13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 10,856 holding rows worth $228,092,856,000.
- Accession
- 0000950123-22-011345
- Filer
- CIK 1610520
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 19,366 entries on the cover page, a total value of $228,092,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,092,861,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA 028-22657
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,188 | $43,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,812 | $43,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 8,596 | $43,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,200 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,836 | $43,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 4,345 | $43,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 889 | $43,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 39,940 | $43,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 4,332 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y558 | MSCI CHINA CON | 2,004 | $43,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 500 | $42,000 | thousands by filing date | put |
| AVEPOINT INC COM CL A | 053604104 | Stock | 10,500 | $42,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,000 | $42,000 | thousands by filing date | put |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,800 | $42,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 12,316 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 824 | $42,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,217 | $42,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 1,705 | $42,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,511 | $42,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,154 | $42,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 300 | $42,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 1,843 | $42,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 5,877 | $42,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,444 | $42,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 930 | $42,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 1,339 | $42,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,171 | $42,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 1,101 | $42,000 | thousands by filing date | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 1,743 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 970 | $42,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 1,472 | $42,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 3,121 | $42,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 6,342 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 444 | $41,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 200 | $41,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 1,522 | $41,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 2,507 | $41,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 801 | $41,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 131,961 | $41,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,716 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,962 | $41,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 9,712 | $41,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,096 | $41,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L748 | DEFINED DURTN 10 | 2,025 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 1,900 | $41,000 | thousands by filing date | |
| LINKBANCORP INC | 53578P105 | COM | 5,505 | $41,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,717 | $41,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 21,836 | $41,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 7,183 | $41,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 1,308 | $41,000 | thousands by filing date | |
| ADITXT INC | 007025505 | COM NEW | 12,001 | $41,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,865 | $41,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 1,497 | $41,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108748 | INFLATION FIGHTE | 2,139 | $41,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 1,376 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 1,662 | $41,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 34,314 | $41,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,439 | $40,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 400 | $40,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 200 | $40,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 8,728 | $40,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,015 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 401 | $40,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 3,252 | $40,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 4,500 | $40,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,500 | $40,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,157 | $40,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 2,976 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,182 | $40,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,025 | $40,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 4,080 | $40,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 1,779 | $40,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 1,934 | $40,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 11,946 | $40,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 539 | $40,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 14,862 | $40,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 4,068 | $40,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B791 | AI QUALITY GROWT | 3,531 | $40,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085124 | UNIT 04/01/2026 | 3,993 | $40,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 3,935 | $40,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 3,982 | $40,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 1,977 | $40,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 6,978 | $39,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 5,966 | $39,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,042 | $39,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,582 | $39,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 911 | $39,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 2,321 | $39,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,139 | $39,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,655 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 1,654 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 516 | $39,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 2,485 | $39,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 6,321 | $39,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 4,361 | $39,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 119,907 | $39,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,060 | $39,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 55,675 | $39,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247105 | CL A COM | 3,927 | $39,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108797 | mc | 2,500 | $39,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L888 | MERLYN AI BEST | 1,917 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 4,419 | $39,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 3,863 | $39,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 3,917 | $39,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 8,541 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 758 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,543 | $38,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,590 | $38,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 10,496 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 1,718 | $38,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 2,787 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 1,315 | $38,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 492 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 852 | $38,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 2,093 | $38,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 6,409 | $38,000 | thousands by filing date | |
| Leuthold Core ETF | 527289789 | ETF | 1,388 | $38,000 | thousands by filing date | |
| VIRAX BIOLABS GROUP LTD SHS NEW | G9495L109 | Stock | 12,196 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C110 | FUND | 1,923 | $38,000 | thousands by filing date | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 5,451 | $38,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 3,872 | $38,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 5,797 | $38,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 1,581 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 1,905 | $38,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,213 | $37,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,498 | $37,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 32,750 | $37,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 4,273 | $37,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 7,130 | $37,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 2,347 | $37,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 594 | $37,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,458 | $37,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 905 | $37,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 419 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 588 | $37,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 10,240 | $37,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 9,335 | $37,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 4,938 | $37,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,802 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,590 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,204 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 879 | $37,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 19,828 | $37,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,023 | $37,000 | thousands by filing date | |
| SILO PHARMA INC | 82711P201 | cs | 6,799 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 585 | $37,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 4,898 | $37,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 481 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 2,541 | $37,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 3,700 | $37,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,762 | $37,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 3,743 | $37,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 3,622 | $37,000 | thousands by filing date | |
| HARBOR CUSTOM | 41150T207 | PFD | 3,322 | $37,000 | thousands by filing date | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 21,120 | $36,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 6,781 | $36,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 1,580 | $36,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,461 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 939 | $36,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 19,161 | $36,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 10,741 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1,269 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 5,034 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,135 | $36,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L573 | GOOS HOL TAC ETF | 1,600 | $36,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 19,929 | $36,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,955 | $36,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 55,971 | $36,000 | thousands by filing date | |
| DBX ETF TR | 23306X100 | XTRACKERS RISK M | 1,667 | $36,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 16,076 | $36,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,303 | $36,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 51,332 | $36,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 3,655 | $36,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,921 | $36,000 | thousands by filing date | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 3,267 | $36,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,450 | $36,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,410 | $36,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X201 | UNIT 10/25/2028 | 3,553 | $36,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L109 | COM | 3,524 | $36,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 1,612 | $36,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 800 | $35,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P660 | FRANKLIN ASIA | 1,871 | $35,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,111 | $35,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 930 | $35,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 1,729 | $35,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 5,035 | $35,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 2,918 | $35,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 1,159 | $35,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 1,740 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 1,395 | $35,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,274 | $35,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,595 | $35,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 4,382 | $35,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 5,632 | $35,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 6,602 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,686 | $35,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 1,589 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 1,709 | $35,000 | thousands by filing date | |
| TDH HLDGS INC | G87084110 | SHS NEW | 10,746 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,059 | $35,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,945 | $35,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,915 | $35,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 29,578 | $35,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 3,488 | $35,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 3,506 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G310 | FUND | 1,786 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G294 | FUND | 1,151 | $35,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 41,200 | $35,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,430 | $35,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 41,847 | $35,000 | thousands by filing date | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 1,375 | $35,000 | thousands by filing date | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R205 | UNIT 12/17/2026 | 3,539 | $35,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 3,560 | $35,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 3,496 | $35,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 3,533 | $35,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X768 | AXS 1.5X PYPL BL | 887 | $35,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 1,529 | $35,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 3,346 | $35,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $34,000 | thousands by filing date | put |
| PEPGEN INC COM | 713317105 | Stock | 3,764 | $34,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,331 | $34,000 | thousands by filing date | call |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,117 | $34,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 1,266 | $34,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,078 | $34,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,307 | $34,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,458 | $34,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,410 | $34,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 5,342 | $34,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 1,626 | $34,000 | thousands by filing date | |
| LISTED FDS TR | 53656F169 | STF TAC GW & INC | 1,569 | $34,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 2,582 | $34,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 4,234 | $34,000 | thousands by filing date | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 1,269 | $34,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 3,631 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1,748 | $34,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 658 | $34,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 1,655 | $34,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 5,286 | $34,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 4,429 | $34,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 3,472 | $34,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 1,477 | $34,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,722 | $34,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 2,795 | $34,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 1,400 | $34,000 | thousands by filing date | |
| ZALATORIS II ACQUISITION COR | G9831X114 | UNIT 07/27/2021 | 3,500 | $34,000 | thousands by filing date | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 3,409 | $34,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450207 | UNIT 10/21/2026 | 3,400 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,639 | $34,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 1,901 | $34,000 | thousands by filing date | |
| HEMPACCO CO INC | 42371L106 | COM | 15,081 | $34,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1,135 | $34,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 660 | $33,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,387 | $33,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 536 | $33,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 4,565 | $33,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 5,557 | $33,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 1,644 | $33,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 6,097 | $33,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,400 | $33,000 | thousands by filing date | call |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 50,000 | $33,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,929 | $33,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,090 | $33,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 1,498 | $33,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,438 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,756 | $33,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 931 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1,675 | $33,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 2,235 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 518 | $33,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E646 | DAIL PHA MED ETF | 3,728 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A602 | NASDAQ 100 COLA | 1,503 | $33,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,716 | $33,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,163 | $33,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 3,325 | $33,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,500 | $33,000 | thousands by filing date | |
| NTELLIGENT LIVING APPLICATI | G4804S101 | ORD SHS | 11,942 | $33,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 3,301 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 1,505 | $33,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 3,289 | $33,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 3,276 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,585 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,883 | $33,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H351 | INSPIRE FAITH LR | 1,648 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 4,496 | $33,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 133,998 | $32,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,100 | $32,000 | thousands by filing date | put |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 377 | $32,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F656 | FT VEST INTE | 1,867 | $32,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 2,388 | $32,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 5,321 | $32,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 9,827 | $32,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 3,436 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 769 | $32,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 6,413 | $32,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,833 | $32,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 1,442 | $32,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,920 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 3,029 | $32,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 1,908 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 1,439 | $32,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,140 | $32,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1,398 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 875 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 1,406 | $32,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 3,202 | $32,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,342 | $32,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 12,619 | $32,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 3,243 | $32,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 3,273 | $32,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,764 | $32,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1,479 | $32,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 23,205 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 1,194 | $32,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 3,229 | $32,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 30,717 | $32,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 1,055 | $32,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 1,337 | $32,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 161,807 | $32,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 3,201 | $32,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,543 | $31,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,417 | $31,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100 | $31,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 5,613 | $31,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 360 | $31,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,215 | $31,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 3,742 | $31,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 761 | $31,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 7,674 | $31,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,500 | $31,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 3,180 | $31,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,556 | $31,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,825 | $31,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 3,320 | $31,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 2,669 | $31,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L813 | RELA SEN TAC ETF | 1,379 | $31,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 1,222 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 668 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,343 | $31,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 7,452 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 1,232 | $31,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 2,199 | $31,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 1,495 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 1,328 | $31,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 13,369 | $31,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 691 | $31,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 3,564 | $31,000 | thousands by filing date | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 8,947 | $31,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 10,704 | $31,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 7,943 | $31,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 734 | $31,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 1,245 | $31,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 1,336 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,648 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 2,226 | $31,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 3,072 | $31,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 3,130 | $31,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,494 | $31,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072513 | LOW VOLATILITY | 812 | $31,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 7,982 | $31,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 3,161 | $31,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M201 | UNIT 03/23/2026 | 3,172 | $31,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 543 | $31,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 3,142 | $31,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 1,384 | $31,000 | thousands by filing date | |
| BNY Mellon Sustainable US Equity ETF | 09661T867 | ETP | 815 | $31,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y748 | PRIN US LRG CAP | 1,430 | $31,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 2,973 | $31,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 3,113 | $31,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 279 | $30,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 6,085 | $30,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,540 | $30,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,937 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,600 | $30,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 3,650 | $30,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 6,044 | $30,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 3,369 | $30,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 137 | $30,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,185 | $30,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,146 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 888 | $30,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 718 | $30,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 713 | $30,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,065 | $30,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 9,883 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 1,423 | $30,000 | thousands by filing date | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 11,758 | $30,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R884 | 2X LONG AAPL ETF | 1,689 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,092 | $30,000 | thousands by filing date | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 1,340 | $30,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 3,937 | $30,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 1,147 | $30,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 909 | $30,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 627 | $30,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 5,273 | $30,000 | thousands by filing date | |
| POWERED BRANDS | G7209M108 | COM | 3,030 | $30,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 22 | $30,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 31,277 | $30,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,195 | $30,000 | thousands by filing date | |
| CORNERCAP FUNDAMETRICS LARGE-CAP ETF | 89832P267 | ETF | 1,011 | $30,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 2,936 | $30,000 | thousands by filing date | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 329 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 953 | $30,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 1,177 | $30,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,262 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 1,835 | $29,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 5,000 | $29,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 23,909 | $29,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,997 | $29,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 2,251 | $29,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 3,849 | $29,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 922 | $29,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 7,348 | $29,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,077 | $29,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 1,550 | $29,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 2,711 | $29,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,666 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,057 | $29,000 | thousands by filing date | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 1,095 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 1,424 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 658 | $29,000 | thousands by filing date | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 833 | $29,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 2,124 | $29,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 6,337 | $29,000 | thousands by filing date | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 2,282 | $29,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,297 | $29,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 1,227 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1,631 | $29,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,918 | $29,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 6,563 | $29,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 40,353 | $29,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 3,187 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 1,073 | $29,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 1,069 | $29,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,868 | $29,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 10,005 | $29,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 2,929 | $29,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 10,653 | $29,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 72,134 | $29,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 2,954 | $29,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 2,889 | $29,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 2,902 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W754 | BLOOMBERG CLEAN | 832 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 1,642 | $29,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 3,461 | $29,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 2,882 | $29,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,600 | $29,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,053 | $28,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 5,534 | $28,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 631 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 1,230 | $28,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 691 | $28,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 3,921 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,455 | $28,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 3,279 | $28,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 626 | $28,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 3,783 | $28,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 3,203 | $28,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 1,459 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 761 | $28,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 6,546 | $28,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 1,247 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,243 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 652 | $28,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 724 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 867 | $28,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,691 | $28,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 631 | $28,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,817 | $28,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 35,376 | $28,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 1,705 | $28,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 788 | $28,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,400 | $28,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 3,124 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,161 | $28,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 27,026 | $28,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 2,824 | $28,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 2,815 | $28,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X128 | UNIT 11/15/2024 | 2,754 | $28,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 186,750 | $28,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $27,000 | thousands by filing date | put |
| RED CAT HLDGS INC | 75644T100 | COM | 16,098 | $27,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 3,472 | $27,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 982 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 643 | $27,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,035 | $27,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 27,182 | $27,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,304 | $27,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 603 | $27,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 695 | $27,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,782 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 635 | $27,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 6,500 | $27,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,507 | $27,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,500 | $27,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 939 | $27,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,213 | $27,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,497 | $27,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 1,171 | $27,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 4,024 | $27,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 2,687 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-011345 | this filing | 2022-11-10 | acceptance time not in the bulk data set |