13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REMITLY GLOBAL INC | 75960P104 | COM | 1,727 | $13,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 4,154 | $13,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,271 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 719 | $13,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 2,831 | $13,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,748 | $13,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,088 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 341 | $13,000 | thousands by filing date | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 293 | $13,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 737 | $13,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,539 | $13,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,747 | $13,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 1,151 | $13,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,500 | $13,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,930 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,506 | $13,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 2,087 | $13,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,390 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 759 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 213 | $13,000 | thousands by filing date | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 512 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 436 | $13,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 2,302 | $13,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 902 | $13,000 | thousands by filing date | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 547 | $13,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 437 | $13,000 | thousands by filing date | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 7,190 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 416 | $13,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 1,335 | $13,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 1,399 | $13,000 | thousands by filing date | |
| ZENTEK LTD | 98942X102 | COM | 7,184 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 730 | $13,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 3,510 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 220 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A278 | ETRACS LKD ETN | 391 | $13,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 700 | $13,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,044 | $13,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 2,105 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 475 | $13,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 567 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A602 | NASDAQ 100 COLA | 602 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 388 | $13,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1,334 | $13,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 768 | $13,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 4,639 | $13,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MSCI BRAZIL CAPPED | 74347G283 | ETF | 428 | $13,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,293 | $13,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,540 | $13,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 16,000 | $13,000 | thousands by filing date | principal |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,697 | $13,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 7,541 | $13,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 348 | $13,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 15,000 | $13,000 | thousands by filing date | principal |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 1,370 | $13,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R105 | COM | 1,317 | $13,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 6,030 | $13,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 1,374 | $13,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 6,094 | $13,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 531 | $13,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 6,347 | $13,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 1,305 | $13,000 | thousands by filing date | |
| CYREN LTD | M26895132 | COM | 6,574 | $13,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 1,300 | $13,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 1,253 | $13,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y104 | COM | 1,273 | $13,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 1,375 | $13,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 745 | $13,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 9,571 | $13,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,512 | $13,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 5,073 | $13,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP COM NEW | 70261F103 | Stock | 12,805 | $13,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 4,365 | $13,000 | thousands by filing date | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 1,046 | $13,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 1,283 | $13,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 1,326 | $13,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 1,380 | $13,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 1,302 | $13,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 1,301 | $13,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 272 | $13,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B767 | ADAPTIVE HIGH IN | 1,598 | $13,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 1,336 | $13,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 1,377 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 752 | $13,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 1,294 | $13,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 1,291 | $13,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P111 | UNIT 02/18/2032 | 1,315 | $13,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 1,237 | $13,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 1,267 | $13,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 1,350 | $13,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 1,317 | $13,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 1,307 | $13,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A138 | UNIT 01/24/2027 | 1,447 | $13,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J207 | UNIT 09/01/2027 | 1,289 | $13,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 1,340 | $13,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 1,263 | $13,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 1,364 | $13,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,295 | $13,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 1,338 | $13,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 1,372 | $13,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 1,331 | $13,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 1,292 | $13,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,279 | $13,000 | thousands by filing date | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 1,364 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 630 | $13,000 | thousands by filing date | |
| ESPORTS ENTERTAI 10 PFDCONV SER A DUE 11 16 26 | 29667K405 | CONVERTABLE PREFERED | 2,503 | $13,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 1,479 | $13,000 | thousands by filing date | |
| SAVERONE 2014 LTD | 80516T105 | ADR | 5,443 | $13,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 2,617 | $13,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 11,916 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 704 | $13,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 1,330 | $13,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 692 | $13,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 1,493 | $13,000 | thousands by filing date | |
| FLJ GROUP LIMITED | 74738J201 | SPON ADS | 6,642 | $13,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506203 | UNIT 99/99/9999 | 1,323 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 28,698 | $13,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 1,344 | $13,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,265 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 810 | $13,000 | thousands by filing date | |
| GREEN VISOR FINANCIAL TECHNO | G4166K118 | COM | 1,315 | $13,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 1,331 | $13,000 | thousands by filing date | |
| KRANESHARES TR | 500767520 | GLOBAL CARBON TR | 575 | $13,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 44,888 | $13,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 2,750 | $13,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI CO UNIT EX 033128 | 936273200 | Stock | 1,344 | $13,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 1,364 | $13,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 26,074 | $13,000 | thousands by filing date | |
| KIORA PHARMACEUTICALS INC | 49721T101 | COMMON STOCK | 28,856 | $13,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 387 | $12,000 | thousands by filing date | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 2,261 | $12,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 506 | $12,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,801 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 230 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 497 | $12,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,308 | $12,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 601 | $12,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 353 | $12,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 3,807 | $12,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 452 | $12,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,059 | $12,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,508 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 401 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 453 | $12,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 1,642 | $12,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 1,983 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 418 | $12,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 419 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 988 | $12,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 498 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 542 | $12,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 1,008 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 20,000 | $12,000 | thousands by filing date | principal |
| Radcom Ltd | M81865111 | COM | 1,058 | $12,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 16,000 | $12,000 | thousands by filing date | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,945 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 514 | $12,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,295 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L870 | SELECT TECHNOLO | 799 | $12,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 4,171 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 132 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H477 | CMN | 575 | $12,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 1,372 | $12,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,512 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 497 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A286 | CAL LKD 50 | 546 | $12,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 500 | $12,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 6,217 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L571 | ESG & CLM INVEST | 281 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 248 | $12,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,151 | $12,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 4,858 | $12,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 3,131 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 594 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 674 | $12,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 930 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 299 | $12,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N801 | WEALTHTRUST DBS | 611 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 624 | $12,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 14,000 | $12,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,508 | $12,000 | thousands by filing date | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 525 | $12,000 | thousands by filing date | |
| Hanover Bancorp | 410710206 | COM | 596 | $12,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 16,000 | $12,000 | thousands by filing date | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 15,000 | $12,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,533 | $12,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,000 | $12,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 29,536 | $12,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,622 | $12,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 5,360 | $12,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 6,746 | $12,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 1,188 | $12,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 2,300 | $12,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 10,969 | $12,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 11,000 | $12,000 | thousands by filing date | principal |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 1,197 | $12,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 1,200 | $12,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 8,188 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,755 | $12,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 1,186 | $12,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 5,973 | $12,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 1,224 | $12,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 36,820 | $12,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 46,743 | $12,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 1,241 | $12,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,197 | $12,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 5,506 | $12,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 1,224 | $12,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B791 | AI QUALITY GROWT | 994 | $12,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 1,182 | $12,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 1,237 | $12,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,235 | $12,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 1,271 | $12,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 1,175 | $12,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 1,191 | $12,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 1,207 | $12,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 1,491 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 794 | $12,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP II | G19305104 | UNIT 07/12/2028 | 1,207 | $12,000 | thousands by filing date | |
| GOLDENSTONE ACQUISITION LTD | 38136Y201 | UNIT 07/15/2026 | 1,259 | $12,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 1,164 | $12,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP IV | G7330C128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 1,250 | $12,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865104 | COM CL A | 1,159 | $12,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,182 | $12,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 1,239 | $12,000 | thousands by filing date | |
| FOCUS IMPACT ACQUISITION COR | 34417L208 | UNIT 10/28/2026 | 1,237 | $12,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S125 | UNIT 12/15/2026 | 1,234 | $12,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L118 | UNIT 01/01/2026 | 1,229 | $12,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T207 | UNIT 04/01/2024 | 1,226 | $12,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556122 | UNIT 10/28/2026 | 1,186 | $12,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,241 | $12,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 1,226 | $12,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 1,258 | $12,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 1,165 | $12,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816117 | UNIT 06/29/2026 | 1,247 | $12,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F207 | UNIT 09/30/2026 | 1,217 | $12,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 1,195 | $12,000 | thousands by filing date | |
| REVELSTONE CAPITAL ACQSTN CO | 76137R205 | UNIT 12/17/2026 | 1,211 | $12,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,185 | $12,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 1,252 | $12,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 1,231 | $12,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 1,259 | $12,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 1,247 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 546 | $12,000 | thousands by filing date | |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 8,056 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 461 | $12,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 12,008 | $12,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 1,176 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 385 | $12,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 382 | $12,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,192 | $12,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 1,166 | $12,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 9,036 | $12,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 1,246 | $12,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,308 | $12,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,277 | $12,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 1,176 | $12,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 46,739 | $12,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 552 | $12,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 475 | $12,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,143 | $12,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 434 | $12,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 7,400 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 362 | $12,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M111 | UNIT 07/30/2026 | 1,409 | $12,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,245 | $12,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 1,179 | $12,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 1,234 | $12,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 1,155 | $12,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,254 | $12,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A207 | UNIT 99/99/9999 | 1,157 | $12,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 46,390 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 685 | $12,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 5,440 | $11,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 361 | $11,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 12,000 | $11,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 363 | $11,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 5,069 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 418 | $11,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 726 | $11,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 500 | $11,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 996 | $11,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 4,638 | $11,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 275 | $11,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 740 | $11,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 757 | $11,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 309 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 400 | $11,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,400 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 257 | $11,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 570 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,075 | $11,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 1,037 | $11,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 608 | $11,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 430 | $11,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 280 | $11,000 | thousands by filing date | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 4,337 | $11,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,294 | $11,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 407 | $11,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 728 | $11,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 805 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 365 | $11,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,440 | $11,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,620 | $11,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 12,000 | $11,000 | thousands by filing date | principal |
| INTERCURE LTD | M549GJ111 | COM NEW | 1,966 | $11,000 | thousands by filing date | |
| ZACKS EARNINGS CONSISTENT PORTFOLIO ETF | 98888G105 | UIT EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 514 | $11,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 16,678 | $11,000 | thousands by filing date | |
| CI&T INC | G21307106 | CMN | 1,130 | $11,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 2,657 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 270 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 580 | $11,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 442 | $11,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4,719 | $11,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 3,041 | $11,000 | thousands by filing date | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 529 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 312 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 221 | $11,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T503 | EMRG MKT EQUIT | 199 | $11,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 447 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 408 | $11,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 3,575 | $11,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 237 | $11,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,028 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 589 | $11,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y798 | GRWT ACCLTD PLUS | 644 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,104 | $11,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 641 | $11,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 664 | $11,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 301 | $11,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 4,993 | $11,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 995 | $11,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,104 | $11,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 4,519 | $11,000 | thousands by filing date | |
| GENIUS GROUP LTD SHS NEW | Y3005A109 | Stock | 1,942 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 10,223 | $11,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 4,055 | $11,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 14,702 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 402 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G564 | ULTSHT HLTHCRE | 794 | $11,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,998 | $11,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 844 | $11,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 2,762 | $11,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 10,596 | $11,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 4,042 | $11,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 12,000 | $11,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 11,000 | $11,000 | thousands by filing date | principal |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 2,022 | $11,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,309 | $11,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 4,954 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 12,000 | $11,000 | thousands by filing date | principal |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 1,102 | $11,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 1,089 | $11,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 12,000 | $11,000 | thousands by filing date | principal |
| CODEX DNA INC | 192003101 | COM | 6,174 | $11,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,029 | $11,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 3,580 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 968 | $11,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 77,917 | $11,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 2,279 | $11,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U109 | COM | 1,108 | $11,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 1,123 | $11,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,107 | $11,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 5,539 | $11,000 | thousands by filing date | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 1,148 | $11,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 636 | $11,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,361 | $11,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 17,344 | $11,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 363 | $11,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 4,660 | $11,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 12,462 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 399 | $11,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 1,119 | $11,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,545 | $11,000 | thousands by filing date | |
| SCISPARC LTD | M82618105 | COM | 5,393 | $11,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 1,085 | $11,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 1,127 | $11,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 1,116 | $11,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 14,778 | $11,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 38,740 | $11,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 1,089 | $11,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1,107 | $11,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 5,467 | $11,000 | thousands by filing date | |
| ZALATORIS ACQUISITION CORP | 89301B203 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 1,142 | $11,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 1,135 | $11,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V122 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 1,106 | $11,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 1,078 | $11,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y206 | UNIT 03/01/2028 | 1,146 | $11,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 1,082 | $11,000 | thousands by filing date | |
| C5 ACQUISITION CORPORATION | 12530D204 | UNIT 99/99/9999 | 1,145 | $11,000 | thousands by filing date | |
| CLEAN EARTH ACQUISITIONS COR | 184493203 | UNIT 12/09/2026 | 1,086 | $11,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 1,088 | $11,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,168 | $11,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | UNIT 10/14/2026 | 1,137 | $11,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 1,057 | $11,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 1,179 | $11,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 1,136 | $11,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247204 | UNIT 99/99/9999 | 1,074 | $11,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 1,134 | $11,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 27,539 | $11,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,505 | $11,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 3,020 | $11,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 1,126 | $11,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 6,098 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 486 | $11,000 | thousands by filing date | |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 250 | $11,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 1,149 | $11,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 1,132 | $11,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 1,100 | $11,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 1,156 | $11,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 5,357 | $11,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A209 | ORD SHS CL A NEW | 2,990 | $11,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 8,334 | $11,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 398 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y347 | LET BOB AI POWER | 491 | $11,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 497 | $11,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070303 | COM | 7,673 | $11,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 12,261 | $11,000 | thousands by filing date | |
| STRATEGY SH NASDAQ 5HANDL | 86280R852 | FUND | 525 | $11,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 1,091 | $11,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 470 | $11,000 | thousands by filing date | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 20,512 | $11,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,092 | $11,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQUISI | 364681205 | UNIT 02/04/2028 | 1,105 | $11,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,050 | $11,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,116 | $11,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 701 | $11,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 1,097 | $11,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 1,369 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,052 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G664 | ETFMG RE ETF | 896 | $11,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 23,467 | $11,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 926 | $10,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 3,228 | $10,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 269 | $10,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,067 | $10,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 6,480 | $10,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 325 | $10,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 873 | $10,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 399 | $10,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 966 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 220 | $10,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 117 | $10,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 4,587 | $10,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,204 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 282 | $10,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 276 | $10,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 554 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 364 | $10,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 346 | $10,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 399 | $10,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 385 | $10,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 3,768 | $10,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 597 | $10,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,058 | $10,000 | thousands by filing date | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 1,199 | $10,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,207 | $10,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,171 | $10,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,378 | $10,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,700 | $10,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 657 | $10,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,384 | $10,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 356 | $10,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 440 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 332 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 438 | $10,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 648 | $10,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,345 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 278 | $10,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 618 | $10,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 2,689 | $10,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 7,404 | $10,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 3,280 | $10,000 | thousands by filing date | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 1,134 | $10,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 4,000 | $10,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 4,029 | $10,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F209 | ELC VEH MTLS CDT | 428 | $10,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,163 | $10,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 11,638 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 262 | $10,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 6,490 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,693 | $10,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 50,793 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 497 | $10,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,152 | $10,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 1,805 | $10,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 421 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 539 | $10,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 5,771 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,393 | $10,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,175 | $10,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 307 | $10,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,247 | $10,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 47,389 | $10,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,765 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |