13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIODESIX INC | 09075X108 | COM | 4,223 | $7,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 10,000 | $7,000 | thousands by filing date | principal |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 24,866 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 284 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 304 | $7,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 128 | $7,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 8,000 | $7,000 | thousands by filing date | principal |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 30,961 | $7,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,583 | $7,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 5,800 | $7,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 2,984 | $7,000 | thousands by filing date | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 1,593 | $7,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 5,735 | $7,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 290 | $7,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 1,000 | $7,000 | thousands by filing date | |
| The Very Good Food Company Inc COM | 88340B109 | Common Stock | 28,859 | $7,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 475 | $7,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 6,883 | $7,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 6,119 | $7,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,000 | $7,000 | thousands by filing date | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 7,000 | $7,000 | thousands by filing date | principal |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 12,479 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 678 | $7,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 3,279 | $7,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 3,824 | $7,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 10,000 | $7,000 | thousands by filing date | principal |
| EMX RTY CORP | 26873J107 | COM | 4,039 | $7,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 204 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 319 | $7,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 7,000 | $7,000 | thousands by filing date | principal |
| GENFIT S A | 372279109 | ADS | 2,191 | $7,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 39,678 | $7,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 369 | $7,000 | thousands by filing date | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 8,000 | $7,000 | thousands by filing date | principal |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 5,037 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 8,000 | $7,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 8,000 | $7,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 7,000 | $7,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 8,000 | $7,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 7,000 | $7,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 8,000 | $7,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 8,420 | $7,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $7,000 | thousands by filing date | principal |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 1,704 | $7,000 | thousands by filing date | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 573 | $7,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 630 | $7,000 | thousands by filing date | |
| GRAPHJET TECHNOLOGY | G30449105 | CLASS A ORD SHS | 700 | $7,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 9,994 | $7,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,374 | $7,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,413 | $7,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 758 | $7,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13,688 | $7,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 3,500 | $7,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 691 | $7,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 1,294 | $7,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AB7 | BOND | 8,000 | $7,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISI | G2773W103 | COM | 659 | $7,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874121 | COM | 737 | $7,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 761 | $7,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,288 | $7,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 5,571 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,705 | $7,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 246 | $7,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,238 | $7,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 5,106 | $7,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 1,577 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 708 | $7,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 2,357 | $7,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 3,545 | $7,000 | thousands by filing date | |
| NEOS ETF TRUST | 78433H105 | ETF | 365 | $7,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 4,831 | $7,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 11,657 | $7,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 10,331 | $7,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 11,207 | $7,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204204 | UNIT 10/28/2026 | 750 | $7,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 19,145 | $7,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 656 | $7,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 685 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 740 | $7,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 698 | $7,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 7,521 | $7,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 10,849 | $7,000 | thousands by filing date | |
| TECHNOLOGY & TEL EQUITY | G87119106 | COM | 713 | $7,000 | thousands by filing date | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P201 | UNIT 12/31/2028 | 750 | $7,000 | thousands by filing date | |
| CANNA GLOBAL ACQUISITION COR | 13767K200 | UNIT 11/30/2026 | 691 | $7,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 658 | $7,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K129 | UNIT 09/23/2026 | 711 | $7,000 | thousands by filing date | |
| IX ACQUISITION CORP | G5000D129 | UNIT 07/31/2028 | 681 | $7,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A207 | UNIT 01/13/2027 | 668 | $7,000 | thousands by filing date | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 700 | $7,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 682 | $7,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W128 | UNIT 10/12/2026 | 702 | $7,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 17,782 | $7,000 | thousands by filing date | |
| RCF ACQUISITION CORP | G7330C102 | CL A COM | 700 | $7,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 739 | $7,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 17,127 | $7,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 692 | $7,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 700 | $7,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 477 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 139 | $7,000 | thousands by filing date | |
| ACLARION INC COM NEW | 655187102 | Stock | 7,965 | $7,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,559 | $7,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 4,231 | $7,000 | thousands by filing date | |
| OSTIN TECHNOLOGY GROUP CO LT | G67927106 | ORD SHS CL A | 4,113 | $7,000 | thousands by filing date | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 905 | $7,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC ORD SHS | G2124G112 | Stock | 3,107 | $7,000 | thousands by filing date | |
| ONCONETIX INC | 09610B108 | COM | 3,345 | $7,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 4,974 | $7,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 4,510 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 380 | $7,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 6,194 | $7,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 14,215 | $7,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 890 | $7,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 662 | $7,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 743 | $7,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 718 | $7,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 25,573 | $7,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 728 | $7,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 4,048 | $7,000 | thousands by filing date | |
| SAVE FOODS INC | 80512Q303 | COM | 1,990 | $7,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 1,793 | $7,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 306 | $7,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 243 | $7,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 3,781 | $7,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z125 | UNIT 11/22/2026 | 700 | $7,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 703 | $7,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 24,651 | $7,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 646 | $7,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 700 | $7,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 673 | $7,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 717 | $7,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 705 | $7,000 | thousands by filing date | |
| TIDAL ETF TR | 886364728 | SONICSHARES AIR | 1,988 | $7,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 28,519 | $7,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 713 | $7,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 5,903 | $7,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 618 | $7,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 713 | $7,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 701 | $7,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 21,983 | $7,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A128 | UNIT 04/30/2028 | 702 | $7,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 704 | $7,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 651 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 213 | $7,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 774 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,002 | $6,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 508 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 263 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 133 | $6,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,032 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 110 | $6,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 252 | $6,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,273 | $6,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,516 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 165 | $6,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 140 | $6,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 262 | $6,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 252 | $6,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 338 | $6,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 254 | $6,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 243 | $6,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 223 | $6,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 568 | $6,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 728 | $6,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 945 | $6,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 141 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,210 | $6,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 3,030 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 191 | $6,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 1,971 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 157 | $6,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 1,016 | $6,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 15,320 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,715 | $6,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,219 | $6,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 538 | $6,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 113 | $6,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 2,337 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 265 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 177 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 230 | $6,000 | thousands by filing date | |
| HILLEVAX INC | 43157M102 | COM | 571 | $6,000 | thousands by filing date | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 251 | $6,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 2,653 | $6,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 6,276 | $6,000 | thousands by filing date | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 338 | $6,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 301 | $6,000 | thousands by filing date | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 9,762 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 345 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 190 | $6,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 336 | $6,000 | thousands by filing date | |
| AUSTIN GOLD CORP | 05223F106 | COM | 3,444 | $6,000 | thousands by filing date | |
| EON RESOURCES INC | 40472A102 | COM CL A | 601 | $6,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 5,011 | $6,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 194 | $6,000 | thousands by filing date | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 4,525 | $6,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 828 | $6,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 336 | $6,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 208 | $6,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 309 | $6,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 269 | $6,000 | thousands by filing date | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 7,000 | $6,000 | thousands by filing date | principal |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 5,793 | $6,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,326 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V602 | CAL LKD 51 | 392 | $6,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 2,199 | $6,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 394 | $6,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 229 | $6,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 3,738 | $6,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 1,150 | $6,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 2,036 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 3,242 | $6,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 7,000 | $6,000 | thousands by filing date | principal |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | thousands by filing date | principal |
| URBAN-GRO INC | 91704K202 | COM NEW | 1,290 | $6,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,000 | $6,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 9,000 | $6,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 7,000 | $6,000 | thousands by filing date | principal |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 1,315 | $6,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 325 | $6,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 200 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 7,000 | $6,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 7,000 | $6,000 | thousands by filing date | principal |
| ARQIT QUANTUM ORD | G0567U101 | COM | 980 | $6,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 2,287 | $6,000 | thousands by filing date | |
| CERO THERAPEUTICS HLDGS INC | 71902K105 | CLASS A COM | 600 | $6,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 790 | $6,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 2,448 | $6,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 1,579 | $6,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 9,830 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 625 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G476 | FUND | 600 | $6,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 600 | $6,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 126 | $6,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,440 | $6,000 | thousands by filing date | |
| ESGEN ACQUISITION CORP | G3R95N103 | COM | 550 | $6,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 1,504 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,509 | $6,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 563 | $6,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 590 | $6,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 643 | $6,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 10,955 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 680 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 16,827 | $6,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,138 | $6,000 | thousands by filing date | |
| SBIG Holdings, Inc. | 85021Q108 | Common Stock | 3,559 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 12,936 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 282 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 309 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 209 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 259 | $6,000 | thousands by filing date | |
| ANGHAMI INC | G0369L101 | ORD SHS | 1,185 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 685 | $6,000 | thousands by filing date | |
| VERDE CLEAN FUELS INC CLASS A COM | 15130M102 | Stock | 576 | $6,000 | thousands by filing date | |
| NULL | G3312W109 | NULL | 612 | $6,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 8,932 | $6,000 | thousands by filing date | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 7,277 | $6,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 15,073 | $6,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 6,172 | $6,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 5,645 | $6,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 604 | $6,000 | thousands by filing date | |
| JATT ACQUISITION CORP | G50752115 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 5,389 | $6,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T106 | CLASS A COM | 550 | $6,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 628 | $6,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 9,854 | $6,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 623 | $6,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 17,706 | $6,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 661 | $6,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 599 | $6,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 13,137 | $6,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 552 | $6,000 | thousands by filing date | |
| REVELATION BIOSCIENCES INC | 76135L101 | COM | 5,062 | $6,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 661 | $6,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 621 | $6,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L115 | UNIT 11/30/2028 | 649 | $6,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 629 | $6,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 2,402 | $6,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 600 | $6,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 639 | $6,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768128 | UNIT 99/99/9999 | 581 | $6,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J115 | UNIT 10/07/2026 | 577 | $6,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 597 | $6,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 639 | $6,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A207 | UNIT 99/99/9999 | 597 | $6,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 24,302 | $6,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 585 | $6,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 631 | $6,000 | thousands by filing date | |
| BANYAN ACQUISITION CORPORATI | 06690B206 | UNIT 09/30/2028 | 607 | $6,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 600 | $6,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| SOUND POINT ACQUISITION CORP | G8274F127 | UNIT 02/25/2027 | 609 | $6,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 222 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 7,000 | $6,000 | thousands by filing date | principal |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 2,396 | $6,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 8,436 | $6,000 | thousands by filing date | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 2,129 | $6,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,296 | $6,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,581 | $6,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 636 | $6,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 31,098 | $6,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E681 | CMN | 283 | $6,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 618 | $6,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 600 | $6,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 14,285 | $6,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 263 | $6,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 15,538 | $6,000 | thousands by filing date | |
| STRATEGY SHS | 86280R837 | HALT CLIMATE CHN | 308 | $6,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 3,095 | $6,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 6,601 | $6,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L309 | SPON ADS | 2,245 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108771 | DIGITAL & ONLINE | 472 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G730 | PRIME 2X DLY JUR | 2,281 | $6,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 6,734 | $6,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 8,419 | $6,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 2,426 | $6,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 572 | $6,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F206 | COM NEW | 7,135 | $6,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 571 | $6,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 561 | $6,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 596 | $6,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 618 | $6,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 3,120 | $6,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 36,667 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 31,663 | $6,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 4,623 | $6,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP. | 18453L206 | COM | 573 | $6,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 607 | $6,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 19,511 | $6,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,827 | $5,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 145 | $5,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 600 | $5,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 477 | $5,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 222 | $5,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,239 | $5,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 186 | $5,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,040 | $5,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 104 | $5,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 2,295 | $5,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 204 | $5,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 156 | $5,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 3,057 | $5,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 109 | $5,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 794 | $5,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 947 | $5,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 159 | $5,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 414 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 185 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 237 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,338 | $5,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 158 | $5,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 549 | $5,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 825 | $5,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 113 | $5,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 1,077 | $5,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 2,466 | $5,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 1,741 | $5,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 395 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 122 | $5,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 223 | $5,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 78 | $5,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 108 | $5,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 143 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 213 | $5,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 238 | $5,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 736 | $5,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 179 | $5,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 321 | $5,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 719 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 177 | $5,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 2,201 | $5,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 645 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 181 | $5,000 | thousands by filing date | |
| TRX GOLD CORPORATION | 87283P109 | COM | 13,840 | $5,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1,020 | $5,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J818 | CMN | 215 | $5,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 1,138 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 66 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 137 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 156 | $5,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,019 | $5,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 4,083 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 6,000 | $5,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 162 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 189 | $5,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 15,450 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 438 | $5,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,127 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 137 | $5,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 1,407 | $5,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 195 | $5,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 2,757 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H469 | SWAN SOS FLEX JU | 234 | $5,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 513 | $5,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P470 | EXPON DATA ETF | 285 | $5,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,731 | $5,000 | thousands by filing date | |
| IONQ INC | 46222L116 | *W EXP 09/30/202 | 5,813 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 191 | $5,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 315 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 290 | $5,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L714 | RARE TAX ADV ETF | 226 | $5,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 180 | $5,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 414 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,458 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 275 | $5,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 536 | $5,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 3,500 | $5,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 4,272 | $5,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 217 | $5,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 1,314 | $5,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 600 | $5,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 2,420 | $5,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,924 | $5,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 4,905 | $5,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 7,000 | $5,000 | thousands by filing date | principal |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 193 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 249 | $5,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 4,929 | $5,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2026 TERM TREASURY ETF | 46435U127 | ETF | 241 | $5,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 3,000 | $5,000 | thousands by filing date | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 2,000 | $5,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,000 | $5,000 | thousands by filing date | principal |
| Draganfly Inc | 26142Q205 | COM | 6,030 | $5,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 2,351 | $5,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 3,360 | $5,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 4,958 | $5,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 4,759 | $5,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,297 | $5,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 2,511 | $5,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 409 | $5,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 545 | $5,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 2,273 | $5,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 470 | $5,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 2,137 | $5,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 3,517 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,687 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,332 | $5,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 4,499 | $5,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 259 | $5,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 8,221 | $5,000 | thousands by filing date | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 468 | $5,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 3,856 | $5,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 2,411 | $5,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 475 | $5,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 6,518 | $5,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 2,453 | $5,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 2,759 | $5,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 103,200 | $5,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 23,923 | $5,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 4,326 | $5,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 1,848 | $5,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 4,653 | $5,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 512 | $5,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 511 | $5,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 38,889 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 479 | $5,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 535 | $5,000 | thousands by filing date | |
| LIONHEART III CORP | 536262108 | CLASS A COM | 456 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 508 | $5,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 497 | $5,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 528 | $5,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 10,573 | $5,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 14,086 | $5,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 32,292 | $5,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 479 | $5,000 | thousands by filing date | |
| TIDAL ETF TR | 886364678 | INDX FD | 227 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 9,802 | $5,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072513 | LOW VOLATILITY | 127 | $5,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 2,056 | $5,000 | thousands by filing date | |
| BROAD CAPITAL ACQUISITION CO | 11125B201 | UNIT 01/10/2027 | 450 | $5,000 | thousands by filing date | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 500 | $5,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 3,862 | $5,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 505 | $5,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 487 | $5,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R209 | UNIT 12/10/2026 | 532 | $5,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 510 | $5,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735111 | UNIT 99/99/9999 | 476 | $5,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984101 | UNIT 01/27/2027 | 467 | $5,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506104 | COMMON STOCK | 512 | $5,000 | thousands by filing date | |
| FORBION EUROPEAN ACQUSTN COR | G3619H128 | UNIT 12/10/2026 | 451 | $5,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C108 | CLASS A COM | 500 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 22,154 | $5,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 498 | $5,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 541 | $5,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 1,548 | $5,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 240 | $5,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 188 | $5,000 | thousands by filing date | |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 7,029 | $5,000 | thousands by filing date | |
| DIREXION WORLD WITHOUT | 25460G641 | WASTE ETF | 278 | $5,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 2,814 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |