13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 3,185 | $6,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 2,331 | $6,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 1,342 | $6,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 627 | $6,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 367 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,285 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 512 | $6,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 481 | $6,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 778 | $6,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,800 | $6,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 562 | $6,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,484 | $6,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 526 | $6,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 2,090 | $6,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 890 | $6,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 555 | $6,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 1,500 | $6,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 3,669 | $6,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 867 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 201 | $6,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 3,572 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G516 | ESG S&P 500 EQL | 328 | $6,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,558 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 246 | $6,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 271 | $6,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 282 | $6,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L730 | AOT GRWT AND INV | 257 | $6,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,871 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108730 | CMN | 266 | $6,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 3,838 | $6,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 2,061 | $6,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 3,024 | $6,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 174 | $6,000 | thousands by filing date | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 30,329 | $6,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 223 | $6,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 6,697 | $6,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,797 | $6,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 8,644 | $6,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 223 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 191 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 172 | $6,000 | thousands by filing date | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 7,430 | $6,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 269 | $6,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 1,473 | $6,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 7,000 | $6,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,607 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,410 | $6,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 529 | $6,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 238 | $6,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 2,657 | $6,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,075 | $6,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 9,682 | $6,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 16,043 | $6,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,578 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 303 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 623 | $6,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 200 | $6,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 12,077 | $6,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 7,000 | $6,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 7,000 | $6,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 1,650 | $6,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 643 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 625 | $6,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 3,500 | $6,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 600 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,726 | $6,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 818 | $6,000 | thousands by filing date | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 643 | $6,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,440 | $6,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 550 | $6,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 563 | $6,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 643 | $6,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 3,976 | $6,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 620 | $6,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 6,561 | $6,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,679 | $6,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 5,709 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 561 | $6,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,887 | $6,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 7,285 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 1,490 | $6,000 | thousands by filing date | |
| NULL | G3312W109 | NULL | 612 | $6,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| AKILI INC | 00974B107 | COMMON STOCK | 2,651 | $6,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 594 | $6,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 9,283 | $6,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 7,033 | $6,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 600 | $6,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 9,040 | $6,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 22,547 | $6,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537117 | UNIT 04/16/2028 | 541 | $6,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 605 | $6,000 | thousands by filing date | |
| JATT ACQUISITION CORP | G50752115 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P105 | COM | 9,711 | $6,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T106 | CLASS A COM | 550 | $6,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 38,889 | $6,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 589 | $6,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R500 | SPON ADS | 3,189 | $6,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 599 | $6,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J604 | CORP CULTURE LEA | 374 | $6,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,657 | $6,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 621 | $6,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 2,216 | $6,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 9,643 | $6,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 629 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 195 | $6,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C124 | UNIT 12/13/2026 | 589 | $6,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 594 | $6,000 | thousands by filing date | |
| IX ACQUISITION CORP | G5000D129 | UNIT 07/31/2028 | 581 | $6,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 634 | $6,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 632 | $6,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S114 | ORDINARY SHARES | 615 | $6,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R209 | UNIT 12/10/2026 | 622 | $6,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J115 | UNIT 10/07/2026 | 577 | $6,000 | thousands by filing date | |
| A SPAC I ACQUISITION CORP | G0542S122 | UNIT 12/09/2026 | 610 | $6,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735111 | UNIT 99/99/9999 | 626 | $6,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 565 | $6,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A207 | UNIT 99/99/9999 | 597 | $6,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C108 | CLASS A COM | 600 | $6,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 631 | $6,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 23,827 | $6,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 600 | $6,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 4,878 | $6,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 742 | $6,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 5,865 | $6,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 5,874 | $6,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 8,450 | $6,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 1,048 | $6,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 21,654 | $6,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 10,194 | $6,000 | thousands by filing date | |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 4,242 | $6,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 625 | $6,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 618 | $6,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,308 | $6,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 801 | $6,000 | thousands by filing date | |
| TREASURE GLOBAL INC | 89458T106 | COM | 2,879 | $6,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 2,157 | $6,000 | thousands by filing date | |
| COSMOS HEALTH INC | 221413206 | Common Stock | 30,552 | $6,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 9,663 | $6,000 | thousands by filing date | |
| STRATEGY SHS | 86280R837 | HALT CLIMATE CHN | 315 | $6,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 5,987 | $6,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P132 | SHS NEW | 7,725 | $6,000 | thousands by filing date | |
| BLACKBOXSTOCKS INC COM | 09229E204 | Stock | 7,497 | $6,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 12,844 | $6,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 1,089 | $6,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 8,406 | $6,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 4,389 | $6,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 9,079 | $6,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 572 | $6,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 596 | $6,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 8,049 | $6,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 600 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 73 | $5,000 | thousands by filing date | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 1,596 | $5,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,702 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,040 | $5,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 3,934 | $5,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 205 | $5,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 732 | $5,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 689 | $5,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 857 | $5,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 4,916 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 222 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 213 | $5,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 635 | $5,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON HOLDINGS | 35473M105 | RESPBLY SRCD GLD | 215 | $5,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 60 | $5,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 164 | $5,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 2,163 | $5,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 193 | $5,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 2,250 | $5,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 257 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,239 | $5,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,984 | $5,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 7,000 | $5,000 | thousands by filing date | principal |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 330 | $5,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 9,838 | $5,000 | thousands by filing date | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 641 | $5,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 2,416 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 263 | $5,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 401 | $5,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 6,779 | $5,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 8,991 | $5,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 153 | $5,000 | thousands by filing date | |
| EON RESOURCES INC | 40472A102 | COM CL A | 547 | $5,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 1,567 | $5,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 3,526 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 468 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 422 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,100 | $5,000 | thousands by filing date | |
| GREENPRO CAP CORP | 39540F309 | COM NEW | 4,009 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 185 | $5,000 | thousands by filing date | |
| PULMATRIX INC | 74584P301 | COM | 1,335 | $5,000 | thousands by filing date | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 14,405 | $5,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 8,000 | $5,000 | thousands by filing date | principal |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 175 | $5,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,007 | $5,000 | thousands by filing date | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 6,000 | $5,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070105 | CL B | 100 | $5,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 4,260 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V602 | CAL LKD 51 | 392 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V206 | NT LKD 51 | 203 | $5,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 2,869 | $5,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 10,782 | $5,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,088 | $5,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 2,619 | $5,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 6,000 | $5,000 | thousands by filing date | principal |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 4,098 | $5,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 240 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 168 | $5,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 39,481 | $5,000 | thousands by filing date | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 6,000 | $5,000 | thousands by filing date | principal |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 6,000 | $5,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 6,000 | $5,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 6,000 | $5,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 6,000 | $5,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $5,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 6,000 | $5,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,170 | $5,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 794 | $5,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 8,688 | $5,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 3,705 | $5,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 4,517 | $5,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212104 | COM | 499 | $5,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 545 | $5,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 10,800 | $5,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 485 | $5,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,612 | $5,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 450 | $5,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,526 | $5,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 4,877 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 9,378 | $5,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,990 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 159 | $5,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 711 | $5,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 2,366 | $5,000 | thousands by filing date | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 473 | $5,000 | thousands by filing date | |
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| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4,599 | $5,000 | thousands by filing date | |
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| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 12,101 | $5,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 818 | $5,000 | thousands by filing date | |
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| CYNGN INC | 23257B107 | COM | 4,594 | $5,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 4,537 | $5,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 12,320 | $5,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,133 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382T101 | COM | 12,981 | $5,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 18,510 | $5,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 44,739 | $5,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 512 | $5,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 511 | $5,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 6,477 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 479 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 29,498 | $5,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 11,986 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 503 | $5,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 13,732 | $5,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 528 | $5,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 15,328 | $5,000 | thousands by filing date | |
| TIDAL ETF TR | 886364678 | INDX FD | 239 | $5,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 1,358 | $5,000 | thousands by filing date | |
| SK GROWTH OPPORTUNITIES CORP | G8192N129 | UNIT 06/28/2029 | 521 | $5,000 | thousands by filing date | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 500 | $5,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 505 | $5,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A200 | UNIT 01/14/2029 | 497 | $5,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B107 | COM | 499 | $5,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W102 | COM | 500 | $5,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 459 | $5,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984101 | UNIT 01/27/2027 | 467 | $5,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 533 | $5,000 | thousands by filing date | |
| FORBION EUROPEAN ACQUSTN COR | G3619H128 | UNIT 12/10/2026 | 451 | $5,000 | thousands by filing date | |
| PRIME NO ACQUISITION I CORP | 74168P107 | COM CL A | 415 | $5,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 498 | $5,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J119 | CLASS A ORD SHS | 499 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 327 | $5,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 13,373 | $5,000 | thousands by filing date | |
| MMTEC INC | G6181K114 | SHS NEW | 3,349 | $5,000 | thousands by filing date | |
| LOCAFY LIMITED SHS NEW | Q56120100 | Stock | 12,551 | $5,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2,040 | $5,000 | thousands by filing date | |
| WEARABLE DEVICES LTD | M97838102 | ORDINARY SHS | 5,325 | $5,000 | thousands by filing date | |
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| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 2,410 | $5,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D100 | COM | 4,740 | $5,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 49,437 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 222 | $5,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748404 | COM NEW | 856 | $5,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579106 | CMN | 532 | $5,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P104 | CMN | 476 | $5,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 468 | $5,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472112 | CMN | 495 | $5,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U108 | CMN | 481 | $5,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 2,947 | $5,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 201 | $5,000 | thousands by filing date | |
| RAIL VISION LTD | M8186D106 | ORDINARY SHS | 8,198 | $5,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 3,903 | $5,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 698 | $5,000 | thousands by filing date | |
| 1847 HLDGS LLC | 28252B804 | COM NEW | 2,811 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 389 | $5,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 9,014 | $5,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 19,866 | $5,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,808 | $5,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 451 | $5,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q202 | UNIT 11/04/2026 | 450 | $5,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 14,847 | $5,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 545 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G680 | 2X DAILY INVERSE | 223 | $5,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 462 | $5,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 10,528 | $5,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 350 | $4,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 250 | $4,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 515 | $4,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 372 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 134 | $4,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 613 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 145 | $4,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 438 | $4,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 79 | $4,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 281 | $4,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 851 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,338 | $4,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 5,098 | $4,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,146 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 212 | $4,000 | thousands by filing date | |
| PACER DATA AND DIGITAL REVOLUTION ETF | 69374H386 | ETF | 213 | $4,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 2,906 | $4,000 | thousands by filing date | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 4,143 | $4,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 1,444 | $4,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R801 | 2X LONG COIN ETF | 335 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 671 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,500 | $4,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 14,837 | $4,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 386 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 308 | $4,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 84 | $4,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 1,083 | $4,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 463 | $4,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3,689 | $4,000 | thousands by filing date | |
| ALVOTECH | L01800116 | *W EXP 99/99/999 | 6,345 | $4,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 17,228 | $4,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 243 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 158 | $4,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 515 | $4,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 100 | $4,000 | thousands by filing date | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 11,712 | $4,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 2,022 | $4,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 7,335 | $4,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 1,854 | $4,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 26,786 | $4,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 226 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 310 | $4,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 10,273 | $4,000 | thousands by filing date | |
| Virtus Duff & Phelps Clean Energy ETF | 92790A702 | ETP | 198 | $4,000 | thousands by filing date | |
| WTS MSP Recovery Inc | 553745118 | Warrant | 3,537 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,250 | $4,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 1,238 | $4,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 114 | $4,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 895 | $4,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 548 | $4,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 3,565 | $4,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 4,151 | $4,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 1,000 | $4,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,906 | $4,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 564 | $4,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 24,158 | $4,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 6,430 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 194 | $4,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 6,999 | $4,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 210 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B206 | TRUS | 366 | $4,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,323 | $4,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 2,940 | $4,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322109 | COM | 400 | $4,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 400 | $4,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 514 | $4,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A101 | COM | 350 | $4,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 2,240 | $4,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 1,522 | $4,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 5,120 | $4,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 396 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 301 | $4,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 450 | $4,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 73 | $4,000 | thousands by filing date | |
| LEARN CW INVESTMENT COR | G54157105 | COM | 425 | $4,000 | thousands by filing date | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 3,261 | $4,000 | thousands by filing date | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 1,152 | $4,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 259 | $4,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 2,030 | $4,000 | thousands by filing date | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 14,389 | $4,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,886 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 71,844 | $4,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,185 | $4,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 12,402 | $4,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 3,857 | $4,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 15,264 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,836 | $4,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 6,073 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 765 | $4,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 15,547 | $4,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,141 | $4,000 | thousands by filing date | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 486 | $4,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 3,371 | $4,000 | thousands by filing date | |
| TRUGOLF INC CMN | 243733102 | COM | 356 | $4,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 2,464 | $4,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 48,196 | $4,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 25,897 | $4,000 | thousands by filing date | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 1,923 | $4,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 748 | $4,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 9,202 | $4,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 371 | $4,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 7,081 | $4,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 12,850 | $4,000 | thousands by filing date | |
| FREIGHT TECHNOLOGIES INC | G51413105 | ORDINARY SHARES | 8,059 | $4,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 22,252 | $4,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 5,942 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 196 | $4,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y203 | UNIT 09/01/2026 | 400 | $4,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 400 | $4,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 16,980 | $4,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 361 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 572 | $4,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 420 | $4,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 6,477 | $4,000 | thousands by filing date | |
| LIONHEART III CORP | 536262108 | CLASS A COM | 411 | $4,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 352 | $4,000 | thousands by filing date | |
| AKANDA CORP | 00971M106 | COMMON SHARES | 9,606 | $4,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQ CORP I | G05157105 | CL A COM | 349 | $4,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 402 | $4,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3,959 | $4,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 426 | $4,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 429 | $4,000 | thousands by filing date | |
| BROAD CAPITAL ACQUISITION CO | 11125B201 | UNIT 01/10/2027 | 450 | $4,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 407 | $4,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 12,662 | $4,000 | thousands by filing date | |
| WEARABLE DEVICES LTD | M97838110 | *W EXP 09/14/202 | 21,366 | $4,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836129 | UNIT 12/13/2026 | 389 | $4,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 353 | $4,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 452 | $4,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 18,730 | $4,000 | thousands by filing date | |
| GENERATION ASIA I ACQUISITIO | G38258110 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| VALUENCE MERGER CORP I | G9R16L126 | UNIT 02/18/2027 | 382 | $4,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 350 | $4,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 362 | $4,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 386 | $4,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A107 | COM | 446 | $4,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 379 | $4,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 406 | $4,000 | thousands by filing date | |
| MURPHY CANYON ACQUISITION CO | 626642201 | UNIT 01/25/2027 | 390 | $4,000 | thousands by filing date | |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 433 | $4,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 396 | $4,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959122 | UNIT 10/18/2026 | 430 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 389 | $4,000 | thousands by filing date | |
| SOUND POINT ACQUISITION CORP | G8274F101 | CLASS A ORD SHS | 400 | $4,000 | thousands by filing date | |
| ALGORHYTHM HLDGS INC | 829322403 | COM | 769 | $4,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 1,074 | $4,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 6,457 | $4,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1,329 | $4,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 157 | $4,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 315 | $4,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 4,227 | $4,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 1,339 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G698 | 2X DAILY ALTERN | 8,210 | $4,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 28,708 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R100 | CMN | 400 | $4,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 391 | $4,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L101 | CMN | 379 | $4,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 362 | $4,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 14,546 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 290 | $4,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A209 | ORD SHS CL A NEW | 1,611 | $4,000 | thousands by filing date | |
| NATIONWIDE RUSSELL 2000 RISK | 26922B741 | ETP | 179 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 480 | $4,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 2,627 | $4,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 7,857 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 12,059 | $4,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 6,535 | $4,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L309 | SPON ADS | 2,324 | $4,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 7,172 | $4,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 3,840 | $4,000 | thousands by filing date | |
| Infobird Co Ltd | G47724201 | Equity | 4,003 | $4,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R876 | 1X SHRT TSLA DLY | 167 | $4,000 | thousands by filing date | |
| ACTELIS NETWORKS INC | 00503R102 | COM | 4,116 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D809 | PACER IPATH GLD | 133 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 408 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |