13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 9,542 holding rows worth $310,174,163,000.
- Accession
- 0000950123-21-010738
- Filer
- CIK 1610520
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 15,199 entries on the cover page, a total value of $310,174,163,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,174,163,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 534 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 269 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 735 | $2,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 90 | $2,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 38 | $2,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,038 | $2,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 1,147 | $2,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 508 | $2,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 2,101 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 1,914 | $2,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 2,540 | $2,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 1,919 | $2,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 2,138 | $2,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 1,832 | $2,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 1,565 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2,543 | $2,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 193 | $2,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 2,013 | $2,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 2,053 | $2,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H120 | UNIT 99/99/9999 | 240 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 980 | $2,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 243 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 441 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,388 | $2,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 225 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 63 | $2,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 8,156 | $2,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 1,324 | $2,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 1,675 | $2,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 1,354 | $2,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 171 | $2,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E102 | ORDINARY SHARES | 200 | $2,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 3,116 | $2,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 1,760 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W103 | UNIT 12/31/2020 | 186 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 4,521 | $2,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T109 | CLASS A ORD SHS | 200 | $2,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 153 | $2,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 1,938 | $2,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 1,371 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 371 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 103 | $2,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 4,567 | $2,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 954 | $2,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 2,033 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 376 | $2,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 1,592 | $2,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 2,327 | $2,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 4,329 | $2,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 2,063 | $2,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F128 | RTS | 3,853 | $2,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 2,126 | $2,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 2,349 | $2,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 2,087 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 179 | $2,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 164 | $2,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 7,967 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y210 | CHINA INOVATION | 109 | $2,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 1,995 | $2,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 150 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 1,144 | $2,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 2,639 | $2,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,190 | $2,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 742 | $2,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 2,383 | $2,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 201 | $2,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 1,326 | $2,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 1,812 | $2,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 2,634 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 411 | $2,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793112 | *W EXP 09/14/202 | 1,629 | $2,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 126 | $2,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 2,796 | $2,000 | thousands by filing date | |
| NATIXIS ETF TR | 63875W109 | UST II US EQUITY OPPORT | 52 | $2,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 79 | $2,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 13,818 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 273 | $2,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 1,525 | $2,000 | thousands by filing date | |
| WALDENCAST ACQUISITION CORP | G9460C118 | *W EXP 03/11/202 | 1,885 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06747D700 | IPATH SLVR ETN A | 50 | $2,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 1,979 | $2,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 51 | $2,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 172 | $2,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 170 | $2,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 10,972 | $2,000 | thousands by filing date | |
| TRANSAMERICA ETF TR | 89349P305 | mc | 30 | $2,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 175 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 3,799 | $2,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 1,891 | $2,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 209 | $2,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 2,037 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A677 | NATIONWIDE ETF | 42 | $2,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 889 | $2,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 1,306 | $2,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775112 | *W EXP 11/28/202 | 835 | $2,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L112 | *W EXP 02/23/202 | 1,146 | $2,000 | thousands by filing date | |
| Athena Technology Acquisition | 04687A109 | COM CLASS A | 199 | $2,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 1,054 | $2,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 1,073 | $2,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L113 | *W EXP 10/30/202 | 1,989 | $2,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 2,151 | $2,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 2,002 | $2,000 | thousands by filing date | |
| CBRE ACQUISITION HLDGS INC | 12510J114 | *W EXP 99/99/999 | 2,027 | $2,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D105 | COM | 208 | $2,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 198 | $2,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D204 | Cmn | 162 | $2,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753111 | *W EXP 99/99/999 | 1,728 | $2,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 13,171 | $2,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 971 | $2,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 195 | $2,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 436 | $2,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G202 | UNIT 10/28/2024 | 170 | $2,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 40 | $1,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 300 | $1,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 67 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 135 | $1,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 45 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 40 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 40 | $1,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 283 | $1,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 93 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 80 | $1,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64 | $1,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 99 | $1,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 99 | $1,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8 | $1,000 | thousands by filing date | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 16 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8 | $1,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 31 | $1,000 | thousands by filing date | |
| JPMORGAN ACTIVEBLD EMRG MRKT EQY ETF | 46641Q266 | COM | 27 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 100 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 55 | $1,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 127 | $1,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 53 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 28 | $1,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 76 | $1,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 107 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 81 | $1,000 | thousands by filing date | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 42 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 310 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 44 | $1,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 46 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 50 | $1,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 161 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P785 | FTSE GERMANY | 26 | $1,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 30 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 36 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 49 | $1,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 900 | $1,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 500 | $1,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 122 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 465 | $1,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 67 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 12 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 18 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 19 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 260 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 86 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 680 | $1,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 50 | $1,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 256 | $1,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V202 | UNIT 06/17/2026 | 19 | $1,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 374 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 200 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 642 | $1,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 48 | $1,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 62 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 459 | $1,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 133 | $1,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 63 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 700 | $1,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 648 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 100 | $1,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 250 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 165 | $1,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 647 | $1,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 125 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 200 | $1,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 100 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 32 | $1,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 76 | $1,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 78 | $1,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 482 | $1,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 1,299 | $1,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 194 | $1,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 90 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 120 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 210 | $1,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 970 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 28 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 80 | $1,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 553 | $1,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 2,319 | $1,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 427 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 500 | $1,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 78 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 30 | $1,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 600 | $1,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 4,169 | $1,000 | thousands by filing date | |
| MDJM LTD | G59290109 | SHS | 175 | $1,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 26 | $1,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 1,209 | $1,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 1,001 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 453 | $1,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 468 | $1,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 169 | $1,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 443 | $1,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 837 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 1,592 | $1,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 1,487 | $1,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 147 | $1,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 108 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 20 | $1,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 264 | $1,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 400 | $1,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W207 | COM | 338 | $1,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 209 | $1,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237128 | *W EXP 03/24/202 | 778 | $1,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 490 | $1,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 480 | $1,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M121 | RIGHT 04/29/2026 | 2,700 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070108 | CL A SHS | 54 | $1,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382113 | *W EXP 04/07/202 | 2,056 | $1,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 100 | $1,000 | thousands by filing date | |
| BIOMX INC | 09090D202 | UNIT 10/16/2024 | 149 | $1,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 475 | $1,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 2,645 | $1,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 2,065 | $1,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 2,014 | $1,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D120 | *W EXP 10/28/202 | 3,228 | $1,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 111 | $1,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 784 | $1,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 205 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 85 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 115 | $1,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 40 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 506 | $1,000 | thousands by filing date | |
| AGF INVTS TR | 00110G606 | GLOBAL INFRASTR | 24 | $1,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 419 | $1,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 28 | $1,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 962 | $1,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 304 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 200 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 41 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 500 | $1,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 615 | $1,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 261 | $1,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 100 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 750 | $1,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 600 | $1,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 152 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 30 | $1,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 1,083 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y517 | MSCI CHINA UTL | 63 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 15 | $1,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 990 | $1,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 270 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 19 | $1,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 2,016 | $1,000 | thousands by filing date | |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 839 | $1,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 5,134 | $1,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 491 | $1,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 917 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 1,203 | $1,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K110 | UNIT 99/99/9999 | 131 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,000 | $1,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 18 | $1,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 654 | $1,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 842 | $1,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 400 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 900 | $1,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 131 | $1,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 833 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 932 | $1,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 55 | $1,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 115 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,526 | $1,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 1,894 | $1,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 633 | $1,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 2,906 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108839 | PURE JR GLD MINE | 21 | $1,000 | thousands by filing date | |
| LISTED FD TR | 53656F656 | AAF FRST PRIORTY | 46 | $1,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 1,944 | $1,000 | thousands by filing date | |
| LAKESHORE ACQUISITION I CORP | G53521129 | UNIT 06/04/2026 | 100 | $1,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 420 | $1,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 286 | $1,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 100 | $1,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 953 | $1,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 344 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 40 | $1,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 1,160 | $1,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 69 | $1,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 708 | $1,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 1,015 | $1,000 | thousands by filing date | |
| TRADEUP GLOBAL CORPORATION | G89877107 | CLASS A ORD SHS | 98 | $1,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 1,100 | $1,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 1,736 | $1,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 466 | $1,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 2,325 | $1,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 1,000 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 3,810 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L122 | *W EXP 03/12/202 | 475 | $1,000 | thousands by filing date | |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 1,000 | $1,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC IV | 23344K110 | *W EXP 03/04/202 | 810 | $1,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 300 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 399 | $1,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 833 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 729 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F706 | Cmn | 55 | $1,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 103 | $1,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 617 | $1,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 1,333 | $1,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIXXY INC COM NEW | 75630B303 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Youdao Inc - Adr | 98741T104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H717 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLECULAR PARTNERS AG | 60853G106 | ADS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 769 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F573 | OVERLAY SHS SHRT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RES INC | 40251W408 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES SA WTS EXP 03/25/2026 | P5880C134 | CMN | 929 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTCURE INC | 65343E108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G880 | FUND | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERED BRANDS | G7209M116 | WARR | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALISBURY BANCORP INC | 795226109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 431 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACKINAC FINL CORP | 554571109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F664 | TRUESHARES STRCT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 499 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITVENTURES LTD | 44951X104 | SPON ADS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 808 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 764 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 3,310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 485 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 726 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIZHI INC | 53933L104 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED ETF | 46090A770 | SELECT GROWT ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 639 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BTC DIGITAL LTD | G6055H106 | *W EXP 03/31/202 | 1,799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 650 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOVYST INC. | 73943T103 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484200 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERNA CORP | 00973W110 | WTS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPORTSTEK ACQUISITION CORP | 849196100 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KL ACQUISITION CORP | 49837C117 | WTS | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCIENCE STRATEGIC ACQ ALPHA | 808641104 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 444 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVO Bioscience, Inc. | 44984F302 | common | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC | 13200M508 | COM | 472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL CMNTY BANCORP | 69290X101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2ND VOTE FDS | 81386P108 | 2NDVOTE LIFE NEU | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-010738 | this filing | 2021-08-13 | acceptance time not in the bulk data set |