13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-09, with 3,346 holding rows worth $43,746,608,289.
- Accession
- 0001085146-23-000829
- Filer
- CIK 1462245
- Filed
- 2023-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 3,385 entries on the cover page, a total value of $43,746,608,289 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,746,608,289 with VALUE read as dollars as filed, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
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- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerChandler Asset Management, Inc.028-20298
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTMENT COUNSELING028-01454
- reports for this filerFRANKLIN ADVISERS INC028-03578
- reports for this filerFRED ALGER MANAGEMENT, LLC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT LLC028-03133
- reports for this filerLaffer Tengler Investments028-10975
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerM.D. SASS INVESTORS SERVICES, INC.028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INCOME ADVISERS INC 028-05248
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerStonebridge Capital Advisors LLC028-16094
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRAN CAPITAL MANAGEMENT, L.P.028-05358
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerVOYA INVESTMENT MANAGEMENT LLC028-07292
- reports for this filerWakefield Asset Management LLLP028-18951
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWEDGEWOOD PARTNERS INC028-05973
- reports for this filerWellesley Asset Management028-14868
- reports for this filerWestEnd Advisors, LLC028-11741
- reports for this filerWinslow Capital Management, LLC028-03676
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 150 | $60,723 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 350 | $60,350 | dollars as filed | put |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 12,486 | $60,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 14,044 | $60,000 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 10,786 | $59,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,068 | $59,000 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 47,600 | $59,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,805 | $58,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 59,292 | $58,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 24,445 | $57,000 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 50,118 | $57,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,772 | $56,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 35,690 | $56,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 37,813 | $56,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 30,235 | $56,000 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,004 | $55,000 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 83,018 | $55,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,235 | $55,000 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 81,095 | $54,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 15,915 | $54,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 165 | $53,238 | dollars as filed | put |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 16,026 | $53,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 20,282 | $53,000 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 19,407 | $53,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 18,907 | $53,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 15,004 | $53,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 44,500 | $53,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 41,581 | $52,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,066 | $52,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,728 | $51,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 33,915 | $51,000 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 105 | $50,931 | dollars as filed | put |
| MARATHON OIL CORP | 565849106 | COM | 60 | $50,400 | dollars as filed | put |
| PASSAGE BIO INC | 702712100 | COM | 42,834 | $50,000 | dollars as filed | |
| Deere & Company | 244199105 | COM | 100 | $49,165 | dollars as filed | put |
| OMNIAB INC | 68218J103 | COM | 13,571 | $49,000 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 43,251 | $49,000 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 50,000 | $49,000 | dollars as filed | principal |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 40,646 | $48,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 80 | $48,000 | dollars as filed | put |
| CULP INC | 230215105 | CMN | 10,413 | $48,000 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 16,072 | $48,000 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,199 | $47,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 35,714 | $46,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 21,378 | $46,000 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,607 | $46,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 25,101 | $46,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,219 | $45,000 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,604 | $45,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 50,000 | $45,000 | dollars as filed | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 20 | $44,400 | dollars as filed | put |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $44,000 | dollars as filed | put |
| FERROGLOBE PLC | G33856108 | SHS | 11,410 | $44,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 11,502 | $44,000 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 75,970 | $44,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 110 | $43,798 | dollars as filed | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 17,869 | $43,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 20,448 | $43,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 87,910 | $43,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 29,516 | $42,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 10,340 | $41,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 39,738 | $41,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 627 | $40,565 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 48 | $40,430 | dollars as filed | put |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 34,116 | $40,000 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,963 | $40,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000 | $40,000 | dollars as filed | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,435 | $39,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52 | $38,971 | dollars as filed | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 34 | $38,019 | dollars as filed | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 109,011 | $38,000 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 550 | $37,750 | dollars as filed | put |
| CHIMERIX INC COM | 16934W106 | Stock | 20,259 | $37,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 861 | $36,687 | dollars as filed | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 5 | $36,500 | dollars as filed | put |
| ARDELYX INC | 039697107 | COM | 12,225 | $35,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 75,050 | $35,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 150 | $34,875 | dollars as filed | put |
| CARMAX INC COM | 143130102 | Stock | 150 | $34,125 | dollars as filed | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 59,425 | $34,000 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 43,269 | $34,000 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 34,425 | $34,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 23,100 | $33,000 | dollars as filed | |
| GERON CORP | 374163103 | COM | 14,035 | $32,000 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 150 | $31,543 | dollars as filed | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 220 | $31,102 | dollars as filed | put |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 10,041 | $31,000 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 43,740 | $31,000 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 10,907 | $31,000 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 35,512 | $30,000 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 40,000 | $30,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 614 | $29,902 | dollars as filed | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15 | $28,255 | dollars as filed | put |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 39,991 | $28,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 22,386 | $28,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 32,120 | $28,000 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 26,023 | $28,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 42,700 | $28,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 25 | $27,208 | dollars as filed | put |
| EMCORE CORP | 290846203 | COM | 28,262 | $27,000 | dollars as filed | |
| INKT | 603693102 | Stock | 10,400 | $27,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 250 | $26,201 | dollars as filed | put |
| Bank of America Corp | 060505104 | COM | 295 | $26,157 | dollars as filed | put |
| MATTERPORT INC | 577096100 | COM CL A | 9,767 | $26,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 410 | $25,908 | dollars as filed | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $25,500 | dollars as filed | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 256 | $25,355 | dollars as filed | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 11,104 | $25,000 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 15,708 | $25,000 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 64,737 | $25,000 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 48,409 | $25,000 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,074 | $25,000 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 282 | $24,823 | dollars as filed | put |
| Chevron Corporation | 166764100 | COM | 148 | $24,420 | dollars as filed | put |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 14,163 | $24,000 | dollars as filed | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 101,647 | $24,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50 | $23,062 | dollars as filed | put |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 10,000 | $23,000 | dollars as filed | |
| IN8BIO INC | 45674E109 | COM | 10,000 | $23,000 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 40 | $22,400 | dollars as filed | put |
| INSPIREMD INC | 45779A846 | COM | 26,762 | $22,000 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,730 | $22,000 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 28,230 | $22,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 51 | $21,584 | dollars as filed | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 20,600 | $21,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,067 | $21,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 20,084 | $21,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 15,333 | $21,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 10,000 | $21,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 13,400 | $21,000 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 47,220 | $21,000 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 11,487 | $20,000 | dollars as filed | |
| ATRECA INC | 04965G109 | COM | 24,911 | $20,000 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 391 | $19,349 | dollars as filed | put |
| LOANDEPOT INC | 53946R106 | COM CL A | 11,030 | $19,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 11 | $18,909 | dollars as filed | put |
| VERIFYME INC | 92346X206 | COM NEW | 15,049 | $18,000 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 10,000 | $18,000 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 67,283 | $18,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 616 | $17,732 | dollars as filed | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 25,038 | $17,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 20,701 | $17,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 150 | $16,648 | dollars as filed | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 155 | $16,168 | dollars as filed | put |
| TEXTRON INC COM | 883203101 | Stock | 400 | $16,000 | dollars as filed | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 63,883 | $16,000 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 47,382 | $16,000 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11 | $15,894 | dollars as filed | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 335 | $15,508 | dollars as filed | put |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 12,815 | $15,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 56,871 | $15,000 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 50 | $14,875 | dollars as filed | put |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 200 | $14,797 | dollars as filed | put |
| ENOVIX CORPORATION COM | 293594107 | Stock | 56 | $14,560 | dollars as filed | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,640 | $14,520 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $14,000 | dollars as filed | put |
| OCEANPAL INC | Y6430L160 | COM | 12,292 | $14,000 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16,978 | $14,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 21,588 | $14,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 114 | $13,273 | dollars as filed | put |
| TALKSPACE INC | 87427V103 | COM | 21,432 | $13,000 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 10,000 | $13,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 26,678 | $13,000 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $12,575 | dollars as filed | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $12,507 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 204 | $12,240 | dollars as filed | put |
| NEW GOLD INC CDA | 644535106 | COM | 12,360 | $12,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 121,273 | $12,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 60 | $11,371 | dollars as filed | put |
| OPKO HEALTH INC | 68375N103 | COM | 10,012 | $11,000 | dollars as filed | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 10,000 | $11,000 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 320 | $11,000 | dollars as filed | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 20,100 | $10,000 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 48,528 | $10,000 | dollars as filed | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 21,071 | $10,000 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 15,920 | $10,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1,151 | $9,515 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 50 | $9,221 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10 | $9,174 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3 | $9,078 | dollars as filed | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,500 | $9,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 17,779 | $9,000 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 57,350 | $9,000 | dollars as filed | |
| INVO Bioscience, Inc. | 44984F302 | common | 22,047 | $9,000 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 160 | $8,320 | dollars as filed | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,895 | $8,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 24,999 | $8,000 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 10,000 | $8,000 | dollars as filed | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 20,328 | $8,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 250 | $7,875 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20 | $7,849 | dollars as filed | put |
| MERCADOLIBREINC | 58733R102 | STOK | 1 | $7,200 | dollars as filed | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $7,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 20,000 | $7,000 | dollars as filed | |
| VENUS CONCEPT INC | 92332W105 | COM | 21,800 | $7,000 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 490 | $6,346 | dollars as filed | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 480 | $6,300 | dollars as filed | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 19 | $6,175 | dollars as filed | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 201 | $6,173 | dollars as filed | put |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 10,097 | $6,000 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 13,200 | $6,000 | dollars as filed | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 14,131 | $6,000 | dollars as filed | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,078 | $6,000 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 16,000 | $6,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $5,996 | dollars as filed | put |
| MODERNA INC | 60770K107 | COM | 3 | $5,971 | dollars as filed | put |
| GLOBALSTAR INC | 378973408 | COM | 130 | $5,800 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35 | $5,747 | dollars as filed | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16 | $5,670 | dollars as filed | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 11 | $5,540 | dollars as filed | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 46 | $5,532 | dollars as filed | put |
| SYSCOCORP | 871829107 | COM | 2 | $5,268 | dollars as filed | put |
| PROSHARES TR | 74347B714 | FUND | 150 | $5,250 | dollars as filed | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 21,012 | $5,000 | dollars as filed | |
| ACTELIS NETWORKS INC | 00503R102 | COM | 11,000 | $5,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 260 | $4,940 | dollars as filed | put |
| DOCUSIGN INC COM | 256163106 | Stock | 10 | $4,850 | dollars as filed | put |
| SHELL PLC SPON ADS | 780259305 | ADR | 27 | $4,805 | dollars as filed | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200 | $4,700 | dollars as filed | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10 | $4,625 | dollars as filed | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 88 | $4,598 | dollars as filed | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $4,560 | dollars as filed | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10 | $4,549 | dollars as filed | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 30 | $4,500 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 146 | $4,380 | dollars as filed | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 840 | $4,200 | dollars as filed | put |
| OKTAINCCLASSA | 679295105 | STOK | 7 | $4,151 | dollars as filed | put |
| 3M CO COM | 88579Y101 | Stock | 10 | $4,100 | dollars as filed | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5 | $4,000 | dollars as filed | put |
| SmileDirectClub Inc | 83192H106 | COM | 11,066 | $4,000 | dollars as filed | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 26,507 | $4,000 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,000 | $4,000 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 45 | $3,973 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 90 | $3,900 | dollars as filed | put |
| Citigroup Inc. | 172967424 | COM | 104 | $3,896 | dollars as filed | put |
| CRONOS GROUP INC | 22717L101 | COM | 379 | $3,679 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 95 | $3,650 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 50 | $3,500 | dollars as filed | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1 | $3,431 | dollars as filed | put |
| Amgen Inc. | 031162100 | COM | 2 | $3,420 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 40 | $3,160 | dollars as filed | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 520 | $3,120 | dollars as filed | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $3,000 | dollars as filed | put |
| AUDACY INC | 05070N103 | COM | 15,562 | $3,000 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3 | $2,880 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 115 | $2,837 | dollars as filed | put |
| NEWMONT CORP | 651639106 | COM | 6 | $2,707 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 96 | $2,672 | dollars as filed | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4 | $2,640 | dollars as filed | put |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $2,574 | dollars as filed | put |
| CUMMINS INC COM | 231021106 | Stock | 5 | $2,550 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 40 | $2,400 | dollars as filed | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4 | $2,360 | dollars as filed | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1 | $2,321 | dollars as filed | put |
| BECTON DICKINSON & CO | 075887109 | COM | 10 | $2,250 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 31 | $2,225 | dollars as filed | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20 | $2,180 | dollars as filed | put |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1 | $2,140 | dollars as filed | put |
| SEAGEN INC | 81181C104 | COM | 5 | $2,050 | dollars as filed | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1 | $2,015 | dollars as filed | put |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 11,035 | $2,000 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 40 | $2,000 | dollars as filed | put |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 21,500 | $2,000 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,089 | $2,000 | dollars as filed | |
| CALYXT INC | 13173L107 | COM | 18,465 | $2,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 12 | $1,996 | dollars as filed | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 24 | $1,980 | dollars as filed | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 180 | $1,900 | dollars as filed | put |
| EXXON MOBIL CORP | 30231G102 | COM | 5 | $1,851 | dollars as filed | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 10 | $1,850 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 1 | $1,792 | dollars as filed | put |
| Honeywell Technologies | 438516106 | COM | 2 | $1,660 | dollars as filed | put |
| ServiceNow,Inc. | 81762P102 | COM | 1 | $1,590 | dollars as filed | put |
| D R HORTON INC COM | 23331A109 | Stock | 1 | $1,447 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5 | $1,324 | dollars as filed | put |
| POOL CORP COM | 73278L105 | Stock | 1 | $1,294 | dollars as filed | put |
| Charles Schwab Corp | 808513105 | COM | 30 | $1,185 | dollars as filed | put |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,150 | dollars as filed | put |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4 | $1,142 | dollars as filed | put |
| DAVITA INC COM | 23918K108 | Stock | 5 | $1,125 | dollars as filed | put |
| WP CAREY INC COM | 92936U109 | REIT | 7 | $1,120 | dollars as filed | put |
| REDFIN CORP | 75737F108 | COM | 10 | $1,000 | dollars as filed | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 10,712 | $1,000 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2 | $990 | dollars as filed | put |
| Texas Instruments Incorporated | 882508104 | COM | 6 | $894 | dollars as filed | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2 | $890 | dollars as filed | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 9 | $835 | dollars as filed | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 48 | $828 | dollars as filed | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1 | $805 | dollars as filed | put |
| SKECHERS U S A INC | 830566105 | CL A | 2 | $720 | dollars as filed | put |
| CAMECO CORP COM | 13321L108 | Stock | 254 | $708 | dollars as filed | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5 | $690 | dollars as filed | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2 | $690 | dollars as filed | put |
| WYNN RESORTS LTD | 983134107 | COM | 2 | $670 | dollars as filed | put |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 100 | $640 | dollars as filed | put |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 7 | $600 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6 | $585 | dollars as filed | put |
| Verizon Communications Inc | 92343V104 | COM | 10 | $580 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2 | $563 | dollars as filed | put |
| Applied Materials,Inc. | 038222105 | COM | 4 | $546 | dollars as filed | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2 | $452 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 5 | $434 | dollars as filed | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 30 | $420 | dollars as filed | put |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 21 | $386 | dollars as filed | put |
| BLOOM ENERGY CORP | 093712107 | COM | 2 | $353 | dollars as filed | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1 | $340 | dollars as filed | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3 | $332 | dollars as filed | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $309 | dollars as filed | put |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 23 | $295 | dollars as filed | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 7 | $288 | dollars as filed | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3 | $286 | dollars as filed | put |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $280 | dollars as filed | put |
| METLIFE INC COM | 59156R108 | Stock | 1 | $277 | dollars as filed | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1 | $250 | dollars as filed | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15 | $242 | dollars as filed | put |
| Danaher Corporation | 235851102 | COM | 1 | $238 | dollars as filed | put |
| PRECIGEN INC | 74017N105 | COM | 1,000 | $200 | dollars as filed | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 33 | $188 | dollars as filed | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1 | $184 | dollars as filed | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 10 | $175 | dollars as filed | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 3 | $165 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 8 | $159 | dollars as filed | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1 | $158 | dollars as filed | put |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $154 | dollars as filed | put |
| MAGNA INTL INC COM | 559222401 | Stock | 3 | $126 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 6 | $114 | dollars as filed | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2 | $100 | dollars as filed | put |
| VELODYNE LIDAR INC | 92259F101 | COM | 90 | $90 | dollars as filed | put |
| ATLAS CORP | Y0436Q109 | COM | 22 | $85 | dollars as filed | put |
| Micron Technology,Inc. | 595112103 | COM | 62 | $71 | dollars as filed | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1 | $71 | dollars as filed | put |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 5 | $70 | dollars as filed | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1 | $65 | dollars as filed | put |
| AT&T Inc | 00206R102 | COM | 5 | $43 | dollars as filed | put |
| MACERICH CO | 554382101 | COM | 1,000 | $20 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 122 | $17 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 3 | $10 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3 | $5 | dollars as filed | put |
| ROBLOX CORP CL A | 771049103 | Stock | 2 | $4 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 4 | $4 | dollars as filed | put |
| THE REALREAL INC | 88339P101 | COM | 300 | $4 | dollars as filed | put |
| Wells Fargo & Company | 949746101 | COM | 2 | $3 | dollars as filed | put |
| HECLA MNG CO | 422704106 | COM | 3 | $3 | dollars as filed | put |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 2 | $2 | dollars as filed | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 50 | $1 | dollars as filed | put |
| TILRAY INC | 88688T100 | COM CL 2 | 2 | $1 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-23-000829 | this filing | 2023-02-09 | acceptance time not in the bulk data set |