13F-HR/A filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2013-08-15, with 4,101 holding rows worth $98,976,215,000.
- Accession
- 0001140361-13-033160
- Filer
- CIK 824468
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A combination report, amendment of type restatement, 15,705 entries on the cover page, a total value of $98,976,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,976,215,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerJ O Hambro Investment Management Ltd028-11544
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCredit Suisse Fund Management Co (Ireland) Ltd.028-14776
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCredit Suisse Life & Pension AG028-14487
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 292,500 | $5,704,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34,813 | $5,701,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 339,140 | $5,697,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 5,596,000 | $5,687,000 | thousands by filing date | principal |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 244,914 | $5,678,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 172,669 | $5,677,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 232,759 | $5,663,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 214,708 | $5,662,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 151,100 | $5,659,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 602,413 | $5,658,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 115,000 | $5,653,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 222,403 | $5,651,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 54,300 | $5,650,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45,400 | $5,641,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 147,624 | $5,638,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 267,476 | $5,636,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 150,081 | $5,634,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,535,000 | $5,617,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 329,776 | $5,616,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,260,000 | $5,612,000 | thousands by filing date | principal |
| WEX INC | 96208T104 | COM | 71,480 | $5,611,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 371,995 | $5,602,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 93,703 | $5,600,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 80,486 | $5,582,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 413,642 | $5,576,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 56,200 | $5,573,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 156,623 | $5,561,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 147,546 | $5,556,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,811,000 | $5,551,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 79,467 | $5,543,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 117,400 | $5,513,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 248,914 | $5,503,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 182,025 | $5,500,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 78,800 | $5,499,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 265,100 | $5,496,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 307,948 | $5,488,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 59,257 | $5,487,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 323,692 | $5,487,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 66,290 | $5,465,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 292,909 | $5,459,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 239,915 | $5,458,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 131,019 | $5,452,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 58,368 | $5,435,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 119,446 | $5,435,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $5,422,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 184,625 | $5,420,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 117,400 | $5,418,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 658,200 | $5,404,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 70,090 | $5,375,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 263,100 | $5,370,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 500,809 | $5,349,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 90,000 | $5,329,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 319,851 | $5,329,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,035,778 | $5,324,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 119,892 | $5,320,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 210,838 | $5,312,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 164,400 | $5,308,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 208,735 | $5,300,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 76,842 | $5,294,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 4,750,000 | $5,285,000 | thousands by filing date | principal |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 296,564 | $5,281,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 140,763 | $5,260,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 127,600 | $5,256,000 | thousands by filing date | call |
| DOLE PLC ORD SHS | 256603101 | COM | 482,008 | $5,254,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 183,997 | $5,246,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 180,702 | $5,245,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 298,946 | $5,241,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 70,000 | $5,238,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 122,890 | $5,222,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 773,767 | $5,208,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 174,527 | $5,197,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 306,688 | $5,194,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 76,525 | $5,192,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 636,925 | $5,186,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 151,122 | $5,168,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 116,287 | $5,156,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 143,943 | $5,156,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 151,913 | $5,155,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 71,091 | $5,152,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 108,658 | $5,148,000 | thousands by filing date | |
| SAUER-DANFOSS INC | 804137107 | COM | 87,448 | $5,111,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 87,594 | $5,109,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,241,957 | $5,104,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 124,958 | $5,102,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 198,877 | $5,097,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 163,900 | $5,096,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 219,161 | $5,071,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,667,557 | $5,068,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 199,700 | $5,068,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 561,866 | $5,056,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 150,607 | $5,055,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 208,105 | $5,051,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 100,000 | $5,048,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 76,928 | $5,037,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 254,856 | $5,016,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 94,912 | $5,013,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 69,000 | $5,012,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 63,856 | $5,009,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 5,000,000 | $5,000,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 75,788 | $4,999,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,412,000 | $4,999,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 163,767 | $4,993,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 148,758 | $4,971,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 230,074 | $4,969,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 2,922,646 | $4,968,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 108,685 | $4,951,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 112,223 | $4,950,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 531,598 | $4,949,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 66,000 | $4,939,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 100,000 | $4,922,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 207,949 | $4,914,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 114,381 | $4,911,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 130,824 | $4,905,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 189,255 | $4,899,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 65,000 | $4,898,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 171,782 | $4,884,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 518,976 | $4,878,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 446,957 | $4,876,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 137,400 | $4,875,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 262,679 | $4,873,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 122,541 | $4,872,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 142,071 | $4,862,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 123,558 | $4,853,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 120,000 | $4,847,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 401,381 | $4,845,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 211,641 | $4,841,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 233,966 | $4,840,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 50,000 | $4,835,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 192,397 | $4,812,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 273,139 | $4,804,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 371,090 | $4,798,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 102,091 | $4,785,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 168,259 | $4,780,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 99,729 | $4,774,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 128,024 | $4,769,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 124,527 | $4,765,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 132,371 | $4,763,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 273,791 | $4,742,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 179,533 | $4,740,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 152,198 | $4,739,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 53,323 | $4,735,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 197,838 | $4,732,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 125,000 | $4,731,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 412,954 | $4,729,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,654 | $4,728,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 199,661 | $4,727,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 336,822 | $4,709,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 75,000 | $4,676,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 87,560 | $4,671,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 145,762 | $4,671,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 43,800 | $4,657,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 108,639 | $4,637,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 94,029 | $4,635,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 202,810 | $4,635,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 165,341 | $4,626,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 216,234 | $4,622,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 101,266 | $4,614,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 161,037 | $4,608,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 273,224 | $4,607,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 217,700 | $4,604,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100,000 | $4,601,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 666,469 | $4,598,000 | thousands by filing date | |
| TW TELECOM INC | 887319AC5 | CNV | 3,400,000 | $4,595,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 337,135 | $4,589,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 53,000 | $4,577,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 123,324 | $4,556,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 138,589 | $4,546,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 413,235 | $4,545,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 786,733 | $4,540,000 | thousands by filing date | |
| MEMC ELECTRONIC MATERIALS | 552715104 | COM | 1,030,498 | $4,534,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 353,301 | $4,530,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 97,507 | $4,523,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 197,339 | $4,521,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 75,750 | $4,518,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 207,306 | $4,512,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 129,766 | $4,507,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,506,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 190,520 | $4,501,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,760,085 | $4,488,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 70,137 | $4,487,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 613,998 | $4,482,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 86,615 | $4,480,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 58,099 | $4,474,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 90,245 | $4,473,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 155,554 | $4,462,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 163,958 | $4,462,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 213,185 | $4,457,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 546,396 | $4,453,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 152,125 | $4,453,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 58,714 | $4,446,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 452,765 | $4,446,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 205,600 | $4,444,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 523,723 | $4,436,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 89,874 | $4,433,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 67,441 | $4,432,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 136,457 | $4,431,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 138,369 | $4,428,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 72,042 | $4,419,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25,000 | $4,410,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 397,484 | $4,404,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 210,109 | $4,398,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 579,722 | $4,394,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100,440 | $4,393,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 427,440 | $4,390,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 158,448 | $4,376,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 228,923 | $4,373,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 110,544 | $4,370,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 60,152 | $4,368,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 88,588 | $4,359,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 190,342 | $4,349,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 826,468 | $4,348,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 131,191 | $4,340,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,101,565 | $4,330,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 150,000 | $4,329,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 122,405 | $4,326,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 499,282 | $4,314,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 115,202 | $4,310,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 218,216 | $4,305,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 300,000 | $4,299,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 157,984 | $4,298,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 370,103 | $4,293,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 128,352 | $4,287,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 167,675 | $4,286,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 127,798 | $4,283,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 158,322 | $4,281,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 55,681 | $4,276,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 153,598 | $4,275,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 95,000 | $4,263,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 137,142 | $4,249,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 86,013 | $4,247,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,000 | $4,238,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 234,559 | $4,233,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 159,589 | $4,230,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 86,524 | $4,227,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 242,337 | $4,226,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 283,255 | $4,225,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 88,500 | $4,220,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 101,348 | $4,218,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 126,406 | $4,217,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 175,512 | $4,207,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 122,713 | $4,205,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 392,468 | $4,196,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 79,853 | $4,181,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 165,379 | $4,178,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 144,954 | $4,172,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 87,672 | $4,171,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 104,888 | $4,166,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 219,699 | $4,165,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 196,943 | $4,163,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 150,000 | $4,163,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 167,253 | $4,153,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 185,121 | $4,153,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 358,927 | $4,142,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 68,900 | $4,138,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 166,496 | $4,137,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 104,118 | $4,135,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 102,400 | $4,132,000 | thousands by filing date | put |
| EDUCATION RLTY TR INC | 28140H104 | COM | 391,482 | $4,122,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 44,396 | $4,117,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 704,746 | $4,108,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 49,900 | $4,099,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 204,836 | $4,099,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 124,545 | $4,094,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 461,587 | $4,090,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 640,970 | $4,083,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 70,157 | $4,082,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 627,854 | $4,081,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 310,200 | $4,079,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 92,287 | $4,079,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 103,967 | $4,077,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 15,639 | $4,073,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 98,156 | $4,060,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 196,036 | $4,060,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 179,600 | $4,059,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 146,190 | $4,058,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 157,219 | $4,055,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 106,517 | $4,055,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 316,637 | $4,053,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 176,785 | $4,036,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 73,300 | $4,031,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 248,713 | $4,029,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 90,000 | $4,021,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 282,694 | $4,014,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 137,669 | $4,013,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 89,800 | $4,008,000 | thousands by filing date | |
| HIG 7 1/4 04/01/13 | 416515708 | CMN | 168,384 | $3,999,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 95,796 | $3,991,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 106,915 | $3,988,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 221,221 | $3,987,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 302,746 | $3,987,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 69,545 | $3,983,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 64,016 | $3,978,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 336,651 | $3,970,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $3,968,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 134,790 | $3,968,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 120,614 | $3,968,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 112,200 | $3,963,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 188,370 | $3,945,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $3,944,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 43,267 | $3,940,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 86,256 | $3,932,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 60,229 | $3,924,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 190,000 | $3,918,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 112,425 | $3,910,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 210,000 | $3,893,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 132,110 | $3,890,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 47,541 | $3,885,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 100,000 | $3,882,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 101,156 | $3,881,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 167,103 | $3,873,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 471,584 | $3,872,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 661,546 | $3,862,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 70,254 | $3,855,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 73,925 | $3,841,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 173,003 | $3,834,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 71,631 | $3,827,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 49,748 | $3,824,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 229,370 | $3,819,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 48,596 | $3,818,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 93,120 | $3,818,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 107,689 | $3,812,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 49,140 | $3,810,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 160,496 | $3,799,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,538 | $3,795,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 116,284 | $3,787,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 112,495 | $3,776,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 188,498 | $3,776,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 247,995 | $3,770,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 1,012,893 | $3,767,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 47,600 | $3,766,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 5,015,000 | $3,761,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 147,447 | $3,759,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 3,362,000 | $3,755,000 | thousands by filing date | principal |
| OWENS CORNING NEW | 690742101 | COM | 94,963 | $3,744,000 | thousands by filing date | |
| BOSTON PROPERTIES INC | 10112RAG9 | CNV | 3,628,000 | $3,739,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 50,709 | $3,736,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 89,940 | $3,733,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 79,225 | $3,733,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 50,000 | $3,730,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 88,542 | $3,729,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 266,800 | $3,719,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 47,156 | $3,714,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 43,837 | $3,704,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 72,350 | $3,704,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 183,184 | $3,692,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 344,300 | $3,687,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 77,951 | $3,685,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 210,570 | $3,684,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 88,807 | $3,677,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 68,841 | $3,675,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 212,352 | $3,671,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 123,076 | $3,670,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 181,458 | $3,668,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 132,829 | $3,667,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 99,036 | $3,658,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 138,000 | $3,656,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 300,000 | $3,654,000 | thousands by filing date | call |
| DIREXION GOLD MINERS BULL 3X | 25459W250 | CMN | 650,000 | $3,653,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 54,800 | $3,652,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 94,249 | $3,650,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 84,172 | $3,639,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 98,258 | $3,615,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 62,233 | $3,610,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 245,053 | $3,609,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 2,000,000 | $3,601,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 349,284 | $3,587,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 73,822 | $3,586,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 71,000 | $3,586,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 62,496 | $3,584,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 73,226 | $3,578,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 67,062 | $3,576,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 61,636 | $3,572,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 100,522 | $3,561,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 234,683 | $3,560,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 101,612 | $3,556,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,974,100 | $3,553,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100,000 | $3,548,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 76,670 | $3,546,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 60,000 | $3,543,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,110,180 | $3,541,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 375,141 | $3,538,000 | thousands by filing date | |
| DUFF & PHELPS CORP-CLASS A | 26433B107 | CMN | 227,818 | $3,534,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 3,350,000 | $3,530,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 198,700 | $3,529,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 27,930 | $3,519,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6,980 | $3,515,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $3,513,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 107,145 | $3,509,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 33,672 | $3,507,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 57,569 | $3,499,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 67,308 | $3,499,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 333,980 | $3,490,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 171,731 | $3,486,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 661,100 | $3,484,000 | thousands by filing date | call |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 136,848 | $3,484,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 51,305 | $3,482,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 192,000 | $3,481,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 451,149 | $3,479,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,600,000 | $3,471,000 | thousands by filing date | principal |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 244,923 | $3,464,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 48,822 | $3,462,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 257,520 | $3,451,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 69,474 | $3,448,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 211,084 | $3,447,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 141,732 | $3,440,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 38,978 | $3,438,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 75,000 | $3,437,000 | thousands by filing date | call |
| ASSOCIATED BANC-CORP | 045487105 | COM | 225,892 | $3,431,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 61,075 | $3,415,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 88,454 | $3,412,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 275,585 | $3,410,000 | thousands by filing date | |
| METALS USA HLDGS CORP | 59132A104 | COM | 164,720 | $3,402,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 96,495 | $3,398,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 109,607 | $3,388,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 573,164 | $3,379,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 761,279 | $3,365,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 193,361 | $3,359,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 15,259 | $3,357,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 189,000 | $3,345,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 85,620 | $3,336,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 86,720 | $3,334,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 151,443 | $3,327,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 172,250 | $3,323,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 639,040 | $3,323,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,001,286 | $3,304,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 143,703 | $3,298,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 89,864 | $3,297,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,730,000 | $3,297,000 | thousands by filing date | principal |
| UNS ENERGY CORP | 903119105 | COM | 67,334 | $3,296,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 537,870 | $3,292,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 85,160 | $3,288,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 118,680 | $3,288,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 85,010 | $3,286,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 81,712 | $3,284,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 150,000 | $3,282,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 46,500 | $3,279,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 51,559 | $3,273,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 77,473 | $3,273,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 139,340 | $3,272,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 56,030 | $3,269,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 83,446 | $3,263,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 87,053 | $3,262,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 65,537 | $3,257,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 617,000 | $3,252,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 6,000 | $3,247,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 162,135 | $3,243,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 104,830 | $3,242,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 81,541 | $3,228,000 | thousands by filing date | |
| BLUE WOLF MONGOLIA HOLDINGS | G11962100 | CMN | 325,000 | $3,227,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 2,959,000 | $3,226,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 231,123 | $3,226,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 319,224 | $3,222,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 31,652 | $3,214,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 433,205 | $3,210,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 72,592 | $3,208,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 56,923 | $3,203,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 180,000 | $3,184,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 441,646 | $3,184,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 34,841 | $3,183,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 35,659 | $3,182,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 174,101 | $3,181,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 73,528 | $3,179,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 1,348,218 | $3,169,000 | thousands by filing date | |
| ROI ACQUISITION CORP | 74966A104 | COM | 350,000 | $3,154,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 191,637 | $3,152,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 120,039 | $3,151,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 78,700 | $3,150,000 | thousands by filing date | call |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 116,051 | $3,138,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 67,336 | $3,133,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 3,050,000 | $3,130,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 146,083 | $3,127,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 28,364 | $3,126,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 68,388 | $3,125,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 377,470 | $3,123,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 158,833 | $3,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 128,638 | $3,099,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 127,121 | $3,098,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 59,894 | $3,093,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 86,744 | $3,072,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 159,405 | $3,069,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 77,721 | $3,064,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 94,913 | $3,060,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,995,000 | $3,059,000 | thousands by filing date | principal |
| ACXIOM CORP | 005125109 | COMMON STOCK | 149,821 | $3,056,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 376,697 | $3,043,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 114,707 | $3,033,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 129,959 | $3,027,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 100,338 | $3,027,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 102,622 | $3,019,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 206,505 | $3,019,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 98,504 | $3,016,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 129,096 | $3,014,000 | thousands by filing date | |
| PROLOGIS | 74340XAS0 | NOTE 2.625% 5/1 | 3,014,000 | $3,014,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 60,705 | $3,012,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 28,332 | $3,012,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 201,227 | $3,010,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 205,107 | $3,009,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 189,713 | $3,006,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 80,000 | $2,997,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,279 | $2,994,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001140361-13-033160 | this filing | 2013-08-15 | acceptance time not in the bulk data set |