13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 1,204 | $6,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 626 | $6,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,440 | $6,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 7,000 | $6,000 | thousands by filing date | principal |
| CURIS INC | 231269200 | COM | 2,168 | $6,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 6,000 | $6,000 | thousands by filing date | principal |
| INTERPRIVATE IV INFRATECH PR | 46064T102 | COM | 600 | $6,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 643 | $6,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 6,369 | $6,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 1,407 | $6,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 1,619 | $6,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 386 | $6,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,838 | $6,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,948 | $6,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,407 | $6,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 9,435 | $6,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 25 | $6,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 1,137 | $6,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 2,378 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 41,777 | $6,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 5,727 | $6,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 14,088 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 1,458 | $6,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 14,361 | $6,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 567 | $6,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,173 | $6,000 | thousands by filing date | |
| BLUEJAY DIAGNOSTICS INC | 095633103 | COM | 5,591 | $6,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C125 | *W EXP 03/25/202 | 7,684 | $6,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 15,444 | $6,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 658 | $6,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 22,010 | $6,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R102 | COM CL A | 566 | $6,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126103 | COM CL A | 572 | $6,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 613 | $6,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 594 | $6,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 621 | $6,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202129 | UNIT 03/09/2026 | 600 | $6,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 10,064 | $6,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 629 | $6,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 4,559 | $6,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 971 | $6,000 | thousands by filing date | |
| PAPAYA GRWT OPPORTUNITY CORP | 69882P201 | UNIT 12/31/2028 | 550 | $6,000 | thousands by filing date | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 12,727 | $6,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 9,874 | $6,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 566 | $6,000 | thousands by filing date | |
| ROTH CH ACQUISITION V CO | 77867R209 | UNIT 12/10/2026 | 582 | $6,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J115 | UNIT 10/07/2026 | 602 | $6,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735111 | UNIT 99/99/9999 | 576 | $6,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775111 | *W EXP 10/20/202 | 13,800 | $6,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C108 | CLASS A COM | 600 | $6,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 585 | $6,000 | thousands by filing date | |
| HAWKS ACQUISITION CORP | 42032P108 | CL A | 600 | $6,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F100 | CL A ORD SHS | 600 | $6,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 7,350 | $6,000 | thousands by filing date | |
| LOCAFY LIMITED SHS NEW | Q56120100 | Stock | 2,542 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,740 | $6,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 4,101 | $6,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 1,955 | $6,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 2,434 | $6,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,120 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,194 | $6,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,571 | $6,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 7,955 | $6,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 2,671 | $6,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 624 | $6,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 579 | $6,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 618 | $6,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 600 | $6,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 4,302 | $6,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 3,325 | $6,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 3,012 | $6,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 2,005 | $6,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| MARPAI INC | 571354109 | CL A COM | 3,466 | $6,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 5,710 | $6,000 | thousands by filing date | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 572 | $6,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 571 | $6,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 596 | $6,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 4,000 | $6,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 15,124 | $6,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108813 | CLEANER LIVING | 322 | $6,000 | thousands by filing date | |
| VALUED ADVISERS TR | 92046L387 | GENUINE INVESTOR | 259 | $6,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP. | 18453L206 | COM | 573 | $6,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 3,775 | $6,000 | thousands by filing date | |
| HNR ACQUISITION CORP | 40472A201 | UNIT 99/99/9999 | 601 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G664 | ETFMG RE ETF | 353 | $6,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 8,915 | $6,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 9,391 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 249 | $6,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 2,685 | $5,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $5,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 3,377 | $5,000 | thousands by filing date | |
| REGENCELL BIOSCIENCE HLDGS LTD ORDINARY SHARES | G7487R100 | Stock | 244 | $5,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 704 | $5,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 2,359 | $5,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 815 | $5,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 3,574 | $5,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 234 | $5,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 1,484 | $5,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 2,037 | $5,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 198 | $5,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 640 | $5,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 474 | $5,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q346 | DEMCRATIC LG ETF | 193 | $5,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 4,903 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 163 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 200 | $5,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 679 | $5,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 689 | $5,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,708 | $5,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 300 | $5,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 106 | $5,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 1,004 | $5,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 2,481 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 119 | $5,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 156 | $5,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 2,292 | $5,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 207 | $5,000 | thousands by filing date | |
| INNOVATOR BUFFER STEP-UP STRATEGY ETF | 45783Y731 | BUFF STEP UP ETF | 188 | $5,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 2,200 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 116 | $5,000 | thousands by filing date | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 4,474 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 129 | $5,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 124 | $5,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3,014 | $5,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 2,592 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051135 | CMN | 66 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W770 | CMN | 152 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 123 | $5,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 780 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 206 | $5,000 | thousands by filing date | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 100 | $5,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 232 | $5,000 | thousands by filing date | |
| FINGERMOTION INC | 31788K108 | COM | 2,121 | $5,000 | thousands by filing date | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 960 | $5,000 | thousands by filing date | |
| PACER FDS TR | 69374H584 | SWAN SOS CNS JAN | 215 | $5,000 | thousands by filing date | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 7,335 | $5,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 1,226 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 162 | $5,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 14,726 | $5,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 194 | $5,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 414 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,113 | $5,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 656 | $5,000 | thousands by filing date | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 3,828 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,835 | $5,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 1,202 | $5,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,492 | $5,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,000 | $5,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 7,000 | $5,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y388 | RESTAURANT ETF | 216 | $5,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 4,223 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 138 | $5,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 7,807 | $5,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 300 | $5,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644113 | *W EXP 07/31/202 | 20,167 | $5,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 842 | $5,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 15,589 | $5,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 2,741 | $5,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 91 | $5,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C106 | COM | 500 | $5,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 490 | $5,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,475 | $5,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3,337 | $5,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,732 | $5,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 509 | $5,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 281 | $5,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 6,989 | $5,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 8,242 | $5,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 9,632 | $5,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 3,372 | $5,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1,330 | $5,000 | thousands by filing date | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 1,879 | $5,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 475 | $5,000 | thousands by filing date | |
| TRUGOLF INC CMN | 243733102 | COM | 541 | $5,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 4,886 | $5,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 3,344 | $5,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 7,798 | $5,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 13,112 | $5,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 5,319 | $5,000 | thousands by filing date | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 3,451 | $5,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,105 | $5,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 6,483 | $5,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 3,506 | $5,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 11,781 | $5,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845108 | COM | 4,323 | $5,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 3,383 | $5,000 | thousands by filing date | |
| JATT ACQUISITION CORP | G50752115 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 342 | $5,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 1,098 | $5,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 479 | $5,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9461D123 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T103 | COM CL A | 503 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 10,172 | $5,000 | thousands by filing date | |
| LIONHEART III CORP | 536262108 | CLASS A COM | 465 | $5,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 10,858 | $5,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 6,475 | $5,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 16,666 | $5,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 2,029 | $5,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 528 | $5,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 507 | $5,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 1,705 | $5,000 | thousands by filing date | |
| BROAD CAPITAL ACQUISITION CO | 11125B201 | UNIT 01/10/2027 | 450 | $5,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 505 | $5,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V200 | UNIT 99/99/9999 | 506 | $5,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 466 | $5,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 484 | $5,000 | thousands by filing date | |
| NOCTURNE ACQUISITION CORP | G6580S122 | UNIT 02/25/2026 | 510 | $5,000 | thousands by filing date | |
| SOUTHPORT ACQUISITION CORP | 84465L204 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y110 | UNIT 03/06/2026 | 502 | $5,000 | thousands by filing date | |
| FORBION EUROPEAN ACQUSTN COR | G3619H128 | UNIT 12/10/2026 | 451 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 23,199 | $5,000 | thousands by filing date | |
| TIO TECH A | G8T10C122 | UNIT 04/12/2028 | 500 | $5,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F126 | UNIT 99/99/9999 | 498 | $5,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041106 | COM CL A | 497 | $5,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 515 | $5,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 541 | $5,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K207 | UNIT 06/29/2026 | 479 | $5,000 | thousands by filing date | |
| ST ENERGY TRANSITION I LTD | G8465L123 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 223 | $5,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828802 | ERSHARES ENT | 408 | $5,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 2,495 | $5,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 9,243 | $5,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 630 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y420 | ALPHA DNA EQUITY | 204 | $5,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 2,143 | $5,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 1,678 | $5,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C707 | FUTURE CLIMATE | 220 | $5,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 7,485 | $5,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 1,237 | $5,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 512 | $5,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 16,565 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 529 | $5,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A108 | CMN | 528 | $5,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 300 | $5,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 4,944 | $5,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 4,922 | $5,000 | thousands by filing date | |
| MINERVA SURGICAL INC | 60343F106 | COM | 1,076 | $5,000 | thousands by filing date | |
| FLJ GROUP LIMITED | 74738J201 | SPON ADS | 3,539 | $5,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 6,700 | $5,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 7,563 | $5,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 5,512 | $5,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 5,555 | $5,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 290 | $5,000 | thousands by filing date | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 3,954 | $5,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 476 | $5,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 451 | $5,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 10,573 | $5,000 | thousands by filing date | |
| SPINDLETOP HEALTH ACQUISITIO | 84854Q202 | UNIT 11/04/2026 | 500 | $5,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 9,412 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 10,331 | $5,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 2,794 | $5,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 513 | $5,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 514 | $5,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 551 | $5,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 3,738 | $5,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 354 | $5,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 523 | $5,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760152 | *W EXP 05/13/202 | 146,006 | $5,000 | thousands by filing date | |
| AGF INVTS TR | 00110G887 | AGFIQ HEDGED DIV | 182 | $5,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,298 | $4,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 141 | $4,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 367 | $4,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,624 | $4,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 233 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 126 | $4,000 | thousands by filing date | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 116 | $4,000 | thousands by filing date | call |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 220 | $4,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 176 | $4,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 222 | $4,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 267 | $4,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 162 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 116 | $4,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 281 | $4,000 | thousands by filing date | |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 143 | $4,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B759 | RH TACT OUTL ETF | 267 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 97 | $4,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,004 | $4,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 234 | $4,000 | thousands by filing date | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 223 | $4,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 8,484 | $4,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 3,752 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 123 | $4,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 116 | $4,000 | thousands by filing date | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 3,005 | $4,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 99 | $4,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 414 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 150 | $4,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1,686 | $4,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 16,695 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 139 | $4,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 8,473 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 200 | $4,000 | thousands by filing date | |
| WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/2027 | 39536G113 | WARR | 4,829 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 209 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,259 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 75 | $4,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 605 | $4,000 | thousands by filing date | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 4,556 | $4,000 | thousands by filing date | |
| APPTECH PMTS CORP | 03834B309 | COM | 2,901 | $4,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 942 | $4,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 629 | $4,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 10,799 | $4,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 407 | $4,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 94 | $4,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 196 | $4,000 | thousands by filing date | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 561 | $4,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 1,103 | $4,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 2,320 | $4,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 2,594 | $4,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 2,884 | $4,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 1,377 | $4,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 1,589 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B206 | TRUS | 366 | $4,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 347 | $4,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 9,740 | $4,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 1,149 | $4,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W107 | COM | 433 | $4,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,568 | $4,000 | thousands by filing date | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 390 | $4,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A101 | COM | 400 | $4,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 5,000 | $4,000 | thousands by filing date | principal |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 420 | $4,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,648 | $4,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,504 | $4,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 692 | $4,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J104 | COM | 360 | $4,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 6,834 | $4,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 2,826 | $4,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 209 | $4,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 405 | $4,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 9,526 | $4,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 3,027 | $4,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 6,248 | $4,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 11,500 | $4,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 43,663 | $4,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 600 | $4,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 885 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W788 | FUTURE CONSUMER | 121 | $4,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 16,300 | $4,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 6,547 | $4,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 3,551 | $4,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E105 | CLASS A COM | 396 | $4,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 22,220 | $4,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 390 | $4,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 418 | $4,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 6,459 | $4,000 | thousands by filing date | |
| VOLT ETF TRUST | 92873G105 | CRYPTO INDY REVO | 325 | $4,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 366 | $4,000 | thousands by filing date | |
| REVELATION BIOSCIENCES INC | 76135L101 | COM | 3,736 | $4,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 3,961 | $4,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 14,329 | $4,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 1,220 | $4,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 4,943 | $4,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 3,875 | $4,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867206 | UNIT 07/21/2026 | 406 | $4,000 | thousands by filing date | |
| INVESTCORP EUROPE ACQUISITIO | G4923T121 | UNIT 12/15/2026 | 353 | $4,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 436 | $4,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 407 | $4,000 | thousands by filing date | |
| TECHNOLOGY & TELECOM ACQ COR | G87119122 | UNIT 01/13/2027 | 355 | $4,000 | thousands by filing date | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 395 | $4,000 | thousands by filing date | |
| GENERATION ASIA I ACQUISITIO | G38258110 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 9,900 | $4,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 14,447 | $4,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714111 | UNIT 99/99/9999 | 375 | $4,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 386 | $4,000 | thousands by filing date | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L129 | UNIT 07/16/2026 | 402 | $4,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 11,801 | $4,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 416 | $4,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 379 | $4,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 4,493 | $4,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 10,893 | $4,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 6,507 | $4,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 3,656 | $4,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 1,965 | $4,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 4,528 | $4,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 1,694 | $4,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 4,910 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 208 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 226 | $4,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 1,623 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 150 | $4,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 11,679 | $4,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 444 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H205 | UNT | 400 | $4,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R100 | CMN | 400 | $4,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 2,745 | $4,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 1,025 | $4,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 202 | $4,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 3,645 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 2,815 | $4,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 8,658 | $4,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 440 | $4,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C201 | UNIT 99/99/9999 | 404 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 23,416 | $4,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 2,838 | $4,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,078 | $4,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 141 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 127 | $4,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 16,520 | $4,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 413 | $4,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 362 | $4,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 3,486 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G680 | 2X DAILY INVERSE | 387 | $4,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 412 | $4,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 13,934 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B808 | mc | 529 | $4,000 | thousands by filing date | |
| UNCOMMON INVESTMENT FUNDS TR | 90431R209 | PORTFOLIO DESIGN | 156 | $4,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 317 | $4,000 | thousands by filing date | |
| UDEMY INC COM | 902685106 | Stock | 234 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 53 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 510 | $3,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 98 | $3,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 171 | $3,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 804 | $3,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 1,000 | $3,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 574 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 160 | $3,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 300 | $3,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 220 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 104 | $3,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 419 | $3,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 909 | $3,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 129 | $3,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 197 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 212 | $3,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 851 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 100 | $3,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 725 | $3,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 879 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 117 | $3,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 655 | $3,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,403 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 107 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 100 | $3,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 554 | $3,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637100 | SHS | 974 | $3,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 100 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $3,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 109 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 142 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 134 | $3,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $3,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 2,573 | $3,000 | thousands by filing date | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 1,426 | $3,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 643 | $3,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 18,990 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,745 | $3,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 78 | $3,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 6,946 | $3,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | g9525w117 | WT | 4,864 | $3,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 3,381 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 946 | $3,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 1,400 | $3,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 1,087 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 151 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 99 | $3,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 22,101 | $3,000 | thousands by filing date | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 115 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 97 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 176 | $3,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 46 | $3,000 | thousands by filing date | |
| NIXXY INC | 75630B113 | *W EXP 07/02/202 | 2,909 | $3,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 1,272 | $3,000 | thousands by filing date | |
| LISTED FDS TR | 53656F425 | ALEX PRA TAC ETF | 100 | $3,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 161 | $3,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 561 | $3,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 1,298 | $3,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,476 | $3,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 304 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 138 | $3,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 5,261 | $3,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 219 | $3,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,875 | $3,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 3,449 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,157 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 80 | $3,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 4,006 | $3,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 4,550 | $3,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,500 | $3,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 572 | $3,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 129 | $3,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 1,067 | $3,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 1,000 | $3,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 291 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 61 | $3,000 | thousands by filing date | |
| MDXHEALTH SA | 58286E102 | ADR | 305 | $3,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A108 | COM | 300 | $3,000 | thousands by filing date | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 327 | $3,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 1,142 | $3,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 1,450 | $3,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,596 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 606 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 120 | $3,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 117 | $3,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,865 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |