13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 2,601 holding rows worth $22,844,539,000.
- Accession
- 0001085146-19-001433
- Filer
- CIK 1141802
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 2,601 entries on the cover page, a total value of $22,844,539,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,844,539,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerBERKSHIRE ASSET MANAGEMENT LLC/PA028-05034
- reports for this filerBMO ASSET MANAGEMENT CORP.028-16017
- reports for this filerBoston Partners028-12484
- reports for this filerChilton Capital Management Advisors, Inc. 028-12632
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFIRST TRUST ADVISORS LP028-06487
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHillman Capital Management, Inc.028-11091
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerQUANTUM CAPITAL MANAGEMENT028-10887
- reports for this filerRaub Brock Capital Management LP028-15157
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRUSSELL FRANK CO/028-01190
- reports for this filerSandhill Capital Partners LLC028-15042
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerWakefield Asset Managment Corp028-19415
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWells Fargo Funds Management, LLC028-11406
- reports for this filerWestern Asset Management Company, LLC028-10245
- reports for this filerZACKS INVESTMENT MANAGEMENT028-04587
- reports for this filerZEVENBERGEN CAPITAL INVESTMENTS LLC028-10622
- reports for this filerZiegler Capital Management, LLC028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFLEX INCORPORATED | 879369106 | COM | 421 | $127,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,500 | $127,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 620 | $126,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 2,548 | $126,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 3,669 | $125,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 3,981 | $124,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,440 | $122,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 38,065 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,952 | $122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 959 | $122,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,617 | $122,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,911 | $122,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,485 | $121,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 7,824 | $121,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,638 | $120,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 19,569 | $120,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 8,048 | $120,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 43 | $119,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 5,562 | $119,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,924 | $119,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 2,366 | $119,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 626 | $118,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 3,207 | $118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,482 | $118,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,621 | $118,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 5,734 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,663 | $118,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 29,670 | $118,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,568 | $117,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,845 | $117,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 4,603 | $117,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,528 | $117,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,011 | $116,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 970 | $116,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,598 | $116,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,883 | $115,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,133 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 964 | $115,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,102 | $115,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,381 | $114,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 993 | $114,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,052 | $114,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 725 | $114,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,566 | $114,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 384 | $114,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,211 | $114,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,628 | $114,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 951 | $113,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,754 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 745 | $113,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,295 | $112,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,808 | $112,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,433 | $112,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,102 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,555 | $111,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,479 | $111,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,905 | $110,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,427 | $110,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,769 | $110,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,902 | $110,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 809 | $110,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 4,721 | $110,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,865 | $110,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 926 | $110,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 9,420 | $109,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,819 | $109,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,235 | $109,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 7,369 | $109,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 5,169 | $109,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,830 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,770 | $108,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 8,034 | $108,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,127 | $107,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 578 | $107,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,646 | $107,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 5,000 | $107,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 2,117 | $106,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 742 | $106,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 8,702 | $105,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,024 | $104,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,820 | $104,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,000 | $104,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,574 | $104,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 3,117 | $104,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,096 | $103,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,519 | $103,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,015 | $103,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,614 | $103,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,530 | $102,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,019 | $102,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,125 | $102,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,175 | $102,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,216 | $102,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 606 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 780 | $102,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 132 | $102,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,807 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,810 | $101,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,868 | $101,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 7,551 | $101,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 373 | $101,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 1,862 | $101,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 817 | $100,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,110 | $100,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,388 | $100,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,851 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,109 | $99,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,388 | $99,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,262 | $99,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 1,430 | $98,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,115 | $98,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 5,028 | $97,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,774 | $97,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,356 | $97,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,009 | $96,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,193 | $96,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,080 | $96,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,354 | $96,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 802 | $96,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,206 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,482 | $96,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,570 | $95,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,098 | $95,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 983 | $95,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,490 | $94,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 6,931 | $94,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,753 | $92,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 990 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,123 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 735 | $92,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 3,509 | $92,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 7,532 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,981 | $90,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 7,287 | $90,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 488 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,526 | $89,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 7,774 | $89,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,037 | $89,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,404 | $89,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 970 | $88,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,483 | $88,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,267 | $88,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,567 | $87,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 432 | $87,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 193 | $87,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,384 | $87,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 633 | $87,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,317 | $86,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,087 | $86,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,878 | $86,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 6,567 | $86,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,943 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,029 | $85,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,960 | $85,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,888 | $85,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,027 | $85,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,021 | $84,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 655 | $84,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 961 | $84,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 968 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 982 | $84,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,580 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,222 | $84,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 989 | $83,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,236 | $83,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 6,400 | $83,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,500 | $82,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,469 | $81,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 361 | $81,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,397 | $80,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,992 | $80,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 3,627 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,074 | $80,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 8,320 | $80,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 496 | $80,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,236 | $80,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,610 | $80,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,694 | $79,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 596 | $79,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,515 | $79,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $79,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,383 | $79,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,940 | $78,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 2,698 | $78,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,429 | $78,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,528 | $78,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 3,097 | $78,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,618 | $77,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,100 | $77,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 793 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,807 | $76,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,276 | $76,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,014 | $76,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,000 | $76,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,110 | $75,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,641 | $75,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 438 | $75,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,553 | $75,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,356 | $74,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,534 | $74,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,206 | $74,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 3,125 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,158 | $74,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 6,832 | $74,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,512 | $73,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $73,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,288 | $73,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 7,243 | $73,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,017 | $73,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 292 | $73,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,363 | $72,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,062 | $72,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,895 | $72,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,319 | $72,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 5,000 | $72,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 152 | $71,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,077 | $71,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 664 | $71,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,155 | $71,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,200 | $71,000 | thousands by filing date | |
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| GRACO INC COM | 384109104 | Stock | 1,389 | $69,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 476 | $69,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,972 | $69,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,446 | $69,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 491 | $68,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 157 | $68,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,870 | $68,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,542 | $68,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 2,669 | $68,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 100,000 | $68,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 468 | $67,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,231 | $67,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,753 | $66,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 638 | $66,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 701 | $66,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 4,317 | $66,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 792 | $65,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 1,148 | $65,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $65,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,690 | $65,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,700 | $65,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 883 | $64,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,311 | $64,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 6,660 | $64,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,130 | $64,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 375 | $64,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 836 | $63,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,204 | $63,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2,252 | $63,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 800 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 1,450 | $63,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 299 | $62,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 2,300 | $62,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 820 | $62,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,460 | $62,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,475 | $62,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,558 | $62,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,022 | $62,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,611 | $62,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,038 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,618 | $62,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,705 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,005 | $62,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 507 | $61,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,323 | $61,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,880 | $61,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 193 | $61,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,696 | $61,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,254 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 672 | $60,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,600 | $60,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,545 | $60,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,028 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,107 | $60,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,606 | $60,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 589 | $60,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,105 | $59,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,459 | $59,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 3,500 | $59,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,569 | $59,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 613 | $58,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,238 | $58,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 302 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,904 | $58,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 2,334 | $58,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 443 | $57,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,255 | $57,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,299 | $57,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,624 | $57,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,176 | $57,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,448 | $57,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,345 | $57,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,417 | $56,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,040 | $56,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 916 | $56,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,514 | $56,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,474 | $56,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,100 | $56,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,288 | $56,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 3,531 | $56,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,477 | $56,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,974 | $56,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,415 | $55,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 3,346 | $55,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 76 | $55,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,195 | $55,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,498 | $55,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 9,000 | $55,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 790 | $55,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 786 | $54,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 752 | $54,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,526 | $54,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,117 | $54,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 730 | $54,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,443 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,018 | $54,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,824 | $54,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,598 | $54,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,690 | $54,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 420 | $54,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 735 | $54,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,130 | $54,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 1,600 | $54,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,213 | $54,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,808 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,076 | $54,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 3,000 | $54,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 265 | $53,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,031 | $53,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 671 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 1,498 | $53,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,138 | $53,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 480 | $53,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,127 | $53,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 800 | $53,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,212 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,321 | $52,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,721 | $52,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 980 | $52,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,468 | $52,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,641 | $52,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,920 | $52,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 532 | $51,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,846 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,331 | $51,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 849 | $51,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 2,381 | $51,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 915 | $51,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 1,805 | $51,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 949 | $50,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,274 | $50,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,699 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 655 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 869 | $50,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 7,275 | $50,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 448 | $49,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,328 | $49,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 562 | $49,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,546 | $49,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 5,274 | $49,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 8,000 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,725 | $48,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 491 | $48,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,000 | $48,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 218 | $47,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 1,356 | $47,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 774 | $47,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 923 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 519 | $47,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,164 | $47,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 836 | $47,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 658 | $47,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 838 | $46,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 962 | $46,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,223 | $46,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,094 | $46,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,140 | $46,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 607 | $46,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,161 | $46,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,052 | $46,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,085 | $45,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 227 | $45,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,661 | $45,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 366 | $45,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,094 | $45,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,000 | $45,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,368 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 780 | $45,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,386 | $45,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 583 | $45,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,930 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,412 | $45,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 658 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,853 | $45,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 2,500 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 800 | $45,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,017 | $45,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,493 | $45,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,574 | $44,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 487 | $44,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 153 | $44,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,111 | $44,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,184 | $44,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $44,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 917 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,862 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 325 | $44,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,899 | $44,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,667 | $44,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,112 | $43,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 997 | $43,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 664 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 469 | $43,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 995 | $43,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 3,500 | $43,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,596 | $43,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,202 | $43,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,394 | $43,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 528 | $43,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,001 | $43,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 819 | $43,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 715 | $42,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,185 | $42,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 210 | $42,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 844 | $42,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 610 | $42,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,019 | $42,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 606 | $42,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,776 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 362 | $42,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 618 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 465 | $42,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,202 | $41,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 280 | $41,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,850 | $41,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 857 | $41,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,254 | $41,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 205 | $41,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 500 | $40,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 558 | $40,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 221 | $40,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 262 | $40,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 448 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,154 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 380 | $40,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 863 | $40,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 1,006 | $40,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,813 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,251 | $40,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,090 | $40,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,917 | $40,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,982 | $40,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,995 | $40,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,269 | $39,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,627 | $39,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 288 | $39,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 366 | $39,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,263 | $39,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,988 | $39,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 305 | $39,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 387 | $39,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 2,074 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,183 | $39,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 11,000 | $39,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 944 | $39,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,918 | $39,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 3,368 | $39,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,434 | $38,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,032 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 676 | $38,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 900 | $38,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,678 | $38,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,001 | $38,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,539 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 964 | $38,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 14,500 | $38,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,482 | $37,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 626 | $37,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,757 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,577 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,238 | $37,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,660 | $37,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,944 | $37,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 816 | $37,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 381 | $37,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 469 | $37,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 803 | $37,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 4,142 | $37,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 898 | $37,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,310 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 628 | $36,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 175 | $36,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,000 | $36,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,304 | $36,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 351 | $36,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 771 | $36,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,350 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-001433 | this filing | 2019-05-10 | acceptance time not in the bulk data set |