13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 5,174 | $11,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 1,047 | $11,000 | thousands by filing date | |
| VALOR LATITUDE ACQUISITN COR | G9460N114 | UNIT 04/02/2026 | 1,060 | $11,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 7,000 | $11,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 2,104 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 313 | $11,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 10,000 | $11,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 1,098 | $11,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 895 | $11,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 965 | $11,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 461 | $11,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 20,138 | $11,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 5,210 | $11,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 839 | $11,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 2,221 | $11,000 | thousands by filing date | |
| AXS SHORT DE-SPAC DAILY ETF | 19423L631 | ETF | 474 | $11,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H118 | *W EXP 02/23/202 | 3,342 | $11,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 6,357 | $11,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,072 | $11,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 1,120 | $11,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 1,025 | $11,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 1,034 | $11,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,047 | $11,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 1,048 | $11,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 1,153 | $10,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,324 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 400 | $10,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 498 | $10,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 320 | $10,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,500 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 348 | $10,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 184 | $10,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 1,905 | $10,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 219 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 514 | $10,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 521 | $10,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,922 | $10,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 942 | $10,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H369 | INSPI GROWT ETF | 347 | $10,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 716 | $10,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,916 | $10,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 318 | $10,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 158 | $10,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 253 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 339 | $10,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,767 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 133 | $10,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 514 | $10,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 933 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 412 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 203 | $10,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 2,033 | $10,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 192 | $10,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,427 | $10,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 373 | $10,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 868 | $10,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 1,742 | $10,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 3,075 | $10,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 2,315 | $10,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,872 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| PRIMO WATER CORPORATION | 74167P108 | COM | 610 | $10,000 | thousands by filing date | |
| NUVATION BIO INC | 67080N119 | WARR | 3,801 | $10,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 698 | $10,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 200 | $10,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 956 | $10,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K105 | COM | 972 | $10,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 309 | $10,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,740 | $10,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 6,000 | $10,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $10,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,931 | $10,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 461 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 122 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 14,691 | $10,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 3,319 | $10,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 968 | $10,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 912 | $10,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,377 | $10,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 1,015 | $10,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T111 | UNIT 99/99/9999 | 1,018 | $10,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 1,062 | $10,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E128 | UNIT 03/26/2026 | 867 | $10,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 980 | $10,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 1,010 | $10,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 5,934 | $10,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,719 | $10,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 9,000 | $10,000 | thousands by filing date | principal |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 450 | $10,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 5,629 | $10,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 398 | $10,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 1,041 | $10,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 1,170 | $10,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W109 | CMN | 975 | $10,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 4,626 | $10,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 543 | $10,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 1,002 | $10,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P130 | CMN | 1,028 | $10,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 3,741 | $10,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 1,025 | $10,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 12,554 | $10,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 4,634 | $10,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,727 | $10,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 8,201 | $10,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 2,401 | $10,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 55 | $10,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,100 | $10,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 3,400 | $10,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 1,015 | $10,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 2,881 | $10,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 984 | $10,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 10,000 | $10,000 | thousands by filing date | principal |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 494 | $10,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 976 | $10,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 1,008 | $10,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 10,000 | $10,000 | thousands by filing date | principal |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 933 | $10,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 215 | $9,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 100 | $9,000 | thousands by filing date | put |
| OHIO VY BANC CORP | 677719106 | COM | 364 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 405 | $9,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 1,590 | $9,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 180 | $9,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 324 | $9,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 551 | $9,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 6,583 | $9,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 353 | $9,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,160 | $9,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,991 | $9,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 304 | $9,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 215 | $9,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 394 | $9,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 262 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 341 | $9,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,032 | $9,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 722 | $9,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 2,219 | $9,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 334 | $9,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 649 | $9,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 676 | $9,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,611 | $9,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 856 | $9,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,766 | $9,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,585 | $9,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 2,958 | $9,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 2,486 | $9,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8,190 | $9,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,332 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 8,000 | $9,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 7,000 | $9,000 | thousands by filing date | principal |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 3,834 | $9,000 | thousands by filing date | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 953 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 176 | $9,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 884 | $9,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,186 | $9,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,719 | $9,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 2,940 | $9,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 857 | $9,000 | thousands by filing date | |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 1,379 | $9,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 2,244 | $9,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 1,988 | $9,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 4,676 | $9,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 3,579 | $9,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 8,047 | $9,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 7,936 | $9,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 923 | $9,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 3,012 | $9,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 2,735 | $9,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 851 | $9,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 6,133 | $9,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 160 | $9,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 840 | $9,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 8,577 | $9,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 2,236 | $9,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 838 | $9,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 3,354 | $9,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 1,684 | $9,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 482 | $9,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 884 | $9,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065104 | CMN | 969 | $9,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 937 | $9,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 941 | $9,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 922 | $9,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 6,785 | $9,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 2,485 | $9,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 5,210 | $9,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 774 | $9,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 3,829 | $9,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 10,445 | $9,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 4,699 | $9,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 853 | $9,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 865 | $9,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 889 | $9,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 5,334 | $9,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 8,111 | $9,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 899 | $9,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 3,889 | $9,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 841 | $9,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 4,197 | $9,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 9,000 | $9,000 | thousands by filing date | principal |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 9,865 | $9,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 8,097 | $9,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 3,249 | $9,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 19,855 | $9,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 1,837 | $9,000 | thousands by filing date | |
| GLOBAL BETA ETF TR | 37959X308 | RISING STARS | 345 | $9,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 919 | $9,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 879 | $9,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 5,727 | $9,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M115 | *W EXP 10/02/202 | 5,891 | $9,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 772 | $9,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 8,027 | $9,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 800 | $9,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673111 | *W EXP 09/16/202 | 5,872 | $9,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 688 | $9,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100 | $8,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 100 | $8,000 | thousands by filing date | put |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 379 | $8,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 4,975 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 246 | $8,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 581 | $8,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 398 | $8,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 3,000 | $8,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 209 | $8,000 | thousands by filing date | |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 286 | $8,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 393 | $8,000 | thousands by filing date | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 293 | $8,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 1,117 | $8,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 1,700 | $8,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 551 | $8,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 283 | $8,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 2,858 | $8,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,023 | $8,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 181 | $8,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 548 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 402 | $8,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,213 | $8,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 660 | $8,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 1,536 | $8,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 574 | $8,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 996 | $8,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 1,194 | $8,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 681 | $8,000 | thousands by filing date | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 291 | $8,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,236 | $8,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 311 | $8,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 5,222 | $8,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 681 | $8,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 4,684 | $8,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,000 | $8,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 8,000 | $8,000 | thousands by filing date | principal |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,764 | $8,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 2,831 | $8,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 796 | $8,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 9,000 | $8,000 | thousands by filing date | principal |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 963 | $8,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| META MATERIALS INC | 59134N104 | COM | 1,048 | $8,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 665 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,478 | $8,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 736 | $8,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,784 | $8,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,094 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 538 | $8,000 | thousands by filing date | |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 1,632 | $8,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 6,129 | $8,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 492 | $8,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 809 | $8,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A796 | FOCUSED DISCOVRY | 672 | $8,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 3,775 | $8,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 1,747 | $8,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 8,313 | $8,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 811 | $8,000 | thousands by filing date | |
| AMERICAN ACQUISITION OPPT IN | 02369M201 | UNIT 05/28/2026 | 796 | $8,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H207 | UNIT 99/99/9999 | 851 | $8,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G207 | UNIT 99/99/9999 | 756 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 348 | $8,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 822 | $8,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 704 | $8,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,000 | $8,000 | thousands by filing date | principal |
| SHIFTPIXY INC | 82452L203 | COM NEW | 3,245 | $8,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 1,852 | $8,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 3,103 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,007 | $8,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 857 | $8,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 1,897 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G302 | MSCI USA ESG | 116 | $8,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 8,000 | $8,000 | thousands by filing date | principal |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 741 | $8,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 6,180 | $8,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP UNIT | G0447J110 | Stock | 775 | $8,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L118 | *W EXP 06/17/202 | 7,565 | $8,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 791 | $8,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 693 | $8,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 3,134 | $8,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 69,411 | $8,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 744 | $8,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284110 | *W EXP 01/30/202 | 4,958 | $8,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 803 | $8,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 750 | $8,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 326 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 54 | $7,000 | thousands by filing date | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 335 | $7,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 250 | $7,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 975 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,665 | $7,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 365 | $7,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 100 | $7,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 759 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,078 | $7,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 2,565 | $7,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 145 | $7,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 350 | $7,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 748 | $7,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 167 | $7,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 843 | $7,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 720 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 309 | $7,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 309 | $7,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 372 | $7,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 2,645 | $7,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,697 | $7,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 77 | $7,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 229 | $7,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 703 | $7,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,714 | $7,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,291 | $7,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 919 | $7,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 176 | $7,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 385 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 7,000 | $7,000 | thousands by filing date | principal |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 2,465 | $7,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 702 | $7,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $7,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 6,000 | $7,000 | thousands by filing date | principal |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 351 | $7,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 19,247 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 267 | $7,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 206 | $7,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 405 | $7,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,227 | $7,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,193 | $7,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 694 | $7,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 422 | $7,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 583 | $7,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,713 | $7,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 4,100 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,787 | $7,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 399 | $7,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 300 | $7,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 3,694 | $7,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 9,034 | $7,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 1,276 | $7,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 3,000 | $7,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 4,278 | $7,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSTN CORP I | 62402U107 | COMMON STOCK | 707 | $7,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 13,200 | $7,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 846 | $7,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 3,499 | $7,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 769 | $7,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 1,804 | $7,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 674 | $7,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 730 | $7,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 1,074 | $7,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 9,088 | $7,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 700 | $7,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L111 | UNIT 03/02/2026 | 662 | $7,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 716 | $7,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 2,039 | $7,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 704 | $7,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 4,692 | $7,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 252 | $7,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,671 | $7,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 2,564 | $7,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 2,210 | $7,000 | thousands by filing date | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 62 | $7,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 2,686 | $7,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 1,380 | $7,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 1,000 | $7,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,160 | $7,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 3,332 | $7,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 712 | $7,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 712 | $7,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 693 | $7,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 2,255 | $7,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 2,254 | $7,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 1,111 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C177 | DOUBLE STKR JAN | 250 | $7,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 1,521 | $7,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 3,241 | $7,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 9,034 | $7,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,504 | $7,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 719 | $7,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 3,525 | $7,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 2,465 | $7,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570205 | UNIT 06/16/2026 | 673 | $7,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 6,500 | $7,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 673 | $7,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 664 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A669 | NATIONWIDE RSK | 249 | $7,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 618 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 37,207 | $7,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 715 | $7,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 3,756 | $7,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 685 | $7,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 4,661 | $7,000 | thousands by filing date | |
| PGIM ETF TR | 69344A503 | QMA STRGC GWTH | 94 | $7,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 3,600 | $7,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 584 | $7,000 | thousands by filing date | |
| TAIWAN LIPOSOME CO LTD | 874038102 | SPONSORED | 1,165 | $7,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 696 | $7,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 4,315 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 70 | $6,000 | thousands by filing date | put |
| AUDIOEYE INC | 050734201 | COM NEW | 378 | $6,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 600 | $6,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,000 | $6,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 262 | $6,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 420 | $6,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 166 | $6,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 682 | $6,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 193 | $6,000 | thousands by filing date | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 171 | $6,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 589 | $6,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 467 | $6,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 144 | $6,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 1,376 | $6,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 128 | $6,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 2,502 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 889 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 113 | $6,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527109 | SHS | 1,022 | $6,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 844 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 182 | $6,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 5,761 | $6,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 442 | $6,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 586 | $6,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,677 | $6,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,466 | $6,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 196 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 330 | $6,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 840 | $6,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 475 | $6,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 1,683 | $6,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 372 | $6,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 5,347 | $6,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 1,701 | $6,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 1,897 | $6,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 1,919 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,013 | $6,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 700 | $6,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 252 | $6,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 3,068 | $6,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,534 | $6,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 805 | $6,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 19,340 | $6,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 2,352 | $6,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 1,925 | $6,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 6,000 | $6,000 | thousands by filing date | principal |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 1,627 | $6,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,322 | $6,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 640 | $6,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C102 | COM CL A | 633 | $6,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 549 | $6,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 596 | $6,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 1,499 | $6,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 4,658 | $6,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 2,732 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 220 | $6,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 2,284 | $6,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,250 | $6,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 6,859 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 287 | $6,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,269 | $6,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 4,607 | $6,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 5,947 | $6,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 2,761 | $6,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 593 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q787 | CMN | 157 | $6,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 541 | $6,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 620 | $6,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,057 | $6,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K116 | *W EXP 04/16/202 | 890 | $6,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 884 | $6,000 | thousands by filing date | |
| GLOBAL X FOUNDER-RUN COMPANIES ETF | 37954Y681 | ETF | 180 | $6,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 805 | $6,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 541 | $6,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 1,865 | $6,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 3,863 | $6,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y129 | *W EXP 10/09/202 | 3,228 | $6,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 570 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |