13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B515 | CMN | 854 | $27,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,458 | $27,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 9,127 | $27,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 630 | $27,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,202 | $27,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 8,491 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G532 | ESG NASDAQ NEXT | 1,615 | $27,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 14,202 | $27,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 84,224 | $27,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 9,977 | $27,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 4,177 | $27,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,053 | $27,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 3,798 | $27,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 2,777 | $27,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 1,084 | $27,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 2,697 | $27,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 718 | $27,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 2,657 | $27,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 2,618 | $27,000 | thousands by filing date | |
| A SPAC II ACQUISITION CORP | G0543H125 | UNIT 10/15/2026 | 2,693 | $27,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P103 | ORDINARY SHARES | 2,600 | $27,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 2,750 | $27,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 2,734 | $27,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 2,686 | $27,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 2,785 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 1,424 | $27,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 2,137 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,543 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,492 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 949 | $27,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 787 | $27,000 | thousands by filing date | |
| LISTED FD TR | 53656F185 | MORGAN CREEK EXO | 1,096 | $27,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 2,709 | $27,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,478 | $26,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 2,320 | $26,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,000 | $26,000 | thousands by filing date | put |
| PROTERRA INC | 74374T109 | COM | 5,225 | $26,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,245 | $26,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,371 | $26,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,099 | $26,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 3,364 | $26,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 17,793 | $26,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 1,336 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 634 | $26,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 2,886 | $26,000 | thousands by filing date | |
| RESIDENTIAL REIT ETF | 886364587 | ETF | 1,638 | $26,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 2,117 | $26,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 29,132 | $26,000 | thousands by filing date | |
| PACER FDS TR | 69374H576 | SWAN SOS FLX JAN | 1,235 | $26,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,031 | $26,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P804 | ST STR LOOMI ETF | 1,044 | $26,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 2,520 | $26,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,274 | $26,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 3,437 | $26,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 22,654 | $26,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 1,057 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,323 | $26,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 1,292 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y798 | GRWT ACCLTD PLUS | 1,544 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 1,106 | $26,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 27,149 | $26,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,612 | $26,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 784 | $26,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 21,883 | $26,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 5,141 | $26,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 2,647 | $26,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 668 | $26,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 2,659 | $26,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 60,247 | $26,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 2,586 | $26,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,770 | $26,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,579 | $26,000 | thousands by filing date | |
| FOCUS IMPACT ACQUISITION COR | 34417L208 | UNIT 10/28/2026 | 2,559 | $26,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 2,582 | $26,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 2,657 | $26,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 2,052 | $26,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 2,776 | $26,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 9,970 | $26,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 2,659 | $26,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 2,617 | $26,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 2,606 | $26,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L302 | COM NEW | 1,915 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 1,283 | $26,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 2,584 | $26,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 2,601 | $26,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,587 | $26,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $25,000 | thousands by filing date | put |
| VALARIS LTD | G9460G101 | CL A | 505 | $25,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $25,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 8,600 | $25,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 8,623 | $25,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,694 | $25,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 4,606 | $25,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,391 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 815 | $25,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 961 | $25,000 | thousands by filing date | |
| RBB FD INC ETF MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX | 74933W643 | ETF | 1,773 | $25,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 10,439 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 1,423 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 887 | $25,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 6,462 | $25,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 942 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P822 | CMN | 1,000 | $25,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 599 | $25,000 | thousands by filing date | |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 1,503 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 1,259 | $25,000 | thousands by filing date | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 1,439 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 751 | $25,000 | thousands by filing date | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 1,510 | $25,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 991 | $25,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 6,414 | $25,000 | thousands by filing date | |
| Hanover Bancorp | 410710206 | COM | 1,298 | $25,000 | thousands by filing date | |
| ALPINE SUMMIT ENRGY PRTNRS INC CL A | 021009105 | COM | 4,869 | $25,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 114,899 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 554 | $25,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,406 | $25,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 53,641 | $25,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 2,481 | $25,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 500 | $25,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 2,504 | $25,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 2,498 | $25,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 2,440 | $25,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 2,572 | $25,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 2,600 | $25,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 4,973 | $25,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 596 | $25,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A102 | CMN | 2,491 | $25,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 2,473 | $25,000 | thousands by filing date | |
| DIREXION DAILY OIL BULL 2X | 25460G435 | FUND | 1,320 | $25,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 500 | $24,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 100 | $24,000 | thousands by filing date | put |
| ALERUS FINL CORP | 01446U103 | COM | 1,089 | $24,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 3,758 | $24,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 706 | $24,000 | thousands by filing date | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 649 | $24,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,064 | $24,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 969 | $24,000 | thousands by filing date | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 729 | $24,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 771 | $24,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 791 | $24,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 5,944 | $24,000 | thousands by filing date | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 2,352 | $24,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 440 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 976 | $24,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 3,644 | $24,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,459 | $24,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 977 | $24,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,295 | $24,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,668 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 740 | $24,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 4,752 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 1,253 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347G481 | S&P KENSHO SMRT | 872 | $24,000 | thousands by filing date | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 1,252 | $24,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 212,965 | $24,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 6,104 | $24,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 1,078 | $24,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 18,116 | $24,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 1,321 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 1,500 | $24,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,518 | $24,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 2,444 | $24,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H105 | COM | 2,374 | $24,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 22,750 | $24,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M605 | COM | 5,540 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 61,725 | $24,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,032 | $24,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 1,338 | $24,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 3,975 | $24,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 2,398 | $24,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 23,585 | $24,000 | thousands by filing date | |
| FARMMI INC | G33277123 | SHS NEW | 42,752 | $24,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 2,450 | $24,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 8,708 | $24,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B297 | NYLI CLEANER TRA | 1,449 | $24,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 2,378 | $24,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 2,394 | $24,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 2,391 | $24,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y200 | UNIT 06/17/2027 | 2,396 | $24,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 2,444 | $24,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 2,381 | $24,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 2,036 | $24,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R303 | COMM | 12,090 | $24,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD | 74907L201 | SPONSORED ADS | 10,558 | $24,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 2,875 | $23,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 824 | $23,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 562 | $23,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,159 | $23,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 591 | $23,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 15,048 | $23,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 2,093 | $23,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,493 | $23,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 2,471 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 1,054 | $23,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 2,466 | $23,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 2,483 | $23,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1,308 | $23,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 686 | $23,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,711 | $23,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 990 | $23,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,034 | $23,000 | thousands by filing date | |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 999 | $23,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 19,189 | $23,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 6,160 | $23,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 548 | $23,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 864 | $23,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,079 | $23,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 1,726 | $23,000 | thousands by filing date | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 13,317 | $23,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,033 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 494 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767769 | MSCI EMG EX CH | 1,020 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 1,284 | $23,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,112 | $23,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 2,442 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A107 | S&P 500 TAIL | 1,056 | $23,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,000 | $23,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,962 | $23,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 631 | $23,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 11,394 | $23,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595101 | COM | 2,300 | $23,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,250 | $23,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,485 | $23,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 6,697 | $23,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,336 | $23,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 2,281 | $23,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 2,273 | $23,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H204 | UNIT 11/17/2026 | 2,269 | $23,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D106 | CLASS A COM | 2,247 | $23,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 791 | $23,000 | thousands by filing date | |
| VOLCON INC | 92864V103 | COM | 11,497 | $23,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 2,262 | $23,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 2,364 | $23,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 864 | $23,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 2,295 | $23,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 3,141 | $23,000 | thousands by filing date | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 913 | $22,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 6,013 | $22,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 7,641 | $22,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 3,667 | $22,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,734 | $22,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,448 | $22,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 247 | $22,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,174 | $22,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 7,713 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,441 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 684 | $22,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 1,033 | $22,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 4,457 | $22,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 4,077 | $22,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1,311 | $22,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 836 | $22,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 996 | $22,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,253 | $22,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 6,047 | $22,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 7,772 | $22,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,413 | $22,000 | thousands by filing date | |
| LISTED FDS TR | 53656F151 | STF TACTICAL GRW | 942 | $22,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 5,272 | $22,000 | thousands by filing date | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 1,488 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 913 | $22,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 664 | $22,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 5,200 | $22,000 | thousands by filing date | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 4,688 | $22,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 1,821 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 731 | $22,000 | thousands by filing date | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 1,068 | $22,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 3,514 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 943 | $22,000 | thousands by filing date | |
| HOUR LOOP INC | 44170P106 | COM | 8,419 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A404 | NASDAQ 100 TAI | 1,147 | $22,000 | thousands by filing date | |
| VSEE HEALTH INC COM | 253893101 | Stock | 2,122 | $22,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 7,456 | $22,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 9,090 | $22,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 7,345 | $22,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,967 | $22,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 589 | $22,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 2,221 | $22,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 2,245 | $22,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 3,314 | $22,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 2,173 | $22,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 2,205 | $22,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,481 | $22,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 11,703 | $22,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 2,235 | $22,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085108 | COM | 2,191 | $22,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 2,186 | $22,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,649 | $22,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,478 | $22,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 614 | $22,000 | thousands by filing date | |
| Tcv Acquisition Corp | G8704C124 | COM | 2,240 | $22,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 18,403 | $22,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 2,257 | $22,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 2,250 | $22,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T793 | IMGP RBA RESPONS | 2,619 | $22,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 2,263 | $22,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 2,874 | $22,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 5,202 | $22,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 36,387 | $22,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC COM NEW | 05338F207 | Stock | 6,760 | $22,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 2,239 | $22,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 2,196 | $22,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 2,211 | $22,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L532 | RAREVIEW INFLATN | 941 | $22,000 | thousands by filing date | |
| Pyxis Oncology, Inc (formerly Apexigen) | 03759B102 | COM | 7,962 | $22,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 2,125 | $22,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 2,243 | $22,000 | thousands by filing date | |
| EMLES TR | 291361863 | ALPHA OPPORTNTES | 1,758 | $22,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 42,003 | $21,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 4,341 | $21,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 10,020 | $21,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 19,106 | $21,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,000 | $21,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $21,000 | thousands by filing date | put |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 1,133 | $21,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 4,752 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 697 | $21,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 2,706 | $21,000 | thousands by filing date | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 2,315 | $21,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 5,133 | $21,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 617 | $21,000 | thousands by filing date | |
| NEOVOLTA INC | 640655106 | CMN | 4,242 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1,093 | $21,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 2,552 | $21,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 3,923 | $21,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 2,465 | $21,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1,026 | $21,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 6,200 | $21,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 4,491 | $21,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 2,392 | $21,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,896 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,322 | $21,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 311 | $21,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 2,951 | $21,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 7,151 | $21,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19,704 | $21,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 23,916 | $21,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 9,782 | $21,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,074 | $21,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 7,368 | $21,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 26,000 | $21,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,984 | $21,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 3,912 | $21,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,104 | $21,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 1,906 | $21,000 | thousands by filing date | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 2,063 | $21,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 16,879 | $21,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E101 | COM | 2,106 | $21,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874121 | COM | 2,101 | $21,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 2,074 | $21,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 152,596 | $21,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 8,198 | $21,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,425 | $21,000 | thousands by filing date | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 768 | $21,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 3,236 | $21,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 10,528 | $21,000 | thousands by filing date | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 9,647 | $21,000 | thousands by filing date | |
| EMBRACE CHANGE ACQUISITN COR | G3034H133 | UNIT 03/17/2027 | 2,105 | $21,000 | thousands by filing date | |
| SCISPARC LTD | M82618105 | COM | 25,308 | $21,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 2,151 | $21,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 2,107 | $21,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 2,185 | $21,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 2,085 | $21,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 2,147 | $21,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 42,651 | $21,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 2,048 | $21,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J202 | UNIT 10/21/2026 | 2,113 | $21,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 2,133 | $21,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 2,073 | $21,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,425 | $21,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 719 | $21,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 2,045 | $21,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 2,156 | $21,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 992 | $21,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y755 | PRIN INTL ADAPTV | 1,161 | $21,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 1,083 | $21,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 2,122 | $21,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,499 | $20,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 2,043 | $20,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 2,073 | $20,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,126 | $20,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U752 | FT VEST LADDERED | 1,000 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 765 | $20,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 38,544 | $20,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,300 | $20,000 | thousands by filing date | |
| WESTROCK COFFEE CO | 96145W103 | COM | 1,909 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 727 | $20,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 936 | $20,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,593 | $20,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 210 | $20,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,002 | $20,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 3,135 | $20,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,044 | $20,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 4,718 | $20,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,450 | $20,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 5,915 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 315 | $20,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 914 | $20,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 629 | $20,000 | thousands by filing date | |
| MCELHENNY SHEFFIELD MANAGED RISK ETF | 26922B774 | ETF | 934 | $20,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 831 | $20,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 2,588 | $20,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 6,105 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 966 | $20,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,799 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 1,216 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 308 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 793 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,706 | $20,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 2,261 | $20,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,480 | $20,000 | thousands by filing date | |
| Kairous Acquisition Corp Ltd | G52131110 | Equity | 1,965 | $20,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 8,786 | $20,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 3,604 | $20,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 23,504 | $20,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 1,761 | $20,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 23,747 | $20,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 1,999 | $20,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F101 | COM | 1,992 | $20,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 1,526 | $20,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,555 | $20,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 1,968 | $20,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 1,982 | $20,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 26,890 | $20,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 13,114 | $20,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,104 | $20,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 11,543 | $20,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 27,189 | $20,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 2,004 | $20,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 78,907 | $20,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 68,037 | $20,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 81,679 | $20,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 1,935 | $20,000 | thousands by filing date | |
| INFINT ACQUISITION CORP | G47862118 | UNIT 99/99/9999 | 2,000 | $20,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 2,041 | $20,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A120 | UNIT 06/03/2026 | 2,036 | $20,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 2,009 | $20,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 8,254 | $20,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 1,806 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 1,089 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y347 | LET BOB AI POWER | 872 | $20,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 36,882 | $20,000 | thousands by filing date | |
| STRATEGY SH NASDAQ 5HANDL | 86280R852 | FUND | 993 | $20,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 2,013 | $20,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,193 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 840 | $19,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 1,000 | $19,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,716 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 4,384 | $19,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 601 | $19,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,620 | $19,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 561 | $19,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,500 | $19,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 4,726 | $19,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,530 | $19,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L771 | SPAR INT VAL ETF | 987 | $19,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,283 | $19,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 6,428 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 554 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 475 | $19,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 922 | $19,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 5,379 | $19,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,817 | $19,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,368 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 1,589 | $19,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 4,052 | $19,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 398 | $19,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,473 | $19,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 3,265 | $19,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,196 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,433 | $19,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,622 | $19,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 851 | $19,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 1,883 | $19,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 1,159 | $19,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 18,467 | $19,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,431 | $19,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,732 | $19,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 158,208 | $19,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 159,399 | $19,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 75,313 | $19,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,895 | $19,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 101,296 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 911 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 629 | $19,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 1,954 | $19,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H206 | UNIT 03/16/2028 | 1,852 | $19,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 1,957 | $19,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 1,915 | $19,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N105 | ORDINARY SHARES | 1,911 | $19,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 1,858 | $19,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C123 | UNIT 99/99/9999 | 1,892 | $19,000 | thousands by filing date | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K100 | COMMON STOCK | 1,954 | $19,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 1,877 | $19,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 25,575 | $19,000 | thousands by filing date | |
| MOBILE GLOBAL ESPORTS INC | 607371101 | COM | 9,822 | $19,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N749 | mc | 1,057 | $19,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 1,944 | $19,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 1,853 | $19,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 1,957 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |