13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 74 | $2,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 173 | $2,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 2,507 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 2,000 | $2,000 | thousands by filing date | principal |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 123 | $2,000 | thousands by filing date | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 225 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 127 | $2,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 502 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 633 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 190 | $2,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 899 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64 | $2,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 112 | $2,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 69 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 145 | $2,000 | thousands by filing date | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 223 | $2,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 53 | $2,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 117 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 107 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 280 | $2,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 94 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 483 | $2,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 42 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 98 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 293 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 74 | $2,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 253 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $2,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 530 | $2,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 256 | $2,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 414 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,776 | $2,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 967 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 68 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 90 | $2,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 350 | $2,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 5,993 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 3,000 | $2,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H252 | MONARCH BLUE ELI | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 52 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 66 | $2,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 100 | $2,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 76 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $2,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 405 | $2,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 350 | $2,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 59 | $2,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 577 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F169 | STF TAC GW & INC | 76 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 95 | $2,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 565 | $2,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 220 | $2,000 | thousands by filing date | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 18,755 | $2,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 4,884 | $2,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 111 | $2,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 366 | $2,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 464 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 393 | $2,000 | thousands by filing date | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 9,648 | $2,000 | thousands by filing date | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 5,091 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 619 | $2,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 462 | $2,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 489 | $2,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 1,123 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F777 | MACKAY CALI MUN | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 82 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 70 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 115 | $2,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,400 | $2,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1,355 | $2,000 | thousands by filing date | |
| FINGERMOTION INC | 31788K108 | COM | 1,422 | $2,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 120 | $2,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 63 | $2,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 2,227 | $2,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 190 | $2,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 87 | $2,000 | thousands by filing date | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 12,499 | $2,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 269 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 78 | $2,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 22,725 | $2,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 22,270 | $2,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 79 | $2,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N876 | CULTIVAR ETF | 88 | $2,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 1,219 | $2,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 1,000 | $2,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 750 | $2,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 122 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F425 | ALEX PRA TAC ETF | 80 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 573 | $2,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 150 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V701 | CAL LKD 51 | 88 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90278V206 | NT LKD 51 | 66 | $2,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 519 | $2,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 1,298 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 577 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,664 | $2,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 2,810 | $2,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 2,215 | $2,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 545 | $2,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 5,223 | $2,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 3,041 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 718 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 7,620 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,157 | $2,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 3,515 | $2,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 6,952 | $2,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 69 | $2,000 | thousands by filing date | |
| IPOWER INC | 46265P107 | CL A | 1,715 | $2,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,500 | $2,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,000 | $2,000 | thousands by filing date | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 2,000 | $2,000 | thousands by filing date | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 1,000 | $2,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $2,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ABCAM PLC | 000380204 | ADR USD | 147 | $2,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 20,267 | $2,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,004 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 3,484 | $2,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,149 | $2,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L107 | COM | 200 | $2,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 186 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 3,862 | $2,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 244 | $2,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| AEYE INC | 008183105 | COM | 1,259 | $2,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 1,264 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P456 | FUND | 39 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P548 | FUND | 25 | $2,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 1,285 | $2,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C106 | COM | 200 | $2,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 153 | $2,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X101 | COM | 248 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 34 | $2,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 1,142 | $2,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 250 | $2,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 158 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 4,566 | $2,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 374 | $2,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 5,479 | $2,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 3,508 | $2,000 | thousands by filing date | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 12,157 | $2,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 15,402 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368J200 | CAL LKD 42 | 80 | $2,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 11,400 | $2,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 12,111 | $2,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 43,482 | $2,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 3,015 | $2,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 5,891 | $2,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 793 | $2,000 | thousands by filing date | |
| TRUGOLF INC CMN | 243733102 | COM | 161 | $2,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 489 | $2,000 | thousands by filing date | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 199 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 26,783 | $2,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 3,344 | $2,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 451 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 6,556 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 7,076 | $2,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,226 | $2,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 176 | $2,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 5,997 | $2,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537100 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 7,566 | $2,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 3,600 | $2,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 7,514 | $2,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 8,319 | $2,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 5,155 | $2,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 4,861 | $2,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 4,212 | $2,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 6,432 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 100 | $2,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 3,264 | $2,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 3,599 | $2,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 174 | $2,000 | thousands by filing date | |
| EDIBLE GARDEN AG INC | 28059P105 | COM | 1,645 | $2,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006202 | UNIT 11/27/2026 | 197 | $2,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 279 | $2,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 6,058 | $2,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 200 | $2,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 200 | $2,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 16,162 | $2,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J116 | *W EXP 01/19/202 | 6,076 | $2,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 8,553 | $2,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 15,708 | $2,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 6,118 | $2,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 1,063 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 625 | $2,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 1,472 | $2,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 55,466 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 26,644 | $2,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 210 | $2,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 1,524 | $2,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 2,000 | $2,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 4,564 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 80 | $2,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A204 | UNIT 08/31/2028 | 179 | $2,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 225 | $2,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 9,101 | $2,000 | thousands by filing date | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 200 | $2,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 191 | $2,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B126 | UNIT 99/99/9999 | 224 | $2,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 12,021 | $2,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 237 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 168 | $2,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 159 | $2,000 | thousands by filing date | |
| CHENGHE ACQUISITION CO | G2086M115 | UNIT 04/22/2027 | 211 | $2,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 10,800 | $2,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 11,801 | $2,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 51,557 | $2,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 190 | $2,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 8,591 | $2,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 221 | $2,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 6,835 | $2,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 199 | $2,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 9,694 | $2,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 181 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 1,791 | $2,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 46 | $2,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 1,892 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 670 | $2,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 2,102 | $2,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 190 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90269A252 | ETRACS ETN 50 | 52 | $2,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 4,032 | $2,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 1,102 | $2,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 1,653 | $2,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 1,077 | $2,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 879 | $2,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 67 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y420 | ALPHA DNA EQUITY | 80 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 54 | $2,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,500 | $2,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 2,857 | $2,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 6,394 | $2,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 4,112 | $2,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,101 | $2,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 3,155 | $2,000 | thousands by filing date | |
| ADVISORSHARES POSEIDON DYNAMIC CANNABIS ETF | 00768Y354 | ETF | 904 | $2,000 | thousands by filing date | |
| VISIONARY HOLDINGS INC | 92838F101 | COM | 1,297 | $2,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 616 | $2,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 1,282 | $2,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 16,565 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 3,847 | $2,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A203 | UNT | 203 | $2,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W102 | CMN | 210 | $2,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 5,352 | $2,000 | thousands by filing date | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 100 | $2,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 1,025 | $2,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 2,288 | $2,000 | thousands by filing date | |
| IMPACT SHARES | 45259R103 | MF Closed and MF Open | 101 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y251 | CHINA BIOTECHINV | 202 | $2,000 | thousands by filing date | |
| KRANESHARES TR | 500767538 | GLOBAL CRBN OFS | 80 | $2,000 | thousands by filing date | |
| NATIONWIDE S&P 500 RISK-MAN | 26922B766 | ETP | 109 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 5,027 | $2,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R706 | CRISPR & GENE ED | 151 | $2,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 634 | $2,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 3,600 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 83 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911405 | cs | 536 | $2,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 4,030 | $2,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 493 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G672 | BREAKWAVE SEA | 109 | $2,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 210 | $2,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 216 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 100 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T301 | UVA DIVIDEND VAL | 177 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E403 | SPDR BLMBERG SAS | 83 | $2,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C118 | *W EXP 03/11/202 | 2,435 | $2,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 1,149 | $2,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 249 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 14,620 | $2,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 5,497 | $2,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521103 | ORDINARY SHARES | 162 | $2,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 6,966 | $2,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462117 | *W EXP 06/30/202 | 17,719 | $2,000 | thousands by filing date | |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 250 | $2,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 2,828 | $2,000 | thousands by filing date | |
| VALUED ADVISERS TR | 92046L387 | GENUINE INVESTOR | 106 | $2,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P201 | UNIT 07/30/2028 | 239 | $2,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 18,017 | $2,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 22,242 | $2,000 | thousands by filing date | |
| FORGE GLOBAL HOLDINGS INC | 34629L111 | *W EXP 03/29/202 | 24,661 | $2,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 4,353 | $2,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 2,855 | $2,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 4,605 | $2,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 261 | $1,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 285 | $1,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 367 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,297 | $1,000 | thousands by filing date | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 476 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 450 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 44 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 17 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 47 | $1,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 96 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 43 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 119 | $1,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 601 | $1,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 322 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 12 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100 | $1,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 360 | $1,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 378 | $1,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 181 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 209 | $1,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 23 | $1,000 | thousands by filing date | call |
| ALTUS POWER INC | 02217A102 | COM CL A | 89 | $1,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 23 | $1,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 92 | $1,000 | thousands by filing date | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 25 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 89 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 37 | $1,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 130 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 803 | $1,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 211 | $1,000 | thousands by filing date | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 249 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 881 | $1,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 171 | $1,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 205 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 394 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 85 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 23 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 129 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 755 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 14 | $1,000 | thousands by filing date | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 66 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 600 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 47 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 34 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 81 | $1,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 526 | $1,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 98 | $1,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 88 | $1,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 468 | $1,000 | thousands by filing date | |
| RBB FD INC ETF MOTLEY FOOL CAPITAL EFFICIENCY 100 INDEX | 74933W643 | ETF | 62 | $1,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| READING INTL INC | 755408101 | CL A | 305 | $1,000 | thousands by filing date | |
| RAYLIANT NXTGEN MULTIFACTOR EMERGING MARKETS EQUITY ETF | 00775Y710 | ETF | 40 | $1,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 40 | $1,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 564 | $1,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 90 | $1,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L875 | STRAT INCOM ETF | 16 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 12 | $1,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 59 | $1,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 1,000 | $1,000 | thousands by filing date | principal |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 20 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 466 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 84 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 25 | $1,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 142 | $1,000 | thousands by filing date | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 13,358 | $1,000 | thousands by filing date | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 2,198 | $1,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 821 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 458 | $1,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 28 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 36 | $1,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 100 | $1,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 1,590 | $1,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 6,946 | $1,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,215 | $1,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 27 | $1,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 2,042 | $1,000 | thousands by filing date | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 4,231 | $1,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 1,839 | $1,000 | thousands by filing date | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 1,001 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 18 | $1,000 | thousands by filing date | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 21 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 21 | $1,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 541 | $1,000 | thousands by filing date | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 499 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 538 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 445 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 32 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 46 | $1,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 55 | $1,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 88 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,103 | $1,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 517 | $1,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 406 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G565 | S&P SMAL 600 ETF | 58 | $1,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 10,601 | $1,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 3,168 | $1,000 | thousands by filing date | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 3,301 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 31 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 52 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 82 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 21 | $1,000 | thousands by filing date | |
| MYSEUMAI INC | 23816M115 | *W EXP 08/17/202 | 3,256 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726130 | COM NEW | 333 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 42 | $1,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 158 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 36 | $1,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 307 | $1,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 4,010 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 425 | $1,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 148 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 350 | $1,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 229 | $1,000 | thousands by filing date | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 4,617 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,000 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 203 | $1,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 231 | $1,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 213 | $1,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,025 | $1,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 115 | $1,000 | thousands by filing date | |
| STATE STREET SPDR S&P SMALLCAP 600 ESG ETF | 78468R481 | ETF | 37 | $1,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 881 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 47 | $1,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 15,563 | $1,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 28 | $1,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 713 | $1,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 588 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,277 | $1,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 4,149 | $1,000 | thousands by filing date | |
| NEOS ETF TRUST | 78433H204 | FIS CHRISTIAN | 33 | $1,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 264 | $1,000 | thousands by filing date | |
| 374WATER INC | 88583P104 | COM | 299 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 31 | $1,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 7,635 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188804 | SUSTAINABLE LOW | 25 | $1,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 429 | $1,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 3,213 | $1,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 386 | $1,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 1,000 | $1,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,000 | $1,000 | thousands by filing date | principal |
| COMPOSECURE INC | 20459V113 | *W EXP 12/27/202 | 689 | $1,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 1,734 | $1,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 1,805 | $1,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 2,815 | $1,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 500 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 278 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 793 | $1,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 2,165 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 1,132 | $1,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 100 | $1,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094103 | COM | 65 | $1,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 3,750 | $1,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 1,438 | $1,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,100 | $1,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,016 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 100 | $1,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 1,000 | $1,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 342 | $1,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,994 | $1,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 519 | $1,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 2,479 | $1,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 19 | $1,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L107 | COM | 105 | $1,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 3,833 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H107 | COM | 100 | $1,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 68 | $1,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 3,312 | $1,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,339 | $1,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 3,916 | $1,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F109 | COM | 71 | $1,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A118 | WARR | 7,686 | $1,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 636 | $1,000 | thousands by filing date | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K100 | COM | 100 | $1,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 236 | $1,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 51 | $1,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 144 | $1,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 610 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | G0440J109 | FUND | 100 | $1,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 1,000 | $1,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,400 | $1,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 546 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 495 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 599 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 53 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,298 | $1,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 11,664 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |