13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 9,744 holding rows worth $317,590,305,000.
- Accession
- 0000950123-21-015152
- Filer
- CIK 1610520
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 18,647 entries on the cover page, a total value of $317,590,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,590,305,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG
- included managerUBS Securities Japan Co., Ltd
- included managerUBS Europe SE
- included managerUBS Bank (Canada)
- included managerUBS La Maison de Gestion
- included managerUBS Securities LLC
- included managerUBS Gestion SGIIC, SA
- included managerUBS Consenso Investimentos Ltda.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A677 | NATIONWIDE ETF | 152 | $6,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 557 | $6,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 166 | $6,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 4,480 | $6,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 701 | $6,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 558 | $6,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 250 | $5,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 385 | $5,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 107 | $5,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 137 | $5,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 166 | $5,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 211 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q274 | SHORT DURA CORE | 102 | $5,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 76 | $5,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 300 | $5,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 775 | $5,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 212 | $5,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 282 | $5,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,014 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 361 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,927 | $5,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 702 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 91 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 67 | $5,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 742 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 80 | $5,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 879 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 4,593 | $5,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 175 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 171 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 109 | $5,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 348 | $5,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 918 | $5,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 153 | $5,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 866 | $5,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 360 | $5,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 881 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 202 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 194 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,933 | $5,000 | thousands by filing date | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 646 | $5,000 | thousands by filing date | |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 600 | $5,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 216 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 398 | $5,000 | thousands by filing date | |
| NIXXY INC | 75630B113 | *W EXP 07/02/202 | 3,697 | $5,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 2,525 | $5,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,113 | $5,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 1,200 | $5,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 545 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 224 | $5,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $5,000 | thousands by filing date | principal |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,046 | $5,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 2,617 | $5,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 2,000 | $5,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 1,582 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,213 | $5,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 212 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 551 | $5,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 6,066 | $5,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 743 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,283 | $5,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 564 | $5,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 405 | $5,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 7,000 | $5,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 8,524 | $5,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 5,000 | $5,000 | thousands by filing date | principal |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 23,968 | $5,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 1,720 | $5,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 6,138 | $5,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 9,700 | $5,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 7,004 | $5,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 493 | $5,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 3,974 | $5,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 4,137 | $5,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 5,922 | $5,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 466 | $5,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 537 | $5,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 431 | $5,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 356 | $5,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V200 | UNIT 99/99/9999 | 481 | $5,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 543 | $5,000 | thousands by filing date | |
| CASCADIA ACQUISITION CORP | 14739D209 | UNIT 09/30/2028 | 550 | $5,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 6,006 | $5,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 2,790 | $5,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220123 | CLASS A ORD SHS | 547 | $5,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 2,070 | $5,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 2,242 | $5,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 1,306 | $5,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 3,367 | $5,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,000 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,160 | $5,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 529 | $5,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 517 | $5,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 1,303 | $5,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 210 | $5,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 546 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 2,646 | $5,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 109 | $5,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 4,905 | $5,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 1,118 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 9,740 | $5,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 313 | $5,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R122 | UNIT 06/10/2026 | 478 | $5,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 15,582 | $5,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 2,602 | $5,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 1,855 | $5,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 511 | $5,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 14,165 | $5,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B120 | UNIT 03/16/2028 | 507 | $5,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425209 | UNIT 06/29/2026 | 503 | $5,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 464 | $5,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 4,984 | $5,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877107 | CLASS A ORD SHS | 534 | $5,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 5,000 | $5,000 | thousands by filing date | principal |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 477 | $5,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 1,257 | $5,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 3,349 | $5,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,261 | $4,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 325 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 59 | $4,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 100 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 164 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 78 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,575 | $4,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 206 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 100 | $4,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 84 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 130 | $4,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 220 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 109 | $4,000 | thousands by filing date | put |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 776 | $4,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 107 | $4,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 268 | $4,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 410 | $4,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 140 | $4,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 345 | $4,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 247 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 827 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 94 | $4,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,292 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 465 | $4,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 221 | $4,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 300 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,246 | $4,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 154 | $4,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 135 | $4,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 1,405 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 87 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $4,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y277 | S&P 500 COVERED | 146 | $4,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 60 | $4,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 310 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 101 | $4,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 759 | $4,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 821 | $4,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 2,267 | $4,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 4,902 | $4,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 7,590 | $4,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 859 | $4,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 425 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505616 | ETC 6 QUALITY G | 161 | $4,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 429 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 322 | $4,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 1,230 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 140 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 184 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37960A107 | S&P 500 TAIL | 166 | $4,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 76 | $4,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 187 | $4,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 135 | $4,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,467 | $4,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,246 | $4,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 691 | $4,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 241 | $4,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 507 | $4,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 2,109 | $4,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 16,307 | $4,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 411 | $4,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 425 | $4,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 453 | $4,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 3,135 | $4,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 388 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 367 | $4,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 424 | $4,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 488 | $4,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 456 | $4,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 162 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 160 | $4,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,851 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,980 | $4,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 858 | $4,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 2,918 | $4,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 5,926 | $4,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 3,664 | $4,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 2,189 | $4,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 345 | $4,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 6,391 | $4,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 6,065 | $4,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 3,743 | $4,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 2,714 | $4,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 2,311 | $4,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 1,629 | $4,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L109 | COM CL A | 396 | $4,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 6,563 | $4,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 407 | $4,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 418 | $4,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 407 | $4,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 394 | $4,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 1,467 | $4,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276123 | UNIT 02/26/2028 | 372 | $4,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 2,000 | $4,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 450 | $4,000 | thousands by filing date | |
| PHP VENTURES ACQUISITION COR | 69291C205 | UNIT 01/01/2023 | 407 | $4,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 6,933 | $4,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L113 | UNIT 99/99/9999 | 372 | $4,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 386 | $4,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 4,334 | $4,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 413 | $4,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 9,581 | $4,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 7,416 | $4,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 416 | $4,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 422 | $4,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 450 | $4,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 473 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 271 | $4,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 422 | $4,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 1,403 | $4,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,478 | $4,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 1,171 | $4,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,913 | $4,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 76 | $4,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 806 | $4,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 1,061 | $4,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 1,472 | $4,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 486 | $4,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 3,254 | $4,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 380 | $4,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579106 | CMN | 432 | $4,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 413 | $4,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 5,740 | $4,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 417 | $4,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 3,836 | $4,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 407 | $4,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 376 | $4,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X100 | CMN | 175 | $4,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 144 | $4,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 467 | $4,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 420 | $4,000 | thousands by filing date | |
| SAVE FOODS INC | 80512Q303 | COM | 654 | $4,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 413 | $4,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 1,408 | $4,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 294 | $4,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 6,621 | $4,000 | thousands by filing date | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 2,013 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G730 | PRIME 2X DLY JUR | 796 | $4,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 3,509 | $4,000 | thousands by filing date | |
| WALDENCAST PLC CLASS A ORD SHS | G9460C100 | Stock | 400 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 5,764 | $4,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 4,031 | $4,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 6,159 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 5,224 | $4,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 5,594 | $4,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 400 | $4,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 3,979 | $4,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 442 | $4,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 412 | $4,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP. | 18453L206 | COM | 420 | $4,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 4,386 | $4,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 2,450 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 1,037 | $4,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 12,852 | $4,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 7,468 | $4,000 | thousands by filing date | |
| MARKETWISE INC | 57064P115 | *W EXP 07/19/202 | 3,868 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 189 | $4,000 | thousands by filing date | |
| UNCOMMON INVESTMENT FUNDS TR | 90431R209 | PORTFOLIO DESIGN | 148 | $4,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 378 | $4,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 3,695 | $4,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 1,576 | $4,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 380 | $4,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 174 | $3,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 350 | $3,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 56 | $3,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 429 | $3,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 36 | $3,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 108 | $3,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 96 | $3,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 241 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 29 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 219 | $3,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 191 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $3,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 460 | $3,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 617 | $3,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 83 | $3,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 261 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 114 | $3,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 121 | $3,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 109 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 105 | $3,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 108 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,314 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 160 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 77 | $3,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 117 | $3,000 | thousands by filing date | |
| MAGYAR BANCORP INC | 55977T208 | COM | 280 | $3,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 146 | $3,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 565 | $3,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 84 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 224 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 116 | $3,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 2,136 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 71 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H535 | SWAN SOS CONS JU | 150 | $3,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 3,057 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 100 | $3,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 217 | $3,000 | thousands by filing date | |
| GABELLI ETFS TRUST | 36261K202 | GROWT INNOV ETF | 102 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 65 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 89 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $3,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 700 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 348 | $3,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 58 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 338 | $3,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 15 | $3,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 397 | $3,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 69 | $3,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 2,877 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,700 | $3,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 450 | $3,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 348 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 8,908 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 206 | $3,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 1,819 | $3,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 1,158 | $3,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 261 | $3,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 265 | $3,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,000 | $3,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 17,569 | $3,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 273 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,302 | $3,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 396 | $3,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 468 | $3,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 510 | $3,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,313 | $3,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,000 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 128 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 157 | $3,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 940 | $3,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 4,815 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 2,407 | $3,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 3,212 | $3,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 4,220 | $3,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 395 | $3,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,849 | $3,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 3,420 | $3,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 914 | $3,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 2,886 | $3,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 3,000 | $3,000 | thousands by filing date | principal |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 2,591 | $3,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 1,377 | $3,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 995 | $3,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W129 | UNIT 07/15/2026 | 315 | $3,000 | thousands by filing date | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K146 | *W EXP 11/01/202 | 91 | $3,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 715 | $3,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 1,718 | $3,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y200 | UNIT 02/24/2026 | 350 | $3,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 296 | $3,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 299 | $3,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 3,390 | $3,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 259 | $3,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 4,341 | $3,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 5,998 | $3,000 | thousands by filing date | |
| GALATA ACQUISITION CORP | G3R23A124 | UNIT 99/99/9999 | 349 | $3,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 9,252 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 92 | $3,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 884 | $3,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 2,303 | $3,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 3,998 | $3,000 | thousands by filing date | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 134 | $3,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015131 | *W EXP 07/19/202 | 1,488 | $3,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 2,709 | $3,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 2,199 | $3,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 327 | $3,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 281 | $3,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 350 | $3,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 4,836 | $3,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 926 | $3,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 2,913 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y748 | PRIN US LRG CAP | 100 | $3,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 3,739 | $3,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 3,869 | $3,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 2,108 | $3,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 4,125 | $3,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 1,452 | $3,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 4,204 | $3,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 456 | $3,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 1,141 | $3,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F111 | *W EXP 10/26/202 | 425 | $3,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 89 | $3,000 | thousands by filing date | |
| KALERA PUBLIC LIMITED CO ORDINARY SHARES | G41089106 | Stock | 300 | $3,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 3,915 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 107 | $3,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 267 | $3,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 2,441 | $3,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 4,078 | $3,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 1,808 | $3,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 2,860 | $3,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 3,090 | $3,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 280,098 | $3,000 | thousands by filing date | |
| EMLES TR | 291361509 | PROTECTIVE ALCTN | 131 | $3,000 | thousands by filing date | |
| ZHANGMEN EDUCATION INC. | 98955H101 | SPONSORED ADS | 1,172 | $3,000 | thousands by filing date | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 120 | $2,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 90 | $2,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 54 | $2,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 104 | $2,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 250 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 54 | $2,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 281 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 41 | $2,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 34 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 53 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 3,162 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 84 | $2,000 | thousands by filing date | put |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 61 | $2,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 75 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 67 | $2,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 258 | $2,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $2,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 540 | $2,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 25 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 76 | $2,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 1,537 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 794 | $2,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 93 | $2,000 | thousands by filing date | |
| PGIM ETF TR | 69344A206 | ACTV HY BD ETF | 48 | $2,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 130 | $2,000 | thousands by filing date | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 40 | $2,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 99 | $2,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 2,303 | $2,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 85 | $2,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 245 | $2,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $2,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 111 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y634 | CMN | 61 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 18 | $2,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 597 | $2,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 1,637 | $2,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 1,681 | $2,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 30 | $2,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 68 | $2,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 59 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 41 | $2,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 1,171 | $2,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 75 | $2,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 152 | $2,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 3,000 | $2,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 332 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 25 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767645 | VALU LINE DY ETF | 99 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C243 | INVTOR 2 PLS 5 | 75 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 66 | $2,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 119 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 311 | $2,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 218 | $2,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,005 | $2,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 185 | $2,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 1,047 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 104 | $2,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 263 | $2,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 413 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,734 | $2,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 423 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 178 | $2,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 168 | $2,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 43 | $2,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 506 | $2,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 61 | $2,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 1,134 | $2,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 1,526 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 214 | $2,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 195 | $2,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 2,736 | $2,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 2,700 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015152 | this filing | 2021-11-15 | acceptance time not in the bulk data set |