13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 1,381 | $14,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 14,012 | $14,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X123 | SHS NEW | 81,827 | $14,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 709 | $13,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 5,620 | $13,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,046 | $13,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 353 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P694 | FRANKLN SWZLND | 517 | $13,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,234 | $13,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 4,980 | $13,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 1,049 | $13,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,229 | $13,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 1,847 | $13,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 533 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 308 | $13,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 3,600 | $13,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 3,325 | $13,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 400 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 259 | $13,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 232 | $13,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 351 | $13,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 604 | $13,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,000 | $13,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 4,181 | $13,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 857 | $13,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 3,417 | $13,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 2,076 | $13,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 8,445 | $13,000 | thousands by filing date | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 625 | $13,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 4,122 | $13,000 | thousands by filing date | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 560 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 602 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,836 | $13,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,194 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,949 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 594 | $13,000 | thousands by filing date | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 2,438 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 822 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 475 | $13,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,450 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 647 | $13,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 6,746 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F231 | ONE GLOBAL ETF | 805 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 1,023 | $13,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,350 | $13,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 304 | $13,000 | thousands by filing date | |
| NOCERA INC | 655186500 | COM | 9,272 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 700 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 977 | $13,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 3,329 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 900 | $13,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 23,121 | $13,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 2,112 | $13,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 8,321 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 570 | $13,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 1,501 | $13,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,108 | $13,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,449 | $13,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,334 | $13,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 868 | $13,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 513 | $13,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 1,317 | $13,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,659 | $13,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 1,374 | $13,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 347 | $13,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B202 | COM | 18,732 | $13,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 371 | $13,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,451 | $13,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 1,300 | $13,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 3,903 | $13,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y104 | COM | 1,273 | $13,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 1,375 | $13,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,813 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 816 | $13,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 1,302 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 1,988 | $13,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 4,092 | $13,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 14,783 | $13,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 3,539 | $13,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 6,243 | $13,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 1,286 | $13,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 27,836 | $13,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 1,283 | $13,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H104 | SHS CL A | 1,342 | $13,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 1,370 | $13,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 97,899 | $13,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 1,337 | $13,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 27,898 | $13,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 17,362 | $13,000 | thousands by filing date | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 5,507 | $13,000 | thousands by filing date | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B104 | COMMON STOCK | 1,310 | $13,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1,317 | $13,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 1,331 | $13,000 | thousands by filing date | |
| CHENGHE ACQUISITION I CO | G5380L113 | UNIT 01/20/2027 | 1,300 | $13,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 1,301 | $13,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 1,307 | $13,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L123 | UNIT 11/04/2026 | 1,326 | $13,000 | thousands by filing date | |
| REDWOODS ACQUISITION CORP | 758083208 | UNIT 03/15/2027 | 1,273 | $13,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 1,258 | $13,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J207 | UNIT 09/01/2027 | 1,289 | $13,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 1,340 | $13,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 1,359 | $13,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,344 | $13,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 1,364 | $13,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 1,331 | $13,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 1,231 | $13,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V207 | UNIT 99/99/9999 | 1,261 | $13,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 1,292 | $13,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 486 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 705 | $13,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 3,449 | $13,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 2,143 | $13,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 7,902 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 162 | $13,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 4,036 | $13,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 1,293 | $13,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 13,760 | $13,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 16,805 | $13,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 1,350 | $13,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 1,250 | $13,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 6,667 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368J101 | MICROSCTR 3X LEV | 668 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 1,563 | $13,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 15,603 | $13,000 | thousands by filing date | |
| REBORN COFFEE INC | 75618M107 | COMMON STOCK | 7,133 | $13,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 14,850 | $13,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506203 | UNIT 99/99/9999 | 1,323 | $13,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,262 | $13,000 | thousands by filing date | |
| GREEN VISOR FINANCIAL TECHNO | G4166K118 | COM | 1,315 | $13,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 1,331 | $13,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 1,319 | $13,000 | thousands by filing date | |
| AVISTA PUB ACQUISITION CORP II UNIT EX 040626 | G07247110 | Stock | 1,258 | $13,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,349 | $13,000 | thousands by filing date | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 300 | $12,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 410 | $12,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 581 | $12,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 200 | $12,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 6,126 | $12,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,569 | $12,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 610 | $12,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 2,962 | $12,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,628 | $12,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,533 | $12,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 2,564 | $12,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 31,162 | $12,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 4,214 | $12,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 158 | $12,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 137 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 717 | $12,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 291 | $12,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 587 | $12,000 | thousands by filing date | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 1,622 | $12,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 229 | $12,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 700 | $12,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 6,272 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 661 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 18,000 | $12,000 | thousands by filing date | principal |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 351 | $12,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 2,558 | $12,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J703 | DIVIDEND GTH LEA | 1,083 | $12,000 | thousands by filing date | |
| BUILD FUNDS TRUST | 12009B101 | CMN | 514 | $12,000 | thousands by filing date | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 510 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 735 | $12,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,119 | $12,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 6,468 | $12,000 | thousands by filing date | |
| INTELLIGENT PROTECTION MANAG | 69764K106 | COM | 7,931 | $12,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 2,205 | $12,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,369 | $12,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 5,633 | $12,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 633 | $12,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,401 | $12,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 714 | $12,000 | thousands by filing date | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 525 | $12,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 1,200 | $12,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 8,264 | $12,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 692 | $12,000 | thousands by filing date | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 5,856 | $12,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,342 | $12,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 3,772 | $12,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 11,191 | $12,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 516 | $12,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 13,000 | $12,000 | thousands by filing date | principal |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 1,188 | $12,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 26,239 | $12,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 13,000 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746P480 | FUND | 423 | $12,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 15,464 | $12,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 1,197 | $12,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 1,223 | $12,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,890 | $12,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 58,436 | $12,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,789 | $12,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 10,038 | $12,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 680 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,055 | $12,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 4,068 | $12,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 4,089 | $12,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 4,888 | $12,000 | thousands by filing date | |
| ANGHAMI INC | G0369L101 | ORD SHS | 4,690 | $12,000 | thousands by filing date | |
| NETCAPITAL INC | 64113L103 | COM | 6,322 | $12,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 12,793 | $12,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 1,170 | $12,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 65,557 | $12,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 35,517 | $12,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 34,124 | $12,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 1,159 | $12,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 1,182 | $12,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 1,241 | $12,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 1,148 | $12,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 1,196 | $12,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 13,137 | $12,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 1,171 | $12,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 1,192 | $12,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 1,207 | $12,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 1,644 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 575 | $12,000 | thousands by filing date | |
| RF ACQUISITION CORP | 74954L203 | UNIT 05/01/2028 | 1,166 | $12,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP IV | G7330C128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 1,152 | $12,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 1,160 | $12,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,240 | $12,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 1,192 | $12,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,223 | $12,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L118 | UNIT 01/01/2026 | 1,229 | $12,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 1,226 | $12,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556122 | UNIT 10/28/2026 | 1,185 | $12,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 1,226 | $12,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 1,165 | $12,000 | thousands by filing date | |
| C5 ACQUISITION CORPORATION | 12530D204 | UNIT 99/99/9999 | 1,145 | $12,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 1,212 | $12,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,175 | $12,000 | thousands by filing date | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 1,215 | $12,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 1,194 | $12,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 1,252 | $12,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 1,269 | $12,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,208 | $12,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247204 | UNIT 99/99/9999 | 1,214 | $12,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 1,181 | $12,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 1,247 | $12,000 | thousands by filing date | |
| SOUND POINT ACQUISITION CORP | G8274F127 | UNIT 02/25/2027 | 1,219 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 994 | $12,000 | thousands by filing date | |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 11,219 | $12,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 616 | $12,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 5,507 | $12,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 12,362 | $12,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 11,176 | $12,000 | thousands by filing date | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 5,404 | $12,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 5,730 | $12,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 11,658 | $12,000 | thousands by filing date | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 1,415 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B758 | NATIONWIDE DOW J | 609 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 674 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 171 | $12,000 | thousands by filing date | |
| UTIME LTD | G9411M108 | SHS | 6,429 | $12,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,192 | $12,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 500 | $12,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 1,246 | $12,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 8,706 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A875 | BLOCKCHAIN &BIT | 1,773 | $12,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 315 | $12,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 1,835 | $12,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 1,070 | $12,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 1,233 | $12,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 1,229 | $12,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 1,243 | $12,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,254 | $12,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 1,154 | $12,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A207 | UNIT 99/99/9999 | 1,157 | $12,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 164 | $11,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 9,068 | $11,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 320 | $11,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 10,233 | $11,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 2,013 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 2,192 | $11,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 500 | $11,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 414 | $11,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 3,345 | $11,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,050 | $11,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 2,096 | $11,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 455 | $11,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,008 | $11,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 11,118 | $11,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 5,670 | $11,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 340 | $11,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,500 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 469 | $11,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 512 | $11,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 584 | $11,000 | thousands by filing date | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 3,762 | $11,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 11,874 | $11,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 3,441 | $11,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 759 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 555 | $11,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 7,527 | $11,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 3,251 | $11,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 17,000 | $11,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 236 | $11,000 | thousands by filing date | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 10,472 | $11,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 8,204 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 326 | $11,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 2,450 | $11,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 17,000 | $11,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 442 | $11,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 2,393 | $11,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 3,043 | $11,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 13,968 | $11,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 500 | $11,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 2,121 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092188 | METAVERSE ETF | 620 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 516 | $11,000 | thousands by filing date | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 20,529 | $11,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 826 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 438 | $11,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,545 | $11,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,657 | $11,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 768 | $11,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 5,031 | $11,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 11,579 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,293 | $11,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 13,000 | $11,000 | thousands by filing date | principal |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 1,674 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 650 | $11,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 11,463 | $11,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 4,681 | $11,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 1,149 | $11,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 1,089 | $11,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 2,472 | $11,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 57,219 | $11,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 17,785 | $11,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 1,049 | $11,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 14,000 | $11,000 | thousands by filing date | principal |
| HOME PLATE ACQUISITION CORP | 43734R103 | COM | 1,130 | $11,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 6,322 | $11,000 | thousands by filing date | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 1,148 | $11,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,481 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 898 | $11,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 4,319 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368J200 | CAL LKD 42 | 549 | $11,000 | thousands by filing date | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 2,271 | $11,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 463 | $11,000 | thousands by filing date | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 436 | $11,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 1,838 | $11,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 12,973 | $11,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,131 | $11,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 52,142 | $11,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 1,115 | $11,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1,059 | $11,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 1,127 | $11,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 1,095 | $11,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 1,091 | $11,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 272 | $11,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 1,100 | $11,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 1,059 | $11,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,089 | $11,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1,122 | $11,000 | thousands by filing date | |
| ZALATORIS ACQUISITION CORP | 89301B203 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 1,142 | $11,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 1,135 | $11,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V122 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 1,064 | $11,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 1,123 | $11,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 1,030 | $11,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 1,088 | $11,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 1,100 | $11,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,139 | $11,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 1,036 | $11,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 1,134 | $11,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 9,411 | $11,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 1,138 | $11,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 10,444 | $11,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 235 | $11,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 12,356 | $11,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 7,666 | $11,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 5,198 | $11,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 28,683 | $11,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 512 | $11,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 1,100 | $11,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 1,139 | $11,000 | thousands by filing date | |
| OPAL FUELS INC | 68347P111 | WTS | 7,840 | $11,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,143 | $11,000 | thousands by filing date | |
| SAVE FOODS INC | 80512Q303 | COM | 5,760 | $11,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 3,408 | $11,000 | thousands by filing date | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 567 | $11,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 6,392 | $11,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 1,091 | $11,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 1,149 | $11,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,092 | $11,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 1,063 | $11,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 1,105 | $11,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,057 | $11,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,116 | $11,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 33,308 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 701 | $11,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 122 | $10,000 | thousands by filing date | put |
| SITIME CORP COM | 82982T106 | Stock | 129 | $10,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 8,979 | $10,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 656 | $10,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 11,000 | $10,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 332 | $10,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 503 | $10,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1,059 | $10,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 13,660 | $10,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 500 | $10,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 5,143 | $10,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 466 | $10,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 5,375 | $10,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 7,678 | $10,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 326 | $10,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 548 | $10,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 2,962 | $10,000 | thousands by filing date | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 147 | $10,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 13,376 | $10,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,231 | $10,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 2,593 | $10,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 536 | $10,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 409 | $10,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 910 | $10,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 12,000 | $10,000 | thousands by filing date | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 610 | $10,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,186 | $10,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 1,314 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 151 | $10,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 427 | $10,000 | thousands by filing date | |
| CHEETAH MOBILE INC | 163075203 | CMN | 5,172 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 311 | $10,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 4,543 | $10,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 6,000 | $10,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 3,664 | $10,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 8,500 | $10,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 7,994 | $10,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 5,044 | $10,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 4,802 | $10,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 499 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 283 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 464 | $10,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 520 | $10,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 907 | $10,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,375 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 245 | $10,000 | thousands by filing date | |
| NEOVOLTA INC | 640655114 | *W EXP 04/01/202 | 5,811 | $10,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 669 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 869 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,293 | $10,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 45,588 | $10,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,834 | $10,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,537 | $10,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 5,190 | $10,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $10,000 | thousands by filing date | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 12,000 | $10,000 | thousands by filing date | principal |
| UPHEALTH INC | 91532B101 | COM | 18,831 | $10,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 685 | $10,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 7,512 | $10,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 17,262 | $10,000 | thousands by filing date | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 2,134 | $10,000 | thousands by filing date | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 11,565 | $10,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 13,000 | $10,000 | thousands by filing date | principal |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 14,500 | $10,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 960 | $10,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 947 | $10,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 1,048 | $10,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 1,010 | $10,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 13,861 | $10,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 986 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 220 | $10,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 1,000 | $10,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 12,357 | $10,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 1,043 | $10,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 963 | $10,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 1,000 | $10,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 338 | $10,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 52,456 | $10,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 9,471 | $10,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 633 | $10,000 | thousands by filing date | |
| ETRACS 2X HI DIV L-VOL ETN-B | 90269A484 | FUND | 897 | $10,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 543 | $10,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 64,923 | $10,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 8,099 | $10,000 | thousands by filing date | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 13,425 | $10,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 1,024 | $10,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A108 | CL A | 942 | $10,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 21,890 | $10,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 998 | $10,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 1,033 | $10,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 976 | $10,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 1,037 | $10,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 1,046 | $10,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 987 | $10,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 982 | $10,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 5,630 | $10,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L763 | GENERATION Z ETF | 858 | $10,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD | 38136Y201 | UNIT 07/15/2026 | 1,004 | $10,000 | thousands by filing date | |
| DUET ACQUISITION CORP | 26431Q205 | UNIT 01/18/2027 | 1,050 | $10,000 | thousands by filing date | |
| BLUE OCEAN ACQUISITION CORP | G1330L113 | UNIT 12/02/2026 | 1,042 | $10,000 | thousands by filing date | |
| LEARN CW INVESTMENT COR | G54157121 | UNIT 99/99/9999 | 1,045 | $10,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 968 | $10,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S125 | UNIT 12/15/2026 | 1,034 | $10,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 990 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |