13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 297,227 | $3,647,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 39,401 | $3,645,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 271,373 | $3,642,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 51,900 | $3,635,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 475,000 | $3,634,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 43,027 | $3,634,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 153,703 | $3,633,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 116,511 | $3,633,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 52,239 | $3,632,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 189,811 | $3,627,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 208,057 | $3,627,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 121,932 | $3,626,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 178,357 | $3,624,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 34,786 | $3,621,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 149,124 | $3,613,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 129,569 | $3,613,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 217,503 | $3,612,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 47,977 | $3,611,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,376 | $3,610,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 52,281 | $3,606,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 12,600 | $3,601,000 | thousands by filing date | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 99,836 | $3,600,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,105 | $3,597,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 200,048 | $3,595,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 293,724 | $3,595,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 42,477 | $3,593,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 130,000 | $3,592,000 | thousands by filing date | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 144,676 | $3,592,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 105,827 | $3,589,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 52,628 | $3,580,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 71,600 | $3,579,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 21,391 | $3,578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 100,798 | $3,578,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 371,297 | $3,576,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $3,572,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 75,291 | $3,567,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 180,560 | $3,563,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 127,430 | $3,558,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 163,044 | $3,554,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 212,300 | $3,552,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 30,700 | $3,550,000 | thousands by filing date | put |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 70,000 | $3,549,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 608,485 | $3,541,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 263,929 | $3,540,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 51,000 | $3,539,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 40,312 | $3,537,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 141,270 | $3,532,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 136,100 | $3,530,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 36,100 | $3,526,000 | thousands by filing date | call |
| KINSALECAPGROUPINC | 49714P108 | STOK | 21,801 | $3,525,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 53,367 | $3,525,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 82,320 | $3,522,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 70,400 | $3,519,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 174,940 | $3,515,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 63,518 | $3,515,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 53,078 | $3,515,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 64,549 | $3,507,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 120,000 | $3,506,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 967,971 | $3,504,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 12,787 | $3,494,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 214,914 | $3,490,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 27,382 | $3,481,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 23,892 | $3,479,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 35,695 | $3,477,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 91,000 | $3,477,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 66,006 | $3,466,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 244,032 | $3,465,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 72,602 | $3,464,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,400 | $3,453,000 | thousands by filing date | put |
| NOV INC | 62955J103 | COM | 263,250 | $3,451,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 54,815 | $3,450,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 75,221 | $3,446,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 96,455 | $3,443,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 82,738 | $3,435,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 90,385 | $3,434,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 100,021 | $3,432,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25,000 | $3,431,000 | thousands by filing date | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 297,065 | $3,431,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 80,667 | $3,429,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 181,519 | $3,429,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 214,400 | $3,428,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 113,750 | $3,427,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 742,527 | $3,423,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 60,335 | $3,421,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 61,801 | $3,421,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 430,119 | $3,419,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 55,701 | $3,418,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 114,698 | $3,415,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 183,757 | $3,411,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 53,309 | $3,408,000 | thousands by filing date | call |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 58,112 | $3,408,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 67,982 | $3,406,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 72,539 | $3,405,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 157,438 | $3,402,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 137,172 | $3,402,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 64,819 | $3,394,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 35,304 | $3,393,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 90,000 | $3,393,000 | thousands by filing date | call |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,556 | $3,389,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 71,927 | $3,389,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 54,272 | $3,388,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 43,362 | $3,387,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 62,769 | $3,385,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 26,624 | $3,381,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 17,500 | $3,379,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 130,036 | $3,379,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 56,677 | $3,375,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 191,211 | $3,365,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 40,863 | $3,365,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 335,406 | $3,364,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 512,376 | $3,361,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 111,476 | $3,360,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 37,575 | $3,355,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 37,256 | $3,350,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 160,509 | $3,329,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 134,974 | $3,324,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 26,575 | $3,323,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 661,340 | $3,319,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 46,182 | $3,315,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 36,317 | $3,314,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 167,929 | $3,312,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 210,122 | $3,308,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 129,947 | $3,302,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 33,923 | $3,301,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 34,119 | $3,300,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 125,000 | $3,286,000 | thousands by filing date | put |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 117,394 | $3,273,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 457,138 | $3,273,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,400 | $3,268,000 | thousands by filing date | call |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 64,776 | $3,268,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 83,293 | $3,268,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 326,628 | $3,266,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 48,700 | $3,254,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 64,480 | $3,253,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 183,507 | $3,252,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 140,431 | $3,247,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 34,921 | $3,246,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 66,152 | $3,236,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 117,350 | $3,228,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 61,214 | $3,227,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 217,042 | $3,226,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 128,100 | $3,223,000 | thousands by filing date | put |
| ALECTOR INC | 014442107 | COMMON STOCK | 141,251 | $3,223,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 99,749 | $3,221,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 179,013 | $3,213,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 74,592 | $3,206,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 60,470 | $3,204,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 190,638 | $3,204,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 77,289 | $3,201,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 235,803 | $3,197,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 56,817 | $3,197,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 224,263 | $3,196,000 | thousands by filing date | call |
| RLI CORP COM | 749607107 | Stock | 31,836 | $3,192,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 30,683 | $3,187,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 50,257 | $3,178,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 40,874 | $3,178,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,700 | $3,175,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 33,087 | $3,171,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 216,862 | $3,168,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 102,350 | $3,165,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 144,014 | $3,154,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,166 | $3,146,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 75,092 | $3,140,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 327,846 | $3,131,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 14,279 | $3,129,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 84,500 | $3,128,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 54,778 | $3,126,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 305,882 | $3,126,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 173,515 | $3,124,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 127,831 | $3,123,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 276,368 | $3,122,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 92,100 | $3,120,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 314,627 | $3,115,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 36,200 | $3,107,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 10,397 | $3,100,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 121,787 | $3,091,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,700 | $3,075,000 | thousands by filing date | call |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 308,117 | $3,075,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 30,918 | $3,071,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 91,003 | $3,071,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 86,168 | $3,070,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 171,346 | $3,067,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 136,538 | $3,064,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 239,854 | $3,058,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 190,444 | $3,054,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 80,841 | $3,048,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 166,434 | $3,048,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,696 | $3,043,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 423,599 | $3,042,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 120,000 | $3,036,000 | thousands by filing date | put |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 25,809 | $3,033,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 100,000 | $3,032,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 101,400 | $3,031,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 47,090 | $3,031,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 360,209 | $3,030,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150,000 | $3,027,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 66,427 | $3,026,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 69,118 | $3,021,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 19,200 | $3,021,000 | thousands by filing date | put |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 115,650 | $3,017,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 60,974 | $3,011,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 32,031 | $3,010,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 60,276 | $3,010,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 139,500 | $3,009,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 64,800 | $3,007,000 | thousands by filing date | call |
| PROSHARES TR | 74347G671 | NASDAQ100 DORSEY | 70,000 | $3,000,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 93,282 | $2,996,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 16,413 | $2,996,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 33,644 | $2,995,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 41,796 | $2,993,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 227,070 | $2,985,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 817,277 | $2,984,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 53,487 | $2,978,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 167,653 | $2,974,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 31,504 | $2,973,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 60,804 | $2,967,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 44,769 | $2,965,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 75,000 | $2,963,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 174,636 | $2,960,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 300,000 | $2,958,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,500 | $2,957,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 106,543 | $2,957,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 39,432 | $2,944,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 14,917 | $2,935,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 34,793 | $2,927,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 16,944 | $2,923,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 75,393 | $2,923,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 138,250 | $2,918,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 48,075 | $2,915,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 72,000 | $2,912,000 | thousands by filing date | call |
| C3 AI INC | 12468P104 | CL A | 62,727 | $2,907,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 23,707 | $2,900,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 60,423 | $2,900,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 163,777 | $2,895,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 435,734 | $2,894,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 19,051 | $2,892,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 257,845 | $2,890,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,886,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 150,000 | $2,886,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 10,893 | $2,882,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 96,612 | $2,877,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 51,000 | $2,875,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 132,994 | $2,869,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 25,343 | $2,868,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 106,738 | $2,867,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 95,903 | $2,867,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 163,463 | $2,866,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 56,656 | $2,864,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 96,038 | $2,862,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 60,000 | $2,854,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 51,874 | $2,854,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 273,268 | $2,847,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 43,950 | $2,846,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 180,592 | $2,846,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 60,258 | $2,842,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,500 | $2,839,000 | thousands by filing date | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,394 | $2,839,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 33,000 | $2,837,000 | thousands by filing date | call |
| GROWGENERATION CORP | 39986L109 | COM | 115,000 | $2,837,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 134,922 | $2,821,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 98,380 | $2,819,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 901,622 | $2,813,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 109,552 | $2,799,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 23,700 | $2,798,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 295,907 | $2,796,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 27,041 | $2,796,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 24,153 | $2,795,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 78,259 | $2,791,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 322,215 | $2,787,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 356,032 | $2,787,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 225,445 | $2,782,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 60,000 | $2,780,000 | thousands by filing date | put |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 98,174 | $2,780,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 80,156 | $2,779,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 138,697 | $2,779,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 210,382 | $2,779,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 582,408 | $2,778,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 75,245 | $2,777,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 180,977 | $2,776,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 71,782 | $2,767,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 12,151 | $2,764,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 96,686 | $2,761,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 66,729 | $2,761,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 395,863 | $2,755,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 110,110 | $2,752,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 101,159 | $2,749,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 30,000 | $2,747,000 | thousands by filing date | put |
| DRAFTKINGS INC | 26142R104 | COM CL A | 57,000 | $2,745,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 57,172 | $2,742,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,267 | $2,742,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 304,321 | $2,738,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 31,140 | $2,735,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 248,243 | $2,733,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 59,528 | $2,732,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 55,493 | $2,728,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 15,091 | $2,726,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 129,161 | $2,726,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 98,670 | $2,726,000 | thousands by filing date | call |
| General Electric Company | 369604301 | COM | 26,449 | $2,725,000 | thousands by filing date | call |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 42,960 | $2,725,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 50,865 | $2,724,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 214,756 | $2,723,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 174,984 | $2,721,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 42,889 | $2,718,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 278,699 | $2,714,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 90,722 | $2,713,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 45,000 | $2,713,000 | thousands by filing date | call |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 61,334 | $2,713,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 145,324 | $2,708,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 169,924 | $2,707,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $2,706,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $2,706,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 81,291 | $2,705,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 105,132 | $2,703,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 46,881 | $2,701,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 29,786 | $2,698,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 269,085 | $2,696,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 43,400 | $2,694,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 120,141 | $2,693,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 11,814 | $2,688,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 68,524 | $2,681,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 264,371 | $2,681,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 83,996 | $2,679,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 175,597 | $2,678,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 75,000 | $2,675,000 | thousands by filing date | put |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 8,182 | $2,669,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 449,723 | $2,667,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 40,400 | $2,665,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 119,459 | $2,663,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 63,578 | $2,661,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 736,051 | $2,657,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 248,108 | $2,652,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 182,330 | $2,647,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100,000 | $2,645,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 118,748 | $2,639,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 141,105 | $2,633,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 481,500 | $2,624,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 453,981 | $2,615,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 67,344 | $2,614,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 289,855 | $2,612,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 101,854 | $2,611,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 37,457 | $2,610,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 29,156 | $2,605,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 49,648 | $2,605,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 56,313 | $2,602,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 93,300 | $2,601,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 46,227 | $2,601,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 163,743 | $2,599,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 150,000 | $2,595,000 | thousands by filing date | call |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 161,795 | $2,592,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 152,857 | $2,588,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 50,000 | $2,584,000 | thousands by filing date | put |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 162,922 | $2,583,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,897 | $2,582,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 118,161 | $2,581,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 267,500 | $2,579,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 126,696 | $2,578,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 205,000 | $2,577,000 | thousands by filing date | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 243,348 | $2,577,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 327,500 | $2,574,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 97,349 | $2,572,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 60,592 | $2,567,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 240,654 | $2,567,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 32,500 | $2,565,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 39,759 | $2,564,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,562 | $2,561,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 43,498 | $2,560,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 179,708 | $2,559,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 108,717 | $2,558,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 100,730 | $2,558,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 47,326 | $2,555,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 97,030 | $2,554,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 289,960 | $2,551,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 8,500 | $2,549,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 56,612 | $2,548,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 231,736 | $2,547,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 41,397 | $2,540,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 93,519 | $2,539,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 90,835 | $2,520,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 91,110 | $2,509,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 72,507 | $2,503,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 321,307 | $2,502,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 72,000 | $2,500,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 290,233 | $2,496,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 146,000 | $2,496,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 55,738 | $2,494,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 169,392 | $2,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 30,798 | $2,492,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 355,123 | $2,490,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 273,060 | $2,487,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 85,764 | $2,487,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 90,145 | $2,486,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 62,354 | $2,484,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 212,261 | $2,483,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,485,951 | $2,481,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 376,298 | $2,480,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 166,873 | $2,475,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 214,378 | $2,474,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 37,143 | $2,468,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 79,199 | $2,464,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 112,963 | $2,450,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 117,723 | $2,449,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 205,608 | $2,447,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 141,774 | $2,447,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 57,519 | $2,447,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 55,810 | $2,447,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 118,908 | $2,444,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 184,701 | $2,444,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 199,124 | $2,443,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 135,372 | $2,441,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 47,020 | $2,439,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,827,950 | $2,431,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 528,802 | $2,427,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 165,689 | $2,422,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 135,320 | $2,422,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 191,284 | $2,422,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 63,738 | $2,419,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 26,979 | $2,416,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 44,294 | $2,416,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 155,757 | $2,416,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 10,730 | $2,410,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 65,000 | $2,406,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 47,816 | $2,406,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 117,546 | $2,405,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 232,225 | $2,399,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,000 | $2,398,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 88,973 | $2,395,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 80,063 | $2,393,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 149,782 | $2,392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 47,883 | $2,389,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 164,282 | $2,389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 16,231 | $2,388,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 611,562 | $2,385,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 205,000 | $2,384,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 18,300 | $2,377,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 26,034 | $2,371,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 42,251 | $2,370,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,000 | $2,363,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 242,488 | $2,360,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 10,501 | $2,359,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 17,502 | $2,357,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 115,657 | $2,355,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 103,561 | $2,353,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 128,879 | $2,352,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 442,914 | $2,347,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 62,822 | $2,338,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 58,494 | $2,333,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 37,688 | $2,333,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 38,208 | $2,326,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 67,964 | $2,326,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 49,906 | $2,318,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 174,572 | $2,318,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 234,641 | $2,314,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 87,956 | $2,312,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 78,885 | $2,312,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 47,824 | $2,311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 44,979 | $2,308,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 24,345 | $2,306,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 40,000 | $2,304,000 | thousands by filing date | call |
| AZEK CO INC | 05478C105 | CL A | 62,954 | $2,300,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 65,963 | $2,296,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 172,353 | $2,296,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 33,488 | $2,294,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 37,464 | $2,292,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 63,730 | $2,291,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 38,492 | $2,291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 44,842 | $2,290,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 154,900 | $2,286,000 | thousands by filing date | call |
| IGM BIOSCIENCES INC | 449585108 | COM | 34,741 | $2,284,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 524,414 | $2,282,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 37,606 | $2,281,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 240,251 | $2,277,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 13,000 | $2,272,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 479,372 | $2,267,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 174,838 | $2,267,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 74,325 | $2,263,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 45,877 | $2,259,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 231,100 | $2,251,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 138,266 | $2,251,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 119,275 | $2,247,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 18,669 | $2,237,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 73,563 | $2,237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 29,872 | $2,236,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 44,161 | $2,235,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 63,687 | $2,233,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 164,977 | $2,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 48,468 | $2,229,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 309,397 | $2,228,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 23,527 | $2,223,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 162,158 | $2,222,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 56,557 | $2,216,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 49,868 | $2,214,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 36,849 | $2,213,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 14,715 | $2,212,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 28,182 | $2,211,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 47,693 | $2,210,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 19,005 | $2,209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 13,045 | $2,202,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 97,823 | $2,202,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 22,086 | $2,196,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |