13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,064 | $10,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 3,339 | $10,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 1,200 | $10,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 12,000 | $10,000 | thousands by filing date | principal |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,347 | $10,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 1,672 | $10,000 | thousands by filing date | |
| IO BIOTECH INC | 449778109 | COM | 2,234 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 619 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 336 | $10,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 23,452 | $10,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 9,000 | $10,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 11,000 | $10,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $10,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 6,024 | $10,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 5,848 | $10,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 11,000 | $10,000 | thousands by filing date | principal |
| SYSTEM1 INC | 87200P109 | COM | 1,449 | $10,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 2,993 | $10,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 1,045 | $10,000 | thousands by filing date | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 960 | $10,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 1,048 | $10,000 | thousands by filing date | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 959 | $10,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 1,010 | $10,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,500 | $10,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 8,016 | $10,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 6,560 | $10,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 1,000 | $10,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 1,000 | $10,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,121 | $10,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,647 | $10,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,785 | $10,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 2,660 | $10,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 4,137 | $10,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 823 | $10,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 2,470 | $10,000 | thousands by filing date | |
| KUKE MUSIC HLDG LTD SPONSORED ADS | 501229108 | ADR | 5,477 | $10,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,141 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 298 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 697 | $10,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,496 | $10,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 8,711 | $10,000 | thousands by filing date | |
| FREIGHT TECHNOLOGIES INC | G51413105 | ORDINARY SHARES | 6,459 | $10,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 957 | $10,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 987 | $10,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 982 | $10,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 1,025 | $10,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L763 | GENERATION Z ETF | 858 | $10,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 1,000 | $10,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 1,045 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 298 | $10,000 | thousands by filing date | |
| BLUE OCEAN ACQUISITION CORP | G1330L113 | UNIT 12/02/2026 | 958 | $10,000 | thousands by filing date | |
| CHENGHE ACQUISITION I CO | G5380L113 | UNIT 01/20/2027 | 1,000 | $10,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q109 | SHS CL A | 983 | $10,000 | thousands by filing date | |
| LEARN CW INVESTMENT COR | G54157121 | UNIT 99/99/9999 | 1,045 | $10,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 968 | $10,000 | thousands by filing date | |
| TECHNOLOGY & TELECOM ACQ COR | G87119122 | UNIT 01/13/2027 | 975 | $10,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 1,064 | $10,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 1,031 | $10,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 2,016 | $10,000 | thousands by filing date | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 960 | $10,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N139 | UNIT 02/08/2027 | 1,015 | $10,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 995 | $10,000 | thousands by filing date | |
| PHOENIX BIOTECH ACQUISITION | 71902K204 | UNIT 99/99/9999 | 992 | $10,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 1,005 | $10,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 936 | $10,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 963 | $10,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507122 | UNIT 11/18/2026 | 1,020 | $10,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 988 | $10,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028107 | CL A ORD SHS | 974 | $10,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 964 | $10,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 1,030 | $10,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 1,023 | $10,000 | thousands by filing date | |
| ROTH CH ACQUISITION IV CO | 77867P203 | UNIT 07/01/2026 | 965 | $10,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 1,027 | $10,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 1,097 | $10,000 | thousands by filing date | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 119 | $10,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 5,889 | $10,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 16,798 | $10,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 3,550 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 1,131 | $10,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 54,695 | $10,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 18,746 | $10,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 420 | $10,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 1,000 | $10,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 1,029 | $10,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 981 | $10,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 1,050 | $10,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 1,047 | $10,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 1,038 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 252 | $10,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 986 | $10,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 465 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B271 | IQ US MID CAP R& | 498 | $10,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 998 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 963 | $10,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 976 | $10,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L800 | SCHRODERS ESG US | 478 | $10,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 1,049 | $10,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,010 | $10,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 1,057 | $10,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 1,033 | $10,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 991 | $10,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 1,059 | $10,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561208 | UNIT 07/29/2026 | 1,000 | $10,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 899 | $10,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 1,016 | $10,000 | thousands by filing date | |
| iShares MSCI USA Quality GARP ETF | 46436E403 | SHS | 325 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $9,000 | thousands by filing date | put |
| IMMUNOVANT INC | 45258J102 | COM | 2,283 | $9,000 | thousands by filing date | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 792 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 100 | $9,000 | thousands by filing date | put |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 11,000 | $9,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 280 | $9,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,000 | $9,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 190 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 154 | $9,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 546 | $9,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,389 | $9,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 7,971 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 362 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 316 | $9,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 3,086 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 227 | $9,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 851 | $9,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 719 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 406 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 442 | $9,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,692 | $9,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 748 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,600 | $9,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,827 | $9,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 718 | $9,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 439 | $9,000 | thousands by filing date | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 275 | $9,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 9,000 | $9,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 455 | $9,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 1,446 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 424 | $9,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 4,508 | $9,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 277 | $9,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L568 | ABSLUTE SELCT VL | 346 | $9,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 44,324 | $9,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,165 | $9,000 | thousands by filing date | |
| RESIDENTIAL REIT ETF | 886364587 | ETF | 521 | $9,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 2,268 | $9,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,045 | $9,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 3,061 | $9,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,077 | $9,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 1,005 | $9,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 4,701 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 210 | $9,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 683 | $9,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 275 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 714 | $9,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,561 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 318 | $9,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 359 | $9,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 422 | $9,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,100 | $9,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 2,067 | $9,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 341 | $9,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 2,281 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 418 | $9,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 7,219 | $9,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,051 | $9,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 9,560 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 560 | $9,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 900 | $9,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 8,293 | $9,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,413 | $9,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,814 | $9,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,431 | $9,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 1,008 | $9,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,102 | $9,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 325 | $9,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 2,855 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 541 | $9,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 21,951 | $9,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 3,116 | $9,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 4,020 | $9,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,631 | $9,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 896 | $9,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 11,502 | $9,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 14,871 | $9,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 3,129 | $9,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 947 | $9,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 4,910 | $9,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 963 | $9,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,172 | $9,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,778 | $9,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 7,225 | $9,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 5,263 | $9,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,472 | $9,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 23,534 | $9,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 6,551 | $9,000 | thousands by filing date | |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 4,821 | $9,000 | thousands by filing date | |
| Patria Latin American Opportunity Acquisition Corp | G69454109 | COM | 850 | $9,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 15,252 | $9,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 9,000 | $9,000 | thousands by filing date | principal |
| MDJM LTD | G59290109 | SHS | 3,919 | $9,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 900 | $9,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 948 | $9,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 7,954 | $9,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 966 | $9,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 39,044 | $9,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 19,129 | $9,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A108 | CL A | 942 | $9,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 45,402 | $9,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 892 | $9,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 900 | $9,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 6,714 | $9,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F203 | UNIT 10/31/2028 | 899 | $9,000 | thousands by filing date | |
| LEJU HOLDINGS ADR | 50187J207 | COM | 3,657 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 359 | $9,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415208 | UNIT 12/22/2026 | 860 | $9,000 | thousands by filing date | |
| DUET ACQUISITION CORP | 26431Q205 | UNIT 01/18/2027 | 950 | $9,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 937 | $9,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 875 | $9,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 948 | $9,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 906 | $9,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 895 | $9,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S109 | CLASS A ORD | 889 | $9,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 937 | $9,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E128 | UNIT 03/26/2026 | 866 | $9,000 | thousands by filing date | |
| A SPAC I ACQUISITION CORP | G0542S122 | UNIT 12/09/2026 | 924 | $9,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 875 | $9,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 888 | $9,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 926 | $9,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 864 | $9,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 921 | $9,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 852 | $9,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 931 | $9,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 906 | $9,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 871 | $9,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 913 | $9,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 968 | $9,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 21,587 | $9,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,260 | $9,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 26,639 | $9,000 | thousands by filing date | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 1,453 | $9,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 9,069 | $9,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,795 | $9,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 5,209 | $9,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 11,000 | $9,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 863 | $9,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 17,633 | $9,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2,917 | $9,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 5,304 | $9,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 20,209 | $9,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 31,068 | $9,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 7,659 | $9,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 900 | $9,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 949 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 884 | $9,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 879 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 232 | $9,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 957 | $9,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 320 | $9,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 901 | $9,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 900 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 647 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 301 | $9,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 31,843 | $9,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 40,133 | $9,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 939 | $9,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 6,772 | $9,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 903 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 908 | $9,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 953 | $9,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 21,501 | $9,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 42,285 | $9,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 5,909 | $9,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 891 | $9,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 3,627 | $8,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 640 | $8,000 | thousands by filing date | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 597 | $8,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 142 | $8,000 | thousands by filing date | put |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 2,596 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 557 | $8,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 648 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 8,000 | $8,000 | thousands by filing date | principal |
| ABRDN ETFS | 003261609 | BBG INDUSTRL MET | 367 | $8,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,401 | $8,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 112 | $8,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 947 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 309 | $8,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 871 | $8,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,441 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 170 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 256 | $8,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 156 | $8,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,134 | $8,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 646 | $8,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 605 | $8,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 497 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 209 | $8,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 956 | $8,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 407 | $8,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 842 | $8,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 1,418 | $8,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,036 | $8,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,735 | $8,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 620 | $8,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 837 | $8,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 353 | $8,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,633 | $8,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,208 | $8,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 1,089 | $8,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 3,084 | $8,000 | thousands by filing date | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 1,555 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 401 | $8,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 11,000 | $8,000 | thousands by filing date | principal |
| SPAR GROUP INC | 784933103 | COM | 6,778 | $8,000 | thousands by filing date | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 451 | $8,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,296 | $8,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 17,465 | $8,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 297 | $8,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 16,179 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 322 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 596 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 326 | $8,000 | thousands by filing date | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 1,442 | $8,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 14,900 | $8,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 803 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 3,391 | $8,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 220 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 322 | $8,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 927 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 236 | $8,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 2,881 | $8,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 2,956 | $8,000 | thousands by filing date | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 29,165 | $8,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,783 | $8,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 747 | $8,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 1,319 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A853 | HIGH YIELD SYSTE | 356 | $8,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1,598 | $8,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 5,842 | $8,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 1,936 | $8,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 4,217 | $8,000 | thousands by filing date | |
| PULMATRIX INC | 74584P301 | COM | 1,699 | $8,000 | thousands by filing date | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 517 | $8,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 10,560 | $8,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 406 | $8,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 898 | $8,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,970 | $8,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,181 | $8,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 2,739 | $8,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,394 | $8,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 829 | $8,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 327 | $8,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 3,209 | $8,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 13,901 | $8,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 28,081 | $8,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,244 | $8,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 13,500 | $8,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 9,000 | $8,000 | thousands by filing date | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 4,704 | $8,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,000 | $8,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 515 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 8,000 | $8,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 8,000 | $8,000 | thousands by filing date | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 5,953 | $8,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 1,652 | $8,000 | thousands by filing date | |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 770 | $8,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 3,302 | $8,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 4,581 | $8,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 798 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 7,840 | $8,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 5,333 | $8,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 768 | $8,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 9,806 | $8,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 9,918 | $8,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 10,608 | $8,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E102 | COM | 800 | $8,000 | thousands by filing date | |
| VIVAKOR INC | 92852R403 | COM | 3,619 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 45,620 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 839 | $8,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 3,985 | $8,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 6,794 | $8,000 | thousands by filing date | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 598 | $8,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 856 | $8,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 796 | $8,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 6,489 | $8,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 12,664 | $8,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 15,742 | $8,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 9,761 | $8,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 10,332 | $8,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 6,921 | $8,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 10,489 | $8,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U208 | UNIT 11/01/2026 | 845 | $8,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 400 | $8,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 781 | $8,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 777 | $8,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L135 | UNIT 01/12/2027 | 778 | $8,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 800 | $8,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 831 | $8,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867206 | UNIT 07/21/2026 | 816 | $8,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 851 | $8,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 772 | $8,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L204 | UNIT 99/99/9999 | 830 | $8,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R121 | UNIT 02/07/2027 | 807 | $8,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C111 | UNIT 10/20/2026 | 818 | $8,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 827 | $8,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 814 | $8,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 851 | $8,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 813 | $8,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M205 | UNIT 99/99/9999 | 803 | $8,000 | thousands by filing date | |
| DP CAP ACQUISITION CORP I | G2R05B118 | UNIT 11/08/2026 | 800 | $8,000 | thousands by filing date | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 4,304 | $8,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 9,000 | $8,000 | thousands by filing date | principal |
| AGRIFY CORP | 00853E107 | COM | 3,772 | $8,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 4,065 | $8,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,920 | $8,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 21,276 | $8,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 2,164 | $8,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E128 | UNIT 01/10/2029 | 821 | $8,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 329 | $8,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 6,596 | $8,000 | thousands by filing date | |
| OKYO PHARMA LTD | 679345108 | CMN | 3,667 | $8,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 2,920 | $8,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 846 | $8,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 7,973 | $8,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 770 | $8,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 800 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 352 | $8,000 | thousands by filing date | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 5,701 | $8,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 6,283 | $8,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 3,162 | $8,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 5,550 | $8,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 12,852 | $8,000 | thousands by filing date | |
| DIREXION DAILY OIL BULL 2X | 25460G435 | FUND | 321 | $8,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 18,283 | $8,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V207 | UNIT 11/30/2028 | 756 | $8,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 323 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747T382 | PACER IPATH GOLD | 399 | $8,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 758 | $8,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P203 | UNIT 11/22/2026 | 844 | $8,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 11,798 | $8,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 634 | $8,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 300 | $7,000 | thousands by filing date | call |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,030 | $7,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 4,837 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 103 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 246 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 357 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 246 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 265 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 249 | $7,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,285 | $7,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 515 | $7,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 444 | $7,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 147 | $7,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 284 | $7,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 239 | $7,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,134 | $7,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 194 | $7,000 | thousands by filing date | |
| USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND | 90290T809 | ETF | 300 | $7,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,126 | $7,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 559 | $7,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 187 | $7,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 686 | $7,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 371 | $7,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 249 | $7,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 166 | $7,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 666 | $7,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 2,282 | $7,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 870 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 234 | $7,000 | thousands by filing date | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 319 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 568 | $7,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 400 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,656 | $7,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 5,511 | $7,000 | thousands by filing date | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 329 | $7,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 2,426 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,156 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 458 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 274 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 50 | $7,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 316 | $7,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 993 | $7,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 276 | $7,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 3,006 | $7,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 329 | $7,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 3,530 | $7,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,581 | $7,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 2,947 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 210 | $7,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 6,987 | $7,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 294 | $7,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 1,553 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 883 | $7,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 883 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,786 | $7,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 317 | $7,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 9,159 | $7,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 3,256 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |