13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TG VENTURE ACQUISITION CORP | 87251T208 | UNIT 08/15/2028 | 1,358 | $14,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 1,404 | $14,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 1,438 | $14,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 1,456 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 463 | $14,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 4,524 | $14,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 716 | $14,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 1,201 | $14,000 | thousands by filing date | |
| KIDPIK CORP | 49382L108 | COM | 2,834 | $14,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 1,393 | $14,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 4,562 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 896 | $14,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,712 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P751 | FTSE ITALY ETF | 566 | $14,000 | thousands by filing date | |
| GARDINER HEALTHCARE ACQTS CO | 365506203 | UNIT 99/99/9999 | 1,423 | $14,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 1,413 | $14,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 1,405 | $14,000 | thousands by filing date | |
| OXBRIDGE ACQUISITION CORP | G6855L125 | UNIT 07/30/2026 | 1,401 | $14,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 11,788 | $14,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 2,809 | $14,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 1,401 | $14,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CORP UNIT EXP 083127 | 11374E203 | Stock | 1,374 | $14,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITION UNIT EX 030126 | 74350A207 | Stock | 1,417 | $14,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,439 | $14,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651204 | UNIT 05/13/2026 | 1,411 | $14,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E106 | CLASS A ORD SHS | 1,360 | $14,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 5,999 | $14,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 7,575 | $14,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 60,924 | $14,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425209 | UNIT 06/29/2026 | 1,384 | $14,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100 | $13,000 | thousands by filing date | put |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 1,447 | $13,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 200 | $13,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 300 | $13,000 | thousands by filing date | call |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 1,409 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 500 | $13,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 3,000 | $13,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 285 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 526 | $13,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 5,017 | $13,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 3,848 | $13,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,157 | $13,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 2,303 | $13,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 406 | $13,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 728 | $13,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,768 | $13,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 8,806 | $13,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,132 | $13,000 | thousands by filing date | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 11,541 | $13,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,935 | $13,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 4,906 | $13,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 4,660 | $13,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,947 | $13,000 | thousands by filing date | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 11,636 | $13,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 5,832 | $13,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 3,657 | $13,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 1,184 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 284 | $13,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 4,946 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A727 | CLEARSHS OCIO | 414 | $13,000 | thousands by filing date | |
| ISHARES TR | 46436E429 | MSCI CHINA MLTSE | 656 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 570 | $13,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 14,750 | $13,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,741 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 260 | $13,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 128 | $13,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 3,126 | $13,000 | thousands by filing date | |
| STRATEGY SHS | 86280R860 | DAY HAGAN SMART | 530 | $13,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G778 | CROSS BRG ULTRST | 610 | $13,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 1,257 | $13,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 8,338 | $13,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,371 | $13,000 | thousands by filing date | |
| TIDAL TRUST I | 886364744 | mc | 595 | $13,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 6,726 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 664 | $13,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 15,000 | $13,000 | thousands by filing date | principal |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 4,401 | $13,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 3,841 | $13,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 1,340 | $13,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 14,000 | $13,000 | thousands by filing date | principal |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 1,305 | $13,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 11,844 | $13,000 | thousands by filing date | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 1,300 | $13,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 989 | $13,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 7,957 | $13,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 3,433 | $13,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 1,366 | $13,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 3,294 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 482 | $13,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 4,273 | $13,000 | thousands by filing date | |
| ZALATORIS ACQUISITION CORP | 89301B104 | COM CL A | 1,297 | $13,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765107 | CLASS A ORD | 1,296 | $13,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 5,685 | $13,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 1,289 | $13,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 11,733 | $13,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 51,318 | $13,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 1,354 | $13,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850203 | UNIT 03/31/2028 | 1,326 | $13,000 | thousands by filing date | |
| MAWSON INFRASTRUCTURE GROUP | 57778N208 | COM | 2,530 | $13,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 1,296 | $13,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R102 | CLASS A COM | 1,340 | $13,000 | thousands by filing date | |
| NORTHERN GENESIS ACQU CORP I | 66516W206 | UNIT 99/99/9999 | 1,353 | $13,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 1,337 | $13,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 1,294 | $13,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F110 | UNIT 03/09/2026 | 1,284 | $13,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 10,088 | $13,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E204 | UNIT 99/99/9999 | 1,268 | $13,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 1,313 | $13,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 1,263 | $13,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 1,317 | $13,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 1,279 | $13,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J207 | UNIT 09/01/2027 | 1,289 | $13,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 1,329 | $13,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N202 | UNIT 99/99/9999 | 1,327 | $13,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 1,268 | $13,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 1,372 | $13,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 1,331 | $13,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C122 | UNIT 10/14/2026 | 1,309 | $13,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T113 | *W EXP 02/15/202 | 18,173 | $13,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 1,353 | $13,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,308 | $13,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D104 | SHS | 1,300 | $13,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 1,330 | $13,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 4,178 | $13,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 4,828 | $13,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 51,013 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,400 | $13,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 6,918 | $13,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 5,564 | $13,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,958 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 249 | $13,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 1,299 | $13,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 897 | $13,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,893 | $13,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 1,265 | $13,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 29,505 | $13,000 | thousands by filing date | |
| GREEN VISOR FINANCIAL TECHNO | G4166K118 | COM | 1,315 | $13,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 9,289 | $13,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 29,399 | $13,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 1,346 | $13,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 1,335 | $13,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 30,781 | $13,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 1,282 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 436 | $13,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 1,226 | $13,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877123 | UNIT 99/99/9999 | 1,282 | $13,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 1,317 | $13,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,008 | $12,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,793 | $12,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 6,233 | $12,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,795 | $12,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 2,315 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 353 | $12,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 349 | $12,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 978 | $12,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,149 | $12,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,700 | $12,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 7,507 | $12,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 700 | $12,000 | thousands by filing date | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 408 | $12,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 677 | $12,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 4,409 | $12,000 | thousands by filing date | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 285 | $12,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 12,950 | $12,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 1,347 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 18,000 | $12,000 | thousands by filing date | principal |
| 1Stdibs.Com Inc | 320551104 | COM | 1,529 | $12,000 | thousands by filing date | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 868 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,656 | $12,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 6,221 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 322 | $12,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,203 | $12,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A853 | HIGH YIELD SYSTE | 511 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 325 | $12,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 3,797 | $12,000 | thousands by filing date | |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 611 | $12,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 453 | $12,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 3,233 | $12,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 4,072 | $12,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 13,000 | $12,000 | thousands by filing date | principal |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 6,257 | $12,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 998 | $12,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,173 | $12,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 5,026 | $12,000 | thousands by filing date | |
| PETVIVO HLDGS INC EQUITYCLASS EQUITY | 716817408 | COMMON STOCK | 5,652 | $12,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,660 | $12,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,987 | $12,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 3,542 | $12,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 1,223 | $12,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,492 | $12,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 1,001 | $12,000 | thousands by filing date | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 1,761 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 282 | $12,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 7,137 | $12,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 7,757 | $12,000 | thousands by filing date | |
| AUGMEDIX INC | 05105P107 | COM | 3,938 | $12,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 1,956 | $12,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 4,115 | $12,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 12,000 | $12,000 | thousands by filing date | principal |
| BENSON HILL INC | 082490103 | COM | 3,733 | $12,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,794 | $12,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 317 | $12,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 1,185 | $12,000 | thousands by filing date | |
| VIVAKOR INC | 92852R403 | COM | 5,236 | $12,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,746 | $12,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,294 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 445 | $12,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 18,170 | $12,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 7,367 | $12,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 5,361 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 417 | $12,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 12,000 | $12,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,111 | $12,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 1,752 | $12,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948106 | COM | 3,916 | $12,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 7,355 | $12,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 1,157 | $12,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 1,219 | $12,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,174 | $12,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 1,182 | $12,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 1,235 | $12,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 1,191 | $12,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 5,987 | $12,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP IV | G7330C128 | UNIT 99/99/9999 | 1,200 | $12,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M207 | UNIT 10/29/2026 | 1,233 | $12,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 1,158 | $12,000 | thousands by filing date | |
| GLOBALINK INVT INC | 37892F208 | UNIT 12/06/2026 | 1,239 | $12,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 1,241 | $12,000 | thousands by filing date | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 1,161 | $12,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X200 | UNIT 09/30/2026 | 1,239 | $12,000 | thousands by filing date | |
| FOCUS IMPACT ACQUISITION COR | 34417L208 | UNIT 10/28/2026 | 1,237 | $12,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 1,183 | $12,000 | thousands by filing date | |
| CAPITALWORKS EMNG MKTS ACQST | G1889L118 | UNIT 01/01/2026 | 1,229 | $12,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V103 | COM | 1,267 | $12,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M201 | UNIT 01/29/2026 | 1,241 | $12,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V205 | UNIT 99/99/9999 | 1,226 | $12,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A204 | UNIT 10/31/2028 | 1,150 | $12,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 1,224 | $12,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 1,178 | $12,000 | thousands by filing date | |
| ABRI SPAC I INC | 00085X204 | UNIT 09/18/2026 | 1,165 | $12,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F207 | UNIT 09/30/2026 | 1,217 | $12,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874200 | UNIT 03/16/2026 | 1,185 | $12,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 1,252 | $12,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 1,239 | $12,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 1,204 | $12,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 1,276 | $12,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 1,233 | $12,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 1,247 | $12,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 5,789 | $12,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 259 | $12,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 2,457 | $12,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 9,015 | $12,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,849 | $12,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 13,000 | $12,000 | thousands by filing date | principal |
| EDESA BIOTECH INC | 27966L108 | COM | 4,028 | $12,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 24,717 | $12,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 3,146 | $12,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,444 | $12,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 56,034 | $12,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 1,192 | $12,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 9,433 | $12,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 1,258 | $12,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 3,136 | $12,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,055 | $12,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E764 | ARMOR US EQT IDX | 460 | $12,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y730 | PRIN US SML CAP | 497 | $12,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 8,852 | $12,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L800 | SCHRODERS ESG US | 478 | $12,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 1,190 | $12,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 9,727 | $12,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 1,245 | $12,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 1,179 | $12,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 1,263 | $12,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 1,245 | $12,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 1,215 | $12,000 | thousands by filing date | |
| GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10 | G4028H105 | ORDINARY SHARES | 1,194 | $12,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 560 | $11,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $11,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 200 | $11,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,558 | $11,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 6,843 | $11,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 1,262 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100 | $11,000 | thousands by filing date | put |
| AUDIOEYE INC | 050734201 | COM NEW | 1,631 | $11,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 3,355 | $11,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 900 | $11,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,554 | $11,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 750 | $11,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 2,830 | $11,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,452 | $11,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 310 | $11,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 686 | $11,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 2,063 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 312 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 455 | $11,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,263 | $11,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 4,991 | $11,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 1,530 | $11,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,138 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,094 | $11,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 2,126 | $11,000 | thousands by filing date | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 1,210 | $11,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,158 | $11,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 1,429 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 473 | $11,000 | thousands by filing date | |
| HOUR LOOP INC | 44170P106 | COM | 3,685 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,145 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 441 | $11,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 3,951 | $11,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 1,131 | $11,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 547 | $11,000 | thousands by filing date | |
| Target Global Acquisition I Co | G8675N109 | COM | 1,100 | $11,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 5,777 | $11,000 | thousands by filing date | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 11,000 | $11,000 | thousands by filing date | principal |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 1,132 | $11,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 9,975 | $11,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,504 | $11,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 12,619 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 11,000 | $11,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 486 | $11,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 1,100 | $11,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 1,286 | $11,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 1,096 | $11,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,000 | $11,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,007 | $11,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,184 | $11,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,581 | $11,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 4,798 | $11,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 756 | $11,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 12,298 | $11,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 5,349 | $11,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,379 | $11,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 2,332 | $11,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 15,156 | $11,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 31,054 | $11,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 1,138 | $11,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U206 | UNIT 99/99/9999 | 1,127 | $11,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 1,079 | $11,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A112 | UNIT 99/99/9999 | 1,128 | $11,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 1,103 | $11,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 13,000 | $11,000 | thousands by filing date | principal |
| BIOMERICA INC | 09061H307 | COM NEW | 2,415 | $11,000 | thousands by filing date | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 1,142 | $11,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V122 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 1,099 | $11,000 | thousands by filing date | |
| SIZZLE ACQUISITION CORP | 83014E208 | UNIT 11/02/2026 | 1,133 | $11,000 | thousands by filing date | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J120 | UNIT 11/04/2026 | 1,035 | $11,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y206 | UNIT 03/01/2028 | 1,141 | $11,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 1,095 | $11,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H204 | UNIT 11/17/2026 | 1,060 | $11,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 1,089 | $11,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 1,138 | $11,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 1,117 | $11,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 1,148 | $11,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 1,141 | $11,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 1,134 | $11,000 | thousands by filing date | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 119 | $11,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 1,085 | $11,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 4,527 | $11,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L888 | MERLYN AI BEST | 407 | $11,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L805 | MERLYN AI ETF | 413 | $11,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 1,125 | $11,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,000 | $11,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 2,090 | $11,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 16,500 | $11,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 398 | $11,000 | thousands by filing date | |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 3,973 | $11,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 1,134 | $11,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 4,541 | $11,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 5,679 | $11,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 11,380 | $11,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 13,711 | $11,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R206 | UNIT 03/05/2026 | 1,124 | $11,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 679 | $11,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 28,200 | $11,000 | thousands by filing date | |
| ROC ENERGY ACQUISITION CORP | 77118V207 | UNIT 11/30/2028 | 1,063 | $11,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040203 | UNIT 03/23/2028 | 1,092 | $11,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,084 | $11,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 1,110 | $11,000 | thousands by filing date | |
| DILA CAPITAL ACQUISITION CORP UNIT | 254028202 | Stock | 1,116 | $11,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 1,097 | $11,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,072 | $11,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 1,052 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 445 | $11,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 1,060 | $11,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46141T125 | CANNABIS GWT ETF | 956 | $11,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 710 | $10,000 | thousands by filing date | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 199 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 115 | $10,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 325 | $10,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 3,749 | $10,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 510 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 14,727 | $10,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,711 | $10,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 7,228 | $10,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,661 | $10,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 584 | $10,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 236 | $10,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,197 | $10,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,473 | $10,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 2,690 | $10,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 502 | $10,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 270 | $10,000 | thousands by filing date | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 354 | $10,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 717 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 251 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 194 | $10,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 832 | $10,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,193 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 240 | $10,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 9,467 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 222 | $10,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 1,956 | $10,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 2,422 | $10,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 2,341 | $10,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 6,963 | $10,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 3,492 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505616 | ETC 6 QUALITY G | 425 | $10,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 295 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 291 | $10,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 384 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 352 | $10,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 342 | $10,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 2,529 | $10,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 172 | $10,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 5,595 | $10,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 381 | $10,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R100 | COMMON STOCK | 6,538 | $10,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 315 | $10,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,875 | $10,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 5,360 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 165 | $10,000 | thousands by filing date | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 4,069 | $10,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,532 | $10,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 9,778 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,000 | $10,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 11,000 | $10,000 | thousands by filing date | principal |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 8,000 | $10,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 575 | $10,000 | thousands by filing date | |
| SPRINGWATER SPL SITUATIONS C | 85205U107 | COM | 985 | $10,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 2,109 | $10,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 460 | $10,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077106 | COM | 1,000 | $10,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,651 | $10,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B100 | COM | 1,000 | $10,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 945 | $10,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,305 | $10,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 220 | $10,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 29,485 | $10,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 9,000 | $10,000 | thousands by filing date | principal |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 5,058 | $10,000 | thousands by filing date | |
| ANGHAMI INC | G0369L101 | ORD SHS | 1,188 | $10,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 5,836 | $10,000 | thousands by filing date | |
| LIBERTY RES ACQUISITION CORP | 53118A105 | CLASS A COM | 1,039 | $10,000 | thousands by filing date | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 23,923 | $10,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 3,321 | $10,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 5,260 | $10,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 2,155 | $10,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 1,041 | $10,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 3,264 | $10,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R102 | CLASS A ORD SHS | 982 | $10,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 1,044 | $10,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 982 | $10,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 1,017 | $10,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3,934 | $10,000 | thousands by filing date | |
| DUET ACQUISITION CORP | 26431Q205 | UNIT 01/18/2027 | 950 | $10,000 | thousands by filing date | |
| BLUE OCEAN ACQUISITION CORP | G1330L113 | UNIT 12/02/2026 | 958 | $10,000 | thousands by filing date | |
| LEARN CW INVESTMENT COR | G54157121 | UNIT 99/99/9999 | 1,005 | $10,000 | thousands by filing date | |
| ROTH CH ACQUISITION CO | G88935104 | UNIT 10/20/2026 | 951 | $10,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 1,022 | $10,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 1,060 | $10,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 977 | $10,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 972 | $10,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 1,038 | $10,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 1,006 | $10,000 | thousands by filing date | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 1,001 | $10,000 | thousands by filing date | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 1,018 | $10,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 1,007 | $10,000 | thousands by filing date | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q209 | UNIT 08/26/2026 | 956 | $10,000 | thousands by filing date | |
| ALPINE ACQUISITION CORPORATI | 02083L208 | UNIT 05/01/2026 | 1,021 | $10,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 24,361 | $10,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,038 | $10,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 1,023 | $10,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 1,027 | $10,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 1,097 | $10,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2,716 | $10,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,608 | $10,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 5,582 | $10,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 4,683 | $10,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 7,042 | $10,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 9,307 | $10,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 1,050 | $10,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 27,208 | $10,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 1,011 | $10,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,408 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |