13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 10,515 holding rows worth $299,954,215,000.
- Accession
- 0000950123-22-005967
- Filer
- CIK 1610520
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 19,884 entries on the cover page, a total value of $299,954,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,954,215,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Securities Japan Co., Ltd 028-21660
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Gestion SGIIC, SA 028-21441
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) SA
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FREIGHTCAR AMER INC | 357023100 | COM | 8,500 | $50,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 1,697 | $50,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,068 | $50,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,191 | $50,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 806 | $50,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 3,600 | $50,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,153 | $50,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 5,031 | $50,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,972 | $50,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 60,464 | $50,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 38,690 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,137 | $50,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 920 | $50,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 2,635 | $49,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 6,927 | $49,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,045 | $49,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,622 | $49,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 544 | $49,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,991 | $49,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 1,679 | $49,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 469 | $49,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 1,500 | $49,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 3,416 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 2,002 | $49,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 1,174 | $49,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 8,621 | $49,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,302 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 1,138 | $49,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 6,739 | $49,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 4,965 | $49,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,205 | $49,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 747 | $48,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 3,888 | $48,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,648 | $48,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,910 | $48,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 2,934 | $48,000 | thousands by filing date | |
| ISHARES TR | 46436E510 | INTL DEV SML CP | 1,403 | $48,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 1,785 | $48,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 3,344 | $48,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 3,570 | $48,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 4,443 | $48,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,337 | $48,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 6,751 | $48,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 672 | $48,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 1,279 | $48,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 5,459 | $48,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,204 | $48,000 | thousands by filing date | |
| AFTERNEXT HEALTHTECH ACQUISI | G01109100 | SHS CL A | 4,977 | $48,000 | thousands by filing date | |
| LAKESHORE ACQUISITION II COR | G5352N139 | UNIT 02/08/2027 | 4,782 | $48,000 | thousands by filing date | |
| WINC, INC. | 97265W105 | COM | 15,285 | $48,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 1,932 | $48,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,445 | $47,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 2,690 | $47,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 11,345 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1,379 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 700 | $47,000 | thousands by filing date | put |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 2,241 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,775 | $47,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,000 | $47,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 2,009 | $47,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,424 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 2,358 | $47,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 4,731 | $47,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 3,387 | $47,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,684 | $47,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 3,874 | $47,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 22,013 | $47,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W754 | BLOOMBERG CLEAN | 1,109 | $47,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 35,765 | $47,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E657 | ETC GAVEKAL ASIA | 565 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 1,287 | $47,000 | thousands by filing date | |
| APEXIGEN INC | 11374E104 | COM | 4,623 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B881 | DEFIANCE NEXT | 2,430 | $47,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 1,327 | $46,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,046 | $46,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,390 | $46,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,191 | $46,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,545 | $46,000 | thousands by filing date | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 1,883 | $46,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 1,805 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y871 | GRWT ACLRTD PLUS | 1,707 | $46,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 1,000 | $46,000 | thousands by filing date | put |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 1,468 | $46,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 12,086 | $46,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,958 | $46,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,832 | $46,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 4,655 | $46,000 | thousands by filing date | |
| ONCONETIX INC | 09610B108 | COM | 806 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 2,208 | $46,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 4,644 | $46,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C193 | CMN | 1,469 | $46,000 | thousands by filing date | |
| EMLES TR | 291361889 | LUXURY GOODS ETF | 1,741 | $46,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P206 | mc | 817 | $46,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 4,421 | $45,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,123 | $45,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 2,999 | $45,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 2,923 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,659 | $45,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 1,715 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 1,982 | $45,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,347 | $45,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 6,177 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E281 | DAIL MS MEXI ETF | 377 | $45,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 1,861 | $45,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 1,627 | $45,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 6,489 | $45,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 36,089 | $45,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 26,680 | $45,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 29,743 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 1,971 | $45,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 9,160 | $45,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 4,172 | $45,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 4,237 | $45,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,533 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,402 | $45,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 16,801 | $45,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,969 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y798 | HEALTH WELLNESS | 1,891 | $45,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 1,571 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H508 | MUNI ALOCATN ETF | 1,973 | $45,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 700 | $44,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 2,184 | $44,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,652 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 1,532 | $44,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,462 | $44,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,158 | $44,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 12,259 | $44,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,475 | $44,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 6,895 | $44,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,893 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 2,020 | $44,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 17,484 | $44,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 12,841 | $44,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 1,182 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 1,639 | $44,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 1,567 | $44,000 | thousands by filing date | |
| PROCURE ETF TR I | 74280T201 | LGBTQ+100ESG ETF | 1,646 | $44,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 400 | $43,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 500 | $43,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 7,372 | $43,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 2,862 | $43,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 1,792 | $43,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 1,270 | $43,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,000 | $43,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 3,722 | $43,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 1,447 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 372 | $43,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 24,231 | $43,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 4,212 | $43,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 766 | $43,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 8,476 | $43,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1,032 | $43,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 4,222 | $42,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,118 | $42,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 3,118 | $42,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 1,296 | $42,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 7,184 | $42,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 787 | $42,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 1,359 | $42,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 1,440 | $42,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 1,285 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 1,294 | $42,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,585 | $42,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,516 | $42,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 1,776 | $42,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 2,906 | $42,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 354 | $42,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 4,240 | $42,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B297 | NYLI CLEANER TRA | 1,832 | $42,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 1,799 | $42,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 9,970 | $42,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 2,162 | $42,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 3,185 | $42,000 | thousands by filing date | |
| DIGITAL WORLD ACQUISITION CO | 25400Q204 | un | 556 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 1,412 | $42,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 1,085 | $42,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 4,188 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1,253 | $41,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 841 | $41,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 806 | $41,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,190 | $41,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 797 | $41,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 1,435 | $41,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 10,524 | $41,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 44,006 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 1,499 | $41,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,338 | $41,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 1,491 | $41,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 1,784 | $41,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 116,728 | $41,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P107 | mc | 549 | $41,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P503 | DELTASHS S&P | 873 | $41,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,400 | $40,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 787 | $40,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 5,822 | $40,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 590 | $40,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,401 | $40,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 493 | $40,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1,562 | $40,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 675 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y301 | US EQUITY ACCELE | 1,440 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,344 | $40,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1,670 | $40,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 1,415 | $40,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 2,599 | $40,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1,842 | $40,000 | thousands by filing date | |
| ISHARES TR | 46436E676 | ESG AWARE 60/40 | 1,331 | $40,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 963 | $40,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,814 | $40,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,148 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 2,607 | $40,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 1,319 | $40,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,782 | $40,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 3,921 | $40,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 4,041 | $40,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 4,004 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 1,407 | $40,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 1,495 | $40,000 | thousands by filing date | |
| EMLES TR | 291361707 | CMN | 1,361 | $40,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1,117 | $40,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 3,926 | $40,000 | thousands by filing date | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 783 | $39,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 1,000 | $39,000 | thousands by filing date | put |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,039 | $39,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 1,201 | $39,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,776 | $39,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,788 | $39,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 5,078 | $39,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,248 | $39,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,355 | $39,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 1,418 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 1,228 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 963 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 690 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1,725 | $39,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 1,649 | $39,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1,232 | $39,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 2,285 | $39,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 4,500 | $39,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 2,868 | $39,000 | thousands by filing date | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 2,059 | $39,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,218 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 1,311 | $39,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 8,250 | $39,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 171,029 | $39,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 18,694 | $39,000 | thousands by filing date | |
| LISTED FD TR | 53656F797 | TRUESHARES STRUC | 1,505 | $39,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 3,916 | $39,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 66,653 | $39,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 1,210 | $39,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 790 | $38,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,223 | $38,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 3,180 | $38,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 13,600 | $38,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,742 | $38,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,258 | $38,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 600 | $38,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,278 | $38,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,351 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y574 | ADAPTIVE US | 1,200 | $38,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 3,429 | $38,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,595 | $38,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 18,005 | $38,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,935 | $38,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 1,375 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 1,045 | $38,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 1,351 | $38,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 152,734 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 632 | $38,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 2,155 | $38,000 | thousands by filing date | |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 1,117 | $38,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 29,063 | $38,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 1,312 | $38,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 12,965 | $38,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 3,882 | $38,000 | thousands by filing date | |
| EMLES TR | 291361103 | CMN | 1,715 | $38,000 | thousands by filing date | |
| LISTED FD TR | 53656F359 | ROUNDHILL IO DIG | 2,741 | $38,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 1,085 | $38,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 27,567 | $38,000 | thousands by filing date | |
| Direxion Daily Cloud Computing Bear 2X Shares | 25460G633 | DAILY CLUD BER2X | 1,510 | $38,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 1,099 | $37,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 1,839 | $37,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,053 | $37,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,000 | $37,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 2,500 | $37,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,907 | $37,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,010 | $37,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,138 | $37,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 1,078 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y608 | GROWT ACCEL ETF | 1,336 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,245 | $37,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,318 | $37,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 17,448 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 887 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 706 | $37,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 6,714 | $37,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 15,952 | $37,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 11,099 | $37,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 7,080 | $37,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 3,743 | $37,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 580 | $37,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 20,835 | $37,000 | thousands by filing date | |
| STATERA BIOPHARMA INC | 857561104 | COM | 118,672 | $37,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 3,591 | $37,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 186,674 | $37,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 63,593 | $37,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,139 | $37,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 1,805 | $37,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 1,799 | $36,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 19,000 | $36,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,958 | $36,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,328 | $36,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 9,292 | $36,000 | thousands by filing date | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 4,211 | $36,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 615 | $36,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 53,480 | $36,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 5,230 | $36,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 1,405 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 1,448 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 668 | $36,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 7,587 | $36,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 1,435 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G557 | ALERIAN GLXY CRY | 2,004 | $36,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 7,022 | $36,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 554 | $36,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 9,160 | $36,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,433 | $36,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,415 | $36,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 3,503 | $36,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T835 | IMGP DBI HEDGE S | 1,331 | $36,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 1,498 | $36,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X104 | mc | 1,211 | $36,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 3,538 | $36,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 3,659 | $36,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 4,691 | $35,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,750 | $35,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,629 | $35,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 5,794 | $35,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,041 | $35,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,469 | $35,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,220 | $35,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,019 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 689 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 833 | $35,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 13,648 | $35,000 | thousands by filing date | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 1,308 | $35,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,158 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 1,026 | $35,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 3,020 | $35,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 12,561 | $35,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 1,485 | $35,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 3,532 | $35,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 564 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505640 | RANGE INDIA FINA | 1,063 | $35,000 | thousands by filing date | |
| SCISPARC LTD | M82618105 | COM | 9,050 | $35,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 59,900 | $35,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726114 | 7.75% CNV PFD A | 2,130 | $35,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 1,793 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 866 | $35,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 3,344 | $35,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 1,040 | $35,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679617 | NT LKD 41 | 2,378 | $35,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 1,897 | $34,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 2,586 | $34,000 | thousands by filing date | call |
| QUANTUM COMPUTING INC | 74766W108 | COM | 13,065 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,229 | $34,000 | thousands by filing date | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 1,344 | $34,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 3,549 | $34,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 993 | $34,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,225 | $34,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 1,165 | $34,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,048 | $34,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,545 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,345 | $34,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 17,052 | $34,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 4,946 | $34,000 | thousands by filing date | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 1,358 | $34,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 2,695 | $34,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 5,922 | $34,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 798 | $34,000 | thousands by filing date | |
| LISTED FD TR | 53656F748 | TRUESHARES STRUC | 1,243 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,047 | $34,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 56,672 | $34,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 34,000 | $34,000 | thousands by filing date | principal |
| SYNTAX ETF TR | 87166N304 | STRATIFIED SMCP | 718 | $34,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 3,226 | $34,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP II | 651450207 | UNIT 10/21/2026 | 3,400 | $34,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 971 | $34,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 3,393 | $34,000 | thousands by filing date | |
| BLACKBOXSTOCKS INC COM | 09229E204 | Stock | 12,821 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 660 | $34,000 | thousands by filing date | |
| AXS FOMO ETF | 19423L664 | ETF | 1,639 | $34,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K103 | COM | 3,351 | $34,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 6,500 | $33,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 9,312 | $33,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 1,165 | $33,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 1,389 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 946 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,852 | $33,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P512 | INTEL MACHI ETF | 720 | $33,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F797 | ACTV FCTR SMCP | 1,303 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A131 | CLERSHS PITON IN | 350 | $33,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,217 | $33,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,980 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 1,371 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 2,018 | $33,000 | thousands by filing date | |
| LISTED FD TR | 53656F730 | TRUESHARES STRUC | 1,230 | $33,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 1,247 | $33,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 18,495 | $33,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,487 | $33,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 30,179 | $33,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 3,297 | $33,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 8,274 | $32,000 | thousands by filing date | |
| BAHL & GAYNOR SMALL/MID CAP INCOME GROWTH ETF | 26922B832 | ETF | 1,347 | $32,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $32,000 | thousands by filing date | put |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 373 | $32,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 6,411 | $32,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 12,925 | $32,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 607 | $32,000 | thousands by filing date | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 1,712 | $32,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,207 | $32,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 2,216 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 1,050 | $32,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,922 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 973 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 962 | $32,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 1,657 | $32,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,729 | $32,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,769 | $32,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,636 | $32,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 32,000 | $32,000 | thousands by filing date | principal |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 24,108 | $32,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y764 | FUND | 1,337 | $32,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 3,710 | $32,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714103 | COM | 3,273 | $32,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 673 | $32,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,000 | $32,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 144,667 | $32,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006103 | COM | 3,219 | $32,000 | thousands by filing date | |
| BELONG ACQUISITION CORP | 08069M201 | UNIT 03/23/2026 | 3,185 | $32,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 3,269 | $32,000 | thousands by filing date | |
| SIGNAL HILL ACQUISITION CORP | 82664R204 | UNIT 02/10/2027 | 3,203 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,084 | $32,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 2,174 | $32,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 3,230 | $32,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 3,202 | $32,000 | thousands by filing date | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 1,296 | $32,000 | thousands by filing date | |
| LISTED FD TR | 53656F243 | GRIZZLE GROWTH E | 1,257 | $32,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 3,091 | $32,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 97,904 | $32,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 500 | $31,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 800 | $31,000 | thousands by filing date | call |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,350 | $31,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 5,638 | $31,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 7,539 | $31,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 4,125 | $31,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 911 | $31,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 1,080 | $31,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,690 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,016 | $31,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 874 | $31,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,692 | $31,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 1,861 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 1,190 | $31,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,553 | $31,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 7,289 | $31,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 8,028 | $31,000 | thousands by filing date | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 7,195 | $31,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 12,426 | $31,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 5,454 | $31,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 13,618 | $31,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 102,548 | $31,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 1,177 | $31,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 15,496 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 1,638 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G492 | DAILY US INFRAST | 1,023 | $31,000 | thousands by filing date | |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 3,097 | $31,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 3,187 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 900 | $31,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 2,181 | $31,000 | thousands by filing date | |
| KRANESHARES TR | 500767595 | CICC CN CONSUMER | 1,571 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 688 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 817 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $30,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,051 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 802 | $30,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 424 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 612 | $30,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 17,546 | $30,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 885 | $30,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 2,266 | $30,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,295 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 2,075 | $30,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,675 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 762 | $30,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 1,031 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 1,358 | $30,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072695 | CORE MUNI FXD IN | 637 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 832 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-22-005967 | this filing | 2022-05-16 | acceptance time not in the bulk data set |