13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 175 | $4,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 359 | $4,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 15,141 | $4,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 358 | $4,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 400 | $4,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 141 | $3,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 417 | $3,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 976 | $3,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 300 | $3,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 379 | $3,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 139 | $3,000 | thousands by filing date | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 370 | $3,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 1,014 | $3,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 150 | $3,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 415 | $3,000 | thousands by filing date | call |
| VITAL FARMS INC | 92847W103 | COM | 220 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 97 | $3,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 69 | $3,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 80 | $3,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 1,359 | $3,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 562 | $3,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 545 | $3,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 179 | $3,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 959 | $3,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 1,700 | $3,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 151 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 124 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 118 | $3,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 17,181 | $3,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,049 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 69 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 134 | $3,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 72 | $3,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 106 | $3,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 12 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 354 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 372 | $3,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 2,573 | $3,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 5,499 | $3,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 8,696 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 952 | $3,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 85 | $3,000 | thousands by filing date | |
| WALDENCAST PLC | G9503X111 | *W EXP 07/27/202 | 3,365 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 37 | $3,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,385 | $3,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 520 | $3,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 605 | $3,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 1,256 | $3,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,853 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 67 | $3,000 | thousands by filing date | |
| USCF ETF TR | 90290T866 | GOLD STRATEGY | 140 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 215 | $3,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 1,465 | $3,000 | thousands by filing date | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 2,163 | $3,000 | thousands by filing date | |
| INNOVATIVE EYEWEAR INC | 45791D117 | *W EXP 08/16/202 | 6,330 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 200 | $3,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 2,086 | $3,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 24,697 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 172 | $3,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC | 35101A309 | SPON ADS | 181 | $3,000 | thousands by filing date | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 200 | $3,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 1,827 | $3,000 | thousands by filing date | |
| TOUCHSTONE ETF TRUST | 89157W103 | DIVIDEND SELECT | 135 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 158 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 91 | $3,000 | thousands by filing date | |
| NETCAPITAL INC | 64113L111 | *W EXP 07/12/202 | 10,435 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $3,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 500 | $3,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 12,828 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 17,883 | $3,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 4,434 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 3,197 | $3,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 151 | $3,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,045 | $3,000 | thousands by filing date | |
| CohBar Inc | 19249J307 | COM NEW | 1,006 | $3,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 100 | $3,000 | thousands by filing date | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 3,000 | $3,000 | thousands by filing date | principal |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 186 | $3,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 2,067 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 785 | $3,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 18,671 | $3,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,500 | $3,000 | thousands by filing date | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 274 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 3,000 | $3,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 4,000 | $3,000 | thousands by filing date | principal |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 274 | $3,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W101 | COM | 309 | $3,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 7,097 | $3,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 294 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 13,846 | $3,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 350 | $3,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 1,612 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 49 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 325 | $3,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L100 | COM | 323 | $3,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 3,604 | $3,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A108 | COM | 300 | $3,000 | thousands by filing date | |
| VIVAKOR INC | 92852R403 | COM | 2,622 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 7,441 | $3,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 570 | $3,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 7,820 | $3,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 3,393 | $3,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 308 | $3,000 | thousands by filing date | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 187 | $3,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 2,659 | $3,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 43,482 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 172 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 155 | $3,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 26,783 | $3,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 3,791 | $3,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 7,168 | $3,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 40,486 | $3,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 8,007 | $3,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 344 | $3,000 | thousands by filing date | |
| T STAMP INC | 873048300 | CL A | 3,115 | $3,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 318 | $3,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q659 | APEX HEALTHCARE | 435 | $3,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P200 | COM | 2,000 | $3,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 305 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G575 | SELECT LARGE CAP | 729 | $3,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 356 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 15,876 | $3,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 325 | $3,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 334 | $3,000 | thousands by filing date | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 300 | $3,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 31,279 | $3,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 331 | $3,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 280 | $3,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C209 | UNIT 12/09/2026 | 261 | $3,000 | thousands by filing date | |
| HCM ACQUISITION CO | G4365A119 | UNIT 01/20/2027 | 304 | $3,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 309 | $3,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 336 | $3,000 | thousands by filing date | |
| BRUUSH ORAL CARE INC | 11750K203 | COM | 3,173 | $3,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 296 | $3,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 9,224 | $3,000 | thousands by filing date | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 1,418 | $3,000 | thousands by filing date | |
| EXICURE INC | 30205M200 | COM NEW | 1,623 | $3,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 113 | $3,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 15,101 | $3,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 2,322 | $3,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 25,278 | $3,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,180 | $3,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 1,781 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A245 | ETRACS LKD ENT | 79 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 570 | $3,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 8,356 | $3,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 9,848 | $3,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 6,830 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,377 | $3,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10,699 | $3,000 | thousands by filing date | |
| NIGHTSHARES 500 ETF | 90470L493 | ETF | 95 | $3,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 11,646 | $3,000 | thousands by filing date | |
| OKYO PHARMA LTD | 679345108 | CMN | 1,182 | $3,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 12,630 | $3,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 298 | $3,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 4,102 | $3,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 2,635 | $3,000 | thousands by filing date | |
| TD HLDGS INC | 87250W202 | COM NEW | 2,124 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 109 | $3,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 2,965 | $3,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 5,341 | $3,000 | thousands by filing date | |
| JEFFS BRANDS LTD | M61472102 | ORDINARY SHARES | 2,594 | $3,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 3,890 | $3,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 1,077 | $3,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 4,814 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108771 | DIGITAL & ONLINE | 225 | $3,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 330 | $3,000 | thousands by filing date | |
| LISTED FD TR | 53656F342 | ROUNDHILL MEME | 590 | $3,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X644 | AXS SHRT DE SPAC | 57 | $3,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X735 | AXS 2X PFE BULL | 130 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 127 | $3,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 4,200 | $3,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 130,246 | $3,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 305 | $3,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 312 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 299 | $3,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521103 | ORDINARY SHARES | 252 | $3,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 293 | $3,000 | thousands by filing date | |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 250 | $3,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100 | $2,000 | thousands by filing date | put |
| VAXCYTE INC COM | 92243G108 | Stock | 75 | $2,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 403 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 22 | $2,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 105 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 482 | $2,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 344 | $2,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 209 | $2,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 349 | $2,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 565 | $2,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 249 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 47 | $2,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 21 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 79 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 64 | $2,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 89 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 220 | $2,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 369 | $2,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 455 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 386 | $2,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 1,339 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 80 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 93 | $2,000 | thousands by filing date | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 117 | $2,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 29 | $2,000 | thousands by filing date | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 772 | $2,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 2,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 61 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 69 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,052 | $2,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 492 | $2,000 | thousands by filing date | |
| GORILLA TECHNOLOGY GROUP INC | G4000K118 | *W EXP 99/99/999 | 4,220 | $2,000 | thousands by filing date | |
| BONDBLOXX ETF TRUST | 09789C804 | B RT USD HI YLD | 50 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $2,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 405 | $2,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 702 | $2,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 173 | $2,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 55 | $2,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 342 | $2,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 853 | $2,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 1,754 | $2,000 | thousands by filing date | |
| Shf Holdings Inc W Exp 09/28/202 | 824430110 | SPAC Combination | 14,535 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 434 | $2,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 9,090 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 942 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 86 | $2,000 | thousands by filing date | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 3,245 | $2,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 10,600 | $2,000 | thousands by filing date | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 4,830 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 125 | $2,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 854 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F777 | MACKAY CALI MUN | 100 | $2,000 | thousands by filing date | |
| MICROCLOUD HOLOGRAM INC | G55032125 | *W EXP 01/31/202 | 29,385 | $2,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ206 | COM NEW | 731 | $2,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 76 | $2,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 241 | $2,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 96 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P470 | EXPON DATA ETF | 100 | $2,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 787 | $2,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 2,021 | $2,000 | thousands by filing date | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 12,499 | $2,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 7,068 | $2,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N876 | CULTIVAR ETF | 88 | $2,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N801 | WEALTHTRUST DBS | 125 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H393 | INSPIRE CAPITAL | 77 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H527 | SWAN SOS CONS | 110 | $2,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 4,283 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 434 | $2,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 565 | $2,000 | thousands by filing date | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 4,812 | $2,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 1,298 | $2,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 10,457 | $2,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 123 | $2,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 2,948 | $2,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 1,247 | $2,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 1,262 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,000 | $2,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 469 | $2,000 | thousands by filing date | |
| BEST INC | 08653C502 | SPONSORED ADS | 2,870 | $2,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,605 | $2,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 3,345 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G237 | BREAKFAST CMDTY | 100 | $2,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,984 | $2,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 2,952 | $2,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 7,167 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 126 | $2,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 3,826 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,998 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000 | $2,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 286 | $2,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 2,564 | $2,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 7,487 | $2,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 300 | $2,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 4,715 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 692 | $2,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 1,567 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 191 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 291 | $2,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 241 | $2,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 4,779 | $2,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L107 | COM | 200 | $2,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 9,159 | $2,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 186 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,809 | $2,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 3,277 | $2,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 861 | $2,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 928 | $2,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 1,188 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 39 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P514 | FUND | 29 | $2,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 157 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,393 | $2,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 2,610 | $2,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,511 | $2,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 153 | $2,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X101 | COM | 248 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 34 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,141 | $2,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,000 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 165 | $2,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 33,397 | $2,000 | thousands by filing date | |
| KUKE MUSIC HLDG LTD SPONSORED ADS | 501229108 | ADR | 3,264 | $2,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 700 | $2,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 1,500 | $2,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 4,849 | $2,000 | thousands by filing date | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 199 | $2,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D114 | *W EXP 99/99/999 | 12,210 | $2,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 176 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 11,954 | $2,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 4,320 | $2,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,600 | $2,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 10,120 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 204 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 3,087 | $2,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X651 | AXS DE-SPAC ETF | 273 | $2,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006202 | UNIT 11/27/2026 | 197 | $2,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 3,446 | $2,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 210 | $2,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 200 | $2,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 166 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G484 | DAILY US FINTECH | 163 | $2,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 2,402 | $2,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 10,391 | $2,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 3,464 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 25,195 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 210 | $2,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 9,681 | $2,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 4,049 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 80 | $2,000 | thousands by filing date | |
| GLOBAL STAR ACQUISITION INC | 37962G201 | UNIT 07/15/2028 | 197 | $2,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A204 | UNIT 08/31/2028 | 179 | $2,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 9,977 | $2,000 | thousands by filing date | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 201 | $2,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T115 | UNIT 08/22/2028 | 201 | $2,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B126 | UNIT 99/99/9999 | 224 | $2,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 237 | $2,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 285 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 168 | $2,000 | thousands by filing date | |
| CHENGHE ACQUISITION CO | G2086M115 | UNIT 04/22/2027 | 209 | $2,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 143 | $2,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 15,439 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 54,657 | $2,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 189 | $2,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959106 | CLASS A ORD | 219 | $2,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 15,174 | $2,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 181 | $2,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983103 | CL A COM | 225 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 80 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G203 | COM NEW | 1,107 | $2,000 | thousands by filing date | |
| PROCURE ETF TRUST II | 74280R304 | DISASTER REC STR | 95 | $2,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J307 | DISRUPTIVE INNOV | 215 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A252 | ETRACS ETN 50 | 52 | $2,000 | thousands by filing date | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 1,809 | $2,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 4,509 | $2,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 1,222 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 92 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 16,081 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 162 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A834 | METAVERSE ETF | 90 | $2,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 5,939 | $2,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 2,677 | $2,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 2,248 | $2,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 90 | $2,000 | thousands by filing date | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 5,327 | $2,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 3,169 | $2,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 398 | $2,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 5,830 | $2,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 13,537 | $2,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 8,145 | $2,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 5,584 | $2,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A203 | UNT | 203 | $2,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W102 | CMN | 210 | $2,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 200 | $2,000 | thousands by filing date | |
| MOLEKULE GROUP INC | 007744105 | COM | 849 | $2,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 4,128 | $2,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N731 | mc | 115 | $2,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 25,598 | $2,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 8,494 | $2,000 | thousands by filing date | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 4,679 | $2,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 3,367 | $2,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L208 | SPONSORED ADS | 1,721 | $2,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 395 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G672 | BREAKWAVE SEA | 113 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F256 | LIFEGOAL HOMEOWN | 201 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H763 | DIGITAL ASTS MNG | 146 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 7,432 | $2,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 249 | $2,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 19,331 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 12,948 | $2,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 8,133 | $2,000 | thousands by filing date | |
| VALKYRIE ETF TRUST II | 91917A306 | BALANCE SHT OPP | 133 | $2,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 3,388 | $2,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P201 | UNIT 07/30/2028 | 239 | $2,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 29 | $1,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 30 | $1,000 | thousands by filing date | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 66 | $1,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 500 | $1,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 26 | $1,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,082 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 343 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 450 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 20 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 23 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 44 | $1,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 208 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 69 | $1,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 239 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 44 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 32 | $1,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 395 | $1,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 250 | $1,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 21 | $1,000 | thousands by filing date | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 150 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 167 | $1,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 225 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 64 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 100 | $1,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 130 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 342 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 158 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 569 | $1,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 374 | $1,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,302 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H187 | INSPIRE FIDELIS | 23 | $1,000 | thousands by filing date | |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 307 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 75 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 330 | $1,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 5,693 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 26 | $1,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 5 | $1,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L875 | STRAT INCOM ETF | 32 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 19 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 2,705 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 300 | $1,000 | thousands by filing date | |
| TRX GOLD CORPORATION | 87283P109 | COM | 2,927 | $1,000 | thousands by filing date | |
| Saiheat Ltd W Exp 04/29/202 | G7852T111 | SPAC Combination | 9,000 | $1,000 | thousands by filing date | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 2,822 | $1,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 771 | $1,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 11,069 | $1,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 19,296 | $1,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 4,098 | $1,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 333 | $1,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 497 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J792 | CMN | 36 | $1,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 100 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505699 | CMN | 36 | $1,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 1,579 | $1,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q602 | CMN | 23 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 39 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 39 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 28 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 369 | $1,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 9,430 | $1,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 9,795 | $1,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 6,276 | $1,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 1,618 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 645 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A883 | MSCI VIETNAM ETF | 82 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656G209 | HORZN KINTCS BL | 52 | $1,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 496 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 21 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H410 | BLUESTAR ENG THE | 50 | $1,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 9,586 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 35 | $1,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 62,295 | $1,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 1,601 | $1,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 37 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G565 | S&P SMAL 600 ETF | 52 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 34 | $1,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 6,523 | $1,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 35,253 | $1,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 137 | $1,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 3,301 | $1,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 9,100 | $1,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R702 | 1.25X LNG TESLA | 40 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 54 | $1,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 16,871 | $1,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 15,420 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 92 | $1,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 5,811 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 661 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |