13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 18,177 | $10,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P102 | CMN | 994 | $10,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X111 | WTS | 3,526 | $10,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 7,362 | $10,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 13,500 | $10,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 957 | $10,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 7,245 | $10,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 4,054 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 352 | $10,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 7,222 | $10,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 979 | $10,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 3,824 | $10,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 993 | $10,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC UNIT EX 051926 | 37518W205 | Stock | 997 | $10,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 1,008 | $10,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 1,016 | $10,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION COR | 254028103 | COM CL A | 991 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1,003 | $10,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561208 | UNIT 07/29/2026 | 1,000 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747T382 | PACER IPATH GOLD | 400 | $10,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P203 | UNIT 11/22/2026 | 963 | $10,000 | thousands by filing date | |
| EMLES TR | 291361863 | ALPHA OPPORTNTES | 517 | $10,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 11,253 | $10,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 891 | $10,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L649 | DE SPAC ETF | 742 | $10,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P846 | SPDR BLACKSTONE | 299 | $9,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 10,000 | $9,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 312 | $9,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 1,558 | $9,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 799 | $9,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 409 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 200 | $9,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 141 | $9,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 599 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 421 | $9,000 | thousands by filing date | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 266 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,365 | $9,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,047 | $9,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 1,220 | $9,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 2,696 | $9,000 | thousands by filing date | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 2,663 | $9,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 2,103 | $9,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 829 | $9,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,280 | $9,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,073 | $9,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 747 | $9,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 13,012 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 250 | $9,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 867 | $9,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 855 | $9,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,147 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 377 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 221 | $9,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,218 | $9,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 4,729 | $9,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 9,000 | $9,000 | thousands by filing date | principal |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 1,717 | $9,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 14,428 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 565 | $9,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,248 | $9,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1,500 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 401 | $9,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 9,000 | $9,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 10,000 | $9,000 | thousands by filing date | principal |
| TKB CRITICAL TECHNOLOGIES 1 | G88935112 | COM | 900 | $9,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 900 | $9,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 168 | $9,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 1,336 | $9,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 2,467 | $9,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,531 | $9,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 1,232 | $9,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874121 | COM | 937 | $9,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U109 | COM | 866 | $9,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 877 | $9,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 963 | $9,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,511 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 18,918 | $9,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,962 | $9,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 5,141 | $9,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 2,534 | $9,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 14,175 | $9,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 948 | $9,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 3,275 | $9,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 11,200 | $9,000 | thousands by filing date | |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 7,974 | $9,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 7,452 | $9,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 956 | $9,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 858 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 740 | $9,000 | thousands by filing date | |
| ALLARITY THERAPEUTICS INC | 016744104 | COMMON STOCK | 4,479 | $9,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F203 | UNIT 10/31/2028 | 899 | $9,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 32,292 | $9,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L115 | UNIT 11/30/2028 | 948 | $9,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 10,487 | $9,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 959 | $9,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 5,090 | $9,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 7,181 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 347 | $9,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290129 | UNIT 03/31/2028 | 935 | $9,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 945 | $9,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 875 | $9,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K129 | UNIT 09/23/2026 | 911 | $9,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 896 | $9,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E128 | UNIT 03/26/2026 | 866 | $9,000 | thousands by filing date | |
| INTEGRATED RAIL AND RES ACQ | 45827R205 | UNIT 99/99/9999 | 871 | $9,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 1,085 | $9,000 | thousands by filing date | |
| PHOENIX BIOTECH ACQUISITION | 71902K204 | UNIT 99/99/9999 | 877 | $9,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 926 | $9,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 902 | $9,000 | thousands by filing date | |
| HEARTLAND MEDIA ACQUISITION | 42237V207 | UNIT 99/99/9999 | 895 | $9,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L109 | COM | 937 | $9,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 958 | $9,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 8,000 | $9,000 | thousands by filing date | principal |
| BINAH CAP GROUP INC | 496861204 | BCG | 826 | $9,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 9,000 | $9,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 95 | $9,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,000 | $9,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L306 | COM | 8,185 | $9,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 11,786 | $9,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 8,633 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 901 | $9,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A101 | CMN | 900 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 884 | $9,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 879 | $9,000 | thousands by filing date | |
| MIROMATRIX MED INC | 60471P108 | COM | 2,255 | $9,000 | thousands by filing date | |
| RAIL VISION LTD | M8186D106 | ORDINARY SHS | 2,838 | $9,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R508 | RESIDENTIAL & AP | 651 | $9,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 2,164 | $9,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 942 | $9,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 8,000 | $9,000 | thousands by filing date | principal |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z125 | UNIT 11/22/2026 | 890 | $9,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 841 | $9,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 7,406 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 479 | $9,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 7,319 | $9,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 3,072 | $9,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 39,574 | $9,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 899 | $9,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 965 | $9,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 25,171 | $9,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 901 | $9,000 | thousands by filing date | |
| BOA ACQUISITION CORP UNIT EX 022228 | 05601A208 | Stock | 857 | $9,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 5,726 | $9,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 8,109 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U877 | TCW ESG PREMIER | 502 | $9,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 5,737 | $9,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 899 | $9,000 | thousands by filing date | |
| PARSEC CAPITAL ACQUISITION | 70184A207 | UNIT 99/99/9999 | 907 | $9,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 100 | $8,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 130 | $8,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,832 | $8,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 5,485 | $8,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 403 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 400 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 251 | $8,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 678 | $8,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,458 | $8,000 | thousands by filing date | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 322 | $8,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,388 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 170 | $8,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 7,000 | $8,000 | thousands by filing date | principal |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 296 | $8,000 | thousands by filing date | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 155 | $8,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,093 | $8,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 850 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 274 | $8,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 1,544 | $8,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,148 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767843 | INDX FD | 277 | $8,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,706 | $8,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 5,285 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 197 | $8,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 5,657 | $8,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 298 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 207 | $8,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,704 | $8,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 3,769 | $8,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 2,261 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 166 | $8,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 10,000 | $8,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 341 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A602 | NASDAQ 100 COLA | 316 | $8,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 390 | $8,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 9,000 | $8,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,281 | $8,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 2,905 | $8,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 23,501 | $8,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 16,369 | $8,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 5,167 | $8,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 1,351 | $8,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 3,242 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 607 | $8,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 733 | $8,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 9,000 | $8,000 | thousands by filing date | principal |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2,500 | $8,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,279 | $8,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 8,000 | $8,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 8,000 | $8,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 7,000 | $8,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 453 | $8,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 8,116 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,425 | $8,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 7,000 | $8,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $8,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 8,000 | $8,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 5,201 | $8,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 1,683 | $8,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 3,908 | $8,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1,029 | $8,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 1,683 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 684 | $8,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,116 | $8,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 7,202 | $8,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 4,779 | $8,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M102 | COM | 798 | $8,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| BANNER ACQUISITION CORP | 06654K101 | COM | 848 | $8,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 768 | $8,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R108 | COM | 800 | $8,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 796 | $8,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567108 | COM | 823 | $8,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,748 | $8,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 2,000 | $8,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 17,700 | $8,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 2,002 | $8,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,800 | $8,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,444 | $8,000 | thousands by filing date | |
| VERDE CLEAN FUELS INC CLASS A COM | 15130M102 | Stock | 760 | $8,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 2,788 | $8,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 16,082 | $8,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 8,075 | $8,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,137 | $8,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 5,112 | $8,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 7,628 | $8,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723113 | *W EXP 12/03/202 | 10,392 | $8,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 18,283 | $8,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 855 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 205 | $8,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 785 | $8,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204204 | UNIT 10/28/2026 | 750 | $8,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 809 | $8,000 | thousands by filing date | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U208 | UNIT 11/01/2026 | 845 | $8,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 800 | $8,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169206 | UNIT 03/05/2026 | 791 | $8,000 | thousands by filing date | |
| ISOPLEXIS CORP | 465005106 | COM | 2,195 | $8,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202103 | CLASS A ORD | 828 | $8,000 | thousands by filing date | |
| CENAQ ENERGY CORP | 15130M201 | UNIT 02/04/2026 | 763 | $8,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 753 | $8,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 812 | $8,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 831 | $8,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C124 | UNIT 12/13/2026 | 776 | $8,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J116 | UNIT 99/99/9999 | 789 | $8,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP | 97655B208 | UNIT 08/09/2026 | 822 | $8,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 824 | $8,000 | thousands by filing date | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 760 | $8,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 807 | $8,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 819 | $8,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984101 | UNIT 01/27/2027 | 781 | $8,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C111 | UNIT 10/20/2026 | 847 | $8,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A207 | UNIT 99/99/9999 | 797 | $8,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 851 | $8,000 | thousands by filing date | |
| HHG CAPITAL CORPORATION | G4R23P137 | UNIT 02/25/2026 | 813 | $8,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M205 | UNIT 99/99/9999 | 803 | $8,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 801 | $8,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028107 | CL A ORD SHS | 799 | $8,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 824 | $8,000 | thousands by filing date | |
| DP CAP ACQUISITION CORP I | G2R05B118 | UNIT 11/08/2026 | 800 | $8,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 799 | $8,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 5,265 | $8,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 4,572 | $8,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M205 | ADS | 3,293 | $8,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,106 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E585 | VIRTUAL WRK LIFE | 426 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 1,043 | $8,000 | thousands by filing date | |
| TIDAL ETF TR | 886364736 | SOFI WEEKLY DIVI | 149 | $8,000 | thousands by filing date | |
| BLUE WORLD ACQUISITION CORP | G1263E128 | UNIT 01/10/2029 | 821 | $8,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 846 | $8,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 851 | $8,000 | thousands by filing date | |
| DIGITAL HEALTH ACQUISITION C | 253893200 | UNIT 11/02/2026 | 800 | $8,000 | thousands by filing date | |
| SAVE FOODS INC | 80512Q303 | COM | 1,461 | $8,000 | thousands by filing date | |
| STRATEGIC TRUST | 48817R409 | HOTEL & LODGING | 514 | $8,000 | thousands by filing date | |
| JOWELL GLOBAL LTD | G5194C101 | SHS | 3,592 | $8,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 4,820 | $8,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 11,493 | $8,000 | thousands by filing date | |
| QUALTEK SERVICES INC | 74760R303 | COMM | 2,505 | $8,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 803 | $8,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 85 | $8,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 762 | $8,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 1,892 | $8,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A128 | UNIT 04/30/2028 | 833 | $8,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 758 | $8,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 37,665 | $8,000 | thousands by filing date | |
| PUXIN LTD | 74704P405 | ADS | 3,713 | $8,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 3,758 | $8,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 814 | $8,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C117 | SHS NEW | 3,912 | $8,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 24,152 | $8,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 99 | $7,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,220 | $7,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 500 | $7,000 | thousands by filing date | put |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 841 | $7,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,000 | $7,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 572 | $7,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,733 | $7,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 823 | $7,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072356 | REAL ESTATE ETF | 133 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 3,156 | $7,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 792 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 212 | $7,000 | thousands by filing date | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 664 | $7,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,434 | $7,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 383 | $7,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 281 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 253 | $7,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 755 | $7,000 | thousands by filing date | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 304 | $7,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,628 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 7,000 | $7,000 | thousands by filing date | principal |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N830 | HIGH YIELD ETF | 277 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 2,183 | $7,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 259 | $7,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 1,542 | $7,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 8,000 | $7,000 | thousands by filing date | principal |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 461 | $7,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 846 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 63 | $7,000 | thousands by filing date | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 15,450 | $7,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 16,484 | $7,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 5,008 | $7,000 | thousands by filing date | |
| NORTHERN LTS FD TR II | 66538F231 | ONE GLOBAL ETF | 335 | $7,000 | thousands by filing date | |
| NEXGEL INC | 65344E107 | COM | 3,493 | $7,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 999 | $7,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U829 | HENDERSON US REL | 254 | $7,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 1,404 | $7,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,294 | $7,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M208 | COM NEW | 1,673 | $7,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 309 | $7,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 279 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505673 | ETC 6 SMALL CAP | 141 | $7,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 1,884 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G481 | S&P KENSHO SMRT | 195 | $7,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 12,458 | $7,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 829 | $7,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 6,725 | $7,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 4,119 | $7,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 526 | $7,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 484 | $7,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 964 | $7,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 3,723 | $7,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 6,815 | $7,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 1,066 | $7,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 7,000 | $7,000 | thousands by filing date | principal |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 189 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 8,000 | $7,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 7,000 | $7,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $7,000 | thousands by filing date | principal |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 1,313 | $7,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 1,977 | $7,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 691 | $7,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 8,862 | $7,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 17,285 | $7,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 725 | $7,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 1,547 | $7,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 1,029 | $7,000 | thousands by filing date | |
| FINNOVATE ACQUISITION CORP | G3R34K103 | COM | 750 | $7,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISI | G2773W103 | COM | 658 | $7,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,392 | $7,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 5,638 | $7,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 789 | $7,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P839 | NUVEEN SMALL CAP | 277 | $7,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 25,654 | $7,000 | thousands by filing date | |
| TOKYO LIFESTYLE CO LTD SPONSORED ADS | 98741L101 | ADR | 3,488 | $7,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 10,458 | $7,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 2,291 | $7,000 | thousands by filing date | |
| MDJM LTD | G59290109 | SHS | 3,544 | $7,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 29,854 | $7,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 7,448 | $7,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 13,201 | $7,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 4,743 | $7,000 | thousands by filing date | |
| E-HOME HOUSEHOLD SVC HLDGS L | G2952X104 | ORD SHS | 9,224 | $7,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,181 | $7,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 5,758 | $7,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 32,439 | $7,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T205 | UNIT 09/27/2026 | 684 | $7,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 671 | $7,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 7,299 | $7,000 | thousands by filing date | |
| AESTHER HEALTHCARE ACQSTN CO | 00809L205 | UNIT 09/14/2026 | 698 | $7,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 52,947 | $7,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 7,000 | $7,000 | thousands by filing date | principal |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 675 | $7,000 | thousands by filing date | |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 65,052 | $7,000 | thousands by filing date | |
| CSLM ACQUISITION CORP | G2365L135 | UNIT 01/12/2027 | 678 | $7,000 | thousands by filing date | |
| CANNA GLOBAL ACQUISITION COR | 13767K200 | UNIT 11/30/2026 | 677 | $7,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 700 | $7,000 | thousands by filing date | |
| CLEAN ENERGY SPL SITUATIONS | 85205U206 | UNIT 12/01/2027 | 700 | $7,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 741 | $7,000 | thousands by filing date | |
| PEGASUS DIGITAL MOBILITY ACQ | G69768128 | UNIT 99/99/9999 | 681 | $7,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 26,976 | $7,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 7,754 | $7,000 | thousands by filing date | |
| FAT PROJECTS ACQUISITION COR | G3400W128 | UNIT 10/12/2026 | 702 | $7,000 | thousands by filing date | |
| RCF ACQUISITION CORP | G7330C102 | CL A COM | 700 | $7,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,223 | $7,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 668 | $7,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 741 | $7,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 50,374 | $7,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 692 | $7,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B127 | UNIT 99/99/9999 | 680 | $7,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 742 | $7,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 13,800 | $7,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 7,123 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,457 | $7,000 | thousands by filing date | |
| CEA INDUSTRIES INC | 86887P200 | COM NEW | 2,775 | $7,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 9,043 | $7,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 699 | $7,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 1,090 | $7,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 727 | $7,000 | thousands by filing date | |
| LIXIANG ED HLDG CO LTD | 53934A115 | SPON ADS | 1,512 | $7,000 | thousands by filing date | |
| XORTX Therapeutics Inc | 98420Q207 | COM | 3,704 | $7,000 | thousands by filing date | |
| WEIDAI LTD ADR | 94861A207 | COM | 6,255 | $7,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 703 | $7,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 140 | $7,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 40,993 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 331 | $7,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 700 | $7,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I UNIT EX 022526 | 822821203 | Stock | 673 | $7,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 717 | $7,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 705 | $7,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 618 | $7,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 701 | $7,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 710 | $7,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 2,589 | $7,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875116 | W EXP 08/25/202 | 4,605 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 213 | $7,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 331 | $7,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 106 | $6,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 1,432 | $6,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 7,000 | $6,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 218 | $6,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,040 | $6,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 147 | $6,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y645 | STRATEGAS MACRO | 238 | $6,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 1,024 | $6,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 123 | $6,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 228 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 164 | $6,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 500 | $6,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 410 | $6,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,096 | $6,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 945 | $6,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,631 | $6,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 838 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 239 | $6,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 1,840 | $6,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 4,561 | $6,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 7,000 | $6,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J411 | BULLETSHS 31 MUN | 260 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 271 | $6,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 162 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P488 | US TREAS BD ETF | 285 | $6,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 505 | $6,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 3,980 | $6,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 6,281 | $6,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 302 | $6,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 1,255 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 216 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 221 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 125 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 206 | $6,000 | thousands by filing date | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 12,537 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,000 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B709 | APTUS INT ENH YL | 278 | $6,000 | thousands by filing date | |
| PACER FDS TR | 69374H493 | SWAN SOS MODRTE | 300 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 166 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 278 | $6,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 759 | $6,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 1,000 | $6,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 478 | $6,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 215 | $6,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 973 | $6,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 1,861 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 7,000 | $6,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 278 | $6,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 5,009 | $6,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 6,000 | $6,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 6,000 | $6,000 | thousands by filing date | principal |
| Draganfly Inc | 26142Q205 | COM | 2,711 | $6,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 400 | $6,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 920 | $6,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 352 | $6,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 11,315 | $6,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 625 | $6,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 609 | $6,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 600 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |