13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEGASUS DIGITAL MOBILITY ACQ | G69768128 | UNIT 99/99/9999 | 981 | $10,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 974 | $10,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 1,031 | $10,000 | thousands by filing date | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 960 | $10,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N139 | UNIT 02/08/2027 | 1,015 | $10,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 995 | $10,000 | thousands by filing date | |
| PHOENIX BIOTECH ACQUISITION | 71902K204 | UNIT 99/99/9999 | 992 | $10,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 968 | $10,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 960 | $10,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C111 | UNIT 10/20/2026 | 1,034 | $10,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507122 | UNIT 11/18/2026 | 1,020 | $10,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 995 | $10,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 988 | $10,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028107 | CL A ORD SHS | 974 | $10,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 979 | $10,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 1,015 | $10,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 21,154 | $10,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 1,030 | $10,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P203 | UNIT 07/01/2026 | 965 | $10,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 1,027 | $10,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 1,097 | $10,000 | thousands by filing date | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 120 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 429 | $10,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 4,907 | $10,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 5,765 | $10,000 | thousands by filing date | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 3,787 | $10,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,317 | $10,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 27,395 | $10,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 21,537 | $10,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 6,608 | $10,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X842 | AXS 1.25X NVDA | 174 | $10,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 19,540 | $10,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 7,777 | $10,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,000 | $10,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 964 | $10,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 970 | $10,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 21,491 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 296 | $10,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 986 | $10,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 1,023 | $10,000 | thousands by filing date | |
| JE CLEANTECH HOLDINGS LIMITE | G50875106 | ORDINARY SHARES | 11,942 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 497 | $10,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 901 | $10,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 11,349 | $10,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 97,462 | $10,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L800 | SCHRODERS ESG US | 478 | $10,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 26,434 | $10,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 455 | $10,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X776 | AXS 1.5X PYPL BR | 320 | $10,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V207 | UNIT 11/30/2028 | 966 | $10,000 | thousands by filing date | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 25,299 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,010 | $10,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 1,051 | $10,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 100,634 | $10,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 899 | $10,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 997 | $10,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A128 | UNIT 04/30/2028 | 1,027 | $10,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $9,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 805 | $9,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 676 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 242 | $9,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 6,192 | $9,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 993 | $9,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 300 | $9,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 17,384 | $9,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 552 | $9,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 7,191 | $9,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,349 | $9,000 | thousands by filing date | |
| BONDBLOXX ETF TR BB RATED USD HIGH YIELD CORP BD | 09789C705 | ETF | 236 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H260 | MONA AM INCO ETF | 448 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 6,226 | $9,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 5,375 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 549 | $9,000 | thousands by filing date | |
| Biote Corp -A | 090683103 | COM | 2,025 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 435 | $9,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 4,505 | $9,000 | thousands by filing date | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 548 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 480 | $9,000 | thousands by filing date | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 667 | $9,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 4,549 | $9,000 | thousands by filing date | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 3,165 | $9,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 4,124 | $9,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K124 | *W EXP 01/02/202 | 49,488 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 523 | $9,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 143 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 452 | $9,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 1,195 | $9,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 6,067 | $9,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 490 | $9,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,705 | $9,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 7,665 | $9,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,464 | $9,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 3,961 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 15,000 | $9,000 | thousands by filing date | principal |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 7,987 | $9,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,772 | $9,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 10,000 | $9,000 | thousands by filing date | principal |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 6,461 | $9,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 10,000 | $9,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,000 | $9,000 | thousands by filing date | principal |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 5,278 | $9,000 | thousands by filing date | |
| MEIHUA INTL MED TECHNOLOGIES | G5966G108 | ORD SHS | 1,541 | $9,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 13,177 | $9,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 6,206 | $9,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 877 | $9,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 13,583 | $9,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 5,002 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 4,365 | $9,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 9,000 | $9,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746P464 | FUND | 164 | $9,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 881 | $9,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 1,757 | $9,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,992 | $9,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,000 | $9,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 16,558 | $9,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 2,025 | $9,000 | thousands by filing date | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 780 | $9,000 | thousands by filing date | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 850 | $9,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 5,313 | $9,000 | thousands by filing date | |
| QUHUO LTD | 74841Q209 | SPON ADS | 4,846 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 1,064 | $9,000 | thousands by filing date | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 750 | $9,000 | thousands by filing date | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 957 | $9,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 900 | $9,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 27,559 | $9,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 856 | $9,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 11,188 | $9,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 924 | $9,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 961 | $9,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U208 | UNIT 11/01/2026 | 845 | $9,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 926 | $9,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 920 | $9,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 900 | $9,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F203 | UNIT 10/31/2028 | 899 | $9,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 15,279 | $9,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415208 | UNIT 12/22/2026 | 860 | $9,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 875 | $9,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 938 | $9,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 941 | $9,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 950 | $9,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E128 | UNIT 03/26/2026 | 866 | $9,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 875 | $9,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y206 | UNIT 03/01/2028 | 916 | $9,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 926 | $9,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 864 | $9,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | UNIT 10/14/2026 | 849 | $9,000 | thousands by filing date | |
| HAINAN MANASLU ACQUISTN CORP | G4233U123 | UNIT 01/31/2029 | 902 | $9,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 836 | $9,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 906 | $9,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 871 | $9,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R204 | UNIT 02/10/2027 | 916 | $9,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,150 | $9,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 12,749 | $9,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 1,026 | $9,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 54,852 | $9,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 63,739 | $9,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 7,967 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 532 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 884 | $9,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 879 | $9,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 10,567 | $9,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 16,047 | $9,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 3,318 | $9,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 379 | $9,000 | thousands by filing date | |
| THARIMMUNE INC | 432705101 | COM | 10,735 | $9,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 8,035 | $9,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B271 | IQ US MID CAP R& | 498 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 368 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 460 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 630 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 301 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745T368 | ETF | 262 | $9,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 32,830 | $9,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T301 | UVA DIVIDEND VAL | 983 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F249 | LIFEGOAL WEALTH | 1,190 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 908 | $9,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 953 | $9,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 924 | $9,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 922 | $9,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 68,422 | $9,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 1,700 | $8,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 3,471 | $8,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 880 | $8,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 382 | $8,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 4,961 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,300 | $8,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 740 | $8,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 9,919 | $8,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,181 | $8,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 553 | $8,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 967 | $8,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,425 | $8,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 2,162 | $8,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,341 | $8,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 835 | $8,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 1,813 | $8,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,173 | $8,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 3,907 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 565 | $8,000 | thousands by filing date | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 645 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 344 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 415 | $8,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 15,675 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 455 | $8,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,200 | $8,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 778 | $8,000 | thousands by filing date | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 437 | $8,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,406 | $8,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 220 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 159 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 579 | $8,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 11,000 | $8,000 | thousands by filing date | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,894 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 381 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 295 | $8,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 309 | $8,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 3,657 | $8,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 5,942 | $8,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 9,000 | $8,000 | thousands by filing date | principal |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 24,134 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 833 | $8,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 3,528 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 307 | $8,000 | thousands by filing date | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 6,920 | $8,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 4,506 | $8,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 7,500 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,875 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 475 | $8,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 594 | $8,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 13,566 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 380 | $8,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 7,479 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 531 | $8,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 5,400 | $8,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 10,000 | $8,000 | thousands by filing date | principal |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 72,847 | $8,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,565 | $8,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 11,667 | $8,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 13,193 | $8,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 11,000 | $8,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 11,000 | $8,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,075 | $8,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 10,000 | $8,000 | thousands by filing date | principal |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 2,781 | $8,000 | thousands by filing date | |
| 374WATER INC | 88583P104 | COM | 2,916 | $8,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 10,000 | $8,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 13,787 | $8,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 9,000 | $8,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45783Y707 | FUND | 358 | $8,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 813 | $8,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 6,645 | $8,000 | thousands by filing date | |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 770 | $8,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,337 | $8,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L107 | COM | 800 | $8,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 2,176 | $8,000 | thousands by filing date | |
| C5 ACQUISITION CORPORATION | 12530D105 | COM | 799 | $8,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 798 | $8,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 768 | $8,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 846 | $8,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 1,698 | $8,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 9,173 | $8,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,941 | $8,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 354 | $8,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 2,933 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 555 | $8,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 767 | $8,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 851 | $8,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 8,702 | $8,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 26,986 | $8,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 23,882 | $8,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 29,442 | $8,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 14,798 | $8,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 802 | $8,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204204 | UNIT 10/28/2026 | 750 | $8,000 | thousands by filing date | |
| ONION GLOBAL LTD | 68277G107 | SPONSORED ADS | 22,877 | $8,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 853 | $8,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 22,356 | $8,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U208 | COM | 3,089 | $8,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 12,020 | $8,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 10,429 | $8,000 | thousands by filing date | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P201 | UNIT 12/31/2028 | 750 | $8,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 779 | $8,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 840 | $8,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L135 | UNIT 01/12/2027 | 778 | $8,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 800 | $8,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 831 | $8,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 855 | $8,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L204 | UNIT 99/99/9999 | 830 | $8,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 850 | $8,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R121 | UNIT 02/07/2027 | 807 | $8,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 827 | $8,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 851 | $8,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M205 | UNIT 99/99/9999 | 803 | $8,000 | thousands by filing date | |
| DP CAP ACQUISITION CORP I | G2R05B118 | UNIT 11/08/2026 | 800 | $8,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 806 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 520 | $8,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 4,097 | $8,000 | thousands by filing date | |
| ACLARION INC COM NEW | 655187102 | Stock | 10,212 | $8,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 5,399 | $8,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 776 | $8,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 32,284 | $8,000 | thousands by filing date | |
| KIDPIK CORP | 49382L108 | COM | 5,305 | $8,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 13,032 | $8,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U309 | CL A NEW 2022 | 1,572 | $8,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,077 | $8,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 14,624 | $8,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 853 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 352 | $8,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 7,283 | $8,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 320 | $8,000 | thousands by filing date | |
| YOSHIHARU GLOBAL CO | 98740Y104 | COM CL A | 6,100 | $8,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 7,497 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G730 | PRIME 2X DLY JUR | 3,856 | $8,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 27,266 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505582 | FOUNT SUBS ECON | 500 | $8,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 9,687 | $8,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 323 | $8,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 811 | $8,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 13,984 | $8,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 25,417 | $8,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 754 | $8,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 745 | $8,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 773 | $8,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 40,848 | $8,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 11,538 | $8,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 813 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747T382 | PACER IPATH GOLD | 340 | $8,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P203 | UNIT 11/22/2026 | 844 | $8,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 760 | $8,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 220 | $7,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 4,277 | $7,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 8,000 | $7,000 | thousands by filing date | principal |
| VIRTUS ETF TR II | 92790A405 | SEIX SR LN ETF | 284 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 93 | $7,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 180 | $7,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,380 | $7,000 | thousands by filing date | |
| EVE HLDG INC | 29970N104 | COM | 727 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 19,047 | $7,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 2,431 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 7,502 | $7,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 423 | $7,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 310 | $7,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 359 | $7,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 2,194 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 303 | $7,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 945 | $7,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 436 | $7,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 1,584 | $7,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 141 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 628 | $7,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 229 | $7,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 2,000 | $7,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 9,000 | $7,000 | thousands by filing date | principal |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 1,599 | $7,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 523 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 271 | $7,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 337 | $7,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 335 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 137 | $7,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 434 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 5,658 | $7,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 4,094 | $7,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 3,623 | $7,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $7,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374300 | COM NEW | 5,767 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 273 | $7,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 12,990 | $7,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,789 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 883 | $7,000 | thousands by filing date | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 6,067 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G457 | BIG DAT REF ETF | 299 | $7,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 4,272 | $7,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 712 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 292 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B402 | ETFB GRE SRI ETF | 399 | $7,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 313 | $7,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 2,017 | $7,000 | thousands by filing date | |
| ProKidney Corp | G7S53R104 | Common Stock | 793 | $7,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 566 | $7,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 10,140 | $7,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,312 | $7,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,376 | $7,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B309 | COM | 9,857 | $7,000 | thousands by filing date | |
| MOBILICOM ORD | 60742B102 | COM | 4,053 | $7,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,699 | $7,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 9,000 | $7,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 9,000 | $7,000 | thousands by filing date | principal |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 5,691 | $7,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 7,000 | $7,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 3,361 | $7,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C107 | ORD SHS | 696 | $7,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,575 | $7,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 758 | $7,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 6,817 | $7,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 16,208 | $7,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 5,021 | $7,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 7,240 | $7,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 15,450 | $7,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 11,015 | $7,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W103 | COM | 659 | $7,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C106 | COM | 700 | $7,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 761 | $7,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 14,756 | $7,000 | thousands by filing date | |
| NANO LABS LTD | 63011A102 | ADR | 4,291 | $7,000 | thousands by filing date | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 3,876 | $7,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 6,744 | $7,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 3,905 | $7,000 | thousands by filing date | |
| Histogen Inc Ordinary Shares | 43358Y202 | COM | 5,318 | $7,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 5,452 | $7,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 2,800 | $7,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 3,092 | $7,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 4,693 | $7,000 | thousands by filing date | |
| NEOS ETF TRUST | 78433H105 | ETF | 358 | $7,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 102,063 | $7,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 6,371 | $7,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 6,296 | $7,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 4,539 | $7,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 42,504 | $7,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 7,499 | $7,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 13,870 | $7,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 729 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 229 | $7,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 728 | $7,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 693 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 752 | $7,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 698 | $7,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L115 | UNIT 11/30/2028 | 649 | $7,000 | thousands by filing date | |
| LEJU HOLDINGS ADR | 50187J207 | COM | 3,743 | $7,000 | thousands by filing date | |
| AULT DISRUPTIVE TECHS CORP | 05150A203 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| CANNA GLOBAL ACQUISITION COR | 13767K200 | UNIT 11/30/2026 | 691 | $7,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K200 | UNIT 05/31/2028 | 702 | $7,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K129 | UNIT 09/23/2026 | 711 | $7,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A207 | UNIT 01/13/2027 | 678 | $7,000 | thousands by filing date | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 700 | $7,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 702 | $7,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A138 | UNIT 01/24/2027 | 666 | $7,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W128 | UNIT 10/12/2026 | 702 | $7,000 | thousands by filing date | |
| RCF ACQUISITION CORP | G7330C102 | CL A COM | 700 | $7,000 | thousands by filing date | |
| CLEAN EARTH ACQUISITIONS COR | 184493203 | UNIT 12/09/2026 | 654 | $7,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 668 | $7,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 739 | $7,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 685 | $7,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 716 | $7,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q101 | CL A COM | 675 | $7,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 692 | $7,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 700 | $7,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 7,388 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 504 | $7,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 6,766 | $7,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 7,975 | $7,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 2,647 | $7,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 6,311 | $7,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 287 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 9,918 | $7,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 7,920 | $7,000 | thousands by filing date | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 4,854 | $7,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 12,558 | $7,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E128 | UNIT 01/10/2029 | 661 | $7,000 | thousands by filing date | |
| WETRADE GROUP INC | 961884103 | CMN | 8,120 | $7,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 713 | $7,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 700 | $7,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 728 | $7,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 710 | $7,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 7,728 | $7,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 26,047 | $7,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 4,415 | $7,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 733 | $7,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z125 | UNIT 11/22/2026 | 700 | $7,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 703 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 318 | $7,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L854 | UPHOLDINGS COMPN | 455 | $7,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 720 | $7,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 673 | $7,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 747 | $7,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 705 | $7,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 716 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 1,102 | $7,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R137 | *W EXP 09/24/202 | 15,671 | $7,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 701 | $7,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 651 | $7,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 325 | $6,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 306 | $6,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 199 | $6,000 | thousands by filing date | call |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 977 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,500 | $6,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 380 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,000 | $6,000 | thousands by filing date | principal |
| AMERICAN CENTY ETF TR | 025072299 | AVAN RE INTL ETF | 143 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |