13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 1,099 | $30,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 982 | $30,000 | thousands by filing date | |
| Kairous Acquisition Corp Ltd | G52131110 | Equity | 3,000 | $30,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 909 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y438 | Q DYNAMIC GROWTH | 1,076 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 1,853 | $30,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 9,605 | $30,000 | thousands by filing date | |
| ADVISORS INNER CIRCLE FD III | 00774Q197 | RAYLIANT QUANTAM | 1,345 | $30,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,281 | $30,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 4,926 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 2,092 | $30,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 884 | $30,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 20,857 | $30,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 25,573 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 1,280 | $30,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J202 | UNIT 10/21/2026 | 2,984 | $30,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X100 | CMN | 1,282 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 905 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 1,224 | $30,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 3,039 | $30,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 2,916 | $30,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 3,992 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 3,202 | $30,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 3,510 | $29,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,702 | $29,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,203 | $29,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 590 | $29,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 2,558 | $29,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C806 | ISHA US THEM ETF | 1,203 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 1,424 | $29,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,392 | $29,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,068 | $29,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 578 | $29,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,454 | $29,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 2,547 | $29,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L805 | RESH ENHNC VLU | 1,351 | $29,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 7,775 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,482 | $29,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,858 | $29,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 591 | $29,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,093 | $29,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 2,986 | $29,000 | thousands by filing date | |
| ALLEGO N V | N0796A100 | COM | 1,897 | $29,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 1,490 | $29,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 920 | $29,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 827 | $29,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 2,935 | $29,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 2,916 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 2,008 | $29,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 4,246 | $29,000 | thousands by filing date | |
| CRYPTO 1 ACQUISITION CORP | G3168A102 | CMN | 2,930 | $29,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q108 | CMN | 3,008 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F607 | EQUITYCOMPASS | 1,133 | $29,000 | thousands by filing date | |
| SMART FOR LIFE INC | 83204U103 | COMMON STOCK | 25,629 | $29,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 2,955 | $29,000 | thousands by filing date | |
| WSHARES ENHANCED GOLD ETF | 972005102 | UNITS FRACTIONAL | 1,589 | $29,000 | thousands by filing date | |
| LISTED FD TR | 53656F458 | ROUNDHILL PRO | 2,337 | $29,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 1,978 | $28,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 2,713 | $28,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $28,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 349 | $28,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,634 | $28,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,190 | $28,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 1,342 | $28,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 2,871 | $28,000 | thousands by filing date | |
| BNY MELLON ULTRA SHORT INCOME ETF | 09661T859 | UIT EXCHANGE TRADED | 568 | $28,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 311 | $28,000 | thousands by filing date | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 1,231 | $28,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 7,846 | $28,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 132 | $28,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072331 | SELE HIGH YI ETF | 593 | $28,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 4,095 | $28,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 3,295 | $28,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 2,787 | $28,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 2,886 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 499 | $28,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 14,523 | $28,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 32,495 | $28,000 | thousands by filing date | |
| RF ACQUISITION CORP | 74954L203 | UNIT 05/01/2028 | 2,807 | $28,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 2,828 | $28,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 2,816 | $28,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,856 | $28,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 859 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,551 | $28,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 13,500 | $28,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 2,708 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y537 | DORSY MICR ETF | 776 | $28,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R108 | CLASS A COM | 2,828 | $28,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 563 | $28,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP CLASS A ORD SHS | G0509L102 | Stock | 2,836 | $28,000 | thousands by filing date | |
| TIDAL ETF TR | 886364751 | EUCLID CAP GRWT | 1,159 | $28,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 851 | $27,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 5,227 | $27,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 764 | $27,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,357 | $27,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,255 | $27,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 730 | $27,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 972 | $27,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 4,860 | $27,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 4,672 | $27,000 | thousands by filing date | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 1,041 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G581 | 500 QVM MULTI | 1,009 | $27,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,757 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 784 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,052 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1,152 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 488 | $27,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 2,933 | $27,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,398 | $27,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 2,744 | $27,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 5,289 | $27,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 53,854 | $27,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 2,730 | $27,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 37,504 | $27,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 12,560 | $27,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 2,791 | $27,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 68,009 | $27,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 986 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1,787 | $27,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 48,790 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,461 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E446 | PURBETA US AGG | 1,129 | $27,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 32,534 | $27,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 2,760 | $27,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F109 | CMN | 2,763 | $27,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 2,674 | $27,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 18,942 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $26,000 | thousands by filing date | put |
| ARTERIS INC | 04302A104 | COM | 2,007 | $26,000 | thousands by filing date | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 2,041 | $26,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 5,174 | $26,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 800 | $26,000 | thousands by filing date | put |
| BERKELEY LTS INC | 084310101 | COM | 3,633 | $26,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1,712 | $26,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,200 | $26,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,901 | $26,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,070 | $26,000 | thousands by filing date | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 1,154 | $26,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,031 | $26,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 2,468 | $26,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 1,245 | $26,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 14,963 | $26,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 602 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 781 | $26,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 1,058 | $26,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 1,399 | $26,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 3,819 | $26,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 850 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,128 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 1,254 | $26,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,692 | $26,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 6,313 | $26,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 8,777 | $26,000 | thousands by filing date | |
| SENSTAR TECHNOLOGIES LTD | M8T77E105 | COM | 9,895 | $26,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 4,698 | $26,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 4,610 | $26,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,706 | $26,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 4,608 | $26,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,574 | $26,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,135 | $26,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 692 | $26,000 | thousands by filing date | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 891 | $26,000 | thousands by filing date | |
| LISTED FD TR | 53656F763 | TRUESHARES STRCD | 927 | $26,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 2,620 | $26,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 2,673 | $26,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 2,673 | $26,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 2,565 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 696 | $26,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,620 | $26,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 2,617 | $26,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 2,582 | $26,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 14,929 | $26,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 2,617 | $26,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 2,619 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y347 | LET BOB AI POWER | 1,018 | $26,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 2,667 | $26,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R111 | UNIT 09/24/2026 | 2,553 | $26,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 717 | $25,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,500 | $25,000 | thousands by filing date | call |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 5,615 | $25,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,526 | $25,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 19,384 | $25,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,586 | $25,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,545 | $25,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 804 | $25,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 5,000 | $25,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 455 | $25,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,484 | $25,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 4,454 | $25,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,318 | $25,000 | thousands by filing date | |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 2,500 | $25,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 662 | $25,000 | thousands by filing date | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 3,225 | $25,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,810 | $25,000 | thousands by filing date | |
| PGIM ETF TR | 69344A800 | TOTA RETU BD ETF | 530 | $25,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1,032 | $25,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 2,869 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 916 | $25,000 | thousands by filing date | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 29,748 | $25,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 8,908 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747C322 | IPATH SER B ETN | 844 | $25,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C400 | ISHA HEAL IN ETF | 1,002 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 982 | $25,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 69,076 | $25,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 2,820 | $25,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 18,200 | $25,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,581 | $25,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 1,288 | $25,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,125 | $25,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 1,421 | $25,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 2,546 | $25,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 2,489 | $25,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 2,499 | $25,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 2,572 | $25,000 | thousands by filing date | |
| FTAC EMERALD ACQUISITION COR | 29103K209 | UNIT 10/19/2028 | 2,500 | $25,000 | thousands by filing date | |
| KEYARCH ACQUISITION CORP | G5260A138 | UNIT 01/24/2027 | 2,477 | $25,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 2,523 | $25,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 2,598 | $25,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 29,460 | $25,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 2,503 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,253 | $25,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 2,501 | $25,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H106 | CMN | 2,571 | $25,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 2,532 | $25,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 2,563 | $25,000 | thousands by filing date | |
| INCANNEX HEALTHCARE LTD | 45333L106 | SPONSORED ADS | 2,757 | $25,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 955 | $25,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 2,412 | $25,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 2,504 | $25,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 3,844 | $24,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 200 | $24,000 | thousands by filing date | call |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,396 | $24,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 3,497 | $24,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,005 | $24,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 1,500 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1,222 | $24,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 657 | $24,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 3,034 | $24,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,934 | $24,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,022 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 885 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1,411 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 660 | $24,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 476 | $24,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y763 | SPECTRUM PREFERR | 1,208 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 1,151 | $24,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 914 | $24,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 647 | $24,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,797 | $24,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 21,331 | $24,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 6,176 | $24,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 3,848 | $24,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 539 | $24,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,185 | $24,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 2,041 | $24,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 2,432 | $24,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,592 | $24,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 2,399 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 527 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,738 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,052 | $24,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 2,487 | $24,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 2,396 | $24,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 2,480 | $24,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119106 | CL A | 2,435 | $24,000 | thousands by filing date | |
| IDW MEDIA | 44951N106 | COM | 13,122 | $24,000 | thousands by filing date | |
| INCEPTION GROWTH ACQUSTN LTD | 45333D203 | UNIT 12/08/2026 | 2,393 | $24,000 | thousands by filing date | |
| ALPHA STAR ACQUISITION CORP | G0230C108 | ORDINARY SHARES | 2,388 | $24,000 | thousands by filing date | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 1,721 | $24,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 7,569 | $24,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 1,721 | $24,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 2,430 | $24,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 145,752 | $24,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 231 | $24,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 97,044 | $24,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877107 | CLASS A ORD SHS | 2,473 | $24,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 400 | $23,000 | thousands by filing date | call |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 500 | $23,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,555 | $23,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 1,752 | $23,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 3,169 | $23,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,184 | $23,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 14,107 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 729 | $23,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,556 | $23,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 177 | $23,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 6,890 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 2,754 | $23,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,383 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,145 | $23,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 1,721 | $23,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 516 | $23,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P797 | CMN | 974 | $23,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 32 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 882 | $23,000 | thousands by filing date | |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 1,177 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 1,011 | $23,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,307 | $23,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 2,370 | $23,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 2,498 | $23,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,175 | $23,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,810 | $23,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 1,483 | $23,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 7,422 | $23,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 4,310 | $23,000 | thousands by filing date | |
| TDCX INC | 87190U100 | ADR | 1,920 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,700 | $23,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 383 | $23,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 2,359 | $23,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 66,939 | $23,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 2,311 | $23,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 2,308 | $23,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 2,260 | $23,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 2,291 | $23,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 2,280 | $23,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 2,261 | $23,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 79,851 | $23,000 | thousands by filing date | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 250 | $23,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 1,564 | $23,000 | thousands by filing date | |
| ESPORTS ENTERTAI 10 PFDCONV SER A DUE 11 16 26 | 29667K405 | CONVERTABLE PREFERED | 3,409 | $23,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 2,349 | $23,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 5,382 | $23,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 2,372 | $23,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 524 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 605 | $23,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,226 | $23,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679575 | CALL LKD 41 | 2,985 | $23,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 623 | $22,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 2,686 | $22,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,115 | $22,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,037 | $22,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 1,405 | $22,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 648 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 964 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 1,088 | $22,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 846 | $22,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $22,000 | thousands by filing date | principal |
| WATSCO INC | 942622101 | CL B CONV | 74 | $22,000 | thousands by filing date | |
| LARGO INC | 517097101 | COM | 1,714 | $22,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 667 | $22,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 1,123 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 828 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 837 | $22,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 926 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 515 | $22,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 1,063 | $22,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,871 | $22,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 953 | $22,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 943 | $22,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,452 | $22,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,369 | $22,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 795 | $22,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 19,712 | $22,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,135 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 1,252 | $22,000 | thousands by filing date | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 2,172 | $22,000 | thousands by filing date | |
| AVALON ACQUISITION INC | 05338E101 | COM | 2,176 | $22,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 831 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W796 | FUTURE | 631 | $22,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 2,235 | $22,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,022 | $22,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 2,234 | $22,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 2,173 | $22,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 7,065 | $22,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 2,226 | $22,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 1,244 | $22,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L104 | SHS CL A | 2,233 | $22,000 | thousands by filing date | |
| CLEAN EARTH ACQUISITIONS COR | 184493203 | UNIT 12/09/2026 | 2,200 | $22,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 819 | $22,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 2,206 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051119 | XTRACKERS S&P SM | 830 | $22,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,150 | $22,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 2,196 | $22,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 2,241 | $22,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 2,196 | $22,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 50,097 | $22,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 12,191 | $22,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 400 | $22,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 87,962 | $22,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 2,199 | $22,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,987 | $21,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,981 | $21,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,395 | $21,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 3,263 | $21,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 1,462 | $21,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,205 | $21,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 5 | $21,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,032 | $21,000 | thousands by filing date | |
| ENFUSION INC | 292812104 | CL A | 1,636 | $21,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 525 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 851 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 479 | $21,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 206 | $21,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 1,872 | $21,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 4,000 | $21,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 3,378 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 804 | $21,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 1,558 | $21,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 7,546 | $21,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 5,245 | $21,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 4,646 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 762 | $21,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 9,581 | $21,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 3,718 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A404 | NASDAQ 100 TAI | 891 | $21,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,962 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 664 | $21,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,591 | $21,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 9,468 | $21,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 2,100 | $21,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 713 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 943 | $21,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 3,000 | $21,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 2,135 | $21,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 929 | $21,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 2,099 | $21,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,115 | $21,000 | thousands by filing date | |
| VALUENCE MERGER CORP I | G9R16L126 | UNIT 02/18/2027 | 2,140 | $21,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 18,248 | $21,000 | thousands by filing date | |
| MAINZ BIOMED N V | N5436L101 | ORDINARY SHARES | 1,445 | $21,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 3,238 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051739 | UIT EXCHANGE TRADED | 1,051 | $21,000 | thousands by filing date | |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 143 | $21,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 2,158 | $21,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 429 | $21,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 23,424 | $21,000 | thousands by filing date | |
| 2ND VOTE FDS | 81386P306 | 2ND VOTE SOCIETY | 616 | $21,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 54,955 | $21,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 2,143 | $21,000 | thousands by filing date | |
| Vickers Vantage Corp I | G9440B107 | Equity | 2,052 | $21,000 | thousands by filing date | |
| DYNAMICS SPECIAL PURPOSE COR | 268010105 | CLASS A COM | 2,149 | $21,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP | G0509L110 | UNIT 03/26/2026 | 2,143 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $20,000 | thousands by filing date | put |
| NUVALENT INC COM | 670703107 | Stock | 1,429 | $20,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 1,171 | $20,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 813 | $20,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,125 | $20,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,555 | $20,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2,012 | $20,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 3,226 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 548 | $20,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 225 | $20,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 2,823 | $20,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,290 | $20,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F813 | ACTV FCTR MDCP | 800 | $20,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 512 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 367 | $20,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,568 | $20,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,199 | $20,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 4,376 | $20,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y300 | PRNCPL VLU ETF | 454 | $20,000 | thousands by filing date | |
| PULMATRIX INC | 74584P301 | COM | 2,990 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P645 | FRANKLIN FTSE | 721 | $20,000 | thousands by filing date | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 1,105 | $20,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 760 | $20,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,545 | $20,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 1,218 | $20,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,582 | $20,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 9,262 | $20,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 1,126 | $20,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 7,936 | $20,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 4,963 | $20,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 18,968 | $20,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 2,020 | $20,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 3,961 | $20,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,076 | $20,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 2,013 | $20,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 2,074 | $20,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H104 | SHS CL A | 2,057 | $20,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 2,011 | $20,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 2,085 | $20,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 1,983 | $20,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 2,045 | $20,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 2,044 | $20,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L202 | UNIT 99/99/9999 | 1,944 | $20,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 2,006 | $20,000 | thousands by filing date | |
| A SPAC I ACQUISITION CORP | G0542S122 | UNIT 12/09/2026 | 1,983 | $20,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A102 | CL A | 1,968 | $20,000 | thousands by filing date | |
| HEALTHWELL ACQUISITION CORP | 42227R109 | CLASS A COM | 2,081 | $20,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507122 | UNIT 11/18/2026 | 2,020 | $20,000 | thousands by filing date | |
| THE GROWTH FOR GOOD ACQU COR | G41522122 | UNIT 11/12/2026 | 1,971 | $20,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 2,057 | $20,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 2,122 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 815 | $20,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 8,865 | $20,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 420 | $20,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 1,947 | $20,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 853 | $20,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 2,071 | $20,000 | thousands by filing date | |
| DATCHAT INC | 23816M107 | COM | 7,691 | $20,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 2,005 | $20,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 946 | $20,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC UNIT EX 063026 | 00777J208 | Stock | 1,995 | $20,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 2,038 | $20,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 1,986 | $20,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 786 | $19,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 449 | $19,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 381 | $19,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 788 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |