13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 2,601 holding rows worth $22,844,539,000.
- Accession
- 0001085146-19-001433
- Filer
- CIK 1141802
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 2,601 entries on the cover page, a total value of $22,844,539,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,844,539,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 471 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 168 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 172 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50 | $8,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 222 | $8,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 278 | $8,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300 | $8,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 618 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 93 | $8,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 310 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 518 | $8,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42 | $8,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 128 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 144 | $8,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 222 | $8,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 69 | $8,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 351 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 152 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 432 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 428 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 375 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 276 | $8,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $8,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 200 | $8,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 365 | $8,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 380 | $8,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 375 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 309 | $8,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,119 | $8,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 154 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 600 | $8,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 426 | $7,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 66 | $7,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,012 | $7,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 322 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 78 | $7,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 95 | $7,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 152 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 300 | $7,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 222 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 52 | $7,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 54 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 144 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 163 | $7,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 207 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 86 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,001 | $7,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 714 | $7,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 98 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 176 | $7,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 281 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 8 | $7,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 100 | $7,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 255 | $7,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,329 | $7,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 346 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 145 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 108 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 281 | $7,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 212 | $7,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 209 | $7,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $7,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 207 | $7,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 209 | $7,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $7,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,297 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,550 | $7,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 331 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,468 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,643 | $7,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 225 | $7,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 134 | $7,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 9,932 | $6,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 170 | $6,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 34 | $6,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 83 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 40 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 140 | $6,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 88 | $6,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 169 | $6,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 378 | $6,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 182 | $6,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 90 | $6,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 200 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 327 | $6,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 297 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 279 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 221 | $6,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 74 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 78 | $6,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 37 | $6,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 75 | $6,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $6,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 123 | $6,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 472 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 123 | $6,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,141 | $6,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 228 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 116 | $6,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 175 | $6,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 269 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,113 | $6,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 114 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3,039 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 225 | $6,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 921 | $6,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 455 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 166 | $6,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 316 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,500 | $6,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 2,500 | $6,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P404 | mc | 123 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 42 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 30 | $5,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 248 | $5,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 139 | $5,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 220 | $5,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 190 | $5,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 143 | $5,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 75 | $5,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 75 | $5,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 93 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 102 | $5,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 90 | $5,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,080 | $5,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 92 | $5,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 373 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 78 | $5,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 155 | $5,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 103 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 158 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 185 | $5,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 200 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 93 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 683 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 798 | $5,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 96 | $5,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 119 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 110 | $5,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 651 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 550 | $5,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 350 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 350 | $5,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 145 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 91 | $5,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 233 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 414 | $5,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 153 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 158 | $5,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 500 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 51 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 119 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 69 | $5,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 455 | $5,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 830 | $5,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 64 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 5,000 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,177 | $5,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 300 | $5,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 637 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 300 | $5,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 74 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,650 | $4,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 63 | $4,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 250 | $4,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 61 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 400 | $4,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 968 | $4,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 80 | $4,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 56 | $4,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 78 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $4,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 206 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 60 | $4,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 57 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 90 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 115 | $4,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 90 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 75 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 147 | $4,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 107 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 218 | $4,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 100 | $4,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 160 | $4,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 450 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 322 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 292 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 119 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 250 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 41 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 41 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 26 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 210 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 137 | $4,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 192 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 61 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 205 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 136 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 115 | $4,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 153 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 80 | $4,000 | thousands by filing date | |
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| SEMGROUP CORP | 81663A105 | CL A | 269 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 267 | $4,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 81 | $4,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 75 | $4,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,250 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,790 | $4,000 | thousands by filing date | |
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| ATHERSYS INC | 04744L106 | COM | 2,500 | $4,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 48 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 214 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 55 | $3,000 | thousands by filing date | |
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| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,808 | $3,000 | thousands by filing date | |
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| CIRRUS LOGIC INC COM | 172755100 | Stock | 80 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 139 | $3,000 | thousands by filing date | |
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| J & J SNACK FOODS CORP COM | 466032109 | Stock | 17 | $3,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 225 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 147 | $3,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 160 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 112 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 115 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 135 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 83 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 24 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 323 | $3,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 43 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 161 | $3,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 182 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 43 | $3,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 38 | $3,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 121 | $3,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 34 | $3,000 | thousands by filing date | |
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| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 199 | $3,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 45 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 19 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 110 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 32 | $3,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 50 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 75 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 81 | $3,000 | thousands by filing date | |
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| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 196 | $3,000 | thousands by filing date | |
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| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 36 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 50 | $3,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 77 | $3,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 480 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 136 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 95 | $3,000 | thousands by filing date | |
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| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 81 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,053 | $3,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 5,250 | $3,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 66 | $3,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 970 | $3,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 86 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 168 | $2,000 | thousands by filing date | |
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| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 224 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $2,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 74 | $2,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 56 | $2,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 57 | $2,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 390 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 100 | $2,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 20 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 27 | $2,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 25 | $2,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 37 | $2,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 88 | $2,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 19 | $2,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 35 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 60 | $2,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 18 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 201 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 12 | $2,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 37 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 21 | $2,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 48 | $2,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 25 | $2,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 32 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 77 | $2,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 101 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 57 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 82 | $2,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 61 | $2,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 20 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 74 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 215 | $2,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 108 | $2,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 60 | $2,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 56 | $2,000 | thousands by filing date | |
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| IPG PHOTONICS CORP | 44980X109 | COM | 13 | $2,000 | thousands by filing date | |
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| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 45 | $2,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 27 | $2,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 237 | $2,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 32 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 41 | $2,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 71 | $2,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 65 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 54 | $2,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50 | $2,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 18 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 22 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 181 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 57 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 73 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 20 | $2,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 100 | $2,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 14 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 101 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 135 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 69 | $2,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 202 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 209 | $2,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 18 | $2,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 61 | $2,000 | thousands by filing date | |
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| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 35 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 315 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 149 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 502 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 498 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 5,000 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 276 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,000 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 230 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 98 | $2,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,154 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 139 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 211 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $2,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 23 | $2,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 91 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,150 | $2,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 39 | $2,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 18 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 48 | $2,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 285 | $2,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 201 | $2,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,637 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 170 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 3,232 | $2,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 133 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 71 | $2,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 8,000 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 78 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 42 | $1,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 25 | $1,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 50 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 7 | $1,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 15 | $1,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 19 | $1,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 61 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 23 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 69 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 166 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 40 | $1,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 70 | $1,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 21 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 23 | $1,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 36 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 98 | $1,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7 | $1,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 11 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 106 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 137 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 30 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 39 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50 | $1,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 62 | $1,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 19 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,975 | $1,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 103 | $1,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 63 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 500 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 38 | $1,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 19 | $1,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 32 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 18 | $1,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 33 | $1,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 39 | $1,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 17 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 26 | $1,000 | thousands by filing date | |
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| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 112 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 73 | $1,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 69 | $1,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 41 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 110 | $1,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 76 | $1,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 18 | $1,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 99 | $1,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 58 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 45 | $1,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28 | $1,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 14 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 49 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 70 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 20 | $1,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 23 | $1,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 169 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 19 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 12 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 78 | $1,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 87 | $1,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 126 | $1,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 16 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 152 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 71 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 15 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 20 | $1,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 10 | $1,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 52 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 200 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 46 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 36 | $1,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 23 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 132 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 50 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 209 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 200 | $1,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 202 | $1,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 30 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 356 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 75 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 1,000 | $1,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 107 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 80 | $1,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 31 | $1,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 28 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 24 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 47 | $1,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 136 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 47 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 132 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 35 | $1,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 17 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 100 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 37 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 500 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 46 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 40 | $1,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 325 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 770 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001433 | this filing | 2019-05-10 | acceptance time not in the bulk data set |