13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 827 | $19,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 2,937 | $19,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 1,630 | $19,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 1,740 | $19,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 5,748 | $19,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 1,696 | $19,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,966 | $19,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,800 | $19,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,003 | $19,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,000 | $19,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 15,990 | $19,000 | thousands by filing date | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 763 | $19,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 261 | $19,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,101 | $19,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 350 | $19,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,329 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 625 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 739 | $19,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 15,349 | $19,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 211 | $19,000 | thousands by filing date | |
| SCHMID GROUP N.V. EURO SHS CL A | G69768102 | Stock | 1,927 | $19,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 1,937 | $19,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 2,890 | $19,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 1,946 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W507 | ACES INVSTMNT GR | 407 | $19,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 16,000 | $19,000 | thousands by filing date | principal |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 1,743 | $19,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 16,533 | $19,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 4,670 | $19,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 1,910 | $19,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 5,784 | $19,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 1,940 | $19,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 1,951 | $19,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 2,425 | $19,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 1,692 | $19,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 8,211 | $19,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J116 | *W EXP 01/19/202 | 10,332 | $19,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 1,900 | $19,000 | thousands by filing date | |
| KAIROUS ACQUISITION CORP LTD | G52131102 | UNIT 09/15/2026 | 1,934 | $19,000 | thousands by filing date | |
| ARMADA ACQUISITION CORP I | 04208V202 | UNIT 08/13/2026 | 1,936 | $19,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A207 | UNIT 01/13/2027 | 1,867 | $19,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 1,995 | $19,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556122 | UNIT 10/28/2026 | 1,929 | $19,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R121 | UNIT 02/07/2027 | 1,887 | $19,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 1,887 | $19,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 1,912 | $19,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D110 | UNIT 99/99/9999 | 1,894 | $19,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 1,931 | $19,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 1,819 | $19,000 | thousands by filing date | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 13,459 | $19,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 35,611 | $19,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 1,857 | $19,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 395 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 589 | $19,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 1,921 | $19,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 70,238 | $19,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 124,030 | $19,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 55,751 | $19,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,524 | $18,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $18,000 | thousands by filing date | call |
| NCINO INC | 63947X101 | COM | 435 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 685 | $18,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 2,000 | $18,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 621 | $18,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 1,366 | $18,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 858 | $18,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 704 | $18,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 2,612 | $18,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,341 | $18,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 575 | $18,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 3,185 | $18,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,746 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 380 | $18,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 562 | $18,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,886 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 284 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y368 | CMN | 610 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 781 | $18,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 6,456 | $18,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 19,918 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 893 | $18,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 6,828 | $18,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISITION | G01109118 | COMMON STOCK-FO | 1,799 | $18,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 3,611 | $18,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 5,850 | $18,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 27,188 | $18,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 1,801 | $18,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H105 | COM | 1,774 | $18,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 1,871 | $18,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,555 | $18,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 1,816 | $18,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 76,544 | $18,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,249 | $18,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 22,419 | $18,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 444 | $18,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,597 | $18,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 4,650 | $18,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 21,012 | $18,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 21,309 | $18,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 1,859 | $18,000 | thousands by filing date | |
| POWER & DIGITAL INFRASTRUCTU | 73919C100 | CLASS A COM | 1,829 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 987 | $18,000 | thousands by filing date | |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 1,858 | $18,000 | thousands by filing date | |
| AKANDA CORP | 00971M106 | COMMON SHARES | 2,312 | $18,000 | thousands by filing date | |
| AMCI ACQUISITION CORP II | 00166R100 | CLASS A COM | 1,869 | $18,000 | thousands by filing date | |
| SWIFTMERGE ACQUISITION CORP | G63836129 | UNIT 12/13/2026 | 1,800 | $18,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C204 | UNIT 99/99/9999 | 1,771 | $18,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 1,808 | $18,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F203 | UNIT 04/01/2026 | 1,853 | $18,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E200 | UNIT 12/31/2026 | 1,772 | $18,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 301 | $18,000 | thousands by filing date | |
| STRAN & CO INC | 83407J103 | COM | 1,802 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 1,222 | $18,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 61,710 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 1,020 | $18,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 1,861 | $18,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 1,882 | $18,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 1,832 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y210 | CHINA INOVATION | 1,247 | $18,000 | thousands by filing date | |
| POINTS COM INC | 73085G109 | COM | 969 | $18,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,783 | $18,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 1,798 | $18,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 1,729 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 180 | $18,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC UNIT EX 040126 | 08954L201 | Stock | 1,839 | $18,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 1,818 | $18,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 1,751 | $18,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 1,765 | $18,000 | thousands by filing date | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 480 | $17,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 300 | $17,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 302 | $17,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 755 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 617 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 538 | $17,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 75 | $17,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 2,060 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 612 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C631 | INTERNATIONAL DV | 704 | $17,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 781 | $17,000 | thousands by filing date | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,617 | $17,000 | thousands by filing date | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 956 | $17,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 754 | $17,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 6,984 | $17,000 | thousands by filing date | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 724 | $17,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 4,100 | $17,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 7,396 | $17,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 321 | $17,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 1,158 | $17,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 541 | $17,000 | thousands by filing date | |
| NSTS BANCORP INC | 6293JP109 | COM | 1,378 | $17,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,942 | $17,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 3,175 | $17,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 5,069 | $17,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,207 | $17,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 1,275 | $17,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,800 | $17,000 | thousands by filing date | |
| BTCS INC | 05581M404 | CMN | 4,021 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 416 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 503 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 678 | $17,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,354 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 548 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 346 | $17,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 308 | $17,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 1,167 | $17,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 212 | $17,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 1,597 | $17,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 2,040 | $17,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 1,610 | $17,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 28,633 | $17,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 3,163 | $17,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 439 | $17,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D100 | COM | 1,694 | $17,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 7,194 | $17,000 | thousands by filing date | |
| JUPITER WELLNESS ACQUISITION | 48208E108 | COM | 1,686 | $17,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 3,292 | $17,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 3,924 | $17,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 4,106 | $17,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 7,441 | $17,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,330 | $17,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 51,180 | $17,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,456 | $17,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 1,736 | $17,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 1,716 | $17,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 1,732 | $17,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 1,746 | $17,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826116 | UNIT 03/01/2026 | 1,705 | $17,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 1,705 | $17,000 | thousands by filing date | |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 518 | $17,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y813 | ULTRA SHT ACTV | 681 | $17,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 1,756 | $17,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L763 | GENERATION Z ETF | 894 | $17,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 1,718 | $17,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 1,704 | $17,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | G5251K111 | UNIT 99/99/9999 | 1,660 | $17,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H206 | UNIT 03/16/2028 | 1,700 | $17,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQ III | G87077122 | UNIT 99/99/9999 | 1,729 | $17,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L108 | CLASS A ORD | 1,732 | $17,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 1,704 | $17,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 1,714 | $17,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L103 | CLASS A ORD SHS | 1,717 | $17,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 1,708 | $17,000 | thousands by filing date | |
| ACTIVESHARES ETF TR | 00509W105 | CLRBRDG FCS ESG | 486 | $17,000 | thousands by filing date | |
| MYNARIC AG | 62857X101 | SPON ADS | 1,443 | $17,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 1,000 | $17,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 7,132 | $17,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 38,754 | $17,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 1,730 | $17,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 1,762 | $17,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,762 | $17,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 1,736 | $17,000 | thousands by filing date | |
| INNOVATOR DOUBLE STACKER ETF - OCTOBER | 45782C185 | ETF | 527 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 817 | $17,000 | thousands by filing date | |
| KRANESHARES TR | 500767819 | EMERGING MKTS | 687 | $17,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 8,794 | $17,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 1,684 | $17,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 1,721 | $17,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 1,723 | $17,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 1,742 | $17,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 1,713 | $17,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X123 | SHS NEW | 36,706 | $17,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 10,294 | $17,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 1,691 | $17,000 | thousands by filing date | |
| GOBI ACQUISITION CORP | G4022Y104 | CLASS A ORD SHS | 1,769 | $17,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 857 | $16,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,596 | $16,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,299 | $16,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 998 | $16,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 4,617 | $16,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 2,050 | $16,000 | thousands by filing date | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 1,506 | $16,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 2,268 | $16,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 237 | $16,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,654 | $16,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 825 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 568 | $16,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 11,607 | $16,000 | thousands by filing date | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 576 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 802 | $16,000 | thousands by filing date | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 9,129 | $16,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 700 | $16,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 2,867 | $16,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,221 | $16,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 3,015 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y699 | MSCI SUPDIV EA | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 494 | $16,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ206 | COM NEW | 6,205 | $16,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 700 | $16,000 | thousands by filing date | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 712 | $16,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,368 | $16,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 5,002 | $16,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 828 | $16,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U705 | 6.25 CNV PFD C | 698 | $16,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 953 | $16,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 1,457 | $16,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,562 | $16,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 1,349 | $16,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,082 | $16,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 13,500 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 987 | $16,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $16,000 | thousands by filing date | principal |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 1,167 | $16,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 41,192 | $16,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 945 | $16,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 1,589 | $16,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 2,400 | $16,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,922 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G476 | FUND | 901 | $16,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A108 | COM | 1,570 | $16,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 1,664 | $16,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 1,401 | $16,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B105 | COM | 1,655 | $16,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 7,864 | $16,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 2,738 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 4,296 | $16,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP SER A PFD | 09625U208 | PREFERRED | 1,912 | $16,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 14,775 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,286 | $16,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 3,882 | $16,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,597 | $16,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,636 | $16,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 1,604 | $16,000 | thousands by filing date | |
| GESHER I ACQUISITION CORP | G38537117 | UNIT 04/16/2028 | 1,644 | $16,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 1,621 | $16,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 26,063 | $16,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 513 | $16,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 1,657 | $16,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 1,545 | $16,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L123 | UNIT 11/04/2026 | 1,562 | $16,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 1,646 | $16,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 1,822 | $16,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 30,835 | $16,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 11,284 | $16,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,385 | $16,000 | thousands by filing date | |
| VOLCON INC | 92864V103 | COM | 8,249 | $16,000 | thousands by filing date | |
| EMLES TR | 291361871 | CMN | 588 | $16,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 18,210 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 39,864 | $16,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 1,528 | $16,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 4,453 | $16,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 1,617 | $16,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 1,617 | $16,000 | thousands by filing date | |
| RIVERVIEW ACQUISITION CORP UNIT EX 072926 | 769395203 | Stock | 1,621 | $16,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 1,635 | $16,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1,550 | $16,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,592 | $16,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 1,546 | $16,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 11,639 | $16,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 1,590 | $16,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 1,684 | $16,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,062 | $15,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 610 | $15,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 200 | $15,000 | thousands by filing date | put |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 3,056 | $15,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,092 | $15,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 1,899 | $15,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,953 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 235 | $15,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 882 | $15,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 558 | $15,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,222 | $15,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,877 | $15,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,716 | $15,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 4,491 | $15,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 1,336 | $15,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 594 | $15,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 493 | $15,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 3,174 | $15,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 447 | $15,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 5,067 | $15,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,499 | $15,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 5,643 | $15,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,530 | $15,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,637 | $15,000 | thousands by filing date | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 548 | $15,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,048 | $15,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 7,713 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 315 | $15,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 950 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C235 | INVATR 20 PLS 9 | 637 | $15,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 511 | $15,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 8,494 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 491 | $15,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,475 | $15,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 6,744 | $15,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 1,508 | $15,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,303 | $15,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,416 | $15,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 17,000 | $15,000 | thousands by filing date | principal |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 2,156 | $15,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 3,744 | $15,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 13,000 | $15,000 | thousands by filing date | principal |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 16,000 | $15,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 6,200 | $15,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 5,808 | $15,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 14,000 | $15,000 | thousands by filing date | principal |
| GELESIS HLDGS INC | 36850R204 | COM | 3,338 | $15,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,102 | $15,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085108 | COM | 1,515 | $15,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,970 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,013 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 322 | $15,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 621 | $15,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 10,582 | $15,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 594 | $15,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 2,534 | $15,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y203 | UNIT 09/01/2026 | 1,458 | $15,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 1,516 | $15,000 | thousands by filing date | |
| PGIM ETF TR | 69344A305 | QMA STRGC ALPH | 286 | $15,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 1,501 | $15,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 1,537 | $15,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 1,491 | $15,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 1,566 | $15,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 5,588 | $15,000 | thousands by filing date | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 1,483 | $15,000 | thousands by filing date | |
| WELSBACH TECH METALS ACQU CO | 950415208 | UNIT 12/22/2026 | 1,475 | $15,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 1,477 | $15,000 | thousands by filing date | |
| AIB ACQUISITION CORPORATION | G0R45S125 | UNIT 12/15/2026 | 1,464 | $15,000 | thousands by filing date | |
| SYNAPTOGENIX INC | 87167T201 | COM NEW | 1,998 | $15,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A103 | COM CL A | 1,468 | $15,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,558 | $15,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 1,566 | $15,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 1,464 | $15,000 | thousands by filing date | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 1,547 | $15,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 1,479 | $15,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 1,475 | $15,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 1,444 | $15,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 1,541 | $15,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 1,516 | $15,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 3,733 | $15,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 1,545 | $15,000 | thousands by filing date | |
| CULLMAN BANCORP INC | 230153108 | COM | 1,245 | $15,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 381 | $15,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 7,512 | $15,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 1,569 | $15,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 6,900 | $15,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681106 | CMN | 1,495 | $15,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 22,390 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,742 | $15,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 20,921 | $15,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 650 | $15,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 495 | $15,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 1,482 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505574 | FOUNT METAVERSE | 760 | $15,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 1,537 | $15,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 30,984 | $15,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 1,546 | $15,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 1,436 | $15,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F136 | UNIT 02/01/2024 | 1,497 | $15,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 1,572 | $15,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1,406 | $15,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 51,812 | $15,000 | thousands by filing date | |
| AGRICO ACQUISITION CORP | G41089122 | UNIT 99/99/9999 | 1,431 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347G341 | SHT BASIC MAT | 335 | $15,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 414 | $14,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 500 | $14,000 | thousands by filing date | call |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 596 | $14,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 481 | $14,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 436 | $14,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 400 | $14,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 747 | $14,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 1,343 | $14,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 1,616 | $14,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 690 | $14,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 2,824 | $14,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 3,877 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 457 | $14,000 | thousands by filing date | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 1,962 | $14,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 1,775 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 181 | $14,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 800 | $14,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 1,277 | $14,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 4,693 | $14,000 | thousands by filing date | |
| MCELHENNY SHEFFIELD MANAGED RISK ETF | 26922B774 | ETF | 607 | $14,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 2,161 | $14,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 785 | $14,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,893 | $14,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 5,200 | $14,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 474 | $14,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 298 | $14,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 12,000 | $14,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 510 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 614 | $14,000 | thousands by filing date | |
| TIDAL TRUST I | 886364835 | GOTHAM ENHNCD | 551 | $14,000 | thousands by filing date | |
| MARIS TECH LTD | M68057104 | ORDINARY SHARES | 7,808 | $14,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 344 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,258 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 287 | $14,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 1,963 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 723 | $14,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,048 | $14,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,462 | $14,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 234 | $14,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 16,000 | $14,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 2,687 | $14,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 577 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 1,172 | $14,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 989 | $14,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 379 | $14,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,415 | $14,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 15,000 | $14,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| HMN FINL INC | 40424G108 | COM | 565 | $14,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 1,445 | $14,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 1,410 | $14,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 3,066 | $14,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 1,400 | $14,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 1,424 | $14,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 605 | $14,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 6,568 | $14,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 1,426 | $14,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,492 | $14,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,559 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,390 | $14,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,264 | $14,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,517 | $14,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 4,875 | $14,000 | thousands by filing date | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 447 | $14,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,135 | $14,000 | thousands by filing date | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 8,997 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 754 | $14,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 2,806 | $14,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 6,840 | $14,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 1,453 | $14,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 1,479 | $14,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 1,462 | $14,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 1,357 | $14,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 1,415 | $14,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 1,420 | $14,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,406 | $14,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A200 | UNIT 99/99/9999 | 1,399 | $14,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 6,475 | $14,000 | thousands by filing date | |
| APX ACQUISITION CORP I | G0440J117 | UNIT 12/07/2026 | 1,410 | $14,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X201 | UNIT 10/25/2028 | 1,371 | $14,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 1,402 | $14,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 1,378 | $14,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 1,406 | $14,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 1,440 | $14,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K108 | COM | 1,431 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |