13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-10, with 10,764 holding rows worth $243,526,706,000.
- Accession
- 0000950123-22-008216
- Filer
- CIK 1610520
- Filed
- 2022-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A combination report, 19,057 entries on the cover page, a total value of $243,526,706,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,526,756,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 690 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 803 | $18,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 936 | $18,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 3,567 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 774 | $18,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 1,331 | $18,000 | thousands by filing date | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 2,157 | $18,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,746 | $18,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,569 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 727 | $18,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 810 | $18,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 4,257 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 338 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 838 | $18,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L519 | CMN | 782 | $18,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L204 | COM NEW | 3,751 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 867 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 367 | $18,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,380 | $18,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 836 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y396 | HOTEL ETF | 934 | $18,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 2,565 | $18,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,500 | $18,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,770 | $18,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 5,459 | $18,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 998 | $18,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,836 | $18,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 450 | $18,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 16,000 | $18,000 | thousands by filing date | principal |
| PROPHASE LABS INC | 74345W108 | COM | 1,437 | $18,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 20,000 | $18,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,081 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 357 | $18,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 18,101 | $18,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 7,031 | $18,000 | thousands by filing date | |
| MDXHEALTH SA | 58286E102 | ADR | 2,191 | $18,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 1,874 | $18,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 1,562 | $18,000 | thousands by filing date | |
| LISTED FD TR | 53656F474 | OPAL DIVD INCM E | 646 | $18,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 2,619 | $18,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 1,836 | $18,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 8,356 | $18,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 1,836 | $18,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 20,282 | $18,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 1,832 | $18,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 1,859 | $18,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 1,799 | $18,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 1,841 | $18,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 593 | $18,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 1,856 | $18,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 1,796 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G575 | SELECT LARGE CAP | 3,889 | $18,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 1,858 | $18,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 1,849 | $18,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 1,841 | $18,000 | thousands by filing date | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 1,803 | $18,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 1,815 | $18,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 1,834 | $18,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 1,799 | $18,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 1,877 | $18,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 20,006 | $18,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,341 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 212 | $18,000 | thousands by filing date | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 897 | $18,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 1,836 | $18,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 1,768 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 498 | $18,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 701 | $18,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 2,966 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 180 | $18,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 1,835 | $18,000 | thousands by filing date | |
| EMLES TR | 291361889 | LUXURY GOODS ETF | 847 | $18,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 37,609 | $18,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 1,805 | $18,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E106 | CLASS A ORD SHS | 1,762 | $18,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 1,769 | $18,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,870 | $17,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,683 | $17,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,795 | $17,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 5,204 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 292 | $17,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,916 | $17,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,100 | $17,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 765 | $17,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 2,525 | $17,000 | thousands by filing date | |
| EVE HLDG INC | 29970N104 | COM | 2,723 | $17,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,000 | $17,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 5,218 | $17,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,110 | $17,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 330 | $17,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 6,153 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 608 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 720 | $17,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,250 | $17,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,015 | $17,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 701 | $17,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 393 | $17,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 16,609 | $17,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 6,642 | $17,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 4,131 | $17,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 903 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 657 | $17,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 684 | $17,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 70 | $17,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 858 | $17,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 421 | $17,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 398 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y634 | CMN | 551 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 678 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 567 | $17,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 5,168 | $17,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,486 | $17,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,043 | $17,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 869 | $17,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 26,946 | $17,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 7,921 | $17,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 12,817 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 485 | $17,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 2,171 | $17,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 518 | $17,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 908 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 8,252 | $17,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 6,294 | $17,000 | thousands by filing date | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 1,748 | $17,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 1,672 | $17,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,957 | $17,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 1,686 | $17,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,425 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 1,144 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 806 | $17,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 37,981 | $17,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D106 | CLASS A ORD SHS | 1,795 | $17,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 1,736 | $17,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,732 | $17,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,746 | $17,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,695 | $17,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 71,261 | $17,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 1,692 | $17,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 1,705 | $17,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 15,994 | $17,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 1,704 | $17,000 | thousands by filing date | |
| A SPAC II ACQUISITION CORP | G0543H125 | UNIT 10/15/2026 | 1,738 | $17,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H206 | UNIT 03/16/2028 | 1,700 | $17,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 1,754 | $17,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 1,729 | $17,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 1,732 | $17,000 | thousands by filing date | |
| FEUTUNE LIGHT ACQUISITION CO | 31561T201 | UNIT 06/01/2029 | 1,680 | $17,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 1,752 | $17,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E109 | COMMON STOCK | 1,673 | $17,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 1,708 | $17,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J120 | UNIT 11/04/2026 | 1,735 | $17,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 1,711 | $17,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 1,753 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 744 | $17,000 | thousands by filing date | |
| CULLMAN BANCORP INC | 230153108 | COM | 1,508 | $17,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 703 | $17,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 1,690 | $17,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L101 | CMN | 1,745 | $17,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 1,690 | $17,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 1,627 | $17,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 26,155 | $17,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N749 | mc | 859 | $17,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 532 | $17,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 1,685 | $17,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 1,765 | $17,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 1,760 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1,946 | $17,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 653 | $17,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 1,105 | $17,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2,761 | $16,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 369 | $16,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 292 | $16,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 4,058 | $16,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 686 | $16,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 60 | $16,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 6,711 | $16,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 889 | $16,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 13,530 | $16,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 5,117 | $16,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 2,894 | $16,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 527 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 500 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 488 | $16,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,738 | $16,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 307 | $16,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,976 | $16,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 1,946 | $16,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 258 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 565 | $16,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 3,462 | $16,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 785 | $16,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 23,000 | $16,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 609 | $16,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 6,856 | $16,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,458 | $16,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,535 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 628 | $16,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 595 | $16,000 | thousands by filing date | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 939 | $16,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 5,818 | $16,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 460 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 778 | $16,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 643 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 753 | $16,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 2,212 | $16,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 4,658 | $16,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,562 | $16,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 2,642 | $16,000 | thousands by filing date | |
| TIDAL TRUST I | 886364744 | mc | 907 | $16,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 1,591 | $16,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 19,825 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 530 | $16,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 872 | $16,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 1,664 | $16,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,034 | $16,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,171 | $16,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 1,096 | $16,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 669 | $16,000 | thousands by filing date | |
| NULL | 032108755 | NULL | 850 | $16,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 49,354 | $16,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 1,663 | $16,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,585 | $16,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 48,961 | $16,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 1,579 | $16,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 34,871 | $16,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 1,657 | $16,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y813 | ULTRA SHT ACTV | 681 | $16,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 1,565 | $16,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 1,579 | $16,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 1,600 | $16,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 1,579 | $16,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 1,538 | $16,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 1,625 | $16,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 1,617 | $16,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L123 | UNIT 11/04/2026 | 1,561 | $16,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E208 | UNIT 11/02/2026 | 1,609 | $16,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 1,635 | $16,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 1,642 | $16,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 1,588 | $16,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 1,662 | $16,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,608 | $16,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 1,638 | $16,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 1,660 | $16,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 1,641 | $16,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R204 | UNIT 02/10/2027 | 1,596 | $16,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 1,742 | $16,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,000 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 490 | $16,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 1,633 | $16,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 1,628 | $16,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 48,478 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 770 | $16,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 39,642 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P793 | FTSE FRANCE | 661 | $16,000 | thousands by filing date | |
| LISTED FD TR | 53656F359 | ROUNDHILL IO DIG | 1,258 | $16,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,663 | $16,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 1,648 | $16,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 1,660 | $16,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 1,607 | $16,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 17,437 | $16,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 1,601 | $16,000 | thousands by filing date | |
| AVISTA PUB ACQUISITION CORP II UNIT EX 040626 | G07247110 | Stock | 1,599 | $16,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 1,588 | $16,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 1,546 | $16,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 83,827 | $16,000 | thousands by filing date | |
| KENSINGTON CAP ACQ CORP IV | G52519157 | UNIT 99/99/9999 | 1,675 | $16,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 4,408 | $15,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 534 | $15,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 6,079 | $15,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 1,150 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 521 | $15,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 929 | $15,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 346 | $15,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,166 | $15,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 1,652 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 575 | $15,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 8,285 | $15,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 409 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 899 | $15,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,029 | $15,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 746 | $15,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 491 | $15,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 1,570 | $15,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 593 | $15,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,022 | $15,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 635 | $15,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 2,085 | $15,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 716 | $15,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,194 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 659 | $15,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 468 | $15,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,449 | $15,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 8,197 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 2,370 | $15,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 14,203 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B402 | ETFB GRE SRI ETF | 770 | $15,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 595 | $15,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 744 | $15,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 544 | $15,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 30,347 | $15,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 379 | $15,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 1,291 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 1,063 | $15,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 836 | $15,000 | thousands by filing date | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 2,909 | $15,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,466 | $15,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 1,113 | $15,000 | thousands by filing date | |
| SAI TECH GLOBAL CORP | G7852T103 | CLASS A ORD SHS | 3,757 | $15,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 12,394 | $15,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 1,528 | $15,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 35,355 | $15,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 1,487 | $15,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 1,471 | $15,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1,499 | $15,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,555 | $15,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,266 | $15,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,771 | $15,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 2,087 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 599 | $15,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 575 | $15,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 439 | $15,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 1,479 | $15,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 17,087 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 326 | $15,000 | thousands by filing date | |
| FARMMI INC | G33277123 | SHS NEW | 14,626 | $15,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 1,496 | $15,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 114,483 | $15,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537117 | UNIT 04/16/2028 | 1,491 | $15,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 29,411 | $15,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 1,496 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 476 | $15,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 1,537 | $15,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,536 | $15,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A200 | UNIT 99/99/9999 | 1,499 | $15,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 255 | $15,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 1,483 | $15,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X128 | UNIT 11/15/2024 | 1,500 | $15,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131102 | UNIT 09/15/2026 | 1,450 | $15,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 1,619 | $15,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 1,571 | $15,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,513 | $15,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 1,545 | $15,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A204 | UNIT 10/31/2028 | 1,520 | $15,000 | thousands by filing date | |
| REDWOODS ACQUISITION CORP | 758083208 | UNIT 03/15/2027 | 1,459 | $15,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,468 | $15,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 1,566 | $15,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 1,498 | $15,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 1,450 | $15,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,548 | $15,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E200 | UNIT 12/31/2026 | 1,534 | $15,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 1,541 | $15,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 1,482 | $15,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,936 | $15,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 26,945 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 1,154 | $15,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 23,979 | $15,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 562 | $15,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 28,467 | $15,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 1,514 | $15,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 1,545 | $15,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 1,566 | $15,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 1,506 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 917 | $15,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R508 | RESIDENTIAL & AP | 1,291 | $15,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q105 | CLASS A ORD SHS | 1,524 | $15,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 32,257 | $15,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,501 | $15,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 1,481 | $15,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 1,537 | $15,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,484 | $15,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 1,546 | $15,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 1,545 | $15,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 1,436 | $15,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R111 | UNIT 09/24/2026 | 1,481 | $15,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 168 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B808 | mc | 3,090 | $15,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 506 | $14,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 610 | $14,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 300 | $14,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 435 | $14,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,955 | $14,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,785 | $14,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,135 | $14,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 512 | $14,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,618 | $14,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 8,988 | $14,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 627 | $14,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,492 | $14,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 604 | $14,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 567 | $14,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 512 | $14,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 978 | $14,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 925 | $14,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 2,557 | $14,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 1,820 | $14,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 567 | $14,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 341 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 706 | $14,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 466 | $14,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 2,772 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 477 | $14,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P862 | CMN | 439 | $14,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,706 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 159 | $14,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 1,388 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 162 | $14,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 413 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 337 | $14,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 2,633 | $14,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,521 | $14,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,473 | $14,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 1,591 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 634 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 470 | $14,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,010 | $14,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 630 | $14,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 674 | $14,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 765 | $14,000 | thousands by filing date | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 1,427 | $14,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 1,437 | $14,000 | thousands by filing date | |
| MICROSECTORS GOLD MINERS 3X LEVERAGED ETN | 063679658 | ETF | 2,938 | $14,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 537 | $14,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,737 | $14,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,444 | $14,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 602 | $14,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 1,454 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,540 | $14,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,916 | $14,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 15,000 | $14,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 14,894 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 2,161 | $14,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 7,682 | $14,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 1,373 | $14,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 2,224 | $14,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 1,308 | $14,000 | thousands by filing date | |
| UTA ACQUISITION CORPORATION | G9473A109 | COM | 1,382 | $14,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 3,595 | $14,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 14,000 | $14,000 | thousands by filing date | principal |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 1,400 | $14,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 2,128 | $14,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 47,290 | $14,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 1,479 | $14,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 4,308 | $14,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,180 | $14,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 1,376 | $14,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 1,379 | $14,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 1,449 | $14,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 32,867 | $14,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 1,384 | $14,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1,433 | $14,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 1,402 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,406 | $14,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 1,437 | $14,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 1,364 | $14,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,403 | $14,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,438 | $14,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,436 | $14,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 1,362 | $14,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,444 | $14,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 1,361 | $14,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 486 | $14,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 10,456 | $14,000 | thousands by filing date | |
| HEALTHCARE TRIANGLE INC | 42227W108 | COM | 13,628 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 461 | $14,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 1,425 | $14,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 1,421 | $14,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,409 | $14,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L532 | RAREVIEW INFLATN | 554 | $14,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 300 | $14,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 1,404 | $14,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 1,401 | $14,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 196 | $14,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 1,381 | $14,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,384 | $14,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 1,348 | $14,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X123 | SHS NEW | 49,342 | $14,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,477 | $14,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 1,409 | $14,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651204 | UNIT 05/13/2026 | 1,411 | $14,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,371 | $14,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425209 | UNIT 06/29/2026 | 1,419 | $14,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 655 | $13,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 5,791 | $13,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 4,771 | $13,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 1,472 | $13,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 2,500 | $13,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,435 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 456 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 443 | $13,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 147 | $13,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 656 | $13,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 626 | $13,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 1,383 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 145 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 453 | $13,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 195 | $13,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 615 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-008216 | this filing | 2022-08-10 | acceptance time not in the bulk data set |