13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAUDAX BIO INC | 07160F206 | COM NEW | 77,343 | $19,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T806 | VECTORSHARES MIN | 2,088 | $19,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 542 | $18,000 | thousands by filing date | |
| VTI | 922908769 | COM | 100 | $18,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 88 | $18,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,415 | $18,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,890 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 383 | $18,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 2,525 | $18,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 22,656 | $18,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,190 | $18,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 3,576 | $18,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 413 | $18,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,841 | $18,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,546 | $18,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,065 | $18,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 45,488 | $18,000 | thousands by filing date | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 846 | $18,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 820 | $18,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 5,975 | $18,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 752 | $18,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 3,130 | $18,000 | thousands by filing date | |
| MAGYAR BANCORP INC | 55977T208 | COM | 1,449 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 550 | $18,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,287 | $18,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,508 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 931 | $18,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 6,184 | $18,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,149 | $18,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 29,957 | $18,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,232 | $18,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,491 | $18,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 7,928 | $18,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 4,370 | $18,000 | thousands by filing date | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 6,218 | $18,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,102 | $18,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 8,724 | $18,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 1,882 | $18,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 6,482 | $18,000 | thousands by filing date | |
| LOOP MEDIA INC | 54352F206 | COM | 4,048 | $18,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,633 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 35,009 | $18,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 10,750 | $18,000 | thousands by filing date | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 2,912 | $18,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 1,836 | $18,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 790 | $18,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 1,836 | $18,000 | thousands by filing date | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 14,834 | $18,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 1,838 | $18,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T205 | UNIT 09/27/2026 | 1,751 | $18,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 1,796 | $18,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 1,821 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H813 | HIP SUSTBLE MUNI | 418 | $18,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 1,809 | $18,000 | thousands by filing date | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 1,774 | $18,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 1,788 | $18,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 1,800 | $18,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 1,744 | $18,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J120 | UNIT 11/04/2026 | 1,718 | $18,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 1,853 | $18,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,877 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 1,831 | $18,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 1,795 | $18,000 | thousands by filing date | |
| KIMBELL TIGER ACQUISITION CO | 49436K106 | COM CL A | 1,728 | $18,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 4,353 | $18,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 1,756 | $18,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 1,780 | $18,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 1,831 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767546 | CHINA INNOVATI | 1,203 | $18,000 | thousands by filing date | |
| LISTED FD TR | 53656F359 | ROUNDHILL IO DIG | 1,861 | $18,000 | thousands by filing date | |
| LISTED FD TR | 53656F177 | MERK STAGFLATION | 836 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 611 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 180 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767520 | GLOBAL CARBON TR | 859 | $18,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,845 | $18,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 1,833 | $18,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 213,975 | $18,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 1,872 | $18,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 975 | $17,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $17,000 | thousands by filing date | put |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 548 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 644 | $17,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 10,451 | $17,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 7,375 | $17,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 742 | $17,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,790 | $17,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,100 | $17,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 13,530 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 736 | $17,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 1,175 | $17,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,297 | $17,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,500 | $17,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 20,383 | $17,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 637 | $17,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,536 | $17,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 466 | $17,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,809 | $17,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 1,655 | $17,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 724 | $17,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 933 | $17,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,887 | $17,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 3,153 | $17,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 667 | $17,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 7,086 | $17,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 6,454 | $17,000 | thousands by filing date | |
| PGIM ETF TR | 69344A883 | CMN | 354 | $17,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,001 | $17,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,400 | $17,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 5,188 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1,208 | $17,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 749 | $17,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 8,619 | $17,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 10,585 | $17,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 1,782 | $17,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 731 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 590 | $17,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 3,312 | $17,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 371 | $17,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 16,781 | $17,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 632 | $17,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 806 | $17,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 6,282 | $17,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 34,037 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 508 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 10,176 | $17,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 17,361 | $17,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 1,672 | $17,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 1,692 | $17,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 1,668 | $17,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 1,686 | $17,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 5,405 | $17,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 1,664 | $17,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 3,056 | $17,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 1,736 | $17,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,732 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 9,340 | $17,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 1,692 | $17,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 1,740 | $17,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 1,681 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 747 | $17,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 2,450 | $17,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 46,593 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 1,184 | $17,000 | thousands by filing date | |
| ACRI CAPITAL ACQUISITION COR | 00501A200 | UNIT 02/01/2029 | 1,705 | $17,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 1,729 | $17,000 | thousands by filing date | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T201 | UNIT 06/01/2029 | 1,680 | $17,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 1,742 | $17,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 1,752 | $17,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,714 | $17,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,706 | $17,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 1,724 | $17,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 1,768 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 681 | $17,000 | thousands by filing date | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 3,974 | $17,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 735 | $17,000 | thousands by filing date | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 909 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,193 | $17,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 552 | $17,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 1,674 | $17,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 9,293 | $17,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 1,690 | $17,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 1,676 | $17,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 3,964 | $17,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 1,705 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 454 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 2,471 | $17,000 | thousands by filing date | |
| EMLES TR | 291361889 | LUXURY GOODS ETF | 816 | $17,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,544 | $16,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $16,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $16,000 | thousands by filing date | call |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 1,072 | $16,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 610 | $16,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 4,924 | $16,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 366 | $16,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 21,743 | $16,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 7,228 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 743 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 1,136 | $16,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 861 | $16,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 698 | $16,000 | thousands by filing date | |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 704 | $16,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 4,992 | $16,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,722 | $16,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,703 | $16,000 | thousands by filing date | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 12,004 | $16,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,440 | $16,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 6,222 | $16,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 545 | $16,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,499 | $16,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 6,398 | $16,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 9,805 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 722 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 898 | $16,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 5,855 | $16,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 9,525 | $16,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 4,580 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 355 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 389 | $16,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,414 | $16,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,011 | $16,000 | thousands by filing date | |
| Invest Acquisition Corp | G4923T105 | Equity | 1,556 | $16,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 16,478 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 672 | $16,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 7,512 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 842 | $16,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 630 | $16,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 1,400 | $16,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 14,057 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 479 | $16,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 727 | $16,000 | thousands by filing date | |
| ADVISORSHARES MSOS DAILY LEVERAGED ETF | 00768Y313 | ETF | 1,168 | $16,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,679 | $16,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 8,214 | $16,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,510 | $16,000 | thousands by filing date | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 1,648 | $16,000 | thousands by filing date | |
| SOS LIMITED | 83587W205 | ADR | 3,796 | $16,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 1,590 | $16,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 3,231 | $16,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 42,314 | $16,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 6,910 | $16,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D102 | COM | 1,601 | $16,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 17,693 | $16,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 63,264 | $16,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 7,917 | $16,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 3,300 | $16,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 12,938 | $16,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,000 | $16,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,615 | $16,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 19,506 | $16,000 | thousands by filing date | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 15,077 | $16,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 1,579 | $16,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 1,565 | $16,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,446 | $16,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y813 | ULTRA SHT ACTV | 681 | $16,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 1,565 | $16,000 | thousands by filing date | |
| AMCI ACQUISITION CORP II | 00166R100 | CLASS A COM | 1,640 | $16,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 9,052 | $16,000 | thousands by filing date | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 1,613 | $16,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 1,600 | $16,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 1,600 | $16,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 1,619 | $16,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 1,571 | $16,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 1,545 | $16,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U109 | COMMON STOCK | 1,584 | $16,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E208 | UNIT 11/02/2026 | 1,609 | $16,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 1,583 | $16,000 | thousands by filing date | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 11,421 | $16,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 1,642 | $16,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 1,662 | $16,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,608 | $16,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 1,638 | $16,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 1,532 | $16,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 1,583 | $16,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 1,640 | $16,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 41,041 | $16,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 58,766 | $16,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 55,230 | $16,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 39,927 | $16,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 1,613 | $16,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 1,624 | $16,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 1,629 | $16,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 1,566 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 1,111 | $16,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R508 | RESIDENTIAL & AP | 1,503 | $16,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 56,777 | $16,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 1,589 | $16,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,623 | $16,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 1,638 | $16,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 55,155 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 953 | $16,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 1,607 | $16,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 101,900 | $16,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 5,252 | $16,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,645 | $16,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 1,546 | $16,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 2,027 | $15,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 682 | $15,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 11,376 | $15,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 1,534 | $15,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,704 | $15,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 60 | $15,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 718 | $15,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 15,071 | $15,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,639 | $15,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,252 | $15,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4,675 | $15,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,320 | $15,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 829 | $15,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,454 | $15,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 5,533 | $15,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 796 | $15,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 2,522 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 469 | $15,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 5,756 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 611 | $15,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,301 | $15,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 66,370 | $15,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 588 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 398 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y634 | CMN | 569 | $15,000 | thousands by filing date | |
| MOGU INC | 608012308 | SPON ADS | 6,476 | $15,000 | thousands by filing date | |
| MAIA BIOTECHNOLOGY INC | 552641102 | COM | 4,588 | $15,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 3,563 | $15,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 10,030 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A278 | ETRACS LKD ETN | 391 | $15,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V305 | NT LKD 51 | 919 | $15,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 1,313 | $15,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 484 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 642 | $15,000 | thousands by filing date | |
| GRAPHENE MFG GROUP ORDF | 38867H104 | ORD SHS | 11,050 | $15,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,414 | $15,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 507 | $15,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 765 | $15,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,664 | $15,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1,553 | $15,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 3,028 | $15,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 73,144 | $15,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,477 | $15,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 9,399 | $15,000 | thousands by filing date | |
| TIDAL TRUST I | 886364744 | mc | 908 | $15,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 54,755 | $15,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 1,204 | $15,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 41,935 | $15,000 | thousands by filing date | |
| CERO THERAPEUTICS HLDGS INC | 71902K105 | CLASS A COM | 1,500 | $15,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 11,849 | $15,000 | thousands by filing date | |
| BRIGHT GREEN CORP | 10920G100 | COM | 13,625 | $15,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 3,094 | $15,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 13,874 | $15,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 1,508 | $15,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 1,487 | $15,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 7,671 | $15,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 1,476 | $15,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 6,560 | $15,000 | thousands by filing date | |
| MDXHEALTH SA | 58286E102 | ADR | 2,193 | $15,000 | thousands by filing date | |
| PAXMEDICA INC | 70424C104 | COM | 6,206 | $15,000 | thousands by filing date | |
| MICROCLOUD HOLOGRAM INC | G55032109 | COM | 7,094 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 9,670 | $15,000 | thousands by filing date | |
| JIANZHI ED TECHNOLOGY GROUP | 47737L104 | ADR | 5,808 | $15,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,293 | $15,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 532 | $15,000 | thousands by filing date | |
| GOGORO INC | G9491K105 | ORDINARY SHARES | 4,000 | $15,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 11,415 | $15,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 1,495 | $15,000 | thousands by filing date | |
| NULL | 032108755 | NULL | 849 | $15,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 1,560 | $15,000 | thousands by filing date | |
| ZALATORIS ACQUISITION CORP | 89301B104 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 65,847 | $15,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,505 | $15,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 1,516 | $15,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 1,479 | $15,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 1,561 | $15,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 1,537 | $15,000 | thousands by filing date | |
| ALLARITY THERAPEUTICS INC | 016744104 | COMMON STOCK | 13,946 | $15,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 13,343 | $15,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A200 | UNIT 99/99/9999 | 1,499 | $15,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 20,836 | $15,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 7,753 | $15,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 1,483 | $15,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 1,494 | $15,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131102 | UNIT 09/15/2026 | 1,450 | $15,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q109 | SHS CL A | 1,483 | $15,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 1,431 | $15,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 1,535 | $15,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 1,566 | $15,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 1,498 | $15,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,548 | $15,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 1,546 | $15,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E200 | UNIT 12/31/2026 | 1,534 | $15,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 1,491 | $15,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 1,468 | $15,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 17,543 | $15,000 | thousands by filing date | |
| ESPORTS ENTERTAI 10 PFDCONV SER A DUE 11 16 26 | 29667K405 | CONVERTABLE PREFERED | 4,931 | $15,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 16,635 | $15,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 8,810 | $15,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 881 | $15,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 10,626 | $15,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO | G52251108 | CMN | 10,952 | $15,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 1,478 | $15,000 | thousands by filing date | |
| LISTED FD TR | 53656F235 | B A D ETF | 1,324 | $15,000 | thousands by filing date | |
| INCANNEX HEALTHCARE LTD | 45333L106 | SPONSORED ADS | 3,347 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 386 | $15,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 1,481 | $15,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 1,130 | $15,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,484 | $15,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 1,561 | $15,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R111 | UNIT 09/24/2026 | 1,483 | $15,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 1,409 | $15,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 781 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1,611 | $14,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 800 | $14,000 | thousands by filing date | call |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 1,084 | $14,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 2,881 | $14,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,550 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 100 | $14,000 | thousands by filing date | put |
| AUDIOEYE INC | 050734201 | COM NEW | 2,615 | $14,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 701 | $14,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,395 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 501 | $14,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 296 | $14,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 11,011 | $14,000 | thousands by filing date | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 1,741 | $14,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,051 | $14,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,087 | $14,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 400 | $14,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,700 | $14,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 6,433 | $14,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 5,991 | $14,000 | thousands by filing date | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 6,250 | $14,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 5,361 | $14,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 302 | $14,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,500 | $14,000 | thousands by filing date | put |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 1,236 | $14,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,750 | $14,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,095 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 457 | $14,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 2,207 | $14,000 | thousands by filing date | |
| ONFOLIO HOLDINGS INC | 68277K207 | COM NEW | 12,406 | $14,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 14,213 | $14,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 603 | $14,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 678 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 843 | $14,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B114 | SHS NEW CL A | 6,186 | $14,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,966 | $14,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,696 | $14,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 18,397 | $14,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 1,437 | $14,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD COM | 817225204 | SHS | 15,300 | $14,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 4,227 | $14,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 22,431 | $14,000 | thousands by filing date | |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 6,310 | $14,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 5,674 | $14,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 17,000 | $14,000 | thousands by filing date | principal |
| ObsEva SA | H5861P103 | COM | 100,667 | $14,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 11,000 | $14,000 | thousands by filing date | principal |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 1,454 | $14,000 | thousands by filing date | |
| PRESTO AUTOMATION INC | 74113T105 | COM | 6,609 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 909 | $14,000 | thousands by filing date | |
| SAI TECH GLOBAL CORP | G7852T103 | CLASS A ORD SHS | 4,246 | $14,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 49,867 | $14,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 1,379 | $14,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 33,324 | $14,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 8,841 | $14,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 1,373 | $14,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 804 | $14,000 | thousands by filing date | |
| SEMANTIX INC | G6332A106 | COM | 5,360 | $14,000 | thousands by filing date | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W109 | COM | 4,923 | $14,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 12,863 | $14,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 3,568 | $14,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 334 | $14,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 10,140 | $14,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 669 | $14,000 | thousands by filing date | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 1,400 | $14,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 14,259 | $14,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 24,075 | $14,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 147,266 | $14,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 1,416 | $14,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006103 | COM | 1,415 | $14,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 1,449 | $14,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 1,457 | $14,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 1,384 | $14,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 4,811 | $14,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 1,381 | $14,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 9,049 | $14,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P111 | UNIT 02/18/2032 | 1,380 | $14,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G508 | COM | 3,979 | $14,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 342,770 | $14,000 | thousands by filing date | |
| AROGO CAPITAL ACQUISITION CO | 042644203 | UNIT 99/99/9999 | 1,400 | $14,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 1,342 | $14,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 1,387 | $14,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 1,439 | $14,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 1,338 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,406 | $14,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 1,437 | $14,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A204 | UNIT 10/31/2028 | 1,420 | $14,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 1,393 | $14,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 1,360 | $14,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,438 | $14,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 1,352 | $14,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 1,362 | $14,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 1,333 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505491 | KPOP AND KOREAN | 898 | $14,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 26,823 | $14,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 1,399 | $14,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 24,288 | $14,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 9,266 | $14,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 1,449 | $14,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 1,388 | $14,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 1,435 | $14,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 1,423 | $14,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 1,422 | $14,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U787 | NET ZERO TRANS | 698 | $14,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 21,910 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y210 | CHINA INOVATION | 1,272 | $14,000 | thousands by filing date | |
| BIOLASE INC | 090911405 | cs | 5,559 | $14,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 1,404 | $14,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L599 | REVERE SECTOR | 688 | $14,000 | thousands by filing date | |
| LISTED FD TR | 53656F243 | GRIZZLE GROWTH E | 702 | $14,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 1,409 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B675 | DEFIANCE DLY SHT | 530 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |