13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 300 | $3,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 2,978 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W564 | COMMODITY CURVE | 116 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 155 | $3,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 8,423 | $3,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 26,783 | $3,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 1,458 | $3,000 | thousands by filing date | |
| NULL | 25381D206 | NULL | 776 | $3,000 | thousands by filing date | |
| NEOS ETF TRUST | 78433H105 | ETF | 135 | $3,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 11,998 | $3,000 | thousands by filing date | |
| SCREAMING EAGLE ACQUISITN CO | G79407105 | CLASS A ORD SHS | 274 | $3,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 7,713 | $3,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,703 | $3,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 5,129 | $3,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 10,004 | $3,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 5,891 | $3,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 7,895 | $3,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 344 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 8,909 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 9,809 | $3,000 | thousands by filing date | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 2,015 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 259 | $3,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843127 | UNIT 99/99/9999 | 340 | $3,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 522 | $3,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 17,708 | $3,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,911 | $3,000 | thousands by filing date | |
| ALPHA ARCHITECT ETF TR | 02072L755 | VIRIDI CLEANER | 118 | $3,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 2,025 | $3,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQ CORP I | G05157105 | CL A COM | 349 | $3,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 2,605 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 74 | $3,000 | thousands by filing date | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 300 | $3,000 | thousands by filing date | |
| IX ACQUISITION CORP | G5000D129 | UNIT 07/31/2028 | 271 | $3,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 330 | $3,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 17,544 | $3,000 | thousands by filing date | |
| LIV CAPITAL ACQUISITN CORP I | G5510R105 | CLASS A ORD SHS | 295 | $3,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 5,111 | $3,000 | thousands by filing date | |
| KNIGHTSWAN ACQUISITION CORP | 499103208 | UNIT 99/99/9999 | 265 | $3,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 272 | $3,000 | thousands by filing date | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 8,591 | $3,000 | thousands by filing date | |
| MURPHY CANYON ACQUISITION CO | 626642201 | UNIT 01/25/2027 | 290 | $3,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 252 | $3,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 7,603 | $3,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 2,171 | $3,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 627 | $3,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 2,663 | $3,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 48 | $3,000 | thousands by filing date | |
| BON NATURAL LIFE LIMITED | G14492105 | COMMON | 909 | $3,000 | thousands by filing date | |
| 0 | 31738L115 | 0 | 8,002 | $3,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 89 | $3,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 715 | $3,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 474 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J404 | COM NEW | 1,402 | $3,000 | thousands by filing date | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 107 | $3,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 3,153 | $3,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 504 | $3,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 450 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 3,848 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q175 | ACTIVEBUILDE INT | 63 | $3,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 2,201 | $3,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P104 | CMN | 303 | $3,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 2,916 | $3,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 4,248 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP | G0447J102 | CMN | 305 | $3,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 306 | $3,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 1,115 | $3,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 250 | $3,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 6,157 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 110 | $3,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00775Y736 | ADVOCATE RISING | 125 | $3,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 15,396 | $3,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 1,166 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 202 | $3,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 1,875 | $3,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 1,274 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G672 | BREAKWAVE SEA | 112 | $3,000 | thousands by filing date | |
| LISTED FD TR | 53656F185 | MORGAN CREEK EXO | 100 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 8,294 | $3,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 10,830 | $3,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 242 | $3,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 9,956 | $3,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 291 | $3,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISITION | G82472104 | UNIT 99/99/9999 | 263 | $3,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 7,831 | $3,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 305 | $3,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 642 | $3,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 299 | $3,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 4,715 | $3,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 12,337 | $3,000 | thousands by filing date | |
| WTS/DIGITAL BRANDS GROUP, INC. 11.5000EXP12/31/2028 | 25401N119 | COM | 6,382 | $3,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 7,746 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y244 | EMKT INTRNT ECOM | 432 | $3,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 1,817 | $3,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 245 | $3,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 1,400 | $3,000 | thousands by filing date | |
| SENTAGE HOLDINGS INC | G8062B106 | ORD SHS | 2,998 | $3,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 292 | $3,000 | thousands by filing date | |
| RBB FD INC | 74933W742 | DRIVEWEALTH POWR | 139 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 150 | $2,000 | thousands by filing date | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 100 | $2,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 352 | $2,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 829 | $2,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,430 | $2,000 | thousands by filing date | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 75 | $2,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 513 | $2,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 67 | $2,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 190 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 220 | $2,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 191 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 155 | $2,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 103 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 63 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 82 | $2,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 323 | $2,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 790 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 950 | $2,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 105 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 40 | $2,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 100 | $2,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 105 | $2,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 3,635 | $2,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 57 | $2,000 | thousands by filing date | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 116 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 86 | $2,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 1,048 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 53 | $2,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 689 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505590 | FMQQ NEXT FRONT | 112 | $2,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 1,263 | $2,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 364 | $2,000 | thousands by filing date | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 127 | $2,000 | thousands by filing date | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 103 | $2,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 1,918 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y194 | ADAPTIVE US RISK | 89 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 560 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 51 | $2,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 9,201 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 45 | $2,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 466 | $2,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 10,060 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B402 | ETFB GRE SRI ETF | 91 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 946 | $2,000 | thousands by filing date | |
| MYSEUMAI INC | 23816M115 | *W EXP 08/17/202 | 3,256 | $2,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 303 | $2,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 1,200 | $2,000 | thousands by filing date | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 297 | $2,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 297 | $2,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 62 | $2,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,700 | $2,000 | thousands by filing date | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 248 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,064 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,330 | $2,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 210 | $2,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 801 | $2,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 812 | $2,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 895 | $2,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L117 | *W EXP 01/20/202 | 5,357 | $2,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 747 | $2,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 1,439 | $2,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 1,803 | $2,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 3,776 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 278 | $2,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 1,901 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y707 | FUND | 83 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 2,451 | $2,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,582 | $2,000 | thousands by filing date | |
| WORLDWIDE WEBB ACQUISITION C | G97775103 | COM | 186 | $2,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 13,295 | $2,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,100 | $2,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1,845 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 40 | $2,000 | thousands by filing date | |
| CYREN LTD | M26895132 | COM | 464 | $2,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 1,292 | $2,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 5,116 | $2,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C106 | COM | 200 | $2,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 253 | $2,000 | thousands by filing date | |
| ACHARI VENTURES HLDGS CORP I | 00444X101 | COM | 248 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 34 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,349 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,022 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,500 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 335 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,001 | $2,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 926 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 2,067 | $2,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 141 | $2,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 544 | $2,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 750 | $2,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 1,280 | $2,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 11,764 | $2,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 2,920 | $2,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 3,118 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 191 | $2,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 12,111 | $2,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 8,600 | $2,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 6,904 | $2,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 218 | $2,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 88 | $2,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 1,098 | $2,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 504 | $2,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 114,162 | $2,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 4,600 | $2,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 176 | $2,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 5,197 | $2,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 383 | $2,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076116 | *W EXP 04/19/202 | 1,904 | $2,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 6,583 | $2,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 3,411 | $2,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 3,043 | $2,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 4,745 | $2,000 | thousands by filing date | |
| NOVA VISION ACQUISITION CORP | G6759A100 | COM | 214 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 5,261 | $2,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 6,655 | $2,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L114 | UNIT 03/09/2026 | 200 | $2,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 191 | $2,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T106 | CLASS A COM | 205 | $2,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 200 | $2,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 2,393 | $2,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 6,234 | $2,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 2,685 | $2,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 4,064 | $2,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 7,677 | $2,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 715 | $2,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 1,718 | $2,000 | thousands by filing date | |
| TIDAL ETF TR | 886364678 | INDX FD | 103 | $2,000 | thousands by filing date | |
| TWIN VEE POWERCATS CO | 90177C101 | COM | 575 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 91 | $2,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A204 | UNIT 08/31/2028 | 182 | $2,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 225 | $2,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A200 | UNIT 01/14/2029 | 216 | $2,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 200 | $2,000 | thousands by filing date | |
| INTEGRATED WELLNESS ACQ CORP | G4828B126 | UNIT 99/99/9999 | 224 | $2,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q125 | UNIT 11/30/2028 | 239 | $2,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 3,388 | $2,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094111 | UNIT 04/11/2026 | 237 | $2,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 1,677 | $2,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 10,700 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 187 | $2,000 | thousands by filing date | |
| BANYAN ACQUISITION CORPORATI | 06690B206 | UNIT 09/30/2028 | 202 | $2,000 | thousands by filing date | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 225 | $2,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 3,350 | $2,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109126 | *W EXP 99/99/999 | 4,005 | $2,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N106 | CLASS A ORD SHS | 206 | $2,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 11,288 | $2,000 | thousands by filing date | |
| INTELLIGENT MEDI ACQSITN COR | 45828D106 | CLASS A COM | 210 | $2,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345201 | UNIT 10/21/2026 | 181 | $2,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 8,305 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 108 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 1,741 | $2,000 | thousands by filing date | |
| META DATA LIMITED | 68276W400 | SPONSORED ADS | 1,563 | $2,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 46 | $2,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 6,221 | $2,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 233 | $2,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 1,146 | $2,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,237 | $2,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 615 | $2,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 1,575 | $2,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 4,740 | $2,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 3,998 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734885 | COM NEW | 645 | $2,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 7,428 | $2,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 946 | $2,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,000 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 100 | $2,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579106 | CMN | 232 | $2,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015100 | CMN | 186 | $2,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 7,851 | $2,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 1,672 | $2,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 183 | $2,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 9,065 | $2,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 3,354 | $2,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U110 | WTS | 2,575 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 179 | $2,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 6,745 | $2,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 251 | $2,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 6,136 | $2,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 716 | $2,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 2,734 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 65 | $2,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q202 | COM NEW | 1,163 | $2,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 30,331 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U787 | NET ZERO TRANS | 83 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 46 | $2,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 3,300 | $2,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 6,675 | $2,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 64 | $2,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 6,736 | $2,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 3,954 | $2,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 4,437 | $2,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 5,575 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108771 | DIGITAL & ONLINE | 112 | $2,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 1,144 | $2,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 7,975 | $2,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K138 | *W EXP 08/13/202 | 492 | $2,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 11,022 | $2,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 51 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505582 | FOUNT SUBS ECON | 81 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E487 | PURBTA FTSE DV | 67 | $2,000 | thousands by filing date | |
| LISTED FD TR | 53656F342 | ROUNDHILL MEME | 200 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q880 | TRANSPARENCY ETF | 144 | $2,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 249 | $2,000 | thousands by filing date | |
| SANBW US 30 Jul 28 C11.5 | 79956P110 | *W EXP 07/30/202 | 10,500 | $2,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 3,775 | $2,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT | 75724T111 | *W EXP 12/15/202 | 8,241 | $2,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 4,131 | $2,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 7,794 | $2,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 1,080 | $2,000 | thousands by filing date | |
| TC BIOPHARM HOLDINGS PLC SPONSORED | 87807D103 | ADS | 1,191 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 252 | $2,000 | thousands by filing date | |
| ENDURANCE ACQUISITION CORP | G3041W123 | UNIT 09/01/2026 | 200 | $2,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 161 | $2,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H121 | *W EXP 01/31/202 | 29,400 | $2,000 | thousands by filing date | |
| FORGE GLOBAL HOLDINGS INC | 34629L111 | *W EXP 03/29/202 | 1,000 | $2,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 5,036 | $2,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 12,414 | $2,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X203 | AVDR US LRGCP ES | 60 | $2,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 3,699 | $2,000 | thousands by filing date | |
| NORTHERN LIGHTS ACQUISITN CO | 66538L204 | UNIT 11/01/2027 | 217 | $2,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 4,084 | $2,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 135 | $1,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 120 | $1,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 93 | $1,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 170 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 21 | $1,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 32 | $1,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 218 | $1,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 873 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 100 | $1,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 72 | $1,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 101 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $1,000 | thousands by filing date | call |
| EVGO INC | 30052F100 | CL A COM | 100 | $1,000 | thousands by filing date | put |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 101 | $1,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 1,267 | $1,000 | thousands by filing date | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 45 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 43 | $1,000 | thousands by filing date | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 141 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 894 | $1,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 13 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 39 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 44 | $1,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 1,236 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 12 | $1,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 407 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 206 | $1,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H108 | COM | 632 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 38 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 37 | $1,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 59 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39 | $1,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 54 | $1,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 245 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 323 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P804 | ST STR LOOMI ETF | 18 | $1,000 | thousands by filing date | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 6,419 | $1,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 1,436 | $1,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 1,969 | $1,000 | thousands by filing date | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 706 | $1,000 | thousands by filing date | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 791 | $1,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 3,762 | $1,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 100 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H477 | CMN | 36 | $1,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 355 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 46 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U851 | CMN | 30 | $1,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 183 | $1,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 34 | $1,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 6,430 | $1,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 634 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 22 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 34 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 32 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 20 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L647 | DEV MRK EX LOW | 52 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 303 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 82 | $1,000 | thousands by filing date | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 1,492 | $1,000 | thousands by filing date | |
| Invest Acquisition Corp | G4923T105 | Equity | 71 | $1,000 | thousands by filing date | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 1,600 | $1,000 | thousands by filing date | |
| SIGNA Sports United NV | N80029114 | Warrant | 1,265 | $1,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D111 | *W EXP 99/99/999 | 1,102 | $1,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 3,267 | $1,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 477 | $1,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 159 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 52 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 22 | $1,000 | thousands by filing date | |
| NEXGEL INC | 65344E115 | *W EXP 12/27/202 | 3,127 | $1,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781502 | *W EXP 99/99/999 | 612 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 425 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A107 | S&P 500 TAIL | 23 | $1,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N306 | FORMIDABLE ETF | 50 | $1,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 468 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 100 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 190 | $1,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 125 | $1,000 | thousands by filing date | |
| TRUESHARES STRUCTURED OUTCOME (JUNE) ETF | 53656F771 | ETF | 25 | $1,000 | thousands by filing date | |
| VSEE HEALTH INC COM | 253893101 | Stock | 100 | $1,000 | thousands by filing date | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 100 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 237 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 651 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 524 | $1,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,347 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 550 | $1,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 1,163 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 25 | $1,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 63 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,725 | $1,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 825 | $1,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 823 | $1,000 | thousands by filing date | |
| PURETECH HEALTH PLC | 746237106 | ADS | 20 | $1,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 1,894 | $1,000 | thousands by filing date | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 4,853 | $1,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 8,079 | $1,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,171 | $1,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 2,815 | $1,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 11,189 | $1,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 1,957 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 1,599 | $1,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 320 | $1,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 139 | $1,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 3,307 | $1,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 1,801 | $1,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 29 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 550 | $1,000 | thousands by filing date | |
| AURORA TECHNOLOGY ACQUISITIO | G06984119 | COM | 100 | $1,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 466 | $1,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 2,674 | $1,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 19 | $1,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 3,312 | $1,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M109 | COM | 69 | $1,000 | thousands by filing date | |
| GREEN VISOR FIN TEC ACQ CORP | G4166K100 | COM | 100 | $1,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 51 | $1,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 150 | $1,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 2,855 | $1,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 141 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 107 | $1,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 453 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 701 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,137 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,239 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 47 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 97 | $1,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 916 | $1,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 123 | $1,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 847 | $1,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 2,021 | $1,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 1,374 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 600 | $1,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 1,138 | $1,000 | thousands by filing date | |
| IMUNON INC | 15117N602 | COM | 276 | $1,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 4,600 | $1,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 1,990 | $1,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F113 | *W EXP 10/30/202 | 815 | $1,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,050 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416805 | HARTFORD LONGEVI | 25 | $1,000 | thousands by filing date | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 4,645 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 41 | $1,000 | thousands by filing date | |
| LISTED FDS TR | 53656F755 | TRUESHARES STRUC | 36 | $1,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 1,700 | $1,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 2,858 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 1,739 | $1,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 713 | $1,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 3,383 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 150 | $1,000 | thousands by filing date | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 90 | $1,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 3,870 | $1,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 426 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G757 | FALLEN KNIVES | 14 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 783 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 1,704 | $1,000 | thousands by filing date | |
| TPG PACE BENEFICIAL II CORP | G89826104 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 109 | $1,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 1,879 | $1,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 2,127 | $1,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 5,802 | $1,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L106 | CLASS A ORD SHS | 143 | $1,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 3,225 | $1,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 349 | $1,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N884 | UBC ALGORITHMIC | 46 | $1,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 4,631 | $1,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 1,470 | $1,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 4,015 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 140 | $1,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450119 | *W EXP 09/30/202 | 5,000 | $1,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S124 | *W EXP 02/12/202 | 2,526 | $1,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 83 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 115 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 69 | $1,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 1,000 | $1,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 57 | $1,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 885 | $1,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 4,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |