13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 222 | $5,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579106 | CMN | 532 | $5,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P104 | CMN | 476 | $5,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 468 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 188 | $5,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 500 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 152 | $5,000 | thousands by filing date | |
| MOLEKULE GROUP INC | 007744105 | COM | 414 | $5,000 | thousands by filing date | |
| RAIL VISION LTD | M8186D106 | ORDINARY SHS | 5,458 | $5,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R409 | HOTEL & LODGING | 441 | $5,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 489 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 308 | $5,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 451 | $5,000 | thousands by filing date | |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 12,366 | $5,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q202 | UNIT 11/04/2026 | 500 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 664 | $5,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 462 | $5,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 323 | $5,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 4,692 | $5,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 522 | $5,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 4,179 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 222 | $5,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 44,984 | $5,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 291 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,000 | $4,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 723 | $4,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 61 | $4,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 300 | $4,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 113 | $4,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 381 | $4,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,000 | $4,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 82 | $4,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 1,328 | $4,000 | thousands by filing date | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 924 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,623 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 102 | $4,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 1,801 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 789 | $4,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 503 | $4,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 1,271 | $4,000 | thousands by filing date | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 161 | $4,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 193 | $4,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 5,430 | $4,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 86 | $4,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 498 | $4,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 400 | $4,000 | thousands by filing date | put |
| ARRIVAL GROUP | L0423Q108 | SHS | 2,430 | $4,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 192 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 1,022 | $4,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 400 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 396 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 125 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 360 | $4,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 189 | $4,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 708 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 791 | $4,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 1,093 | $4,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 958 | $4,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 269 | $4,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,000 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 203 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 116 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 278 | $4,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 181 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 77 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 164 | $4,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 1,148 | $4,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 127 | $4,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 129 | $4,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 809 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 215 | $4,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 300 | $4,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,304 | $4,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,500 | $4,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 344 | $4,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 543 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 225 | $4,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 10,841 | $4,000 | thousands by filing date | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 10,817 | $4,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,713 | $4,000 | thousands by filing date | |
| SIREN ETF TR | 829658301 | CMN | 89 | $4,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 500 | $4,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3,877 | $4,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,975 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 150 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,802 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 7,000 | $4,000 | thousands by filing date | principal |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 106 | $4,000 | thousands by filing date | |
| ALVOTECH | L01800116 | *W EXP 99/99/999 | 4,564 | $4,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 4,266 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F231 | ONE GLOBAL ETF | 227 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 65 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 395 | $4,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 2,338 | $4,000 | thousands by filing date | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 182 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G457 | BIG DAT REF ETF | 163 | $4,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 100 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 141 | $4,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 551 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 243 | $4,000 | thousands by filing date | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 810 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 187 | $4,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 7,335 | $4,000 | thousands by filing date | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 171 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 147 | $4,000 | thousands by filing date | |
| International Media Acquisition Corp | 459867115 | Warrant | 51,937 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 177 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1,050 | $4,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 308 | $4,000 | thousands by filing date | |
| LISTED FDS TR | 53656F573 | OVERLAY SHS SHRT | 173 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E646 | DAIL PHA MED ETF | 343 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 237 | $4,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 484 | $4,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 10,192 | $4,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 3,321 | $4,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 424 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 10,469 | $4,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 1,283 | $4,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 2,436 | $4,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 503 | $4,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 770 | $4,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 165 | $4,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 120 | $4,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 7,503 | $4,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,000 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 366 | $4,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 100 | $4,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,687 | $4,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 27,676 | $4,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 6,358 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 29,635 | $4,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 2,564 | $4,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 865 | $4,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 25,000 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B206 | TRUS | 366 | $4,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V108 | COM | 425 | $4,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 691 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 197 | $4,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 744 | $4,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W107 | COM | 423 | $4,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 825 | $4,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,159 | $4,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 400 | $4,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 6,131 | $4,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 1,032 | $4,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A101 | COM | 400 | $4,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 1,944 | $4,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 396 | $4,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 1,423 | $4,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAF0 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| PARTS ID INC | 702141102 | COM | 2,481 | $4,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 4,693 | $4,000 | thousands by filing date | |
| SHARPS TECHNOLOGY INC | 82003F101 | COM | 4,666 | $4,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 3,566 | $4,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 432 | $4,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,185 | $4,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,356 | $4,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,845 | $4,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 10,544 | $4,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 5,342 | $4,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 2,780 | $4,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 690 | $4,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 1,041 | $4,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 25,630 | $4,000 | thousands by filing date | |
| PHOENIX MTR INC | 71910P203 | COM NEW | 852 | $4,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 36,842 | $4,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 12,435 | $4,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 7,373 | $4,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 4,216 | $4,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 2,456 | $4,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 400 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 6,064 | $4,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 20,663 | $4,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 4,974 | $4,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 7,000 | $4,000 | thousands by filing date | |
| ENJOY TECHNOLOGY INC | 29335V106 | COM | 14,731 | $4,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 4,832 | $4,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 45,985 | $4,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y203 | UNIT 09/01/2026 | 400 | $4,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 400 | $4,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 390 | $4,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 361 | $4,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 5,747 | $4,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 385 | $4,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 151 | $4,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7,654 | $4,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 6,789 | $4,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 352 | $4,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 402 | $4,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,697 | $4,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 3,297 | $4,000 | thousands by filing date | |
| UNICYCIVE THERAPEUTICS INC | 90466Y103 | CMN | 4,491 | $4,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 426 | $4,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 429 | $4,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 13,752 | $4,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836129 | UNIT 12/13/2026 | 389 | $4,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 353 | $4,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 427 | $4,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 8,595 | $4,000 | thousands by filing date | |
| GENERATION ASIA I ACQUISITIO | G38258110 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 392 | $4,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 437 | $4,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 362 | $4,000 | thousands by filing date | |
| ENERGEM CORP | G30449113 | UNIT 11/15/2026 | 437 | $4,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 384 | $4,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 13,508 | $4,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L129 | UNIT 07/16/2026 | 402 | $4,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F106 | CLASS A COM | 398 | $4,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 416 | $4,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 7,308 | $4,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 379 | $4,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 406 | $4,000 | thousands by filing date | |
| MURPHY CANYON ACQUISITION CO | 626642201 | UNIT 01/25/2027 | 390 | $4,000 | thousands by filing date | |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 393 | $4,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959122 | UNIT 10/18/2026 | 430 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 389 | $4,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 430 | $4,000 | thousands by filing date | |
| SOUND POINT ACQUISITION CORP | G8274F101 | CLASS A ORD SHS | 400 | $4,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 2,127 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 198 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 136 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,107 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 117 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 63,995 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 587 | $4,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 9,841 | $4,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 30,195 | $4,000 | thousands by filing date | |
| UTIME LTD | G9411M108 | SHS | 2,578 | $4,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 1,496 | $4,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 2,549 | $4,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 28,868 | $4,000 | thousands by filing date | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 4,498 | $4,000 | thousands by filing date | |
| TIVIC HEALTH SYSTEMS INC | 888705100 | CMN | 2,227 | $4,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 9,580 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R100 | CMN | 400 | $4,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 362 | $4,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X100 | CMN | 165 | $4,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 351 | $4,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 8,526 | $4,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 6,026 | $4,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 2,118 | $4,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 2,800 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 586 | $4,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 2,190 | $4,000 | thousands by filing date | |
| INCANNEX HEALTHCARE LTD | 45333L106 | SPONSORED ADS | 1,132 | $4,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 382 | $4,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 154 | $4,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 390 | $4,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 5,138 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 8,655 | $4,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 9,674 | $4,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,560 | $4,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 15,064 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D809 | PACER IPATH GLD | 125 | $4,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 4,142 | $4,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 26,400 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 407 | $4,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 29,520 | $4,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579205 | UNIT 03/17/2026 | 408 | $4,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 400 | $4,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 42,455 | $4,000 | thousands by filing date | |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 15,558 | $4,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 141 | $3,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 121 | $3,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 624 | $3,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 515 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $3,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 100 | $3,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 1,181 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 573 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 70 | $3,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 177 | $3,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 1,000 | $3,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 246 | $3,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 1,000 | $3,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 69 | $3,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 297 | $3,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 105 | $3,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 212 | $3,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 125 | $3,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 72 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,800 | $3,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 1,911 | $3,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 148 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 251 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 279 | $3,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 513 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 4,871 | $3,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 195 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 590 | $3,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 338 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 623 | $3,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 120 | $3,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 4,888 | $3,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,568 | $3,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 1,915 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 149 | $3,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 75 | $3,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 456 | $3,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,170 | $3,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,300 | $3,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 2,573 | $3,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 5,474 | $3,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 11,464 | $3,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,172 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,599 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P813 | CMN | 110 | $3,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q800 | CMN | 72 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H402 | CMN | 94 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L613 | CMN | 77 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,392 | $3,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 8,319 | $3,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 7,188 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 77 | $3,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 134 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,589 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V305 | NT LKD 51 | 154 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 162 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 27 | $3,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,480 | $3,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 136 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 1,201 | $3,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 16,727 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 152 | $3,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 21,892 | $3,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 12,023 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 90 | $3,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 489 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 170 | $3,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L870 | GADSDN DYN MLT | 103 | $3,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC | 35101A309 | SPON ADS | 234 | $3,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 45 | $3,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 3,853 | $3,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 66 | $3,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 300 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 613 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 759 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 164 | $3,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P113 | *W EXP 99/99/999 | 6,677 | $3,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 350 | $3,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 519 | $3,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,045 | $3,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 1,296 | $3,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 2,135 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 2,000 | $3,000 | thousands by filing date | principal |
| VBI VACCINES INC | 91822J103 | COM NEW | 3,345 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 2,006 | $3,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 186 | $3,000 | thousands by filing date | |
| BONDBLOXX ETF TRUST | 097890107 | USD HI YLD ENERG | 87 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 178 | $3,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,500 | $3,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 3,626 | $3,000 | thousands by filing date | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 1,079 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,662 | $3,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,000 | $3,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,000 | $3,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,000 | $3,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,000 | $3,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 343 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 170 | $3,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 4,247 | $3,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 6,283 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 11,015 | $3,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 21,014 | $3,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D102 | COM | 2,800 | $3,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W101 | COM | 309 | $3,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 17,195 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 10,217 | $3,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322109 | COM | 300 | $3,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 294 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G310 | FUND | 150 | $3,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 1,511 | $3,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 350 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P464 | FUND | 54 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 72 | $3,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 2,346 | $3,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A108 | COM | 300 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,295 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,103 | $3,000 | thousands by filing date | |
| ALLEGO N V | N0796A100 | COM | 660 | $3,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 510 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,379 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,250 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 120 | $3,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 12,531 | $3,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,155 | $3,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 7,842 | $3,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 6,013 | $3,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,397 | $3,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 510 | $3,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P507 | NEW | 1,000 | $3,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 1,222 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 117 | $3,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 12,806 | $3,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 4,272 | $3,000 | thousands by filing date | |
| SOBR SAFE INC | 833592207 | COM NEW | 3,087 | $3,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K129 | *W EXP 99/99/999 | 15,304 | $3,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 15,120 | $3,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 11,112 | $3,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 798 | $3,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 5,255 | $3,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 3,160 | $3,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 7,401 | $3,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 5,959 | $3,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 344 | $3,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 19,966 | $3,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 8,921 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 259 | $3,000 | thousands by filing date | |
| T STAMP INC | 873048300 | CL A | 1,711 | $3,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 4,770 | $3,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 31,922 | $3,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 318 | $3,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 340 | $3,000 | thousands by filing date | |
| AKANDA CORP | 00971M106 | COMMON SHARES | 4,165 | $3,000 | thousands by filing date | |
| ALLARITY THERAPEUTICS INC | 016744104 | COMMON STOCK | 2,045 | $3,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J204 | UNIT 99/99/9999 | 356 | $3,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 5,912 | $3,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQ CORP I | G05157105 | CL A COM | 349 | $3,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 2,488 | $3,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 11,351 | $3,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 6,872 | $3,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A200 | UNIT 01/14/2029 | 317 | $3,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 287 | $3,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 350 | $3,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 30,379 | $3,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 331 | $3,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L101 | CLASS A ORD SHS | 280 | $3,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 9,002 | $3,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C209 | UNIT 12/09/2026 | 260 | $3,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076124 | UNIT 04/19/2028 | 274 | $3,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R205 | UNIT 99/99/9999 | 309 | $3,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q121 | UNIT 03/18/2029 | 283 | $3,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 272 | $3,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 285 | $3,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529118 | UNIT 99/99/9999 | 296 | $3,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 3,242 | $3,000 | thousands by filing date | |
| UPEXI INC | 39959A106 | COMMON | 604 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 4,310 | $3,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 2,457 | $3,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 3,743 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 130 | $3,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 186 | $3,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L862 | MERLYN AI SECTOR | 105 | $3,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 3,122 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,377 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G698 | 2X DAILY ALTERN | 4,333 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 114 | $3,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 2,422 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748404 | COM NEW | 430 | $3,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 3,230 | $3,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 6,014 | $3,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 15,759 | $3,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,248 | $3,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 2,213 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 123 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 34,469 | $3,000 | thousands by filing date | |
| LISTED FD TR | 53656F235 | B A D ETF | 217 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 112 | $3,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 2,226 | $3,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 5,876 | $3,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 9,704 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q183 | ACTIVEBUILDER US | 67 | $3,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 4,437 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 62 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505582 | FOUNT SUBS ECON | 161 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F256 | LIFEGOAL HOMEOWN | 401 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 127 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q880 | TRANSPARENCY ETF | 255 | $3,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 10,975 | $3,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 263 | $3,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 305 | $3,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 124 | $3,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 312 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 299 | $3,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 2,858 | $3,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 15,141 | $3,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 281 | $3,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 293 | $3,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H121 | *W EXP 01/31/202 | 29,600 | $3,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 320 | $3,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 3,868 | $3,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 292 | $3,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 8,700 | $3,000 | thousands by filing date | |
| RBB FD INC | 74933W742 | DRIVEWEALTH POWR | 140 | $3,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 533 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |