $1,770,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 117,654 | $1,762,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 38,555 | $1,758,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 46,605 | $1,758,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 96,922 | $1,757,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 40,957 | $1,756,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 34,048 | $1,756,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 45,300 | $1,749,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 54,022 | $1,748,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 97,135 | $1,745,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 35,883 | $1,743,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 81,525 | $1,737,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 46,200 | $1,736,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 78,337 | $1,736,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 51,895 | $1,735,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 35,354 | $1,734,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 44,688 | $1,734,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,585 | $1,730,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,658 | $1,721,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 126,900 | $1,719,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 37,094 | $1,708,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 132,567 | $1,708,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 115,175 | $1,706,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 67,278 | $1,706,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,000 | $1,704,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 548,157 | $1,699,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,000 | $1,698,000 | thousands by filing date | put |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,720,000 | $1,695,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 124,063 | $1,694,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 47,600 | $1,691,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 41,801 | $1,690,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 65,429 | $1,689,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 122,765 | $1,688,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 25,800 | $1,683,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 38,046 | $1,681,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 68,309 | $1,677,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 49,782 | $1,675,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40,000 | $1,674,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18,370 | $1,674,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 28,335 | $1,671,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,608 | $1,670,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 40,146 | $1,670,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 36,985 | $1,665,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 44,829 | $1,660,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9,552 | $1,658,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 15,344 | $1,656,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 22,263 | $1,654,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 74,765 | $1,653,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 17,676 | $1,652,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 560,000 | $1,652,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 136,099 | $1,647,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 100,873 | $1,644,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 148,654 | $1,634,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 136,552 | $1,624,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 16,226 | $1,621,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,365 | $1,617,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 57,102 | $1,615,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 33,303 | $1,612,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 37,942 | $1,609,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 26,275 | $1,606,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 19,085 | $1,605,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 239,809 | $1,602,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 15,821 | $1,600,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 103,540 | $1,600,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,554,000 | $1,598,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 400,000 | $1,596,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 276,528 | $1,594,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 23,896 | $1,586,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 97,878 | $1,583,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 89,562 | $1,579,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 120,000 | $1,578,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 48,792 | $1,573,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 43,378 | $1,570,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 59,414 | $1,568,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 60,824 | $1,568,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 104,810 | $1,563,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 1,210,000 | $1,562,000 | thousands by filing date | principal |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 114,512 | $1,558,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 358,003 | $1,558,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 34,091 | $1,555,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 920,361 | $1,555,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 100,314 | $1,554,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 30,000 | $1,554,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 56,000 | $1,553,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 43,133 | $1,551,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 305,778 | $1,550,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 59,733 | $1,549,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 26,594 | $1,544,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 156,148 | $1,540,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 52,909 | $1,534,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 45,663 | $1,530,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 77,939 | $1,528,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 32,880 | $1,524,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 239,143 | $1,523,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 108,685 | $1,522,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 31,391 | $1,521,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 34,970 | $1,519,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 94,348 | $1,519,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 59,383 | $1,517,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,804 | $1,516,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 181,408 | $1,512,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 94,644 | $1,511,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 39,059 | $1,511,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 324,197 | $1,508,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 111,342 | $1,504,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 44,689 | $1,504,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 38,060 | $1,504,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 63,658 | $1,503,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,365,000 | $1,503,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 21,486 | $1,502,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 115,300 | $1,502,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 65,527 | $1,496,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 370,021 | $1,496,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 56,477 | $1,494,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 16,895 | $1,494,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 18,876 | $1,493,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 15,352 | $1,491,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 38,549 | $1,489,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 41,045 | $1,485,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 78,507 | $1,482,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 201,481 | $1,480,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 198,077 | $1,479,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 151,863 | $1,476,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 25,851 | $1,474,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,453 | $1,469,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 87,592 | $1,469,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W169 | DLY DEV MKT BEAR | 100,000 | $1,467,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033160 | this filing | 2013-08-15 | acceptance time not in the bulk data set |